================================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
----------------------
SCHEDULE 13D
(RULE 13D-101)
Under the Securities Exchange Act of 1934
MICROTUNE, INC.
--------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, $0.001 PAR VALUE
--------------------------------------------------------------------------------
(Title of Class of Securities)
59514P109
--------------------------------------------------------------------------------
(CUSIP Number)
THOMAS O. HICKS
200 CRESCENT COURT, SUITE 1600
DALLAS, TEXAS 75201
(214) 740-7300
--------------------------------------------------------------------------------
(Name, address and telephone number of person
authorized to receive notices and communications)
OCTOBER 10, 2000
--------------------------------------------------------------------------------
(Date of event which requires filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), (f) or (g), check the following box. [ ]
(Continued on following pages)
Page 1
DA1:\241793\05\52626.0139
<PAGE>
<TABLE>
<CAPTION>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 2
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
MR. THOMAS O. HICKS
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 44,939
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 8,475,477
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
44,939
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
8,475,477
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,520,416
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
22.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 3
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 1-FOF COINVESTORS CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 357
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
357
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
357
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
LESS THAN 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 4
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HICKS, MUSE GP PARTNERS L.A. CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 357
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
357
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
357
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
LESS THAN 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 5
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 357
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
357
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
357
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
LESS THAN 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 6
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF EQUITY FUND IV (1999) CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 3,917,618
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,917,618
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,917,618
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
10.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 7
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF PRIVATE EQUITY FUND IV (1999) CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 27,753
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
27,753
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
27,753
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 8
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM EQUITY FUND IV/GP CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 3,945,371
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,945,371
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,945,371
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
10.3%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 9
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HICKS, MUSE PG-IV (1999), C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
NETHERLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 208,568
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
208,568
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
208,568
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.5%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 10
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM EQUITY FUND IV/GP PARTNERS (1999), C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
NETHERLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 208,568
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
208,568
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
208,568
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.5%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 11
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-P COINVESTORS CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 3,105
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,105
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,105
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
LESS THAN 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 12
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-EN COINVESTORS CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 11,445
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
11,445
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,445
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
LESS THAN 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 13
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-EQ COINVESTORS CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 64,034
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
64,034
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
64,034
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 14
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM GP PARTNERS IV CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 4,232,523
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,232,523
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,232,523
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
11.0%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 15
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM FUND IV CAYMAN, LLC
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 4,232,523
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,232,523
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,232,523
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
11.0%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 16
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-EN COINVESTORS, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 6,554
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
6,554
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,554
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
LESS THAN 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 17
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-EQ COINVESTORS, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 49,265
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
49,265
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
49,265
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 18
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-P COINVESTORS, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 10,182
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
10,182
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,182
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
LESS THAN 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 19
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU INTERMEDIATE PARTNERS I-C, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 66,001
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
66,001
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
66,001
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 20
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF EUROPE FUND CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 3,836,360
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,836,360
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,836,360
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
10.0%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 21
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF EUROPE PRIVATE FUND CAYMAN, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 45,874
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
45,874
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,874
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 22
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM PG EUROPE I, C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
NETHERLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 283,438
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
283,438
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
283,438
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.7%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
<PAGE>
------------------------------------------------- -------------------------------------------------
<S> <C> <C>
CUSIP No. 59514P109 13D Page 23
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU FUND I-C, INC.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 4,231,673
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,231,673
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,231,673
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
11.0%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
========= =============================================================================================================
* THE REPORTING PERSON EXPRESSLY DISCLAIMS (I) THE EXISTENCE OF ANY GROUP
AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OTHER THAN THE
SHARES OWNED OF RECORD BY SUCH REPORTING PERSON. SEE ITEM 5.
</TABLE>
<PAGE>
ITEM 1. SECURITY AND ISSUER
The class of equity securities to which this Schedule 13D (this
"Statement") relates is the Common Stock par value $0.001 per share (the "Common
Stock") of Microtune, Inc. (the "Company"). The address of the Company's
principal executive offices is 2540 East Plano Parkway, Suite 188, Plano, Texas
75074.
ITEM 2. IDENTITY AND BACKGROUND
(a) Name of Person(s) Filing this Statement (the "Filing
----------------------------------------------------
Parties"):
----------
Mr. Thomas O. Hicks;
HM 1-FOF Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 1-FOF");
Hicks, Muse GP Partners L.A. Cayman, L.P., a Cayman Islands
limited partnership ("GP Partners L.A.");
Hicks, Muse Latin America Fund GP Cayman, L.L.C., a Cayman
Islands limited liability company ("Latin America Fund");
HMTF Equity Fund IV (1999) Cayman, L.P., a Cayman Islands
limited partnership ("HMTF Equity Fund");
HMTF Private Equity Fund IV (1999) Cayman, L.P., a Cayman
Islands limited partnership ("HMTF Private Equity");
HM Equity Fund IV/GP Cayman, L.P., a Cayman Islands limited
partnership ("HM Equity Fund IV/GP");
Hicks, Muse PG-IV (1999), C.V., a limited partnership
organized under the laws of the Netherlands ("PG-IV");
HM Equity Fund IV/GP Partners (1999), C.V., a limited
partnership organized under the laws of the Netherlands
("HM Equity Partners");
HM 4-P Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 4-P");
HM 4-EN Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 4-EN");
HM 4-EQ Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 4-EQ");
HM GP Partners IV Cayman, L.P., a Cayman Islands limited
partnership ("HM GP Partners");
HM Fund IV Cayman, LLC, a Cayman Islands limited liability
company ("HM Fund IV");
HMEU 1-EN Coinvestors, L.P., a Cayman Islands limited
partnership ("HMEU 1-EN");
HMEU 1-EQ Coinvestors, L.P., a Cayman Islands limited
partnership ("HMEU 1-EQ");
HMEU 1-P Coinvestors, L.P., a Cayman Islands limited
partnership ("HMEU 1-P");
Page 24
<PAGE>
HMEU Intermediate Partners I-C, L.P., a Cayman Islands limited
partnership ("HMEU Intermediate");
HMTF Europe Fund Cayman, L.P., a Cayman Islands limited
partnership ("HMTF Europe");
HMTF Europe Private Fund Cayman, L.P., a Cayman Islands
limited partnership ("HMTF Europe Private");
HM PG Europe I, C.V., a limited partnership organized under
the laws of the Netherlands ("HM PG");
HMEU Fund I-C, Inc., a Cayman Islands corporation ("HMEU Fund
I-C");
(b) - (c)
Mr. Thomas O. Hicks
Mr. Thomas O. Hicks is a partner of Hicks, Muse, Tate & Furst
Incorporated ("Hicks Muse"), a private investment firm primarily engaged in
leveraged acquisitions, recapitalizations and other investment activities. Mr.
