<PAGE>
Date of Filing: December 11, 2000 File No. __________
Securities and Exchange Commission
Washington, D.C.
FORM U5A
NOTIFICATION OF REGISTRATION
Filed under Section 5(a) of the
Public Utility Holding
Company Act of 1935
-------------------------------------
The undersigned holding companies hereby notify the Securities and Exchange
Commission that they register under and pursuant to the provisions of Section
5(a) of the Public Utility Holding Company Act of 1935 and furnish the following
information as to the registrants and subsidiary companies thereof:
1. Exact name of registrants:
(a) Powergen plc
(b) Powergen US Holdings Limited
(c) Powergen US Investments Limited
(d) Ergon US Investments Limited
(e) Powergen Luxembourg sarl
(f) Powergen Luxembourg Holdings sarl
(g) Powergen Luxembourg Investments sarl
(h) Powergen USA
(i) Powergen US Investments Corp.
2. Address of principal executive offices: 53 New Broad Street
London EC2M 1SL
United Kingdom
3. Name and address of officer to whom notices and communications should
be addressed:
Mr. David Jackson
Company Secretary and General Counsel
Powergen plc
53 New Broad Street
London EC2M 1SL
United Kingdom
4. Required information regarding the registrant and each subsidiary
company thereof (indented to reflect parent-subsidiary relationships):
<PAGE>
PART A
<TABLE>
<CAPTION>
Name of Company Organization State/ Country Type of Business
--------------- ------------ ------------------ ----------------------
<S> <C> <C> <C>
Powergen plc Corporation England and Wales Holding Company
Powergen Capital Co. Corporation England and Wales Finance Company
Powergen US Holdings Limited Corporation England and Wales Holding Company
Powergen US Funding LLC LLC Delaware Finance Company
Ergon US Investments Limited Corporation England and Wales Holding Company
Powergen Luxembourg Securities sarl Corporation Luxembourg Finance Company
Powergen US Investments Limited Corporation England and Wales Holding Company
Powergen Luxembourg sarl Corporation Luxembourg Holding Company
Powergen Luxembourg Holdings sarl Corporation Luxembourg Holding Company
Powergen Luxembourg Investments sarl Corporation Luxembourg Holding Company
Powergen US Partnership Partnership Delaware Holding Company
Powergen US Investments Corp. Corporation Delaware Holding Company
LG&E Energy Corp. (see Part B) Corporation Kentucky Holding Company (Exempt)
Powergen Share Scheme Trustees Limited Corporation England and Wales Qualifying Employee Trust Company
Powergen (Kentucky) Ltd Corporation England and Wales Representative office in UK
for Powergen
Powergen Group Holdings Corporation England and Wales Future Holding Company for UK
Businesses
Powergen Group Investments Ltd Corporation England and Wales Finance Company
Powergen UK plc Corporation England and Wales Electric Generation; Holding
Company and Finance Company
Ergon Insurance Ltd Corporation Isle of Man Captive Insurance Company
Powergen CHP Ltd Corporation England and Wales Developer and Operator of
Cogeneration Plant in UK
Powergen Cogeneration Ltd Corporation England and Wales Operator of Cogeneration Plant
in UK
Biogeneration Ltd Corporation England and Wales Operator of Biomass Plant in UK
Powergen Energy Trading Ltd Corporation England and Wales Energy Trading in Europe
Powergen Finance Ltd Corporation England and Wales Finance Company
</TABLE>
2
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/ Country Type of Business
--------------- ------------ ------------------ ----------------------
<S> <C> <C> <C>
Ergon Finance Ltd Corporation England and Wales Finance Company
Powergen Share Trustees Ltd Corporation England and Wales Share Scheme Trustee
Ergon Pensions Trustee Ltd Corporation England and Wales Pension Scheme Trustee
Powergen Projects Consultancy Ltd (with Malaysia Branch) Corporation England and Wales Project Management
Hams Hall Management Co. Ltd Corporation England and Wales Real Estate Management
Garnedd Power Co. Ltd Corporation England and Wales Owner of Hydro-Electric Plant
in Wales
Ergon Nominees Ltd Corporation England and Wales Investment Holding Company
Kinesis Resource Management Ltd Corporation England and Wales Inactive
