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Previous: DAVIDSON M H & CO LLC /NY/, 13F-HR/A, 2000-08-15 |
Next: ORBIT TECHNOLOGIES INC /DE/, NT 10-Q, 2000-08-15 |
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. OMB APPROVAL .
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.OMB Number: 3235-0006.
.Expires: October 31, 2000.
.Estimated average .
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. response:...........24.7.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
-----------------
This Amendment (Check only one.):
[ ]is a restatement.
[ ]adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Angelo, Gordon & Co., L.P.
Address: 245 Park Avenue, 26th Floor
New York, New York 10167
Form 13F File Number: 28-2616
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael L. Gordon
Title: Chief Operating Officer
Phone: 212-692-2000
Signature, Place, and Date of Signing:
/S/ Michael L. Gordon
---------------------
[Signature]
New York, New York
---------------------
[City, State]
August 14, 2000
---------------------
[Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:
0
Form 13F Information Table Entry Total:
203
Form 13F Information Table Value Total:
$1,201,522 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with
respect to which this report is filed, other than the manager
filing this report.
NONE
<PAGE>
<TABLE>
<CAPTION>
QTR ENDED 6/30/00 FORM 13F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
------ ITEM 6: --------- -------- ITEM 8: --------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
-------------------------- -------------------------
ITEM 4: ITEM 5: ITEM 7:
ITEM 3: FAIR SHARES OR B) SHARED- (C) MANAGERS
ITEM 1: ITEM 2: CUSIP MARKET PRINCIPAL AS DEFINED SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE IN INSTR. V OTHER INSTR. V SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP COM 885535 10 4 461 8,000 X X
ADVANCED TISSUE SCIENCES
INC COM 00755F 10 3 909 113,169 X X
ALKERMES INC PFD CV EX$3.25 01642T 40 5 17,981 112,000 X X
ALLIANCE GAMING CORP COM NEW 01859P 60 9 179 73,572 X X
ALLTEL CORP COM 020039 10 3 1,672 27,000 X X
AMAZON COM INC COM 023135 10 6 1,078 29,700 X X
AMERICAN INDL PPTYS REIT COM NEW 026791 20 2 1,214 89,540 X X
AMERICAN TOWER CORP NT CV 2.25%09 029912 AD 4 16,674 13,000,000 X X
AMERICAN TOWER CORP NT CV 6.25%09 029912 AB 8 15,810 8,561,000 X X
AMERITRADE HLDG CORP SUB NT CV5.75%04 03072H AB 5 2,873 4,800,000 X X
ANALOG DEVICES INC COM 032654 10 5 304 4,000 X X
APACHE CORP ACES C DP 1/50 037411 60 0 1,423 27,500 X X
APPLIED DIGITAL
SOLUTIONS COM 038188 10 8 68 20,000 X X
APPNET INC COM 03831Q 10 1 4,777 132,700 X X
ASHTON TECHNOLOGY GROUP
INC WT EXP 050202 045084 11 8 35 15,080 X X
ATMOS ENERGY CORP COM 049560 10 5 1,453 83,000 X X
AT&T CORP COM 001957 10 9 316 10,000 X X
AT&T CORP COM WIRLES GRP 001957 40 6 1,951 70,000 X X
AVENTIS SP ADR REP WT 053561 20 5 389 37,500 X X
BALLARD PWR SYS INC COM 05858H 10 4 539 6,000 X X
BALLARD PWR SYS INC PUT 05858H 95 4 898 10,000 P X X
BANK TOKYO-MITSUBISHI LTD SPONSORED ADR 065379 10 9 364 30,000 X X
BERKSHIRE ENERGY RES COM 084644 10 3 1,428 38,200 X X
BESTFOODS CALL 08658U 90 1 6,925 100,000 C X X
BESTFOODS COM 08658U 10 1 26,557 383,500 X X
BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D 20 1 1,157 6,500 X X
BIOVAIL CORP PFD EQ SBDB CV 09067J 20 8 3,994 73,800 X X
BLUESTONE SOFTWARE INC COM 09623P 10 2 424 16,500 X X
BROADCOM CORP CL A 111320 10 7 329 1,500 X X
BROADWING INC COM 111620 10 0 1,424 54,900 X X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
QTR ENDED 6/30/00 FORM 13F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
------ ITEM 6: --------- -------- ITEM 8: ---------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
-------------------------- --------------------------
ITEM 4: ITEM 5: ITEM 7:
ITEM 3: FAIR SHARES OR B) SHARED- (C) MANAGERS
ITEM 1: ITEM 2: CUSIP MARKET PRINCIPAL AS DEFINED SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE IN INSTR. V OTHER INSTR. V SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BURR BROWN CORP COM 122574 10 6 9,848 113,600 X X
CASCADE NATURAL GAS CORP COM 147339 10 5 1,987 119,100 X X
CENDANT CORP RT PUR PRIDES 151313 11 1 2,263 268,200 X X
CENTURA SOFTWARE CORP COM 15640W 10 3 8,899 1,617,954 X X
CEPHALON INC PFD CV EXCH 156708 40 6 20,435 120,000 X X
CH ENERGY GROUP INC COM 12541M 10 2 5,413 159,500 X X
CINERGY CORP COM 172474 10 8 2,925 115,000 X X
CLEAR CHANNEL
COMMUNICATIONS COM 184502 10 2 3,323 44,300 X X
CLECO CORP NEW COM 12561W 10 5 482 14,400 X X
CMP GROUP INC COM 125887 10 9 6,853 233,800 X X
CMS ENERGY CORP ADJ CV TR8.75% 125896 30 8 35,370 1,263,200 X X
CMS ENERGY CORP COM 125896 10 0 3,319 150,000 X X
COEUR D ALENE MINES CORP
IDAHO SB DB CV 7.25%05 192108 AG 3 2,093 4,500,000 X X
COLUMBIA ENERGY GROUP COM 197648 10 8 58,688 894,300 X X
COMCAST CORP ZONES CV2% PCS 200300 50 7 3,465 30,000 X X
COMPAQ COMPUTER CORP COM 204493 10 0 217 8,500 X X
COMVERSE TECHNOLOGY INC SUB DB CV 4.5%05 205862 AG 0 36,090 8,323,000 X X
CONECTIV INC COM 206829 10 3 2,736 175,800 X X
CONSOLIDATED EDISON INC COM 209115 10 4 3,836 129,500 X X
CONSTELLATION ENERGY CORP COM 210371 10 0 13,930 427,800 X X
COVAD COMMUNICATIONS
GROUP INC COM 222814 20 4 806 50,000 X X
CTG RES INC COM 125957 10 0 8,768 239,000 X X
CURAGEN CORP SB DEB CV 144A07 23126R AA 9 2,282 3,250,000 X X
DEL GLOBAL TECHNOLOGIES
CORP COM 245073 10 1 146 15,000 X X
DIAMOND OFFSHORE DRILLING
INC COM 25271C 10 2 4,552 129,600 X X
DOMINION RES INC VA NEW COM 25746U 10 9 9,990 233,000 X X
DRS TECHNOLOGIES INC SR SB DB CV 9%03 23330X AB 6 328 250,000 X X
DTE ENERGY CO COM 233331 10 7 6,550 214,300 X X
DUKE ENERGY CORP COM 264399 10 6 3,146 55,800 X X
E M C CORP MASS COM 268648 10 2 385 5,000 X X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
QTR ENDED 6/30/00 FORM 13F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
------ ITEM 6: --------- -------- ITEM 8: ---------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
-------------------------- --------------------------
ITEM 4: ITEM 5: ITEM 7:
ITEM 3: FAIR SHARES OR B) SHARED- (C) MANAGERS
ITEM 1: ITEM 2: CUSIP MARKET PRINCIPAL AS DEFINED SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE IN INSTR. V OTHER INSTR. V SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
E TOWN COM 269242 10 3 14,842 223,400 X X
EARTHWEB INC SB NT CV144A7%05 27032C AA 6 628 1,350,000 X X
EASTERN ENTERPRISES COM 27637F 10 0 62,947 999,166 X X
ECHELON CORP COM 27874N 10 5 521 9,000 X X
