FORM 13F
UNITED STATES SECURITES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]: Amendment Number: __________________
This Amendment (Check only one.):
[ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Palisade Capital Management, L.L.C.
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Address: One Bridge Plaza, Suite 695
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Fort Lee, NJ 07024
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Form 13F File Number: 28-5320
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The institutional investment manager filing this report
and the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Report Manager:
Name: Steven Berman
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Title: Member
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Phone: (201) 585-7733
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Signature, Place, and Date of Signing:
/s/ Steven Berman
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Fort Lee, NJ 07024
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May 10, 1999
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Report Type (Check only one):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).
<PAGE>
Form 13F Summary Page
Report Summary
Number of Other Included Managers:
0
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Form 13F Information Table Entry Total:
238
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Form 13F Information Table Value Total:
$2,230,337 (thousands)
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List of Other Included Managers:
Provide a numbered list of the name(s) and Form
13F file number(s) of all institutional investment
managers with respect to which this report is filed,
other than the manager filing this report. [If there are
no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. NONE
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Form 13F File Number 28-
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Name
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<PAGE>
FORM 13F INFORMATION TABLE
PALISADE CAPITAL MANAGEMENT, L.L.C.
FORM 13F
March 31, 1999
<TABLE>
<CAPTION>
Voting Authority
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Title of Value Shrs or SH/ PUT/ Investment Other
Name of Issuer Class Cusip (x$1000) prn amount PRN CALL Discretion Managers Sole Shared None
- -------------- ----- --------- ------ ---------- ---- ---- ---------- -------- ---- ------ ----
Thermo Information Solutions Inc.(Pvt) COM 999999999 999 111,000 SH SOLE 0 111,000
Trex Communications Corporation (Pvt) COM 999999999 1,000 250,000 SH SOLE 0 250,000
AAR Corp COM 000361105 14,649 822,400 SH SOLE 0 822,400
ABM Industries Inc COM 000957100 52,245 1,712,942 SH SOLE 0 1,712,942
ASM Pacific Technology Ltd Shs COM G0535Q109 53 100,000 SH SOLE 0 100,000
AT & T COM 001957109 32,511 407,338 SH SOLE 0 407,338
Aaron Rents Inc. COM 002535201 11,261 720,700 SH SOLE 0 720,700
Abbott Labs COM 002824100 646 13,800 SH SOLE 0 13,800
