|
|
|
|
|
|
|
|
|
|
Previous: MOODY ALDRICH & SULLIVAN LLC, 13F-HR, 1999-05-12 |
Next: GFSB BANCORP INC, 10QSB, 1999-05-12 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
--------------
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Heartland Advisors, Inc.
---------------------------------------------
Address: 790 N. Milwaukee St.
---------------------------------------------
Milwaukee, WI 53202-3712
---------------------------------------------
---------------------------------------------
Form 13F File Number: 28-3516
-----------------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patrick J. Retzer
---------------------------------------------
Title: Senior Vice President
---------------------------------------------
Phone: 414-347-7777
---------------------------------------------
Signature, Place, and Date of Signing:
/s/ Patrick J. Retzer Milwaukee, Wisconsin May 12, 1999
------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
------------------------------------------------------------------------
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-------------------
Form 13F Information Table Entry Total: 423
-------------------
Form 13F Information Table Value Total: $ 1,915,405
-------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
NONE
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X $1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3Dfx Interactive,
Inc. COM 88553X103 625 50000 SH SOLE 0 50000
Abbott Laboratories COM 002824100 272 5800 SH SOLE 4200 1600
Aceto Corporation COM 004446100 1772 150000 SH SOLE 0 150000
Advocat, Inc. COM 007586100 1901 800400 SH SOLE 269900 530500
Aetna Inc. COM 008117103 481 5800 SH SOLE 3000 2800
Alabama National
Bancorporation COM 010317105 2558 110000 SH SOLE 0 110000
Alaska Airgroup
Inc. COM 011659109 1838 38700 SH SOLE 23100 15600
Aldila, Inc. COM 014384101 1875 1000000 SH SOLE 0 1000000
Align-Rite
International,
Inc. COM 016251100 3469 300000 SH SOLE 0 300000
Allied Capital
Corporation COM 01903Q108 1439 78300 SH SOLE 45920 32380
Allied Healthcare
Products, Inc. COM 019222108 3774 1947800 SH SOLE 1172800 775000
Allmerica
Financial
Corporation COM 019754100 473 8591 SH SOLE 5336 3255
Alpine Group, Inc. COM 020825105 16081 1588200 SH SOLE 541100 1047100
Alta Gold Company COM 021271101 575 800000 SH SOLE 0 800000
Amcast Industrial
Corporation COM 023395106 1613 100000 SH SOLE 0 100000
American Buildings
Company COM 024757106 8165 432600 SH SOLE 0 432600
American Express COM 025816109 336 2850 SH SOLE 2150 700
American Medical
Security Group,
Inc. COM 02744P101 13313 950900 SH SOLE 587700 363200
American
Physicians Service
Group, Inc. COM 028882108 837 372200 SH SOLE 180000 192200
Amwest Insurance
Group, Inc. COM 032345100 2867 309936 SH SOLE 67936 242000
Arcadia Financial
Ltd. COM 039101100 1049 220900 SH SOLE 0 220900
Asia Pacific Wire
& Cable Corp Ltd. ORD G0535E106 5124 2102200 SH SOLE 1287300 814900
Associated
Banc-Corp COM 045487105 13840 433345 SH SOLE 477 432868
Astoria Financial
Corporation COM 046265104 2783 55650 SH SOLE 37300 18350
Atlantic American
Corporation COM 004820910 1351 337800 SH SOLE 0 337800
ATS Medical COM 002083103 128 17000 SH SOLE 17000 0
Audiovox
Corporation CL A 050757103 3975 600000 SH SOLE 0 600000
Autodesk, Inc. COM 052769106 467 11550 SH SOLE 11550 0
Autonomous
Technologies
Corporation COM 05329H105 4050 400000 SH SOLE 0 400000
Badger Meter, Inc. COM 056525108 11953 389500 SH SOLE 174800 214700
Baldwin Piano &
Organ Company COM 058246109 5916 739500 SH SOLE 394000 345500
Baldwin Technology
Company, Inc. COM 058264102 1150 400000 SH SOLE 0 400000
BancTec, Inc. COM 059784108 4925 400000 SH SOLE 0 400000
Bank United
Corporation CL A 065412108 2158 52800 SH SOLE 35100 17700