Electricity Ltd Corporation England and Wales Inactive
Powergen Energy Solutions Ltd Corporation England and Wales Energy Management Company
Delcomm Ltd Corporation England and Wales Inactive
LLPCo Holdings Ltd Corporation Australia Indirect Owner of Power Plant
LLPCo Pty Ltd Corporation Australia Manager of Investment in Power
Plant
Yallourn Investments, A Limited Partnership Partnership Australia Owner of Power Plant
Meerco Pty Ltd Corporation Australia Indirect Owner of Power Plant
DR Group Holdings Corporation England and Wales Indirect Owner of Power Plant
DR Corby Ltd Corporation England and Wales Indirect Owner of Power Plant
East Midlands Electricity Corporation England and Wales Indirect Owner of Power Plant
Generation 90-y) Limited
Corby Power Ltd Corporation England and Wales Operator of Power Plant
Powergen Investments Ltd Corporation England and Wales Indirect Investment in Windfarms
Powergen Renewables Holdings Ltd Corporation England and Wales Operates Windfarms; Indirect
Owner of Windfarms
Powergen Renewables Ltd Corporation England and Wales Owner of Windfarms
Yorkshire Windpower Ltd Corporation England and Wales Operates Windfarms
TPG Wind Ltd Corporation England and Wales Operates Windfarms
Windy Mills Ltd Corporation Northern Ireland Inactive
Powergen Renewables Developments Ltd Corporation England and Wales Developer of Windfarms
Blyth Offshore Wind Ltd Corporation England and Wales Developer of Windfarms
</TABLE>
3
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/Country Type of Business
--------------- ------------ ------------- ----------------
<S> <C> <C>
Fusers Ltd Corporation Ireland Developer of Windfarms in Ireland
Tursillagh Windfarm Ltd Corporation Ireland Developer of Windfarms in Ireland
Powergen (East Midlands) Loan Notes Corporation England and Wales Finance Company for Powergen
Energy plc
Powergen (East Midlands) Investments Corporation England and Wales Investment Holding and Finance
Company for Powergen Energy plc
Powergen Energy plc Corporation England and Wales Electric Distribution
Powergen Retail Gas Ltd Corporation England and Wales Gas Retail in UK
EME Industrial Shipping Ltd Corporation England and Wales Gas Shipping in UK
Coppice Insurance Co Ltd, Guernsey Corporation Germany Inactive
Charnwood Insurance Co. Ltd, Guernsey Corporation Germany Inactive
East Midlands Electricity Gen (Non Fossil) Ltd Corporation England and Wales Holding Company and Partner in
Waste Combustion
Biogas Generation Ltd Corporation England and Wales Waste Combustion
East Midlands Electricity Gen (IPG) Ltd Corporation England and Wales Inactive
East Midlands Electricity Distribution Ltd Corporation England and Wales Staff Share Scheme Trustee
Cottam Development Centre Ltd Corporation England and Wales Turbine Testing/Operation in UK
Gen Net. Com Ltd Corporation England and Wales Internet services provider
Powergen Systems & Services Corporation England and Wales Information Technology Services
Company
Powergen Gas Ltd Corporation England and Wales Gas Pipeline Transportation and
Operations in UK
Kinesis Resource Limited Corporation England and Wales Indirect Owner of Power Plant
Telcentric Solutions Ltd Corporation England and Wales Internet sales services
Powergen International Holdings Ltd Corporation England and Wales Future Holding Company for
International Businesses
Powergen International Limited Corporation England and Wales Investment Holding and Finance
Company
Powergen Overseas Holdings Limited Corporation England and Wales Indirect Owner of Power Plant
Ergon Generation (Malaysia) Sdn Bhd Corporation England and Wales Inactive
Ergon Energy Ltd Corporation England and Wales Indirect Owner of Power Plant
PT Jawa Power Corporation Indonesia Owner of Power Plant
North Queensland Power Ltd Corporation England and Wales Inactive
</TABLE>
4
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/Country Type of Business
--------------- ------------ ------------- ----------------
<S> <C> <C>
Powergen Serang Ltd Corporation England and Wales Inactive
Inputrapid Ltd Corporation England and Wales Holding and Finance Company for
Powergen Holdings B.V.