Adaptec Inc. COM 00651F108 3,533 154,858 SH SOLE 0 154,858
Advanced Communication Systems COM 00750X109 5,514 474,300 SH SOLE 0 474,300
Affiliated Computer Services Cl A COM 008190100 39,883 871,755 SH SOLE 0 871,755
Air Express International Corp COM 009104100 2,417 159,800 SH SOLE 0 159,800
Airnet Systems Inc. COM 009417106 2,398 342,600 SH SOLE 0 342,600
Alberto - Culver Company CL A COM 013068200 14,527 683,600 SH SOLE 0 683,600
Alcatel Sponsored ADR COM 013904305 4,113 180,291 SH SOLE 0 180,291
America Online Inc. COM 02364J104 21,550 146,599 SH SOLE 0 146,599
American Bankers Ins Group Inc. COM 024456105 12,940 248,845 SH SOLE 0 248,845
American General COM 026351106 9,010 127,795 SH SOLE 0 127,795
American International Group Inc. COM 026874107 314 2,600 SH SOLE 0 2,600
American Retirement Corp COM 028913101 225 15,625 SH SOLE 0 15,625
Americredit Corp COM 03060R101 25,914 1,974,400 SH SOLE 0 1,974,400
Amgen COM 031162100 3,542 47,300 SH SOLE 0 47,300
Anaren Microwave Inc COM 032744104 1,263 52,100 SH SOLE 0 52,100
Applebees International Inc. COM 037899101 17,456 703,500 SH SOLE 0 703,500
AptarGroup Inc COM 038336103 6,240 240,000 SH SOLE 0 240,000
Arrow Electronics Inc COM 042735100 19,646 1,309,750 SH SOLE 0 1,309,750
Associates First Capital Corp Cl A COM 046008108 306 6,800 SH SOLE 0 6,800
Avista Corp COM 05379B107 536 33,000 SH SOLE 0 33,000
Baldor Electric Co. COM 057741100 14,941 742,397 SH SOLE 0 742,397
Ball Corp. COM 058498106 9,725 207,200 SH SOLE 0 207,200
Bank One Corporation COM 06423a103 814 14,779 SH SOLE 0 14,779
BankAmerica Corp COM 06605f102 1,172 16,601 SH SOLE 0 16,601
BankAtlantic Bancorp Inc. CL A COM 065908501 3,784 535,797 SH SOLE 0 535,797
Barra Inc. COM 068313105 13,852 562,500 SH SOLE 0 562,500
Becton Dickinson & Co. COM 075887109 303 7,900 SH SOLE 0 7,900
Bell Atlantic Corp COM 077853109 1,356 26,236 SH SOLE 0 26,236
Bestfoods COM 08658U101 376 8,000 SH SOLE 0 8,000
Bradley Real Estate, Inc. COM 104580105 2,088 116,800 SH SOLE 0 116,800
CNF Transportation Inc. COM 12612W104 12,675 335,200 SH SOLE 0 335,200
CVS Corporation COM 126650100 7,639 160,825 SH SOLE 0 160,825
Cadiz Land Company Inc. COM 127537108 328 41,000 SH SOLE 0 41,000
Cambrex Corp COM 132011107 11,877 536,800 SH SOLE 0 536,800
Campbell Soup Co COM 134429109 244 6,000 SH SOLE 0 6,000
Capital Re Corp COM 140432105 7,873 456,400 SH SOLE 0 456,400
Carey International Inc. COM 141750109 5,192 319,500 SH SOLE 0 319,500
Carnival Corp - Class A COM 143658102 291 6,000 SH SOLE 0 6,000
Cash America International Inc,. COM 14754D100 9,654 749,800 SH SOLE 0 749,800
Centerpoint Properties Trust COM 151895109 3,019 96,600 SH SOLE 0 96,600
Chancellor Media Corp COM 158915108 8,742 185,514 SH SOLE 0 185,514
Chase Manhattan Corp COM 16161A108 1,623 19,950 SH SOLE 0 19,950
Chattem Inc. COM 162456107 26,014 832,450 SH SOLE 0 832,450
Chevron Corp COM 166751107 10,473 118,003 SH SOLE 0 118,003
Cisco Systems Inc COM 17275R102 455 4,150 SH SOLE 0 4,150
Citigroup Inc. COM 172967101 26,167 409,654 SH SOLE 0 409,654