Banknorth Group,
Inc. COM 06646L100 2825 100000 SH SOLE 0 100000
Barrett Business
Services, Inc. COM 068463108 6071 1011800 SH SOLE 383800 628000
Bay Bancshares,
Inc. COM 07203N109 1673 126300 SH SOLE 0 126300
BEC Energy COM 05538M101 1262 34350 SH SOLE 19350 15000
Benton Oil & Gas
Company COM 083288100 6757 1864100 SH SOLE 814100 1050000
Beverly Enterprises COM 087851309 21515 4198000 SH SOLE 2029200 2168800
Bitstream, Inc. COM 091736108 970 517200 SH SOLE 0 517200
Blimpie
International,
Inc. COM 093538106 98 40200 SH SOLE 0 40200
Blue Wave Systems,
Inc. COM 096081104 6047 1727600 SH SOLE 1137600 590000
Borders Group, Inc. COM 099709107 1031 73300 SH SOLE 48300 25000
Bowater, Inc. COM 102183100 1268 32010 SH SOLE 21810 10200
Bristol-Myers Co COM 110122108 359 5600 SH SOLE 5600 0
BTG, Inc. COM 05576J101 10034 1783800 SH SOLE 932800 851000
Buckhead America
Corporation COM 11835A105 992 184600 SH SOLE 0 184600
Building One
Services
Corporation COM 120114103 13148 765000 SH SOLE 0 765000
Burlington Coat
Factory COM 121579106 7996 680500 SH SOLE 172700 507800
Business Resource
Group COM 12329K104 1479 526000 SH SOLE 40000 486000
Callon Petroleum
Company COM 13123X102 111 10000 SH SOLE 5000 5000
Cameron Ashley
Building Products,
Inc. COM 133290106 4563 500000 SH SOLE 0 500000
Campbell Resources,
Inc. COM 134422104 3750 12000000 SH SOLE 0 12000000
Capital Automotive
(REIT) COM 139733109 474 38120 SH SOLE 36620 1500
Capital Corp of the
West COM 140065103 1435 149100 SH SOLE 31500 117600
Capital RE
Corporation COM 140432105 5175 300000 SH SOLE 0 300000
Caretenders
Healthcorp
Corporation COM 141740209 871 435300 SH SOLE 121600 313700
Cash America
International,
Inc. COM 14754D100 6438 500000 SH SOLE 0 500000
Catalina Lighting,
Inc. COM 148865108 3958 1439400 SH SOLE 714400 725000
Catherines Stores
Corporation COM 14916F100 6149 878400 SH SOLE 297000 581400
Cavalier Homes,
Inc. COM 149507105 6302 654720 SH SOLE 275820 378900
Celox Corp COM 151179108 32 85000 SH SOLE 85000 0
Central Sprinkler
Corporation COM 155184104 10427 731700 SH SOLE 680400 51300
Champion
Enterprises COM 158496109 1414 73000 SH SOLE 56500 16500
CHC Helicopter
Corporation CL A 12541C203 1226 536000 SH SOLE 0 536000
Check Technology
Corporation COM 162780100 499 210000 SH SOLE 0 210000
Cherry Corporation CL A 164541203 12762 945300 SH SOLE 0 945300
Chic By H.I.S.,
Inc. COM 167113109 2304 970000 SH SOLE 0 970000
Chicago Title
Corporation COM 168228104 8457 232500 SH SOLE 117700 114800
Chieftain
International,
Inc. COM 16867C101 2217 181000 SH SOLE 0 181000
Children's
Broadcasting
Corporation COM 168755205 1866 1085800 SH SOLE 348800 737000
Children's
Comprehensive
Services, Inc. COM 16875K202 2250 400000 SH SOLE 0 400000
Chronimed, Inc. COM 171164106 3641 610000 SH SOLE 0 610000
Ciprico, Inc. COM 172529109 4043 490000 SH SOLE 0 490000
Clayton Williams
Energy, Inc. COM 969490101 4271 794600 SH SOLE 199600 595000
Cohesion
Technologies, Inc. COM 19248N101 3227 813000 SH SOLE 0 813000
Collaborative
Clinical Research,
Inc. COM 194190104 5276 1241400 SH SOLE 595500 645900
Collagen
Aesthetics, Inc. COM 194194106 17474 1300400 SH SOLE 412300 888100
Colonial Properties
Trust (REIT) COM 195872106 3709 145450 SH SOLE 132750 12700
Columbia/HCA
Healthcare
Corporation COM 197677107 383 20200 SH SOLE 11800 8400
Comdial Corporation COM 200332302 3839 590600 SH SOLE 78500 512100
Commercial Federal
Corporation COM 201647104 15199 655475 SH SOLE 151500 503975
Commonwealth
Aluminum
Corporation COM 203004106 15165 1685000 SH SOLE 779100 905900
Cooker Restaurant
Corporation COM 216284208 2992 576800 SH SOLE 58000 518800
Copley
Pharmaceutical,
Inc. COM 21745K101 4479 526900 SH SOLE 0 526900
Cornell Corrections
Corp. COM 219141108 292 16700 SH SOLE 16700 0