Visioncash Corporation England and Wales Finance Company
Ergon Overseas Holdings Ltd Corporation England and Wales Indirect Owner of Generation
Facility
Powergen Holdings BV Corporation Netherlands Investment Holding and Finance
Company
Powergen Australia Holdings BV Corporation Netherlands Indirect Owner of Generation
Facility
Powergen Australia BV Corporation Netherlands Indirect Owner of Generation
Facility
Powergen Aus Pty Ltd Corporation Australia Indirect Owner of Generation
Facility
Auspower Pty Ltd Corporation Australia Indirect Owner of Generation
Facility
Mezzco Pty Ltd Corporation Australia Indirect Owner of Generation
Facility
Yallourn Energy Pty Ltd Corporation Australia Owner of Generation Facility
BLCP Power Limited Corporation Thailand Developer of Generation Facility
PT Powergen Jawa Timur Corporation Indonesia Operator of Generation Facility
PT Power Jawa Barat Corporation Indonesia Developer of Power Project
Portugen Energia S.A. Corporation Portugal Operator of Generation Facilities
Powergen Energia RT Corporation Hungary Operator of Generation Facilities
Csepel Aramtermeto Corporation Hungary Owner of Generation Facilities
Csepel Holdings BV Corporation Netherlands Inactive
Csepel Eromu RT Corporation Hungary Owner of Generation Facilities
Turbogas Produtrora Energetica S.A. Corporation Portugal Owner of Generation Facilities
Powergen India Ltd Corporation India Direct and Indirect Owner of
Generation Facilities
Gujarat Powergen Energy Corporation Corporation India Owner of Generation Facility
Bina Power Supply Company Limited Corporation India Developer of Generation Facility
</TABLE>
5
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/Country Type of Business
--------------- ------------ ------------- ----------------
<S> <C> <C>
Saalie Energie GmbH Corporation Germany Indirect Owner of Generation
Facility
Saalie Energie Services GmbH Corporation Germany Provides Management, Maintenance
and Consulting Services to MIBRAG
GmbH
Kraftwerk Schkopau GbR Corporation Germany Owner of Generation Facility
Kraftwerk Schkopau B'Gessellschaft GmbH Corporation Germany Operator of Generation Facility
Powergen (Malaysia) Sdn Bhd Corporation Malaysia Regional Headquarters
Powergen Nederland BV Corporation Netherlands Finance Company to MIBRAG BV
MIBRAG BV Corporation Netherlands Finance Company to MIBRAG GmbH
MIBRAG GmbH Corporation Germany Owner of MIBRAG Mine
MIBRAG IB GmbH Corporation Germany Finance Company for MIBRAG GmbH
MIBRAG IV GmbH Corporation Germany Finance Company for MIBRAG GmbH
MIBRAG IVB GmbH Corporation Germany Finance Company for MIBRAG GmbH
Powergen Brasil Limitada Corporation Brazil Inactive
Diamond Power Generation Limited* Corporation England and Wales Operator of power station
Emerald Power Generation Limited* Corporation England and Wales Operator of power station
Jade Power Generation Limited* Corporation England and Wales Operator of power station
Ergon Overseas Holdings Ltd* Corporation England and Wales Indirect owner of power plants
Central England Networks Ltd* Corporation England and Wales Inactive
Drakman O&M Ltd* Corporation England and Wales Inactive
Ergon Power Ltd* Corporation England and Wales Inactive
Ergon Properties Ltd* Corporation England and Wales Inactive
First Energy (UK) Ltd* Corporation England and Wales Inactive
Kinetica Ltd* Corporation England and Wales Inactive
Lincoln Green Energy Ltd* Corporation England and Wales Inactive
PowerGas Ltd* Corporation England and Wales Inactive
Powergen Leasing Ltd* Corporation England and Wales Inactive
</TABLE>
6
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/Country Type of Business
--------------- ------------ ------------- ----------------
<S> <C> <C> <C>
Power Technology Ltd* Corporation England and Wales Inactive
The Power Generation Company Ltd* Corporation England and Wales Inactive
Wavedriver* Corporation England and Wales Inactive
Derek B Haigh Ltd* Corporation England and Wales Inactive
East Midlands Electricity Distribution Ltd* Corporation England and Wales Inactive
