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Previous: BERTHEL GROWTH & INCOME TRUST I, 10-Q, 1999-05-13 |
Next: BRUCE ROBERT MANAGEMENT CO INC, 13F-HR, 1999-05-13 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
-------------------
Check here if Amendment [ ]; Amendment Number:
--------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Driehaus Capital Management, Inc.
-------------------------------------------------
Address: 25 East Erie Street
-------------------------------------------------
Chicago, Illinois 60611
-------------------------------------------------
-------------------------------------------------
Form 13F File Number: 28- 3580
------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mary H. Weiss
-------------------------------------------------
Title: Vice President
-------------------------------------------------
Phone: (312) 587-3800
-------------------------------------------------
Signature, Place, and Date of Signing:
/s/ Mary H. Weiss Chicago, Illinois May 13, 1999
- ----------------------- -------------------------------- -----------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
<PAGE> 2
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
<PAGE> 3
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NOT APPLICABLE
------------------
Form 13F Information Table Entry Total: 246
------------------
Form 13F Information Table Value Total: $ 1833814
------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE> 4
<TABLE>
<CAPTION>
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM")
===================================================================================================================================
Item 6:
Item 5: Investment Discretion
Shares ====================================
Item 1: Item 2: Item 3: Item 4: or
Name of Issuer Title of Class CUSIP Fair Market Principal (b) Shared (c)
Number Value Amount (a)Sole -As Defined Shared -
in Instr. V Other
===================================================================================================================================
<S> <C> <C> <C> <C> <C> <C> <C>
24/7 MEDIA INC Common 90131410 2590 50299 X
ACTV Inc. Common 00088E10 1211 106500 X
AO Tatneft - Sponsored ADR ADR 03737P30 73 26700 X
ASM Lithography Holding NV ADR N0705911 4769 105971 X
Abercrombie & Fitch Co. - Cl. A Common 00289620 10858 117700 X
Abovenet Communications Common 00374310 1616 12347 X
Adelphia Communications - Cl. A Common 00684810 8084 128324 X
Advance Paradigm Inc. Common 00749110 3662 57959 X
Advanced Aerodynamics & Str. - A Common 00750B10 254 71407 X
Advanced Fibre Communication Common 00754A10 745 77700 X
Advanced Health Corp Common 00756H10 358 121946 X
Advanced Radio Telecom Corp. Common 00754U10 1048 91130 X
Advantage Learning Sys. Inc. Common 00757K10 3049 98148 X
America Online Inc. Common 02364J10 3764 25608 X
American Eagle Outfitters Common 02553E10 9294 129650 X
Ancor Communications Inc. Common 03332K10 164 26223 X
Andrx Corp. Common 03455110 6369 69891 X
Anesta Corp Common 03460310 531 23516 X
AnswerThink Consulting Group Common 03691610 11716 418440 X
Applied Science & Technology Common 03823610 142 11267 X
Argosy Gaming Company Common 04022810 595 111995 X
Arkansas Best Corp. Common 04079010 88 12981 X
Arkansas Freightways Corp. Common 02629V10 172 13362 X
At Home Corp. - Ser. A Common 04591910 31497 199984 X
Auspex Systems Inc. Common 05211610 865 80950 X
Bebe Stores Inc Common 07557110 1535 37435 X
<CAPTION>
================================================================================================
(SEC USE ONLY)
================================================================================================
Item 8:
Voting Authority (Shares)
=====================================
Item 7:
Managers
See Instr. V (a) Sole (b) Shared (c) None
================================================================================================
<S> <C> <C> <C> <C>
24/7 MEDIA INC 2677 47622
ACTV Inc. 6832 99668
AO Tatneft - Sponsored ADR 12000 14700
ASM Lithography Holding NV 87405 18566
Abercrombie & Fitch Co. - Cl. A 74882 42818
Abovenet Communications 1693 10654
Adelphia Communications - Cl. A 87654 40670
Advance Paradigm Inc. 29692 28267