Crown Central
Petroleum Corp. CL A 228219309 5900 800000 SH SOLE 0 800000
CSP, Inc. COM 126389105 4960 629781 SH SOLE 256131 373650
CYRK International,
Inc. COM 232817106 8099 1070900 SH SOLE 52400 1018500
D & N Financial
Corporation COM 232864108 15293 672230 SH SOLE 218650 453580
Dames & Moore Inc COM 235713104 11806 1055300 SH SOLE 435300 620000
Datastream Systems
Inc COM 238124101 86 10000 SH SOLE 0 10000
Datron Systems,
Inc. COM 238173108 4973 795700 SH SOLE 488700 307000
Davel
Communications,
Inc. COM 238341101 5924 846288 SH SOLE 448672 397616
Davox Corp COM 239208101 1585 256200 SH SOLE 26900 229300
Decorator
Industries, Inc. COM 243631207 1875 312500 SH SOLE 0 312500
Diamond Home
Services, Inc. COM 252648100 2296 574000 SH SOLE 0 574000
Digi International,
Inc. COM 253798102 11626 1722300 SH SOLE 941600 780700
Dime Bancorp, Inc. COM 25429Q102 1653 71300 SH SOLE 47400 23900
Dollar Thrifty
Automotive Group,
Inc. COM 256743105 11758 681600 SH SOLE 155300 526300
Donnelly
Corporation CL A 257870105 15426 1175350 SH SOLE 744250 431100
Drypers Corporation COM 262497308 1072 497000 SH SOLE 0 497000
Duckwall-ALCO
Stores, Inc. COM 264142100 4205 431300 SH SOLE 53800 377500
Dura
Pharmaceuticals, SUB NT CV
Inc. 3.5% 02 26632S109 1769 2335000 PRN SOLE 0 46114
Durakon Industries,
Inc. COM 266334101 5781 500000 SH SOLE 0 500000
Dynamic Materials
Corporation COM 267888105 2166 550000 SH SOLE 287200 262800
Easco Inc. COM 27033E103 730 100750 SH SOLE 87450 13300
ECC International
Corporation COM 268255106 2573 935500 SH SOLE 219500 716000
Eclipse Surgical
Technologies COM 278849104 1176 112000 SH SOLE 0 112000
EDAP TMS S.A. SPONSORED
ADR 268311107 1729 1106600 SH SOLE 240000 866600
Effective
Management
Systems, Inc. COM 282017102 1441 823200 SH SOLE 378200 445000
El Paso Electric
Company COM 283677854 5891 772550 SH SOLE 634450 138100
EMC Insurance Group
Inc. COM 268664109 4404 370900 SH SOLE 70900 300000
Encore Wire
Corporation COM 292562105 2363 300000 SH SOLE 0 300000
Engle Homes, Inc. COM 292896107 12634 1203200 SH SOLE 588700 614500
Environmental
Technologies
Corporation COM 293961108 357 476000 SH SOLE 0 476000
Equity Inns Inc.
(REIT) COM 294703103 9072 1067350 SH SOLE 797950 269400
ESCO Electronics
Corporation COM 269030201 2828 314200 SH SOLE 0 314200
Esterline
Technology
Corporation COM 297425100 7011 541900 SH SOLE 123100 418800
Exabyte Corporation COM 300615101 2375 500000 SH SOLE 0 500000
Executone
Information
Systems, Inc. COM 301607107 31535 8699200 SH SOLE 4889800 3809400
EZCorp, Inc. CL A 302301106 10361 1507100 SH SOLE 724200 782900
Fahnestock Viner
Holdings CL A 302921101 3906 271700 SH SOLE 43700 228000
Fibermark, Inc. COM 315646109 8063 682600 SH SOLE 248250 434350
Filenes Basement
Corporation COM 316866102 3796 1991400 SH SOLE 0 1991400
Financial
Industries
Corporation COM 317574101 5458 454800 SH SOLE 128800 326000
Fleming Companies,
Inc. COM 339130106 4281 500000 SH SOLE 0 500000
Flexsteel
Industries COM 339382103 3434 261600 SH SOLE 0 261600
Flour City
International,
Inc. COM 343858205 1656 500000 SH SOLE 0 500000
Forest Oil
Corporation COM 346091606 14109 1881200 SH SOLE 400000 1481200
Fortress Group,
Inc. COM 34956K108 600 300000 SH SOLE 0 300000
Foster Wheeler
Corporation COM 350244109 1213 100000 SH SOLE 0 100000
Franklin Bank
National
Association COM 352456107 2745 274542 SH SOLE 88742 185800
Friedman
Industries, Inc. COM 358435105 827 220500 SH SOLE 0 220500
GA Financial, Inc. COM 361437106 1475 100000 SH SOLE 0 100000
Gehl Company COM 368483103 6785 460000 SH SOLE 172000 288000
General Chemical
Group, Inc. COM 369332101 5086 387500 SH SOLE 0 387500
General Electric Co COM 369604103 409 3700 SH SOLE 3700 0
Genesis Health
Ventures, Inc. COM 371912106 4485 920000 SH SOLE 10000 910000