Citrix Systems Inc. COM 177376100 7,505 196,856 SH SOLE 0 196,856
Claires Stores Inc COM 179584107 25,627 850,700 SH SOLE 0 850,700
Coach USA Inc. COM 18975L106 15,939 579,600 SH SOLE 0 579,600
Coastal Corp COM 190441105 355 10,750 SH SOLE 0 10,750
Colgate Palmolive Co. COM 194162103 603 6,550 SH SOLE 0 6,550
Colonial Gas Company COM 195674106 7,295 211,450 SH SOLE 0 211,450
Comcast Corp -Special CL A COM 200300200 2,839 45,114 SH SOLE 0 45,114
Commerce Bancorp Inc.- NJ COM 200519106 20,032 485,614 SH SOLE 0 485,614
Computer Sciences Corp COM 205363104 923 16,725 SH SOLE 0 16,725
Copart Inc. COM 217204106 5,188 250,000 SH SOLE 0 250,000
Corporate Express Inc. COM 219888104 9,941 1,916,400 SH SOLE 0 1,916,400
Costco Companies Inc. COM 22160Q102 13,775 150,447 SH SOLE 0 150,447
Credence Systems Corp COM 225302108 1,550 72,306 SH SOLE 0 72,306
Cypress Semiconductor Corp COM 232806109 10,098 1,121,978 SH SOLE 0 1,121,978
DII Group Inc. COM 232949107 8,564 292,800 SH SOLE 0 292,800
DPL Inc COM 233293109 172 10,400 SH SOLE 0 10,400
DRS Technologies Inc. COM 23330X100 8,481 1,060,175 SH SOLE 0 318,651
DVI Inc. COM 233343102 8,108 545,100 SH SOLE 0 545,100
Dain Rauscher Corp. COM 233856103 13,138 386,400 SH SOLE 0 386,400
Dan River Inc. COM 235774106 171 20,100 SH SOLE 0 20,100
Dayton Hudson Corp COM 239753106 3,868 58,050 SH SOLE 0 58,050
Dell Computer Corp COM 247025109 245 6,000 SH SOLE 0 6,000
Diamond Offshore Drilling COM 25271C102 4,238 133,999 SH SOLE 0 133,999
Disney (Walt ) Company COM 254687106 2,014 64,715 SH SOLE 0 64,715
Dollar Tree Stores Inc COM 256747106 1,547 50,000 SH SOLE 0 50,000
Doubleclick Inc. COM 258609304 30,895 169,696 SH SOLE 0 169,696
Duff & Phelps Credit Rating Co. COM 26432F109 12,497 238,600 SH SOLE 0 238,600
E M C Corp Mass COM 268648102 16,382 128,232 SH SOLE 0 128,232
Eastern Enterprises Hldgs Co COM 27637F100 28,336 779,000 SH SOLE 0 779,000
Eli Lilly & Company COM 532457108 929 10,950 SH SOLE 0 10,950
Entertainment Properties TR COM 29380T105 7,662 444,200 SH SOLE 0 444,200
Equity Residential Properties Tr COM 29476L107 6,614 160,338 SH SOLE 0 160,338
Ericsson L.M. Tel Co CL B Ser 10 ADR COM 294821400 269 11,300 SH SOLE 0 11,300
Everen Capital Corp COM 299761106 9,860 504,006 SH SOLE 0 504,006
Exxon Corp COM 302290101 202 2,860 SH SOLE 0 2,860
First Union Corp COM 337358105 410 7,675 SH SOLE 0 7,675
Franchise Mortgage Acceptance Co COM 35181D108 3,838 529,400 SH SOLE 0 529,400
Freddie Mac COM 313400301 222 3,875 SH SOLE 0 3,875
Fresh Del Monte Produce Inc. COM G36738105 43,850 2,362,300 SH SOLE 0 2,362,300
G&K Svcs Inc. Class A COM 361268105 2,891 62,600 SH SOLE 0 62,600
GBC Bancorp - California COM 361475106 197 13,100 SH SOLE 0 13,100
GTE Corp. COM 362320103 529 8,750 SH SOLE 0 8,750
Gaylord Entertainment Co New COM 367905106 22,799 940,179 SH SOLE 0 940,179
General Electric Co. COM 369604103 1,997 18,050 SH SOLE 0 18,050
Georgia Pacific Corp COM 373298108 275 3,700 SH SOLE 0 3,700
Gtech Holdings Corporation COM 400518106 7,035 288,600 SH SOLE 0 288,600
Hamilton Bancorp Inc. COM 407013101 4,422 170,900 SH SOLE 0 170,900