EL PASO ELEC CO COM NEW 283677 85 4 3,454 304,500 X X
EL PASO ENERGY PARTNERS
L P COM 28368B 10 2 227 9,300 X X
ELECTRIC FUEL CORP COM 284871 10 0 153 10,000 X X
EMPIRE DIST ELEC CO COM 291641 10 8 5,008 227,000 X X
ENERGEN CORP COM 29265N 10 8 720 33,000 X X
ENERGY CONVERSION DEVICES
INC COM 292659 10 9 254 10,000 X X
ENERGY EAST CORP COM 29266M 10 9 4,026 211,200 X X
ENERGYNORTH INC COM 292925 10 4 4,645 78,400 X X
ENRON CORP COM 293561 10 6 2,064 32,000 X X
ENTERGY CORP NEW COM 29364G 10 3 9,899 364,100 X X
ETOYS INC PUT 297862 95 4 952 150,000 P X X
ETOYS INC SUB NT CV 144A04 297862 AA 2 6,001 14,450,000 X X
FALL RIVER GAS CO COM 306279 10 0 785 35,700 X X
FIRST ALBANY COS INC COM 318465 10 1 355 16,904 X X
FLEETBOSTON FINL CORP WT EXP 012601 339030 11 6 713 26,900 X X
FLORIDA PROGRESS CORP COM 341109 10 6 15,272 325,800 X X
FOUR SEASONS HOTEL INC LYON ZERO CPN 29 35100E AD 6 12,290 35,000,000 X X
FPL GROUP INC COM 302571 10 4 10,727 216,700 X X
FUELCELL ENERGY INC COM 35952H 10 6 1,968 28,500 X X
GPU INC COM 36225X 10 0 13,580 501,800 X X
GTE CORP COM 362320 10 3 27,305 440,400 X X
HANNAFORD BROS CO COM 410550 10 7 17,868 248,600 X X
INDUSTRI-MATEMATIK INTL
CORP COM 455792 10 1 161 30,000 X X
INGERSOLL-RAND CO COM 456866 10 2 2,608 64,800 X X
INHALE THERAPEUTIC SYS
INC SB NT CV 144A 07 457191 AD 6 7,075 5,000,000 X X
INHALE THERAPEUTIC SYS
INC SUB NT CV 5%07 457191 AF 1 14,858 10,500,000 X X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
QTR ENDED 6/30/00 FORM 13F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
------ ITEM 6: --------- -------- ITEM 8: ---------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
-------------------------- --------------------------
ITEM 4: ITEM 5: ITEM 7:
ITEM 3: FAIR SHARES OR B) SHARED- (C) MANAGERS
ITEM 1: ITEM 2: CUSIP MARKET PRINCIPAL AS DEFINED SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE IN INSTR. V OTHER INSTR. V SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTASYS CORP COM 45809M 10 9 51 20,000 X X
INTERMEDIA COMMUNICATIONS
INC COM 458801 10 7 869 29,200 X X
INTERNATIONAL BUSINESS
MACHS COM 459200 10 1 274 2,500 X X
INTERNATIONAL HOME FOODS
INC COM 459655 10 6 7,014 335,000 X X
INTL PAPER CO COM 460146 10 3 8,046 269,900 X X
JOHNSON & JOHNSON COM 478160 10 4 204 2,000 X X
KANSAS CITY PWR & LT CO COM 485134 10 0 2,752 122,300 X X
LACLEDE GAS CO COM 505588 10 3 2,229 115,800 X X
LEVEL 3 COMMUNICATIONS
INC COM 52729N 10 0 1,848 21,000 X X
LG&E ENERGY CORP COM 501917 10 8 26,489 1,109,500 X X
LHS GROUP INC COM 501938 10 4 6,538 189,500 X X
LSI LOGIC CORP COM 502161 10 2 217 4,000 X X
LSI LOGIC CORP SB NT CV 4.25%04 502161 AD 4 5,236 1,500,000 X X
LYCOS INC COM 550818 10 8 5,400 100,000 X X
MADISON GAS & ELECTRIC CO COM 557497 10 4 1,136 57,500 X X
MAINE PUB SVC CO COM 560483 10 9 380 18,900 X X
MALLINCKRODT INC NEW COM 561232 10 9 15,194 349,800 X X
MAXTOR CORP COM NEW 577729 20 5 423 40,000 X X
MBL INTL FIN BERMUDA TR GTD NT EXCH 3%02 55262X AA 2 460 445,000 X X
MCLEODUSA INC CL A 582266 10 2 1,500 72,500 X X
MCN ENERGY GROUP INC COM 55267J 10 0 27,956 1,307,900 X X
MECHANICAL TECHNOLOGY INC COM 583538 10 3 662 44,100 X X
MEDIAONE GROUP INC COM 58440J 10 4 5,655 85,300 X X
MEDICAL TECHNOLOGY &
INNOVATNS COM 58462M 10 0 7 77,000 X X