Gensia Sicor, Inc. COM 372450106 10240 3640750 SH SOLE 1963850 1676900
GeoScience
Corporation COM 373636109 1300 200000 SH SOLE 0 200000
Gibson Greetings,
Inc. COM 374827103 1463 200000 SH SOLE 0 200000
Guangshen Railway SPONSORED
Comp. Ltd. ADR 40065W107 2813 500000 SH SOLE 0 500000
Gundle/SLT
Environmental,
Inc. COM 402809107 2183 793700 SH SOLE 130900 662800
GZA
GeoEnvironmental
Technologies, Inc. COM 362386104 2369 526500 SH SOLE 138800 387700
Haggar Corporation COM 405173105 2025 200000 SH SOLE 0 200000
Hallmark Capital
Corporation COM 406241109 1169 110000 SH SOLE 0 110000
Hallmark Financial
Services, Inc. COM 40624Q104 439 1170600 SH SOLE 110600 1060000
Hallwood
Consolidated
Resources Corp. COM 40636V208 5181 493400 SH SOLE 167900 325500
Hallwood Energy
Partners LP Cl COM 40636P201 2886 824700 SH SOLE 613600 211100
Hallwood Group,
Inc. COM 406364406 1646 90200 SH SOLE 30700 59500
Hampshire Group,
Inc. COM 408859106 1648 206000 SH SOLE 0 206000
Harding Lawson
Associates Group,
Inc. COM 412293102 4080 582800 SH SOLE 190200 392600
HCR Manor Care,
Inc. COM 404134108 554 24300 SH SOLE 13800 10500
Health Management
Systems, Inc. COM 42219M100 1900 400000 SH SOLE 0 400000
Health Power, Inc. COM 42219G103 2329 776300 SH SOLE 426300 350000
HealthPlan Services
Corp COM 421959107 3443 487500 SH SOLE 79700 407800
HealthRite, Inc. COM 42221F101 719 500000 SH SOLE 0 500000
Healthsouth
Corporation COM 421924101 775 74700 SH SOLE 43300 31400
High Plains
Corporation COM 429701105 7269 3060700 SH SOLE 1560700 1500000
HMN Financial, Inc. COM 40424G108 3361 295500 SH SOLE 45000 250500
Hollinger
International,
Inc. COM 435569108 4476 330000 SH SOLE 86000 244000
Home Federal
Bancorp COM 436926109 6349 290250 SH SOLE 0 290250
Home Products
International,
Inc. COM 437305105 2583 283100 SH SOLE 0 283100
Home Security
International,
Inc. COM 437333107 13389 1467300 SH SOLE 933300 534000
HON Industries,
Inc. COM 438092108 663 30200 SH SOLE 18800 11400
Hospitality
Worldwide
Services, Inc. COM 44106N100 2155 862000 SH SOLE 174000 688000
Host Marriott Corp COM 44107P104 164 14782 SH SOLE 14782 0
Household
International,
Inc. COM 441815107 349 7644 SH SOLE 3844 3800
ICN
Pharmaceuticals,
Inc. COM 448924100 116796 4648593 SH SOLE 1387792 3260801
ICTS International
NV COM N43837108 5711 1269200 SH SOLE 923800 345400
IEC Electronics
Corporation COM 44949L105 8420 2590700 SH SOLE 1723600 867100
IMC Global, Inc. COM 449669100 621 30400 SH SOLE 17100 13300
ImmuLogic
Pharmaceutical
Corporation COM 45252R100 5468 2916000 SH SOLE 886000 2030000
In Home Health Inc COM 453222408 689 525001 SH SOLE 0 525001
Insteel Industries
Inc COM 45774W108 2423 430800 SH SOLE 0 430800
Integrated Device
Technology, Inc. COM 458118106 54 10000 SH SOLE 10000 0
Intercontinental
Life Corporation COM 458593100 4387 527800 SH SOLE 60800 467000
Interdigital
Communications
Corporation COM 45866A105 37277 8644000 SH SOLE 3823800 4820200
Intermet
Corporation COM 45881K104 8092 605000 SH SOLE 5000 600000
International
Aircraft Investors COM 458860103 4448 603100 SH SOLE 173100 430000
International
Airline Support
Group, Inc. COM 458865201 969 250000 SH SOLE 0 250000
International
Aluminum COM 458884103 2488 100000 SH SOLE 0 100000
Interpore
International COM 46062W107 7969 1770800 SH SOLE 1104300 666500
Interstate Energy
Corporation COM 460845100 1127 42310 SH SOLE 33110 9200
Iwerks
Entertainment,
Inc. COM 465916104 3891 3036500 SH SOLE 1773900 1262600
Jaco Electronics,
Inc. COM 469783104 2529 879500 SH SOLE 499500 380000
Jason, Inc. COM 471171108 3400 400000 SH SOLE 0 400000
Jefferson Smurfit SPONSORED
Group PLC ADR 47508W107 1663 83150 SH SOLE 59000 24150
John B. Sanfilippo
& Son, Inc. COM 800422107 1250 400000 SH SOLE 0 400000
Judge Group, Inc.