East Midlands Electricity Generation (Rugby) Ltd* Corporation England and Wales Inactive
East Midlands Pipelines Ltd* Corporation England and Wales Inactive
East Midlands Electricity Trustees (ESOP) Limited - JERSEY* Corporation Jersey Inactive
East Midlands Electricity Supply Ltd* Corporation England and Wales Inactive
East Midlands Telecommunications Ltd* Corporation England and Wales Inactive
EMCO Ltd* Corporation England and Wales Inactive
EME Employment Co. Ltd* Corporation England and Wales Inactive
EME Employment Co. (No. 2) Ltd* Corporation England and Wales Inactive
Furse Earthing and Lightning Protections Systems Ltd* Corporation England and Wales Inactive
Furse Specialist Contracting Ltd* Corporation England and Wales Inactive
Homepower Retail (EME) Ltd* Corporation England and Wales Inactive
J Smith (Southern) Ltd* Corporation England and Wales Inactive
M MacDonald & Co. Ltd* Corporation England and Wales Inactive
Padfield and Howes Ltd* Corporation England and Wales Inactive
Powergen Secretaries Ltd* Corporation England and Wales Inactive
Powergen Directors Ltd* Corporation England and Wales Inactive
Ransome Properties Ltd* Corporation England and Wales Inactive
SGB (Steeplejacks) Ltd* Corporation England and Wales Inactive
Statco Two Ltd* Corporation England and Wales Inactive
Statco Three Ltd* Corporation England and Wales Inactive
Statco Four Ltd* Corporation England and Wales Inactive
Statco Five Ltd* Corporation England and Wales Inactive
Statco Six Ltd* Corporation England and Wales Inactive
Statco Seven Ltd* Corporation England and Wales Inactive
</TABLE>
7
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/Country Type of Business
--------------- ------------ ------------- ----------------
<S> <C> <C> <C>
The Peerless Engineering Co. Ltd* Corporation England and Wales Inactive
The Stanton (Steeplejack) Co. Ltd* Corporation England and Wales Inactive
Powerconsult* Corporation England and Wales Inactive
Powercoal* Corporation England and Wales Inactive
Powergen Australia Investments Ltd* Corporation England and Wales Inactive
</TABLE>
* Direct or indirect subsidiaries of Powergen UK plc
8
<PAGE>
PART B
<TABLE>
<CAPTION>
Name of Company Organization State/Country Type of Business
--------------- ------------ ------------- ----------------
<S> <C> <C> <C>
LG&E Energy Corp. Corporation Kentucky Holding Company (exempt)
LG&E Energy Marketing Inc. Corporation Oklahoma Power Marketing
LG&E Energy Foundation Inc. Corporation Kentucky Charitable Foundation
LG&E Energy Services Inc. Corporation Kentucky Service Company
LG&E Energy Settlements Inc. Corporation Kentucky Inactive
Kentucky Utilities Company Corporation Kentucky/ Public Utility
Virginia
Lexington Utilities Company Corporation Kentucky Inactive
KU Receivables LLC LLC/1/ Delaware Receivables Finance Company
Electric Energy Inc. Corporation Kentucky/ Electric Utility
Illinois
Louisville Gas and Electric Company Corporation Kentucky Public Utility
LG&E Receivables LLC LLC Delaware Receivables Finance Company
LG&E Capital Corp. Corporation Kentucky Non-Utility Holding Company
LG&E Credit Corp. Corporation Kentucky Consumer Lending Services
LNGCL Inc. Corporation Delaware Inactive
LNGCG Inc. Corporation Delaware Inactive
LG&E Home Services Inc. Corporation Kentucky Appliance Repair and
Warranty
LG&E Enertech Inc. Corporation Kentucky Engineering, Energy
Management and
Consulting Services
FSF Minerals Inc. Corporation Kentucky Owner of Coal Reserves
LG&E Energy Privatization Services Inc. Corporation Kentucky Bidder on Government
Privatization Project
CRC-Evans International Inc. Corporation Delaware Investment Holding Company
CRC-Evans Pipeline International, Inc. Corporation Delaware Equipment and Services
for Pipeline Construction
CRC-Evans B.V. Corporation Netherlands International Sales Office
CRC-Evans Canada LTD Corporation Alberta, Canada Company for Canadian
Operations
PIH Holdings LTD Corporation United Kingdom Holding Company for
Operations in Europe and
Middle East
</TABLE>
-------------------------------
/1/ LLC means limited liability company.