MERCK & CO INC COM 589331 10 7 383 5,000 X X
MICROSOFT CORP COM 594918 10 4 1,000 12,500 X X
MICROSTRATEGY INC PUT 594972 95 1 9,180 306,000 P X X
MIDCOAST ENERGY RES INC COM 59563W 10 4 394 25,000 X X
MONSANTO CO ADJ CONVR RATE 611662 30 5 11,313 250,000 X X
MONTANA POWER CO COM 612085 10 0 7,098 201,000 X X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
QTR ENDED 6/30/00 FORM 13F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
------ ITEM 6: --------- -------- ITEM 8: ---------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
-------------------------- --------------------------
ITEM 4: ITEM 5: ITEM 7:
ITEM 3: FAIR SHARES OR B) SHARED- (C) MANAGERS
ITEM 1: ITEM 2: CUSIP MARKET PRINCIPAL AS DEFINED SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE IN INSTR. V OTHER INSTR. V SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MOTOROLA INC COM 620076 10 9 218 7,500 X X
NABISCO HLDGS CORP CL A 629526 10 4 15,225 290,000 X X
NASDAQ 100 TR UNIT SER 1 631100 10 4 391 4,200 X X
NETNATION COMMUNICATIONS
INC COM 64114Y 10 4 95 21,300 X X
NEW CENTURY ENERGIES COM 64352U 10 3 4,950 165,000 X X
NEXTLINK COMMUNICATIONS
INC CL A 65333H 70 7 379 10,000 X X
NIAGARA MOHAWK HLDGS INC COM 653520 10 6 2,021 145,000 X X
NICOR INC COM 654086 10 7 4,362 133,700 X X
NORTHEAST UTILS COM 664397 10 6 6,745 310,100 X X
NORTHPOINT COMMUNICATIONS
HLDG COM 666610 10 0 224 20,000 X X
NORTHWEST NAT GAS CO COM 667655 10 4 2,781 124,300 X X
NRG ENERGY INC COM 629377 10 2 1,551 85,000 X X
NSTAR COM 67019E 10 7 4,138 101,700 X X
NUI CORP COM 629430 10 9 432 16,000 X X
OMNICOM GROUP INC SB DB CV 4.25%07 681919 AE 6 3,759 1,330,000 X X
ORACLE CORP COM 68389X 10 5 395 4,700 X X
OSICOM TECHNOLOGIES INC COM PAR $0.30 688271 50 1 931 11,000 X X
PECO ENERGY CO COM 693304 10 7 21,341 529,400 X X
PEOPLES ENERGY CORP COM 711030 10 6 5,565 171,900 X X
PIEDMONT NAT GAS INC COM 720186 10 5 4,205 158,300 X X
PINNACLE WEST CAP CORP COM 723484 10 1 6,457 190,600 X X
PIONEER GROUP INC COM 723684 10 6 11,018 260,000 X X
PLEXUS CORP COM 729132 10 0 452 4,000 X X
PLUG POWER INC COM 72919P 10 3 250 4,000 X X
PLUG POWER INC PUT 72919P 95 3 625 10,000 P X X
PRIMARK CORP COM 741903 10 8 8,642 232,000 X X
PUBLIC SVC CO N MEX COM 744499 10 4 4,218 273,200 X X
RCN CORP COM 749361 10 1 381 15,000 X X
REALNETWORKS INC COM 75605L 10 4 506 10,000 X X
RELIANT ENERGY INC COM 75952J 10 8 913 30,900 X X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
QTR ENDED 6/30/00 FORM 13F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
------ ITEM 6: --------- -------- ITEM 8: ---------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
-------------------------- --------------------------
ITEM 4: ITEM 5: ITEM 7:
ITEM 3: FAIR SHARES OR B) SHARED- (C) MANAGERS
ITEM 1: ITEM 2: CUSIP MARKET PRINCIPAL AS DEFINED SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE IN INSTR. V OTHER INSTR. V SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RELIASTAR FINL CORP COM 75952U 10 3 22,055 420,600 X X
REPTRON ELECTRONICS INC SB NT CV 6.75%04 76026W AA 7 2,438 3,600,000 X X
SANTA FE SNYDER CORP COM 80218K 10 5 6,491 570,600 X X
SATCON TECHNOLOGY CORP COM 803893 10 6 320 12,500 X X
SCANA CORP NEW COM 80589M 10 2 7,232 299,769 X X
SCI SYS INC COM 783890 10 6 255 6,500 X X