(The) COM 481271104 1235 705700 SH SOLE 293600 412100
K-Tron
International,
Inc. COM 482730108 2196 122000 SH SOLE 0 122000
Kaye Group, Inc. COM 486589104 2591 363600 SH SOLE 0 363600
Kent Electronics SUB NT CV
Corporation 4.5% 04 490553104 1784 2398000 PRN SOLE 6562 41853
Kentucky Electric
Steel Company COM 49127B100 2558 758000 SH SOLE 270000 488000
Kimberly Clark Corp COM 494368103 404 8421 SH SOLE 6590 1831
King World
Productions, Inc. COM 495667107 220 7200 SH SOLE 7200 0
KLM Royal Dutch SPONSORED
Airlines ADR 482516101 1436 51752 SH SOLE 30002 21750
Koninklijke (Royal)
Philips SPONSORED
Electronics NV ADR 500472105 1814 22010 SH SOLE 16710 5300
Koss Corporation COM 500692108 1718 151000 SH SOLE 0 151000
L.B. Foster Company COM 350060109 1388 300000 SH SOLE 0 300000
La Crosse Footwear,
Inc. COM 505688101 2799 447800 SH SOLE 0 447800
LAI Worldwide, Inc. COM 501718100 3724 590000 SH SOLE 0 590000
Lakes Gaming, Inc. COM 51206P109 717 87525 SH SOLE 79900 7625
Landry's Seafood
Restaurants, Inc. COM 51508L103 3854 601650 SH SOLE 82550 519100
Lechters, Inc. COM 523238103 1821 844700 SH SOLE 0 844700
Lennar Corporation COM 526057104 2544 113700 SH SOLE 77800 35900
Lindal Cedar Homes,
Inc. COM 535130108 940 442400 SH SOLE 37000 405400
Lithia Motors, Inc. CL A 536797103 1389 87500 SH SOLE 0 87500
Little Switzerland,
Inc. COM 537528101 1275 657900 SH SOLE 362900 295000
LNR Property
Corporation COM 501940100 1318 66750 SH SOLE 44650 22100
London Pacific SPONSORED
Group Ltd. ADR 542073101 25047 1642400 SH SOLE 956700 685700
Lone Star
Steakhouse &
Saloon COM 542307103 188 18300 SH SOLE 18300 0
Louis Dreyfus
Natural Gas
Corporation COM 546011107 11364 783700 SH SOLE 24700 759000
Louisiana-Pacific
Corporation COM 546347105 369 19800 SH SOLE 11800 8000
LSI Industries,
Inc. COM 50216C108 4387 259950 SH SOLE 20950 239000
Lufkin Industries COM 549764108 1340 80900 SH SOLE 0 80900
M-Wave, Inc. COM 554034108 1116 525000 SH SOLE 225000 300000
M/A/R/C, Inc. COM 552914103 3150 300000 SH SOLE 0 300000
M/I Schottenstein
Homes, Inc. COM 55305B101 4942 278400 SH SOLE 0 278400
MAF Bancorp, Inc. COM 55261R108 2451 110156 SH SOLE 55156 55000
Magal Security
Systems Ltd. COM M6786D104 1991 650000 SH SOLE 0 650000
Manchester
Equipment Company,
Inc. COM 562154104 845 300400 SH SOLE 0 300400
Manpower, Inc. COM 56418H100 853 36500 SH SOLE 25700 10800
Marcus Corporation COM 566330106 2700 225000 SH SOLE 0 225000
Marten Transport
Ltd. COM 573075108 5486 398975 SH SOLE 31500 367475
Martin Industries,
Inc. COM 57326K102 1139 450000 SH SOLE 0 450000
Massbank
Corporation COM 576152102 5242 138398 SH SOLE 5065 133333
Material Sciences
Corporation COM 576674105 4973 780000 SH SOLE 0 780000
Matrix
Pharmaceutical,
Inc. COM 576844104 5392 2575200 SH SOLE 475200 2100000
Matrix Services
Company COM 576853105 2025 600000 SH SOLE 0 600000
Maxicare Health
Plans, Inc. COM 577904204 18129 3537300 SH SOLE 2375400 1161900
McDermott
International,
Inc. COM 580037109 2074 81950 SH SOLE 55950 26000
MDC Holdings, Inc. COM 552676108 3575 248700 SH SOLE 0 248700
Mead Corporation
(The) COM 582834107 1272 41350 SH SOLE 37450 3900
Meadow Valley
Corporation COM 583185103 1364 340900 SH SOLE 183400 157500
Medical Graphics
Corporation COM 584907109 681 680700 SH SOLE 137250 543450
Mentor Corporation COM 587188103 14968 1019100 SH SOLE 250600 768500
Mercury Air Group,
Inc. COM 589354109 138 22500 SH SOLE 22500 0
MFRI, Inc. COM 552721102 3111 995400 SH SOLE 595400 400000
Microtest, Inc. COM 594941106 1698 714900 SH SOLE 343800 371100
MicroTouch Systems,
Inc. COM 595145103 2091 176100 SH SOLE 0 176100
Mid American Energy COM 59562V107 594 21200 SH SOLE 11700 9500
Mining Services
International
Corporation COM 603665209 1250 250000 SH SOLE 0 250000
Minntech
Corporation COM 604258103 16238 1286200 SH SOLE 618700 667500
MMI Companies, Inc. COM 553087107 7767 505200 SH SOLE 101600 403600
Modis Professional
Services, Inc. COM 607830106 1751 193200 SH SOLE 131800 61400
Moore Medical
Corporation COM 615799103 4520 430500 SH SOLE 201000 229500
Morgan Products
Ltd. COM 617439104 7215 2025400 SH SOLE 1133400 892000
Motor Club of
America COM 619823107 2353 171100 SH SOLE 25100 146000