Hicks is also the sole member of Latin America Fund, which is the sole general
partner of GP Partners L.A., which is the sole general partner of HM 1-FOF. Mr.
Hicks is also the sole member of HM Fund IV, which is the sole general partner
of HM GP Partners, which is the sole general partner of HM 4-EQ, HM 4-EN, HM
4-P, and HM Equity Partners, which is the sole general partner of PG-IV. HM GP
Partners is also the sole general partner of HM Equity Fund IV/GP, which is the
sole general partner of HMTF Private Equity and HMTF Equity Fund. Mr. Hicks is
also the sole member and sole director of HMEU Fund I-C, which is the sole
general partner of HMTF Europe, HMTF Europe Private and HM PG. HMEU Fund I-C is
also the sole general partner of HMEU Intermediate, which is the sole general
partner of HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. The business address of Mr. Hicks
is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
HM 1-FOF
HM 1-FOF is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HM 1-FOF, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), information with respect to GP Partners L.A., the
sole general partner of HM 1-FOF, is set forth below.
GP Partners L.A.
GP Partners L.A. is a Cayman Islands limited partnership, the
principal business of which is to serve as the sole general partner in various
limited partnerships, including HM 1-FOF. The business address of GP Partners
L.A., which also serves as its principal office, is 200 Crescent Court, Suite
1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of
the Exchange Act, information with respect to Latin America Fund, the sole
general partner of GP Partners L.A., is set forth below.
Page 25
<PAGE>
Latin America Fund
Latin America Fund is a Cayman Islands limited liability
company, the principal business of which is serving as the sole general partner
in various limited partnerships, including GP Partners L.A. The business address
of Latin America Fund, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13D of the Exchange Act, information with respect to Thomas O.
Hicks, the sole member of Latin America Fund, is as previously set forth in this
Item 2(b).
HMTF Equity Fund
HMTF Equity Fund is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Equity Fund, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with
respect to HM Equity Fund IV/GP, the sole general partner of HMTF Equity Fund is
set forth below.
HMTF Private Equity
HMTF Private Equity is a Cayman Islands limited partnership,
the principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Private Equity, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with
respect to HM Equity Fund IV/GP, the sole general partner of HMTF Private Equity
is set forth below.
HM Equity Fund IV/GP
HM Equity Fund IV/GP is a Cayman Islands limited partnership,
the principal business of which is serving as the sole general partner of
various limited partnerships, including HMTF Equity Fund and HMTF Private
Equity. The business address of HM Equity Fund IV/GP, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with
respect to HM GP Partners, the sole general partner of HM Equity Fund IV/GP, is
set forth below.
PG-IV
PG-IV is a limited partnership organized under the laws of the
Netherlands, the principal business of which is to invest directly or indirectly
in various companies. The business address of PG-IV, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HM Equity Partners, the sole general partner of PG-IV, is set forth
below.
HM Equity Partners
Page 26
<PAGE>
HM Equity Partners is a limited partnership organized under
the laws of the Netherlands, the principal business of which is to serve as the
sole general partner of PG-IV. The business address of HM Equity Partners, which
also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas,
Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange
Act, information with respect to HM GP Partners, the sole general partner of HM
Equity Partners, is set forth below.
HM 4-P
HM 4-P is a Cayman Islands limited partnership, the principal
business of which is to invest directly or indirectly in various companies. The
business address of HM 4-P, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HM GP
Partners, the sole general partner of HM 4-P, is set forth below.
HM 4-EN
HM 4-EN is a Cayman Islands limited partnership, the principal
business of which is to invest directly or indirectly in various companies. The
business address of HM 4-EN, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HM GP
Partners, the sole general partner of HM 4-EN, is set forth below.
HM 4-EQ
HM 4-EQ is a Cayman Islands limited partnership, the principal
business of which is to invest directly or indirectly in various companies. The
business address of HM 4-EQ, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HM GP
Partners, the sole general partner of HM 4-EQ, is set forth below.
HM GP Partners
HM GP Partners is a Cayman Islands limited partnership, the
principal business of which is serving as the sole general partner in various
limited partnerships, including HM Equity Fund IV/GP, HM Equity Partners, HM
4-P, HM 4-EN, and HM 4-EQ. The business address of HM GP Partners, which also
serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas
75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act,
information with respect to HM Fund IV, the sole general partner of HM GP
Partners, is set forth below.
