SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
Certification and Notice of Termination of Registration under Section
12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to
File Reports under Sections 13 and 15(d) of the
Securities Exchange Act of 1934
Commission File Number 1-14933
U.S. Trust Corporation
(Exact name of registrant as specified in its charter)
114 West 47th Street, New York, New York 10036
(212) 852-1000
(Address, including zip code, and
telephone number, including
area code, of registrant's
principal executive offices)
Common Stock, par value $.01
(Title of each class of securities covered by this Form)
(Title of all other classes of securities for which a duty to file reports
under Section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the
appropriate rule provision(s) relied upon to
terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) [ x ] Rule 12h-3(b)(1)(i) [ x ]
Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ]
Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ]
Rule 12g-4(a)(2)(ii) [ ] Rule 12h-3(b)(2)(ii) [ ]
Rule 15d-6 [ ]
Approximate number of holders of record as of the certification or
notice date: 1
Pursuant to the requirements of the Securities and Exchange Act of 1934 U.S.
Trust Corporation has caused this certification/notice to be signed on its
behalf by the undersigned duly authorized person.
Date: May 31, 2000 By: /s/ John L. Kirby
------------------------- ----------------------------------
Name: John L. Kirby
Title: Executive Vice President and
Chief Financial Officer