MYR Group, Inc. COM 554053108 10645 910796 SH SOLE 398196 512600
NABI, Inc. COM 628716102 10047 3215000 SH SOLE 0 3215000
Nabor Industries,
Inc. COM 629568106 1400 77000 SH SOLE 53000 24000
Napco Security
Systems, Inc. COM 630402105 378 144000 SH SOLE 0 144000
National Home
Health Corp. COM 636380107 1221 279100 SH SOLE 0 279100
Network Equipment
Technologies, Inc. COM 641208103 9836 1100500 SH SOLE 449200 651300
Networks North,
Inc. COM 641220108 519 200000 SH SOLE 0 200000
New Brunswick
Scientific
Company, Inc. COM 642876106 1290 277136 SH SOLE 0 277136
Norrell Corporation COM 656301108 4026 308200 SH SOLE 7000 301200
Norstan, Inc. COM 656535101 14993 1620900 SH SOLE 1047400 573500
NovaCare, Inc. SB DEB CV
5.5% 00 669930AA7 312 445000 PRN SOLE 15572 1126
Novamerican Steel,
Inc. COM 669959108 4798 436200 SH SOLE 0 436200
NU Horizons
Electronics, Inc. COM 669908105 2888 700000 SH SOLE 0 700000
Numac Energy, Inc. COM 67052A103 5783 2804000 SH SOLE 603600 2200400
O. I. Corporation COM 670841105 1428 326500 SH SOLE 0 326500
Oakwood Homes COM 674098108 356 25400 SH SOLE 20800 4600
OGE Energy
Corporation COM 670837103 578 25600 SH SOLE 3000 22600
Oil-Dri Corporation COM 677864100 13100 899600 SH SOLE 395600 504000
Ontro, Inc. COM 683380109 855 325900 SH SOLE 0 325900
Orthologic
Corporation COM 68750J107 11267 3755700 SH SOLE 2348200 1407500
Osmonics, Inc. COM 688350107 11551 1455200 SH SOLE 743200 712000
Outlook Group
Corporation COM 690113105 2706 1082300 SH SOLE 614800 467500
Owens Corning COM 69073F103 547 17200 SH SOLE 11000 6200
Parlex Corporation COM 701630105 2029 213600 SH SOLE 0 213600
Patrick Industries,
Inc. COM 703343103 10394 769900 SH SOLE 413400 356500
PBOC Holdings, Inc. COM 69316G108 4082 453500 SH SOLE 3500 450000
PDK Labs, Inc. COM 693293508 2160 480000 SH SOLE 100000 380000
Pentech
International,
Inc. COM 709635106 488 709900 SH SOLE 0 709900
Perrigo Company COM 714290103 4032 556200 SH SOLE 198500 357700
Petsec Energy Ltd. SPONSORED
ADR 715796108 1688 1500000 SH SOLE 0 1500000
Photoelectron Corp. COM 719320103 368 120000 SH SOLE 100000 20000
PIA Merchandising
Services, Inc. COM 693360109 4202 1400700 SH SOLE 688900 711800
PICO Holdings, Inc. COM 693366205 5334 288340 SH SOLE 45940 242400
Planar Systems,
Inc. COM 726900103 3075 400000 SH SOLE 0 400000
Play By Play Toys &
Novelties, Inc. COM 72811K103 2813 450000 SH SOLE 0 450000
Pointe Financial
Corporation COM 73084P100 1000 100000 SH SOLE 0 100000
Polaroid Corp. COM 731095105 1829 90600 SH SOLE 60600 30000
Powell Industries,
Inc. COM 739128106 8567 972100 SH SOLE 390700 581400
Precision Drilling
Corporation COM 74022D100 8835 679600 SH SOLE 633200 46400
Precision Response
Corporation COM 740314109 875 269300 SH SOLE 6800 262500
Premark Intl Inc COM 740459102 1014 30800 SH SOLE 20300 10500
PremiumWear, Inc. COM 740909106 950 200000 SH SOLE 0 200000
Presidential Life
Corporation COM 740884101 17938 1000000 SH SOLE 0 1000000
Prime Hospitality
Corporation COM 741917108 1284 129200 SH SOLE 82750 46450
Prime Retail Inc.
(REIT) COM 741570105 5070 579450 SH SOLE 548650 30800
Professionals
Group, Inc. COM 742954100 9925 378077 SH SOLE 136077 242000
Providence &
Worcester Railroad
Co. COM 743737108 2225 200000 SH SOLE 0 200000
Provident
Companies, Inc. COM 743862104 2017 58350 SH SOLE 41100 17250
PXRE Corporation COM 693674103 16385 910252 SH SOLE 305609 604643
Rainforest Cafe,
Inc. COM 75086K104 3919 779000 SH SOLE 29000 750000
Ramsay Youth
Services, Inc. COM 75158K206 5020 680667 SH SOLE 401136 279531
RARE Hospitality
International,
Inc. COM 753820109 729 53000 SH SOLE 0 53000
Raychem Corporation COM 754603108 557 24700 SH SOLE 16700 8000
Raytel Medical
Corporation COM 755107109 3700 897000 SH SOLE 17000 880000
Rehabilicare, Inc. COM 758944102 819 312100 SH SOLE 0 312100
Reliance Group
Holdings, Inc. COM 759464100 915 119000 SH SOLE 78500 40500
Reliance Steel &
Aluminum Company COM 759509102 8189 284200 SH SOLE 0 284200
Remington Oil & Gas
Corporation COM 759594302 10432 3628520 SH SOLE 1979320 1649200
Renaissance Re
Holdings Ltd. COM G7496G103 8734 250000 SH SOLE 0 250000
Reptron SB NT CV
Electronics, Inc. 6.75% 04 76026WAA7 690 1445000 PRN SOLE 0 50702