HM Fund IV
HM Fund IV is a Cayman Islands limited liability company, the
principal business of which is serving as the sole general partner of HM GP
Partners. The business address of HM Fund IV, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13D of the Exchange Act, information with respect to
Page 27
<PAGE>
Thomas O. Hicks, the sole member of HM Fund IV, is as previously set forth in
this Item 2(b).
HMEU 1-EN
HMEU 1-EN is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-EN, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-EN, is set forth below.
HMEU 1-EQ
HMEU 1-EQ is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-EQ, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-EQ, is set forth below.
HMEU 1-P
HMEU 1-P is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-P, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-P, is set forth below.
HMEU Intermediate
HMEU Intermediate is a Cayman Islands limited partnership, the
principal business of which is serving as the sole general partner in various
limited partnerships, including HMEU 1-EN, HMEU 1-EQ and HMEU 1-P. The business
address of HMEU Intermediate, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HMEU Fund I-C,
the sole general partner of HMEU Intermediate, is set forth below.
HMTF Europe
HMTF Europe is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Europe, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HMEU Fund I-C, the sole general partner of HMTF Europe, is set forth
below.
HMTF Europe Private
HMTF Europe Private is a Cayman Islands limited partnership,
the principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Europe Private, which also serves as its
Page 28
<PAGE>
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HMEU Fund I-C, the sole general partner of HMTF Europe Private, is
set forth below.
HM PG
HM PG is a limited partnership organized under the laws of the
Netherlands, the principal business of which is to invest directly or indirectly
in various companies. The business address of HM PG, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HMEU Fund I-C, the sole general partner of HM PG, is set forth below.
HMEU Fund I-C
HMEU Fund I-C is a Cayman Islands company, the principal
business of which is serving as the sole general partner in various limited
partnerships, including HMTF Intermediate, HMTF Europe, HMTF Europe Private, and
HM PG. The business address of HMEU Fund I-C, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13D of the Exchange Act, the name, residence or
business address, and present occupation or employment of each director,
executive officer and controlling person of HMEU Fund I-C, are as follows:
Mr. Hicks is a partner, the chief executive officer and sole
director of HMEU Fund I-C. Information with respect to Mr. Hicks is as
previously set forth in this Item 2(b). In addition, John R. Muse is a partner
and the chief operating officer and Charles W. Tate is a partner and the
president of HMEU Fund I-C. Each of Jack D. Furst, Michael J. Levitt, Lawrence
D. Stuart, Jr., David B. Deniger and Dan H. Blanks are partners of HMEU Fund
I-C.
The principal business address of each Messrs. Muse, Tate,
Furst, Levitt, Stuart, Deniger and Blanks is 200 Crescent Court Suite 1600,
Dallas, Texas 75201. Each of Messrs. Muse, Tate, Furst, Levitt, Stuart, Deniger
and Blanks is presently a partner and executive officer of Hicks Muse, a private
investment firm primarily engaged in leveraged acquisitions, recapitalizations
and other principal investing activities.
(d) None of the Filing Parties or persons identified in this Item 2
has, during the last five years, been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors).
(e) None of the Filing Parties or persons identified in this Item 2
has, during the last five years, been a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violations with respect to such laws.
(f) All of the natural persons identified in this Item 2 are citizens
of the United States of America.
Page 29
<PAGE>
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
On October 10, 2000, HMTF Temic/Microtune Cayman, L.P., a Cayman
Islands limited partnership ("Temic"), made a pro-rata distribution without
consideration, of shares of Common Stock to its partners, including the Filing
Parties. Temic acquired such shares of Common Stock upon conversion of Series D
and Series E Preferred Stock of the Company, which shares were purchased by
Temic prior to the Company's initial public offering of the Common Stock (and
registration of such Common Stock pursuant to Section 12 of the Exchange Act).
ITEM 4. PURPOSE OF TRANSACTION
The shares of Common Stock received by the Filing Parties
described in Item 3 to this Statement were acquired as a result of the pro-rata
distribution without consideration of shares of Common Stock of the Company from
Temic to its partners and are being held by such Filing Parties for investment
purposes. The Filing Parties intend to review continuously their position in the
Company. Depending upon future evaluations of the business prospects of the
Company and upon other developments, including, but not limited to, general
economic and business conditions and stock market conditions, the Filing Parties
may retain or from time to time increase their holdings or dispose of all or a
portion of their holdings, subject to any applicable legal and contractual
restrictions on their ability to do so.