9
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/Country Type of Business
--------------- ------------ ------------- ----------------
<S> <C> <C> <C>
Pipeline Induction Heat Ltd Corporation United Kingdom Services for Pipelines
CRC-Key, Inc. Corporation Oklahoma Manufacturing for Pipeline
Construction
WKE Corp. Corporation Kentucky Investment Holding Company
WKE Station Two Inc. Corporation Kentucky Operator of Generation
Facilities
Western Kentucky Energy Corp. Corporation Kentucky Leases Generation
Facilities
WKE Facilities Corp. Corporation Kentucky Inactive
LLC LLC LLC Kentucky Owns Options on Mineral
Rights
FCD LLC LLC Kentucky Owns Options and Actual
Riparian Rights
Excalibur Development LLC LLC Kentucky Inactive
LG&E International Inc. Corporation Delaware Holding Company for
International Projects
LG&E Mendoza Services Inc. Corporation Cayman Islands Inactive
LG&E Power Venezuela I Inc. Corporation Cayman Islands Inactive
LG&E Power Spain Inc. Corporation Delaware Holding Company for
Projects in Spain
K.W. Tarifa S.A. Corporation Spain Generation Facilities
LG&E Power Argentina I, Inc. Corporation Delaware Inactive
LG&E Power Argentina II, Inc. Corporation Delaware Investment in Natural Gas
Distribution Company
Distribuidora de Gas del Centro S.A. Corporation Argentina Natural Gas Distribution
Inversora de Gas del Centro S.A. Corporation Argentina Investment in Natural Gas
Distribution Company
LG&E Power Argentina III, LLC LLC Delaware Investment in Natural Gas
Distribution Company
Distribuidora de Gas Cuyana S.A. Corporation Argentina Natural Gas Distribution
Inversora de Gas Cuyana S.A. Corporation Argentina Indirect Owner of Gas
Distribution
Invergas S.A. Corporation Argentina Indirect Owner of Gas
Distribution
Gas Natural BAN S.A. Corporation Argentina Natural Gas Distribution
Gas Natural S.D.G. Argentina S.A. Corporation Argentina Indirect Owner of FUCO
ServiConfort Argentina S.A. Corporation Argentina Energy-related Services
to Gas Customers
</TABLE>
10
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/County Type of Business
--------------- ------------ ------------ ----------------------------
<S> <C> <C> <C>
LG&E Power Australia I Inc. Corporation Delaware Inactive
LG&E Australia Pty Limited Corporation Australia Inactive
LG&E Centro S.A. Corporation Argentina Provides Technical Consultancy
Services
LG&E Power Spain LLC LLC Kentucky Inactive
LG&E Power Finance Inc. Corporation Delaware Special Purpose Financing Subsidiary
LG&E Power Inc. Corporation Delaware Holding Company for Non-Utility
Investments
LG&E Power Engineers and Constructors Inc. Corporation California Engineering and Project Management
LG&E Power Constructors Inc. Corporation California Inactive
Ultraclean Incorporated Corporation California Inactive
LG&E Power Services Inc. Corporation California Power Facilities Management and
Operations
Maine Power Services Partnership California Inactive
LG&E Power Operations Inc. Corporation California Power Project Ownership, Management &
Development
LG&E/Kelso Power Partners, L.P. Partnership California Inactive
HD/WS Corporation Corporation California Inactive
LG&E-Westmoreland Rensselaer Partnership California Inactive
LG&E Power 5 Incorporated Corporation California Inactive
Babcock-Ultrapower West Enfield Partnership California Inactive
LG&E Power 6 Incorporated Corporation California Inactive
Babcock-Ultrapower Jonesboro Partnership California Inactive
LG&E Power 11 Incorporated Corporation California Indirect Owner of Power Generation
Facilities
LG&E-Westmoreland Southampton Partnership California Generation Facilities
LG&E Southampton Incorporated Corporation California Indirect Owner of Power Generation
Facilities
LG&E Southampton L.P. Partnership California Indirect Owner of Generation
Facilities
LG&E Power 12 Incorporated Corporation California Indirect Owner of Power Generation
Facilities
</TABLE>
11
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/County Type of Business