Resound Corporation COM 761194109 4650 1240000 SH SOLE 312200 927800
RightChoice Managed
Care CL A 76657K101 15737 1463950 SH SOLE 711450 752500
Riviera Tool
Company COM 769648106 1740 366350 SH SOLE 46100 320250
Rottlund Company,
Inc. COM 779077106 2364 590900 SH SOLE 33700 557200
Roy F. Weston, Inc. CL A 961137106 2266 1006900 SH SOLE 16900 990000
Rush Enterprises,
Inc. COM 781846100 2644 235000 SH SOLE 10000 225000
Ryan's Family Steak
Houses, Inc. COM 783519101 5850 485000 SH SOLE 0 485000
Ryder System Inc. COM 783549108 475 17200 SH SOLE 10000 7200
Salient 3
Communications COM 794721100 1913 300000 SH SOLE 0 300000
Santa Fe Energy
Resources, Inc. COM 802012104 395 53600 SH SOLE 29700 23900
Santa Fe
International
Corporation COM G7805C108 1985 106200 SH SOLE 63300 42900
Saucony, Inc. CL B 804120202 8994 1199200 SH SOLE 572200 627000
Scan-Optics, Inc. COM 805894102 1925 550000 SH SOLE 0 550000
SCPIE Holdings,
Inc. COM 78402P104 7531 277000 SH SOLE 18600 258400
Seibels Bruce
Group, Inc. (The) COM 816006209 2031 650000 SH SOLE 0 650000
Shiloh Industries,
Inc. COM 824543102 3406 286800 SH SOLE 65900 220900
Sholodge, Inc. SBDB CONV
7.5% 04 825034AA9 4771 8225000 PRN SOLE 83684 250536
Sholodge, Inc. COM 825034101 2681 550000 SH SOLE 0 550000
Shopko Stores, Inc. COM 824911101 28244 945400 SH SOLE 170800 774600
Shuffle Master COM 825549108 131 20000 SH SOLE 20000 0
Sifco Industries,
Inc. COM 826546103 1344 176200 SH SOLE 0 176200
Sitel Corp COM 82980K107 1205 507500 SH SOLE 7500 500000
Six Rivers National
Bank COM 830059101 1026 93300 SH SOLE 0 93300
Smartflex Systems,
Inc. COM 83169K108 2213 600000 SH SOLE 0 600000
Southern Energy
Homes, Inc. COM 842814105 11776 2190800 SH SOLE 1404200 786600
Southwestern Energy
Corporation COM 845467109 17804 2520900 SH SOLE 1355700 1165200
Spacehab, Inc. COM 846243103 1773 272700 SH SOLE 0 272700
Spectrum Control,
Inc. COM 847615101 628 150000 SH SOLE 150000 0
Speizman
Industries, Inc. COM 847805108 1103 294000 SH SOLE 0 294000
St Jude Medical COM 790849103 3354 137600 SH SOLE 8500 129100
St. Francis Capital
Corporation COM 789374105 4823 112500 SH SOLE 0 112500
St. Paul Companies,
Inc. COM 792860108 359 11562 SH SOLE 5440 6122
Starcraft
Corporation COM 855269106 2505 871200 SH SOLE 377100 494100
Steel Technologies,
Inc. COM 858147101 1936 245800 SH SOLE 0 245800
Stephan Company
(The) COM 858603103 1750 200000 SH SOLE 0 200000
Sterling Financial
Corporation COM 859319105 5881 379400 SH SOLE 104400 275000
Sterling Software,
Inc. COM 859547101 3240 136420 SH SOLE 92020 44400
Stifel Financial
Corporation COM 860630102 1890 210000 SH SOLE 0 210000
Storage Technology
Corporation COM 862111200 1326 47560 SH SOLE 27410 20150
Strategic
Diagnostics, Inc. COM 862700101 1219 500000 SH SOLE 0 500000
Strattec Security
Corporation COM 863111100 12139 431600 SH SOLE 124800 306800
Strouds, Inc. COM 863451100 1225 700000 SH SOLE 0 700000
Summit Bank
Corporation COM 866013105 727 48900 SH SOLE 0 48900
Summit Technology,
Inc. COM 86627E101 275 25000 SH SOLE 0 25000
Sun Healthcare SD CV 144A
Group, Inc. 6% 04 866933AA2 1132 7810000 PRN SOLE 75549 282051
Sunrise
International
Leasing
Corporation COM 86769K105 1658 420000 SH SOLE 0 420000
Sunrise Medical,
Inc. COM 867910101 1563 250000 SH SOLE 0 250000
Suprema
Specialties, Inc. COM 86859F107 934 202000 SH SOLE 0 202000
Sybase, Inc. COM 871130100 5556 700000 SH SOLE 0 700000
Syncor
International
Corporation COM 87157J106 9820 352300 SH SOLE 127300 225000
Tab Products
Company COM 873197107 1814 381800 SH SOLE 160800 221000
Tech-Sym
Corporation COM 878308105 22322 1072550 SH SOLE 667050 405500
Technology Research
Corporation COM 878727304 563 500000 SH SOLE 0 500000
Telecomunicacoes
Brasileiras COM 879287308 2795 34670 SH SOLE 30270 4400
Telephone and Data
Systems, Inc. COM 879433100 824 14625 SH SOLE 14125 500
Teltrend, Inc. COM 87969R106 14740 935900 SH SOLE 402200 533700
Tenet Healthcare
Corporation COM 88033G100 763 40300 SH SOLE 23600 16700
Tesoro Petroleum
Corporation COM 881609101 15717 1428850 SH SOLE 120750 1308100
Tipperary
Corporation COM 888002300 296 364700 SH SOLE 0 364700
Todhunter
International,
Inc. COM 889050100 3614 490000 SH SOLE 0 490000
Topps Company, Inc.