In addition, pursuant to and in accordance with the provisions
of Rule 144 promulgated under the Securities Act of 1933, as amended, the Filing
Parties have and will from time to time sell shares of Common Stock. Up to and
including sales made on November 15, 2000, the Filing Parties have sold shares
of Common Stock in the following amounts:
FILING PARTY NO. OF SHARES PRICE/SHARE DATE
------------ ------------- ----------- ----
(APPROXIMATE)
-------------
HTMF Europe 137,330 27.39 11/3/00
56,654 30.94 11/6/00
22,662 26.16 11/10/00
113,308 25.24 11/14/00
11,331 24.20 11/15/00
HMTF Europe Private 1,642 27.39 11/3/00
677 30.94 11/6/00
271 26.16 11/10/00
1,355 25.24 11/14/00
135 24.20 11/15/00
Page 30
<PAGE>
FILING PARTY NO. OF SHARES PRICE/SHARE DATE
------------ ------------- ----------- ----
(APPROXIMATE)
-------------
HM PG 10,146 27.39 11/3/00
4,186 30.94 11/6/00
1,674 26.16 11/10/00
8,371 25.24 11/14/00
837 24.20 11/15/00
HMEU 1-EQ 1,764 27.39 11/3/00
728 30.94 11/6/00
291 26.16 11/10/00
1,455 25.24 11/14/00
146 24.20 11/15/00
HMEU 1-P 365 27.39 11/3/00
150 30.94 11/6/00
60 26.16 11/10/00
301 25.24 11/14/00
30 24.20 11/15/00
HMEU 1-EN 235 27.39 11/3/00
97 30.94 11/6/00
39 26.16 11/10/00
194 25.24 11/14/00
19 24.20 11/15/00
HM 1-FOF 8 27.39 11/3/00
3 30.94 11/6/00
1 26.16 11/10/00
7 25.24 11/14/00
1 24.20 11/15/00
HMTF Equity Fund 140,237 27.39 11/3/00
57,854 30.94 11/6/00
23,142 26.16 11/10/00
115,708 25.24 11/14/00
11,571 24.20 11/15/00
HMTF Private Equity 994 27.39 11/3/00
410 30.94 11/6/00
164 26.16 11/10/00
820 25.24 11/14/00
82 24.20 11/15/00
Page 31
<PAGE>
FILING PARTY NO. OF SHARES PRICE/SHARE DATE
------------ ------------- ----------- ----
(APPROXIMATE)
-------------
HM 4-EN 410 27.39 11/3/00
169 30.94 11/6/00
68 26.16 11/10/00
338 25.24 11/14/00
34 24.20 11/15/00
HM 4-P 111 27.39 11/3/00
46 30.94 11/6/00
18 26.16 11/10/00
92 25.24 11/14/00
9 24.20 11/15/00
HM 4-EQ 2,292 27.39 11/3/00
946 30.94 11/6/00
378 26.16 11/10/00
1,891 25.24 11/14/00
189 24.20 11/15/00
PG-IV 7,466 27.39 11/3/00
3,080 30.94 11/6/00
1,232 26.16 11/10/00
6,160 25.24 11/14/00
616 24.20 11/15/00
In addition, the matters set forth in Item 6 below are
incorporated in this Item 4 by reference as if fully set forth herein.
Except as set forth in this Item 4 (including the matters
described in Item 6 below which are incorporated in this Item 4 by reference),
the Filing Parties have no present plans or proposals that relate to or that
would result in any actions specified in clauses (a) through (j) of Item 4 of
Schedule 13D of the Exchange Act.
ITEM 5. INTEREST IN SECURITIES OF ISSUER
(a)
(1) Following the transactions described in Item 4,
Mr. Hicks may be deemed to beneficially own in the aggregate
8,520,416 shares of the Common Stock of the Company,
representing approximately 22.2% of the outstanding shares of
Common Stock. Of such shares, Mr. Hicks has sole voting and
dispositive power with respect to 44,939 shares, and shared
voting and dispositive power with respect to 8,475,477 shares as
a result of the relationships described in paragraph (b)(1)
below.
Page 32
<PAGE>
(2) Following the transactions described in Item 4,
HM 1-FOF may be deemed to beneficially own in the aggregate 357
shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of Common
Stock. Of such shares, HM 1-FOF has sole voting and dispositive
power with respect to no shares, and shared voting and
dispositive power with respect to 357 shares as a result of the
relationships described in paragraph (b)(2) below.
(3) Following the transactions described in Item 4,
GP Partners L.A. may be deemed to beneficially own in the
aggregate 357 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the outstanding
shares of Common Stock. Of such shares, GP Partners L.A. has
sole voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 357 shares
as a result of the relationships described in paragraph (b)(3)
below.
(4) Following the transactions described in Item 4,
Latin America Fund may be deemed to beneficially own in the
aggregate 357 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the outstanding
shares of Common Stock. Of such shares, Latin America Fund has
sole voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 357 shares
as a result of the relationships described in paragraph (b)(4)
below.
(5) Following the transactions described in Item 4,
HMTF Equity Fund may be deemed to beneficially own in the
aggregate 3,917,618 shares of the Common Stock of the Company,
representing approximately 10.2% of the outstanding shares of
Common Stock. Of such shares, HMTF Equity Fund has sole voting
and dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 3,917,618 shares as
a result of the relationships described in paragraph (b)(5)
below.
(6) Following the transactions described in Item 4,
HMTF Private Equity may be deemed to beneficially own in the
aggregate 27,753 shares of the Common Stock of the Company,
representing approximately 0.1% of the outstanding shares of
Common Stock. Of such shares, HMTF Private Equity has sole
voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 27,753
shares as a result of the relationships described in paragraph
(b)(6) below.
(7) Following the transactions described in Item 4,
HM Equity Fund IV/GP may be deemed to beneficially own in the
aggregate 3,945,371 shares of the Common Stock of the Company,
representing approximately 10.3% of the outstanding shares of
Common Stock. Of such shares, HM Equity Fund IV/GP has sole
voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 3,945,371
shares as a result of the relationships described in paragraph
(b)(7) below.
Page 33
<PAGE>
(8) Following the transactions described in Item 4,
PG-IV may be deemed to beneficially own in the aggregate 208,568
shares of the Common Stock of the Company, representing
approximately 0.5% of the outstanding shares of Common Stock. Of
such shares, PG-IV has sole voting and dispositive power with
respect to no shares, and shared voting and dispositive power
with respect to 208,568 shares as a result of the relationships
described in paragraph (b)(8) below.
(9) Following the transactions described in Item 4,
HM Equity Partners may be deemed to beneficially own in the
aggregate 208,568 shares of the Common Stock of the Company,
representing approximately 0.5% of the outstanding shares of
Common Stock. Of such shares, HM Equity Partners has sole voting
and dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 208,568 shares as a
result of the relationships described in paragraph (b)(9) below.