Handleman Co Dell Com COM 410252100 12,614 943,100 SH SOLE 0 943,100
Haverty Furniture Cos Inc COM 419596101 17,372 684,600 SH SOLE 0 684,600
Heico Corporation Class A ( New ) COM 422806208 10,544 493,300 SH SOLE 0 493,300
Helen of Troy Corp. COM G4388N106 9,830 759,800 SH SOLE 0 759,800
Hewlett-Packard Co COM 428236103 3,977 58,649 SH SOLE 0 58,649
Hilton Hotels Corp COM 432848109 10,659 757,938 SH SOLE 0 757,938
Holt's Cigar Holding Inc. COM 436598106 1,941 500,990 SH SOLE 0 500,990
Home Depot Inc COM 437076102 22,122 355,376 SH SOLE 0 355,376
Home Properties Of New York COM 437306103 20,125 870,272 SH SOLE 0 870,272
Host Marriot Corp COM 441078102 7,627 685,554 SH SOLE 0 685,554
Hussmann International Inc. COM 448110106 24,216 1,648,750 SH SOLE 0 1,648,750
Hypercom Corp COM 44913M105 914 143,300 SH SOLE 0 143,300
ICG Communications Inc. COM 449246107 14,922 746,115 SH SOLE 0 746,115
Intel Corp COM 458140100 327 2,750 SH SOLE 0 2,750
Intermedia Communications Inc. COM 458801107 46,152 1,733,393 SH SOLE 0 1,733,393
International Multifoods Corp. COM 460043102 20,664 886,400 SH SOLE 0 886,400
International Paper Co. COM 460146103 9,765 231,475 SH SOLE 0 231,475
Interstate Bakeries Corp COM 46072H108 7,434 344,765 SH SOLE 0 344,765
Intertan Inc. COM 461120107 8,995 922,600 SH SOLE 0 922,600
Intl Business Machines Corp COM 459200101 4,097 23,114 SH SOLE 0 23,114
Iron Mountain Inc. COM 46284P104 19,203 614,500 SH SOLE 0 614,500
JDN Realty Corp COM 465917102 3,657 184,025 SH SOLE 0 184,025
Jefferies Group Inc. COM 472318104 26,895 566,950 SH SOLE 0 566,950
Johnson and Johnson COM 478160104 503 5,375 SH SOLE 0 5,375
K Mart Corp COM 482584109 10,368 616,660 SH SOLE 0 616,660
Kaydon Corp COM 486587108 17,883 618,000 SH SOLE 0 618,000
Kemet Corp COM 488360108 6,994 608,200 SH SOLE 0 608,200
Keyspan Energy Corp COM 49337k106 342 13,600 SH SOLE 0 13,600
Korn/Ferry International COM 500643200 10,787 821,900 SH SOLE 0 821,900
Kronos Inc. COM 501052104 21,574 880,575 SH SOLE 0 880,575
L-3 Communications Corp COM 502424104 25,882 559,600 SH SOLE 0 559,600
LSI Logic Corp COM 502161102 10,942 350,845 SH SOLE 0 350,845
Learning Co Inc. COM 522008101 4,268 147,169 SH SOLE 0 147,169
Leasing Solutions Inc. COM 522113109 483 209,054 SH SOLE 0 209,054
Littelfuse Inc. COM 537008104 11,214 610,300 SH SOLE 0 610,300
Lucent Technologies Inc. COM 549463107 310 2,872 SH SOLE 0 2,872
Mack - Cali Realty Corp COM 554489104 11,196 381,150 SH SOLE 0 381,150
Magna Intl Inc Class A COM 559222401 11,447 197,255 SH SOLE 0 197,255
Mail Well Inc. COM 560321200 5,702 426,316 SH SOLE 0 426,316
Manitowoc Co Inc. COM 563571108 29,313 700,000 SH SOLE 0 700,000
Maximus Inc. COM 577933104 17,510 601,200 SH SOLE 0 601,200
McKesson HBOC Inc. COM 58155Q103 9,389 142,262 SH SOLE 0 142,262
Mediaone Group Inc. COM 58440j104 29,848 470,517 SH SOLE 0 470,517
Medical Assurance Inc. COM 58449U100 2,290 81,771 SH SOLE 0 81,771
Merck & Co COM 589331107 671 8,370 SH SOLE 0 8,370
Microsoft Corp COM 594918104 5,279 58,900 SH SOLE 0 58,900