--------------- ------------ ------------ ----------------------------
<S> <C> <C> <C>
LG&E-Westmoreland Altavista Partnership California Generation Facilities
LG&E Altavista Incorporated Corporation California Indirect Owner of Power Generation
Facilities
LG&E Altavista L.P. LP California Indirect Owner of Generation
Facilities
LG&E Power 13 Incorporated Corporation California Indirect Owner of Generation
Facilities
LG&E-Westmoreland Hopewell Partnership California Generation Facilities
LG&E Hopewell Incorporated Corporation California Indirect Owner of Generation
Facilities
LG&E Power 14 Incorporated Corporation California Inactive
LG&E Power 14-Buena Vista Partnership California Inactive
LG&E Power 16 Incorporated Corporation California Indirect Owner of Generation
Facilities
LG&E Power Roanoke Incorporated Corporation California Indirect Owner of Generation
Facilities
LG&E Roanoke Valley LP LP California Indirect Owner of Generation
Facilities
Westmoreland-LG&E Partners Partnership Virginia Generation Facilities
LG&E 18 Incorporated Corporation California Inactive
LG&E Erie Partner Incorporated Corporation California Inactive
Erie Power Partners L.P. Partnership California Inactive
LG&E Power 21 Incorporated Corporation California Indirect Owner of Generation
Facilities
LG&E Power 21 Wind Incorporated Corporation California Indirect Owner of Generation
Facilities
LG&E Power 21 L.P. Partnership California Indirect Owner of Power Generation
Facilities
Windpower Partners 1993, L.P. Partnership Delaware Generation Facilities
LG&E Power 22 Incorporated Corporation California Inactive
LG&E Power 29 Incorporated Corporation California Inactive
LG&E Power 31 Incorporated Corporation California Indirect Owner of Generation
Facilities
LQ GP, LLC LLC Delaware Indirect Owner of Generation
Facilities
</TABLE>
12
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/County Type of Business
--------------- ------------ ------------ ----------------------------
<S> <C> <C> <C>
LG&E Power 31 Wind Incorporated Corporation California Indirect Owner of Generation
Facilities
LG&E Power 31 L.P. Partnership California Indirect Owner of Generation
Facilities
Windpower Partners 1994, L.P. Partnership Delaware Generation Facilities
LQC LP, LLC LLC Delaware Indirect Owner of Generation
Facilities
LG&E Power 25 Incorporated Corporation Delaware Inactive
LG&E Power 26 Incorporated Corporation Delaware Inactive
LG&E Power Development Inc. Corporation California Development of QFs and EWGs
American Power Corporation Corporation California Investment in LG&E Power Monroe LLC
LG&E Power Monroe LLC LLC Delaware Lease and Operate Combustion Turbines
LG&E Crown Inc. Corporation Delaware Prior Owner of Investment in Gas
Gathering, Processing and Storage
Facilities
LG&E Minor Facilities Inc. Corporation Delaware Prior Owner of Investment in Gas
Gathering, Processing and Storage
Facilities
Power Tex Parent Inc. Corporation Delaware Prior Owner of Investment in Gas
Gathering, Processing and Storage
Facilities
Llano Gathering Inc. Corporation New Mexico Prior Owner of Investment in Gas
Gathering, Processing and Storage
Facilities
Llano Storage Inc. Corporation New Mexico Prior Owner of Investment in Gas
Gathering, Processing and Storage
Facilities
Ultrasystems Construction Co., Inc. Corporation California Inactive
HD Energy Corporation Corporation Delaware Inactive
Ultrafuels Incorporated Corporation California Inactive
Ultrafuels 1 Incorporated Corporation California Inactive
NuHPI, Inc. Corporation Delaware Inactive
Ultrapower Biomass Fuels Corporation California Inactive
Corporation
Hadson Power Live Oak Corporation California Inactive
Incorporated
</TABLE>
13
<PAGE>
<TABLE>
<CAPTION>
Name of Company Organization State/Country Type of Business
--------------- ------------ ------------- ----------------
<S> <C> <C> <C>
Hadson Financial Corporation Corporation Delaware Inactive
LG&E Power Gregory I, Inc. Corporation New Mexico Indirect Owner of Power Project