(10) Following the transactions described in Item 4,
HM 4-P may be deemed to beneficially own in the aggregate 3,105
shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of Common
Stock. Of such shares, HM 4-P has sole voting and dispositive
power with respect to no shares, and shared voting and
dispositive power with respect to 3,105 shares as a result of
the relationships described in paragraph (b)(10) below.
(11) Following the transactions described in Item 4,
HM 4-EN may be deemed to beneficially own in the aggregate
11,445 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of Common
Stock. Of such shares, HM 4-EN has sole voting and dispositive
power with respect to no shares, and shared voting and
dispositive power with respect to 11,445 shares as a result of
the relationships described in paragraph (b)(11) below.
(12) Following the transactions described in Item 4,
HM 4-EQ may be deemed to beneficially own in the aggregate
64,034 shares of the Common Stock of the Company, representing
approximately 0.2% of the outstanding shares of Common Stock. Of
such shares, HM 4-EQ has sole voting and dispositive power with
respect to no shares, and shared voting and dispositive power
with respect to 64,034 shares as a result of the relationships
described in paragraph (b)(12) below.
(13) Following the transactions described in Item 4,
HM GP Partners may be deemed to beneficially own in the
aggregate 4,232,523 shares of the Common Stock of the Company,
representing approximately 11.0% of the outstanding shares of
Common Stock. Of such shares, HM GP Partners has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 4,232,523 shares as a
result of the relationships described in paragraph (b)(13)
below.
Page 34
<PAGE>
(14) Following the transactions described in Item 4,
HM Fund IV may be deemed to beneficially own in the aggregate
4,232,523 shares of the Common Stock of the Company,
representing approximately 11.0% of the outstanding shares of
Common Stock. Of such shares, HM Fund IV has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 4,232,523 shares as a
result of the relationships described in paragraph (b)(14)
below.
(15) Following the transactions described in Item 4,
HMEU 1-EN may be deemed to beneficially own in the aggregate
6,554 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of Common
Stock. Of such shares, HMEU 1-EN has sole voting and dispositive
power with respect to no shares, and shared voting and
dispositive power with respect to 6,554 shares as a result of
the relationships described in paragraph (b)(15) below.
(16) Following the transactions described in Item 4,
HMEU 1-EQ may be deemed to beneficially own in the aggregate
49,265 shares of the Common Stock of the Company, representing
approximately 0.1% of the outstanding shares of Common Stock. Of
such shares, HMEU 1-EQ has sole voting and dispositive power
with respect to no shares, and shared voting and dispositive
power with respect to 49,265 shares as a result of the
relationships described in paragraph (b)(16) below.
(17) Following the transactions described in Item 4,
HMEU 1-P may be deemed to beneficially own in the aggregate
10,182 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of Common
Stock. Of such shares, HMEU 1-P has sole voting and dispositive
power with respect to no shares, and shared voting and
dispositive power with respect to 10,182 shares as a result of
the relationships described in paragraph (b)(17) below.
(18) Following the transactions described in Item 4,
HMEU Intermediate may be deemed to beneficially own in the
aggregate 66,001 shares of the Common Stock of the Company,
representing approximately 0.2% of the outstanding shares of
Common Stock. Of such shares, HMEU Intermediate has sole voting
and dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 66,001 shares as a
result of the relationships described in paragraph (b)(18)
below.
(19) Following the transactions described in Item 4,
HMTF Europe may be deemed to beneficially own in the aggregate
3,836,360 shares of the Common Stock of the Company,
representing approximately 10.0% of the outstanding shares of
Common Stock. Of such shares, HMTF Europe has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 3,836,360 shares as a
result of the relationships described in paragraph (b)(19)
below.
Page 35
<PAGE>
(20) Following the transactions described in Item 4,
HMTF Europe Private may be deemed to beneficially own in the
aggregate 45,874 shares of the Common Stock of the Company,
representing approximately 0.1% of the outstanding shares of
Common Stock. Of such shares, HMTF Europe Private has sole
voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 45,874
shares as a result of the relationships described in paragraph
(b)(20) below.
(21) Following the transactions described in Item 4,
HM PG may be deemed to beneficially own in the aggregate 283,438
shares of the Common Stock of the Company, representing
approximately 0.7% of the outstanding shares of Common Stock. Of
such shares, HM PG has sole voting and dispositive power with
respect to no shares, and shared voting and dispositive power
with respect to 283,438 shares as a result of the relationships
described in paragraph (b)(21) below.
(22) Following the transactions described in Item 4,
HMEU Fund I-C may be deemed to beneficially own in the aggregate
4,231,673 shares of the Common Stock of the Company,
representing approximately 11.0% of the outstanding shares of
Common Stock. Of such shares, HMEU Fund I-C has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 4,231,673 shares as a
result of the relationships described in paragraph (b)(22)
below.
(b)
(1) Of the 44,939 shares of Common Stock for which
Mr. Hicks has sole voting and dispositive power, 38,669 shares
are held of record by Mr. Hicks, and 6,270 shares are held of
record by Mr. Hicks as the trustee of certain trusts for the
benefit of Mr. Hicks' children. Of the 8,475,477 shares of
Common Stock for which Mr. Hicks has shared voting and
dispositive power, 357 shares of Common Stock are owned of
record by HM 1-FOF; 3,917,618 shares of Common Stock are owned
of record by HMTF Equity Fund; 27,753 shares of Common Stock are
owned of record by HMTF Private Equity; 208,568 shares of Common
Stock are owned of record by PG-IV; 3,105 shares of Common Stock
are owned of record by HM 4-P; 11,445 shares of Common Stock are
owned of record by HM 4-EN; 64,034 shares of Common Stock are
owned of record by HM 4-EQ; 6,554 shares of Common Stock are
owned of record by HMEU 1-EN; 49,265 shares of Common Stock are
owned of record by HMEU 1-EQ; 10,182 shares of Common Stock are
owned of record by HMEU 1-P; 3,836,360 shares of Common Stock
are owned of record by HMTF Europe; 45,874 shares of Common
Stock are owned of record by HMTF Europe Private; 283,438 shares
of Common Stock are owned of record by HM PG; 1,266 shares of
Common Stock are owned of record by TOH, Jr. Ventures, Ltd.; and
9,658 shares of Common Stock are owned of record by TOH
Investors, L.P.