(The) COM 890786106 4288 980000 SH SOLE 0 980000
Toys R Us, Inc. COM 892335100 732 38900 SH SOLE 23100 15800
Trak Auto
Corporation COM 892887100 8220 953100 SH SOLE 372100 581000
TransCoastal Marine
Services, Inc. COM 893537100 3588 897000 SH SOLE 42000 855000
Trigen Energy COM 895930105 2738 200000 SH SOLE 0 200000
Trigon Healthcare,
Inc. COM 89618L100 2084 60850 SH SOLE 33850 27000
Trimark Holdings,
Inc. COM 89621J100 4154 578000 SH SOLE 178000 400000
U.S. Global
Investors Funds CL A 902952100 818 545300 SH SOLE 0 545300
U.S. Home
Corporation COM 911920106 13164 403500 SH SOLE 2500 401000
U.S.A. Floral
Products, Inc. COM 90331T107 4103 650000 SH SOLE 0 650000
UAL Corporation COM 902549500 1230 15800 SH SOLE 9700 6100
Unicom Corporation COM 904911104 651 17800 SH SOLE 8800 9000
UniMark Group, Inc.
(The) COM 904789104 1313 500000 SH SOLE 0 500000
Union Pacific
Corporation COM 907818108 1977 37000 SH SOLE 27550 9450
Unionbancorp, Inc. COM 908908106 1830 130700 SH SOLE 1400 129300
UniSource Energy
Corporation COM 909205106 32178 2908750 SH SOLE 1293050 1615700
United Investors
Realty Trust
(REIT) COM 910741107 3243 443500 SH SOLE 431500 12000
United Security
Bancorporation COM 91146A101 2346 206211 SH SOLE 0 206211
United Wisconsin
Services, Inc. COM 913238101 11932 1631700 SH SOLE 875000 756700
Universal Forest
Products, Inc. COM 913543104 4100 200000 SH SOLE 0 200000
Universal Stainless
& Alloy Products,
Inc. COM 913837100 1188 200000 SH SOLE 0 200000
UroCor, Inc. COM 91727P105 3290 674800 SH SOLE 94400 580400
URS Corporation COM 903236107 21941 1214726 SH SOLE 543226 671500
V-ONE Corporation COM 918278102 1103 360000 SH SOLE 0 360000
Valero Energy
Corporation COM 91913Y100 1321 53100 SH SOLE 35000 18100
Vans, Inc. COM 921930103 1666 238000 SH SOLE 0 238000
Verdant Brands COM 923366108 1475 1311000 SH SOLE 0 1311000
Vicorp Restaurants,
Inc. COM 925817108 7040 440000 SH SOLE 0 440000
VTEL Corporation COM 918333105 3094 900000 SH SOLE 0 900000
Walden Residental
Properties, Inc.
(REIT) COM 931210108 1203 68240 SH SOLE 64740 3500
Wall Data, Inc. COM 932045107 4313 300000 SH SOLE 0 300000
Washington Homes,
Inc. COM 938864105 2852 556500 SH SOLE 324200 232300
Webco Industries,
Inc. COM 947621108 1350 300000 SH SOLE 0 300000
Webster Financial
Corporation COM 947890109 502 17400 SH SOLE 11600 5800
Wellman, Inc. COM 949702104 1754 197650 SH SOLE 120150 77500
Wellpoint Health
Networks, Inc. COM 94973H108 1812 23900 SH SOLE 13700 10200
Wescast Industries,
Inc. CL A 950813105 952 33400 SH SOLE 0 33400
Weyco Group, Inc. COM 962149100 4248 177000 SH SOLE 0 177000
Willbros Group,
Inc. COM 969199108 1556 300000 SH SOLE 0 300000
Wilsons The Leather
Experts, Inc. COM 972463103 2831 300000 SH SOLE 0 300000
Winsloew Furniture,
Inc. COM 975377102 5289 177400 SH SOLE 41700 135700
Winston Hotels Inc COM 97563A102 2035 250400 SH SOLE 230900 19500
Winston Resources,
Inc. COM 975661109 957 283700 SH SOLE 161200 122500
World Acceptance
Corporation COM 981419104 2150 400000 SH SOLE 0 400000
World of Science,
Inc. COM 981500101 1006 402400 SH SOLE 102400 300000
Worldtex, Inc. COM 981907108 904 482000 SH SOLE 0 482000
WRP Corporation COM 929317105 2446 425400 SH SOLE 65600 359800
Wyman - Gordon
Company COM 983085101 925 100000 SH SOLE 0 100000
XL Capital Ltd. CL A G98255105 1409 23188 SH SOLE 13382 9806
YPF Sociedad SPONSORED
Anonima ADR 984245100 445 14100 SH SOLE 8000 6100
Zale Corporation COM 988858106 1675 49000 SH SOLE 33000 16000
Zindart Ltd. SPONSORED
ADR 989597109 8339 1482400 SH SOLE 988800 493600
--------
TOTAL 1915405
========
TOTAL ENTRIES 423
</TABLE>
|
|