Gregory Power Partners LP Partnership Texas Owner and Developer of Power Project
LG&E Power Gregory II, Inc. Corporation Delaware Indirect Owner of Power Project
Gregory Partners LLC LLC Texas Owner and Developer of Power Project
LG&E Power Gregory III Inc. Corporation Delaware Indirect Owner of Power Project
LG&E Power Gregory IV Inc. Corporation Delaware Indirect Owner of Power Project
Ultrasystems Small Power, Incorporated Corporation California Inactive
Ultrasystems Small Power I, Incorporated Corporation California Inactive
LG&E Natural Industrial Marketing Co. Corporation Colorado Natural Gas Marketing and Transmission
Hadson Fuels, Inc. Corporation Oklahoma Inactive
Triple T. Services Inc. Corporation Oklahoma Inactive
LG&E Natural Canada Inc. Corporation Canada Inactive
LG&E Fuels Services Inc. Corporation Delaware Investment in Alternative Fuels
LG&E Power Tiger Creek LLC LLC Delaware Inactive
Babcock & Wilcox Services Inc. Corporation California Inactive
KUCC Paris Corporation Corporation Kentucky Indirect Owner of Investment in Power Project
Tenaska III Partners, Ltd Partnership Texas Indirect Investment in QF
Tenaska III Texas Partners Partnership Texas Interest in QF
KUCC Ferndale Corporation Corporation Kentucky Indirect Owner of Investment in Power Project
Tenaska Washington Partners, L.P. (5%) Partnership Washington QF
KUCC Portland 34 Corporation Corporation Kentucky Inactive
Portland 34 LTD Corporation Corporation Kentucky Inactive
Portland 34, L.P. Partnership Kentucky Inactive
KUCC Development Corporation Corporation Kentucky Inactive
KUCC Solutions Corporation Corporation Kentucky Energy Marketing and Services
KUCC Grimes Corporation Corporation Delaware Indirect Owner of Investment in
Development Project (under sale)
KUCC Grimes GP Corporation Corporation Delaware Partner in Development Project (under sale)
KUCC Grimes LP Corporation Corporation Delaware Partner in Development Project (under sale)
</TABLE>
14
<PAGE>
SIGNATURE
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, the registrants have caused this notification of registration to be duly
signed on their behalf in the City of London, United Kingdom on the 11th day of
December, 2000.
Powergen plc
Powergen US Holdings Limited
Powergen US Investments Limited
Ergon US Investments Limited
Powergen Luxembourg sarl
Powergen Luxembourg Holdings sarl
Powergen Luxembourg Investments sarl
Powergen USA
Powergen US Investments Corp.
(Name of Registrants)
By: /s/ David Jackson
-----------------
David Jackson
Secretary and General Counsel
Powergen plc
(seal)
Attest:
/s/ Christopher J. Salame
_________________________________________
Christopher J. Salame
Manager, Company Secretarial Services
15
<PAGE>
VERIFICATION
The undersigned being duly sworn and deposes and says that he has duly
executed the attached notification of registration dated December 11, 2000 for
and on behalf of:
(a) Powergen plc
(b) Powergen US Holdings Limited
(c) Powergen US Investments Limited
(d) Ergon US Investments Limited
(e) Powergen Luxembourg sarl
(f) Powergen Luxembourg Holdings sarl
(g) Powergen Luxembourg Investments sarl
(h) Powergen USA
(i) Powergen US Investments Corp.
that he is the Secretary and General Counsel of Powergen plc and authorized to
sign on behalf of it and the remaining registrants; and that all action by
stockholders, directors and other bodies necessary to authorize deponent to
execute and file such instrument has been taken. Deponent further says that he
is familiar with such instrument and the contents thereof, and that the facts
therein set forth are true to the best of his knowledge, information and
belief.
/s/ David Jackson
__________________________________________
David Jackson
Secretary and General Counsel Powergen plc
(OFFICIAL SEAL)
Subscribed and sworn to before me,
a Notary Public,
this 11th day of December, 2000
/s/ Agnes Corless
Scrivener Notary
London, England
___________________________
My commission expires: with life.
16