Page 36
<PAGE>
GP Partners L.A. is the general partner of HM 1-FOF
and, therefore, may be deemed to be the beneficial owner of the
shares of Common Stock owned of record by HM 1-FOF. Latin
America Fund is the general partner of GP Partners L.A. and,
therefore, may be deemed to be the beneficial owner of the
shares beneficially owned by GP Partners L.A. Mr. Hicks is the
sole member of Latin America Fund and, therefore, may be deemed
to be the beneficial owner of the shares of Common Stock
beneficially owned by Latin America Fund.
HM Equity Fund IV/GP is the general partner of HMTF
Equity Fund and HMTF Private Equity and, therefore, may be
deemed to be the beneficial owner of the shares of Common Stock
owned of record by HMTF Equity Fund and HMTF Private Equity. HM
Equity Partners is the general partner of PG-IV, and therefore,
may be deemed to be the beneficial owner of the shares of Common
Stock owned of record by PG-IV. HM GP Partners is the general
partner of HM Equity Fund IV/GP, HM Equity Partners, HM 4-EQ, HM
4-EN and HM 4-P and, therefore, may be deemed to be the
beneficial owner of the shares of Common Stock beneficially
owned by HM Equity Fund IV/GP and HM Equity Partners and may be
deemed to be the beneficial owner of the shares of Common Stock
owned of record by HM 4-EQ, HM 4-EN and HM 4-P. HM Fund IV is
the general partner of HM GP Partners and, therefore, may be
deemed to be the beneficial owner of the shares of Common Stock
beneficially owned by HM GP Partners. Mr. Hicks is the sole
director and sole member of HM Fund IV and, therefore, may be
deemed to be the beneficial owner of the shares of Common Stock
beneficially owned by HM Fund IV.
HMEU Intermediate is the general partner of HMEU
1-EN, HMEU 1-EQ and HMEU 1-P and, therefore, may be deemed to be
the beneficial owner of the shares of Common Stock held of
record by HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. HMEU Fund I-C is
the general partner of HMEU Intermediate, HMTF Europe, HMTF
Europe Private and HM PG and, therefore, may be deemed to be the
beneficial owner of the shares held of record by HMTF Europe,
HMTF Europe Private and HM PG, and may be deemed to be the
beneficial owner of the shares of Common Stock beneficially
owned by HMEU Intermediate. Mr. Hicks is the sole director and
sole member of HMEU Fund I-C and, therefore, may be deemed to be
the beneficial owner of the shares of Common Stock beneficially
owned by HMEU Fund I-C.
TOH Management Company, LLC, a limited liability
company whose sole member is Mr. Hicks, is the sole general
partner of each of TOH, Jr. Ventures Ltd. and TOH Investors,
L.P. Therefore, Mr. Hicks may be deemed to be the beneficial
owner of the shares of Common Stock owned of record by TOH, Jr.
Ventures Ltd. and TOH Investors, L.P.
(2) Of the 357 shares of Common Stock for which HM
1-FOF has shared voting and dispositive power, 357 of such
shares are held of record by HM 1-FOF.
Page 37
<PAGE>
(3) Of the 357 shares of Common Stock for which GP
Partners L.A. has shared voting and dispositive power, none of
such shares are held of record by GP Partners L.A., and 357 of
such shares are held of record by HM 1-FOF. GP Partners L.A. is
the general partner of HM 1-FOF and, therefore, may be deemed to
be the beneficial owner of the shares owned of record by HM
1-FOF.
(4) Of the 357 shares of Common Stock for which
Latin America Fund has shared voting and dispositive power, none
of such shares are held of record by Latin America Fund, and 357
of such shares may be beneficially owned by Latin America Fund.
Latin America Fund is the general partner of GP Partners L.A.
and, therefore, may be deemed to be the beneficial owner of the
shares beneficially owned by GP Partners L.A.
(5) Of the 3,917,618 shares of Common Stock for
which HMTF Equity Fund has shared voting and dispositive power,
3,917,618 of such shares are held of record by HMTF Equity Fund.
(6) Of the 27,753 shares of Common Stock for which
HMTF Private Equity has shared voting and dispositive power,
27,753 of such shares are held of record by HMTF Private Equity.
(7) Of the 3,945,371 shares of Common Stock for
which HM Equity Fund IV/GP has shared voting and dispositive
power, none of such shares are held of record by HM Equity Fund
IV/GP, and 3,917,618 of such shares are held of record by HMTF
Equity Fund and 27,753 of such shares are held of record by HMTF
Private Equity. Equity Fund IV/GP is the general partner of HMTF
Equity Fund and HMTF Private Equity and, therefore, may be
deemed to be the beneficial owner of the shares owned of record
by both HMTF Equity Fund and HMTF Private Equity.
(8) Of the 208,568 shares of Common Stock for which
PG-IV has shared voting and dispositive power, 208,568 of such
shares are held of record by PG-IV.