SEAGATE TECHNOLOGY COM 811804 10 3 17,529 318,700 X X
SEAGRAM LTD COM 811850 10 6 23,606 407,000 X X
SEPRACOR INC SUB DB CONV 7%05 817315 AH 7 16,926 8,334,000 X X
SFX ENTMT INC CL A 784178 10 5 9,928 219,100 X X
SONY CORP ADR NEW 835699 30 7 283 3,000 X X
SOUTH JERSEY INDS INC COM 838518 10 8 5,811 223,500 X X
SOUTHWEST GAS CORP COM 844895 10 2 14,301 817,200 X X
SPORTS AUTH INC SB NT CV 5.25%01 849176 AC 6 1,525 2,350,000 X X
SPRINT CORP COM FON GROUP 852061 10 0 7,650 150,000 X X
SPRINT CORP PUT 852061 95 0 2,550 50,000 P X X
ST JOSEPH LT & PWR CO COM 790654 10 7 2,048 97,500 X X
SUMMIT TECHNOLOGY INC COM 86627E 10 1 2,575 136,400 X X
SUNBEAM CORP SR SD CV ZERO 18 867071 AD 4 6,874 43,000,000 X X
TC PIPELINES LP UT COM LTD PRT 87233Q 10 8 957 58,000 X X
TEKELEC COM 879101 10 3 241 5,000 X X
TELEFONICA DE ARGENTINA
S A SPON ADR CL B 879378 20 6 18,186 501,000 X X
TELEGLOBE INC COM 87941V 10 0 7,590 359,000 X X
TESORO PETE CORP PIES CV 1/100S 881609 40 8 11,240 1,033,600 X X
THREE FIVE SYS INC COM 88554L 10 8 513 8,700 X X
TII INDS INC COM NEW 872479 20 9 326 153,256 X X
TRANSWITCH CORP COM 894065 10 1 309 4,000 X X
TXU CORP COM 873168 10 8 12,511 424,100 X X
TYCO INTL LTD NEW PUT 902124 95 6 8,054 170,000 P X X
US DIAGNOSTIC INC SUB DB CONV 9%03 90328Q AB 4 2,327 4,518,000 X X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
QTR ENDED 6/30/00 FORM 13F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
------ ITEM 6: --------- -------- ITEM 8: ---------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
-------------------------- --------------------------
ITEM 4: ITEM 5: ITEM 7:
ITEM 3: FAIR SHARES OR B) SHARED- (C) MANAGERS
ITEM 1: ITEM 2: CUSIP MARKET PRINCIPAL AS DEFINED SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE IN INSTR. V OTHER INSTR. V SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
U S WEST INC NEW COM 91273H 10 1 17,949 208,900 X X
UNAPIX ENTMT INC COM 904270 10 5 124 94,392 X X
UNION PAC RES GROUP INC COM 907834 10 5 4,433 201,500 X X
UNITIL CORP COM 913259 10 7 1,922 72,000 X X
UTILICORP UTD INC COM 918005 10 9 2,759 138,800 X X
VASTAR RES INC COM 922380 10 0 2,053 25,000 X X
VERIO INC COM 923433 10 6 19,730 355,600 X X
VERSATEL TELECOM INTL NV SPONSORED ADR 925301 10 3 264 6,300 X X
VERTICALNET INC SB DB CV 144A 04 92532L AA 5 1,960 1,000,000 X X
VERTICALNET INC SB DB CV 5.25%04 92532L AC 1 5,880 3,000,000 X X
VIDEO NETWORK
COMMUNICATIONS COM 92656N 10 3 699 349,367 X X
VIROPHARMA INC SB NT CV 144A 07 928241 AA 6 6,694 18,800,000 X X
WAVERIDER COMMUNICATIONS
INC COM 943570 10 1 264 39,700 X X
WELLSFORD REAL PPTYS INC COM NEW 950240 20 0 618 40,888 X X
WESLEY JESSEN VISIONCARE
INC COM 951018 10 0 2,817 75,000 X X
WESTERN DIGITAL CORP SB DB CV ZERO 18 958102 AH 8 3,439 17,684,000 X X
WHX CORP PFD CV SER A 929248 20 1 8,447 390,600 X X
WILLIAMS COS INC DEL COM 969457 10 0 2,797 67,100 X X
WIND RIVER SYSTEMS INC COM 973149 10 7 449 11,850 X X
WISCONSIN ENERGY CORP COM 976657 10 6 1,585 80,000 X X
WORLDCOM INC GA NEW COM 98157D 10 6 918 20,000 X X
WORLDCOM INC GA NEW PUT 98157D 95 6 5,734 125,000 P X X
YOUNG & RUBICAM INC COM 987425 10 5 19,621 343,100 X X
AGGREGATE TOTAL 1,201,522
=========
</TABLE>
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