Mid Atlantic Realty Trust COM 595232109 15,224 1,485,250 SH SOLE 0 1,485,250
Mobil Corp COM 607059102 242 2,748 SH SOLE 0 2,748
Monsanto Co COM 611662107 8,783 191,195 SH SOLE 0 191,195
Mossimo Inc. COM 619696107 978 97,200 SH SOLE 0 97,200
Motorola Inc COM 620076109 3,601 49,163 SH SOLE 0 49,163
NTL Inc. COM 629407107 7,543 92,695 SH SOLE 0 92,695
National Australia Bank Ltd. ADR COM 632525408 6,753 74,820 SH SOLE 0 74,820
National Computer Systems COM 635519101 36,309 1,482,000 SH SOLE 0 1,482,000
National Data Corp COM 635621105 20,892 497,422 SH SOLE 0 497,422
National Health Investors COM 63633D104 11,618 540,377 SH SOLE 0 540,377
New England Business Service COM 643872104 44,278 1,543,450 SH SOLE 0 1,543,450
New Horizons Worldwide Inc. COM 645526104 13,972 703,005 SH SOLE 0 703,005
Newell-Rubbermaid Inc. COM 651229106 7,877 165,830 SH SOLE 0 165,830
News Corp Ltd ADR COM 652487703 7,306 247,675 SH SOLE 0 247,675
Nichols Research Corp COM 653818104 18,834 997,809 SH SOLE 0 997,809
Nike Inc CL B COM 654106103 3,011 52,200 SH SOLE 0 52,200
Nine West Group Inc COM 65440D102 3,779 153,061 SH SOLE 0 153,061
Nova Corporation COM 669784100 12,605 480,200 SH SOLE 0 480,200
Owens & Minor Inc Hldg Co. COM 690732102 4,125 407,429 SH SOLE 0 407,429
Owens Illinois Inc. COM 690768403 4,983 199,311 SH SOLE 0 199,311
Pacific Bank N.A. COM 694026204 1,953 93,000 SH SOLE 0 93,000
Packaged Ice, Inc. COM 695148106 1,256 205,000 SH SOLE 0 205,000
Park Electrochemical Corp COM 700416209 4,619 196,558 SH SOLE 0 196,558
Park Place Entertainment Corp. COM 700690100 8,198 1,084,000 SH SOLE 0 1,084,000
Penn Treaty American Corp COM 707874103 18,919 762,472 SH SOLE 0 762,472
Peoples Bancorp Inc. COM 709909105 788 79,800 SH SOLE 0 79,800
Pepsico Inc COM 713448108 2,526 64,450 SH SOLE 0 64,450
Performance Food Group Co. COM 713755106 10,297 392,250 SH SOLE 0 392,250
Petsmart Inc COM 716768106 3,671 457,142 SH SOLE 0 457,142
Pfizer Corp. COM 717081103 1,002 7,225 SH SOLE 0 7,225
Philadelphia Suburban Corp COM 718009608 18,150 799,983 SH SOLE 0 799,983
Piedmont Natural Gas Co. Inc. COM 720186105 6,346 181,300 SH SOLE 0 181,300
Pierce Leahy Corp COM 720722107 29,431 1,183,150 SH SOLE 0 1,183,150
Pillowtex Corp COM 721501104 4,846 341,587 SH SOLE 0 341,587
Protective Life Corp COM 743674103 6,990 184,560 SH SOLE 0 184,560
Quantum Corp COM 747906105 2,423 134,592 SH SOLE 0 134,592
Quest Education Corp. COM 74835f102 3,631 397,900 SH SOLE 0 397,900
Rebublic New York Corp. COM 760719104 461 10,000 SH SOLE 0 10,000
Regis Corp COM 758932107 27,832 1,045,350 SH SOLE 0 1,045,350
Richfood Holdings Inc. COM 763408101 14,134 655,500 SH SOLE 0 655,500
Rite Aid Corp COM 767754104 5,137 205,464 SH SOLE 0 205,464
Riviana Foods Inc. COM 769536103 6,554 280,400 SH SOLE 0 280,400
Roche Holding Ltd. Spon ADR COM 771195104 6,237 51,123 SH SOLE 0 51,123
Roslyn Bancorp Inc. COM 778162107 8,853 524,600 SH SOLE 0 524,600
SBC Communications Inc. COM 78387G103 231 4,900 SH SOLE 0 4,900
Schering - Plough Corp COM 806605101 1,135 20,548 SH SOLE 0 20,548