(9) Of the 208,568 shares of Common Stock for which
HM Equity Partners has shared voting and dispositive power, none
of such shares are held of record by HM Equity Partners, and
208,568 of such shares are held of record by PG-IV. HM Equity
Partners is the general partner of PG-IV and, therefore, may be
deemed to be the beneficial owner of the shares owned of record
by PG-IV.
(10) Of the 3,105 shares of Common Stock for which
HM 4-P has shared voting and dispositive power, 3,105 of such
shares are held of record by HM 4-P.
(11) Of the 11,445 shares of Common Stock for which
HM 4-EN has shared voting and dispositive power, 11,445 of such
shares are held of record by HM 4-EN.
Page 38
<PAGE>
(12) Of the 64,034 shares of Common Stock for which
HM 4-EQ has shared voting and dispositive power, 64,034 of such
shares are held of record by HM 4-EQ.
(13) Of the 4,232,523 shares of Common Stock for
which HM GP Partners has shared voting and dispositive power,
none of such shares are held of record by HM GP Partners, and
64,034 of such shares are held of record by HM 4-EQ, 11,445 of
such shares are held of record by HM 4-EN, 3,105 of such shares
are held of record by HM 4-P, 208,568 of such shares are held of
record by PG-IV, 3,917,618 of such shares are held of record by
HMTF Equity Fund, and 27,753 of such shares are held of record
by HMTF Private Equity. HM GP Partners is the general partner of
Equity Fund IV/GP which is the general partner of HMTF Equity
Fund and HMTF Private Equity and, therefore, may be deemed to be
the beneficial owner of the shares owned of record by both HMTF
Equity Fund and HMTF Private Equity. HM GP Partners is also the
general partner of HM Equity Partners which is the general
partner of PG-IV and, therefore, may be deemed to be the
beneficial owner of the shares owned of record by PG-IV. HM GP
Partners is also the general partner of HM 4-EQ, HM 4-EN and HM
4-P and, therefore, may be deemed to be the beneficial owner of
the shares owned of record by HM 4-EQ, HM 4-EN and HM 4-P.
(14) Of the 4,232,523 shares of Common Stock for
which HM Fund IV has shared voting and dispositive power, none
of such shares are held of record by HM Fund IV, and 4,232,523
of such shares may be deemed to be beneficially owned by HM Fund
IV. HM Fund IV is the general partner of HM GP Partners and,
therefore, may be deemed to be the beneficial owner of the
shares beneficially owned by HM GP Partners.
(15) Of the 6,554 shares of Common Stock for which
HMEU 1-EN has shared voting and dispositive power, 6,554 of such
shares are held of record by HMEU 1-EN.
(16) Of the 49,265 shares of Common Stock for which
HMEU 1-EQ has shared voting and dispositive power, 49,265 of
such shares are held of record by HMEU 1-EQ.
(17) Of the 10,182 shares of Common Stock for which
HMEU 1-P has shared voting and dispositive power, 10,182 of such
shares are held of record by HMEU 1-P.
(18) Of the 66,001 shares of Common Stock for which
HMEU Intermediate has shared voting and dispositive power, none
of such shares are held of record by HMEU Intermediate, and
6,554 of such shares are held of record by HMEU 1-EN, 49,265 of
such shares are held of record by HMEU 1-EQ and 10,182 of such
shares are held of record by HMEU 1-P. HMEU Intermediate is the
general partner of HMEU 1-EN, HMEU 1-EQ and HMEU 1-P and,
therefore, may be deemed to be the beneficial owner of the
shares owned of record by HMEU 1-EN, HMEU 1-EQ and HMEU 1-P.
Page 39
<PAGE>
(19) Of the 3,836,360 shares of Common Stock for
which HMTF Europe has shared voting and dispositive power,
3,836,360 of such shares are held of record by HMTF Europe.
(20) Of the 45,874 shares of Common Stock for which
HMTF Europe Private has shared voting and dispositive power,
45,874 of such shares are held of record by HMTF Europe Private.
(21) Of the 283,438 shares of Common Stock for which
HM PG has shared voting and dispositive power, 283,438 of such
shares are held of record by HM PG.
(22) Of the 4,231,673 shares of Common Stock for
which HMEU Fund I-C has shared voting and dispositive power,
none of such shares are held of record by HMEU Fund I-C, and
3,836,360 of such shares are held of record by HMTF Europe,
45,874 of such shares are held of record by HMTF Europe Private,
283,438 of such shares are held of record by HM PG, 6,554 of
such shares are held of record by HMEU 1-EN, 49,265 of such
shares are held of record by HMEU 1-EQ, and 10,182 of such
shares are held of record by HMEU 1-P. HMEU Fund I-C is the
general partner of HMTF Europe, HMTF Europe Private, and HM PG
and, therefore, may be deemed to be the beneficial owner of the
shares owned of record by HMTF Europe, HMTF Europe Private and
HM PG. HMEU Fund I-C is also the general partner of HMEU
Intermediate which is the general partner of HMEU 1-EN, HMEU
1-EQ, and HMEU 1-P and, therefore, may be deemed to be the
beneficial owner of the shares owned of record by HMEU 1-EN,
HMEU 1-EQ, and HMEU 1-P.
EACH OF THE FILING PARTIES EXPRESSLY DISCLAIMS (I) THE EXISTENCE
OF ANY GROUP AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES OF
COMMON STOCK COVERED BY THIS STATEMENT NOT OWNED BY HIM OR IT OF RECORD.
(c) See Item 4.