Schlumberger Ltd COM 806857108 268 4,450 SH SOLE 0 4,450
Scott Technologies COM 810022301 14,989 862,700 SH SOLE 0 862,700
Sealed Air Corp COM 81211K100 13,024 264,784 SH SOLE 0 264,784
Shopko Stores Inc. COM 824911101 48,242 1,614,800 SH SOLE 0 1,614,800
Sizeler Property Invs. COM 830137105 6,536 792,300 SH SOLE 0 792,300
Sola International Inc. COM 834092108 6,607 547,700 SH SOLE 0 547,700
Solectron Corp COM 834182107 6,713 138,232 SH SOLE 0 138,232
Sovereign Bancorp Inc. COM 845905108 2,776 226,638 SH SOLE 0 226,638
Spartech Corp. COM 847220209 1,986 96,300 SH SOLE 0 96,300
Staten Island Bancorp Inc. COM 857550107 3,785 220,200 SH SOLE 0 220,200
Sterling Software COM 859547101 33,782 1,422,398 SH SOLE 0 1,422,398
Summit Bancorp COM 866005101 273 7,000 SH SOLE 0 7,000
Summit Properties Inc. COM 866239106 9,756 584,600 SH SOLE 0 584,600
Techne Corp COM 878377100 4,808 166,500 SH SOLE 0 166,500
Terex Corp COM 880779103 15,775 653,900 SH SOLE 0 653,900
Texas Industries Inc. COM 882491103 13,353 538,171 SH SOLE 0 538,171
Texas Utilities Co. COM 882848104 5,538 131,867 SH SOLE 0 131,867
Thermo Electron Corp COM 883556102 4,844 357,142 SH SOLE 0 357,142
Time Warner Inc. COM 887315109 27,783 392,350 SH SOLE 0 392,350
Tower Automotive Inc. COM 891707101 4,678 251,159 SH SOLE 0 251,159
Triarc Companies Inc Cl A COM 895927101 5,403 309,850 SH SOLE 0 309,850
Triple P NV COM N88795104 55 20,000 SH SOLE 0 20,000
U S West Inc. New COM 91273H101 2,048 37,200 SH SOLE 0 37,200
U.S. Trust COM 91288L105 9,273 125,000 SH SOLE 0 125,000
Unifirst Corp COM 904708104 11,025 521,900 SH SOLE 0 521,900
Union Pacific Corp COM 907818108 15,027 281,208 SH SOLE 0 281,208
United Technologies Corp COM 913017109 340 2,514 SH SOLE 0 2,514
Unocal Inc. COM 915289102 13,624 369,474 SH SOLE 0 369,474
VWR Scientific Products Corp COM 918435108 9,583 425,900 SH SOLE 0 425,900
Valspar Corp. COM 920355104 5,022 159,100 SH SOLE 0 159,100
Vishay Intertechnology COM 928298108 14,764 1,018,200 SH SOLE 0 1,018,200
Vodafone ADR COM 92857T107 507 2,700 SH SOLE 0 2,700
Volt Information Sciences Inc. COM 928703107 13,256 806,420 SH SOLE 0 806,420
Wal-Mart Stores Inc COM 931142103 387 4,200 SH SOLE 0 4,200
Warner Lambert Corp COM 934488107 431 6,500 SH SOLE 0 6,500
Waste Management Inc. Del (New) COM 94106L109 7,200 162,254 SH SOLE 0 162,254
Watsco Inc. COM 942622200 28,108 1,921,922 SH SOLE 0 1,921,922
Wells Fargo Company COM 949746101 438 12,500 SH SOLE 0 12,500
Wendys Intl Inc COM 950590109 15,322 538,804 SH SOLE 0 538,804
World Color Press Inc. COM 981443104 6,610 311,068 SH SOLE 0 311,068
Xerox Corporation COM 984121103 8,710 163,187 SH SOLE 0 163,187
Ziff-Davis Inc. COM 989511100 1,075 50,000 SH SOLE 0 50,000
Warrants Insignia Financial Group Inc. WTS 45767A113 145 145,000 PRN SOLE 0 145,000
Wts Allscripts Inc.( 1 pfd = 4.4128 wts) WTS 019998962 0 40,002 PRN SOLE 0 40,002
Wts Littelfuse Inc exp 12/27/01 WTS 537008120 196 16,000 PRN SOLE 0 16,000
TOTAL: 2,230,337
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