(d) The right to receive dividends on, and proceeds from the
sale of, the shares of Common Stock held of record by the applicable Filing
Parties and beneficially owned by their respective sole general partners
described in paragraphs (a) and (b) above is governed by the limited
partnership and limited liability agreements, as applicable, of each of such
entities, and such dividends or proceeds may be distributed with respect to
numerous general and limited partnership or membership interests.
(e) Not applicable.
ITEM 6.
The rights to distributions, division of profits and other
arrangements relating to the Company's securities owned of record by the
applicable Filing Parties and their respective general and limited partners or
Page 40
<PAGE>
members are governed exclusively by their respective limited partnership
agreements and limited liability company regulations.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
99.1 Joint Filing Agreement dated December 12, 2000 among Mr. Thomas O. Hicks,
HM 1-FOF, GP Partners L.A., Latin America Fund, HMTF Equity Fund, HMTF Private
Equity, HM Equity Fund IV/GP, PG-IV, HM Equity Partners, HM 4-P, HM 4-EN, HM
4-EQ, HM GP Partners, HM Fund IV, HMEU 1-EN, HMEU 1-EQ, HMEU 1-P, HMEU
Intermediate, HMTF Europe, HMTF Europe Private, HM PG and HMEU Fund I-C. *
-----------------------
*Filed herewith.
Page 41
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 By: *
------------------------------- --------------------------------------
Date Thomas O. Hicks
*By: /s/ David W. Knickel
--------------------------------------
David W. Knickel
Attorney-in-Fact
Page 42
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 hm 1-FOF CoinVESTORS CAYMAN, l.P.
-----------------
Date
By: HICKS, MUSE GP PARTNERS L.A.. CAYMAN, L.P., its general
partner
By: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN,
L.L.C.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 43
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HICKS, MUSE GP PARTNERS L.A. CAYMAN, L.P.
-----------------
Date
By: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C., its
general partner
By: /s/ David W. Knickel
-------------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 44
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HICKS, MUSE LATIN AMERICA FUND GP
----------------- CAYMAN, L.L.C.
Date
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 45
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HMTF EQUITY FUND IV (1999) CAYMAN,
----------------- L.P.
Date
By: HM EQUITY FUND IV/GP CAYMAN, L.P., its general partner
By: HM GP PARTNERS IV CAYMAN, L.P., its general partner
By: HM FUND IV CAYMAN, LLC, its general partner
By: /s/ David W. Knickel
------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 46
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HMTF PRIVATE EQUITY FUND IV (1999) CAYMAN, L.P.
-----------------
Date
By: HM EQUITY FUND IV/GP CAYMAN, L.P., its general partner
By: HM GP PARTNERS IV CAYMAN, L.P., its general partner
By: HM FUND IV CAYMAN, LLC, its general partner
By: /s/ David W. Knickel
------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 47
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HM EQUITY FUND IV/GP CAYMAN, L.P.
-----------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P., its general partner
By: HM FUND IV CAYMAN, LLC, its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 48
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HICKS, MUSE PG-IV (1999), C.V.
-----------------
Date
By: HM EQUITY FUND IV/GP PARTNERS (1999), C.V., its general
partner
By: HM GP PARTNERS IV CAYMAN, L.P., its general partner
By: HM FUND IV CAYMAN, LLC, its general partner
By: /s/ David W. Knickel
------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 49
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HM EQUITY FUND IV/GP PARTNERS (1999), C.V.
-----------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P., its general partner
By: HM FUND IV CAYMAN, LLC, its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 50
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HM 4-P COINVESTORS CAYMAN, L.P.
-----------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P., its general partner
By: HM FUND IV CAYMAN, LLC, its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 51
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HM 4-EN COINVESTORS CAYMAN, L.P.
-----------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P., its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
---------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 52
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HM 4-EQ COINVESTORS CAYMAN, L.P.
-----------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P., its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 53
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HM GP PARTNERS IV CAYMAN, L.P.
-----------------
Date
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 54
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HM FUND IV CAYMAN, LLC
-----------------
Date
By: /s/ David W. Knickel
------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 55
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HMEU 1-EN COINVESTORS, L.P.
-----------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC., its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 56
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HMEU 1-EQ COINVESTORS, L.P.
-----------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC., its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 57
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HMEU 1-P COINVESTORS, L.P.
-----------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC., its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 58
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HMEU INTERMEDIATE PARTNERS I-C, L.P.
-----------------
Date
By: HMEU FUND I-C, INC., its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 59
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HMTF EUROPE FUND CAYMAN, L.P.
-----------------
Date
By: HMEU FUND I-C, INC., its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 60
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HMTF EUROPE PRIVATE FUND CAYMAN, L.P.
-----------------
Date
By: HMEU FUND I-C, INC., its general partner
By: /s/ David W. Knickel
-------------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 61
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HM PG EUROPE I, C.V.
-----------------
Date
By: HMEU FUND I-C, INC., its general partner
By: /s/ David W. Knickel
--------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 62
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 12, 2000 HMEU FUND I-C, INC.
-----------------
Date
By: /s/ David W. Knickel
------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 63
<PAGE>
EXHIBIT INDEX
99.1 Joint Filing Agreement dated December 12, 2000 among
Mr. Thomas O. Hicks, HM 1-FOF, GP Partners L.A.,
Latin America Fund, HMTF Equity Fund, HMTF Private
Equity, HM Equity Fund IV/GP, PG-IV, HM Equity
Partners, HM 4-P, HM 4-EN, HM 4-EQ, HM GP Partners,
HM Fund IV, HMEU 1-EN, HMEU 1-EQ, HMEU 1-P, HMEU
Intermediate, HMTF Europe, HMTF Europe Private, HM PG
and HMEU Fund I-C. *
-----------------------
*Filed herewith.