Advanced Aerodynamics & Str. - A 30770 40637
Advanced Fibre Communication 0 77700
Advanced Health Corp 5132 116814
Advanced Radio Telecom Corp. 5794 85336
Advantage Learning Sys. Inc. 15454 82694
America Online Inc. 18822 6786
American Eagle Outfitters 95641 34009
Ancor Communications Inc. 1518 24705
Andrx Corp. 27294 42597
Anesta Corp 1523 21993
AnswerThink Consulting Group 181773 236667
Applied Science & Technology 0 11267
Argosy Gaming Company 3208 108787
Arkansas Best Corp. 0 12981
Arkansas Freightways Corp. 0 13362
At Home Corp. - Ser. A 156736 43248
Auspex Systems Inc. 12003 68947
Bebe Stores Inc 2372 35063
</TABLE>
<PAGE> 5
<TABLE>
<S> <C> <S> <C> <C> <C>
Best Buy Company Inc. Common 08651610 12787 245900 X
Biogen Inc. Common 09059710 4006 35046 X
Biomatrix Inc Common 09060P10 27060 346924 X
Biovail Corp Common 09067K10 11550 300000 X
Boston Life Sciences Inc Common 10084340 136 18922 X
Bowlin Out Adv & Travel Common 10259510 210 30000 X
Broadcom Corp. - Cl. A Common 11132010 26902 436547 X
Broadvision Inc Common 11141210 7183 120223 X
Business Objects S. A. Sp ADR ADR 12328X10 19694 663386 X
C3 Inc./N C Common 22942P10 121 11279 X
CMG Information Services Inc. Common 12575010 81687 446226 X
CNET Inc. Common 12594510 42725 463767 X
CSG Systems Intl. Inc. Common 12634910 12514 317310 X
Cablevision Systems - Cl. A Common 12686C10 14934 201464 X
Capital One Financial Corp. Common 14040H10 8298 54955 X
Cellular Comm. of Puerto Rico Common 15116N10 619 22933 X
Check Point Software Tech. Common M2246510 18137 421783 X
Checkfree Holdings Corp. Common 16281610 23605 554602 X
Chico's Fas Inc. Common 16861510 932 43363 X
Childrens Place Retail Common 16890510 635 23580 X
Cinar Corp Inc. - Cl. B Sub Vtg. ADR 17190530 3128 136000 X
Circus Circus Enterprises Inc. Common 17290910 211 11994 X
Clarify Inc. Common 18049210 9949 372784 X
Closure Medical Corporation Common 18909310 5723 150609 X
Coinstar Inc. Common 19259P30 1725 106991 X
Colt Telecom Group - Spons. ADR ADR 19687710 11750 163614 X
Computer Network Tech. Corp. Common 20492510 287 17795 X
Comverse Technology Inc. Common 20586240 3307 38909 X
Conexant Systems Common 20714210 4153 150000 X
CoreComm Limited Common G2422R10 967 26303 X
Creative Computers Inc Common 22527E10 506 16811 X
Cree Research Inc. Common 22544710 8930 190257 X
DII Group Inc. Common 23294910 13660 467013 X
Descartes Systems Group Inc. ADR 24990610 875 113811 X
Digital River Inc. Common 25388B10 714 17859 X
<CAPTION>
<S> <C> <C>
Best Buy Company Inc. 181014 64886
Biogen Inc. 25882 9164
Biomatrix Inc 160985 185939
Biovail Corp 300000 0
Boston Life Sciences Inc 0 18922
Bowlin Out Adv & Travel 0 30000
Broadcom Corp. - Cl. A 329255 107292
Broadvision Inc 88644 31579
Business Objects S. A. Sp ADR 461476 201910
C3 Inc./N C 0 11279
CMG Information Services Inc. 267963 178263
CNET Inc. 332134 131633
CSG Systems Intl. Inc. 234390 82920
Cablevision Systems - Cl. A 148243 53221
Capital One Financial Corp. 40527 14428
Cellular Comm. of Puerto Rico 1473 21460
Check Point Software Tech. 357863 63920
Checkfree Holdings Corp. 349850 204752
Chico's Fas Inc. 2746 40617
Childrens Place Retail 11837 11743
Cinar Corp Inc. - Cl. B Sub Vtg. 125000 11000
Circus Circus Enterprises Inc. 0 11994
Clarify Inc. 180731 192053
Closure Medical Corporation 70639 79970
Coinstar Inc. 4851 102140
Colt Telecom Group - Spons. ADR 134581 29033
Computer Network Tech. Corp. 0 17795
Comverse Technology Inc. 28723 10186
Conexant Systems 110818 39182
CoreComm Limited 1708 24595
Creative Computers Inc 1060 15751
Cree Research Inc. 93825 96432
DII Group Inc. 234310 232703
Descartes Systems Group Inc. 113811 0
Digital River Inc. 978 16881
</TABLE>
<PAGE> 6
<TABLE>
<S> <C> <C> <C> <C> <C>
Digitran Systems Inc. Common 25389810 77 223200 X
Display Technologies Inc Common 25469V10 1330 256346 X
DoubleClick Inc. Common 25860930 15826 86927 X
E. Spire Communications Inc. Common 26915310 302 21929 X
Earthweb Inc. Common 27032C10 601 10959 X
Eidos Plc Adr ADR 28248510 11801 363816 X
Elan Corp. PLC - Spons. ADR ADR 28413120 20632 295800 X
Electro Scientific Inds. Inc. Common 28522910 472 10150 X
Electronics For Imaging Common 28608210 2833 72641 X
Emcore Corp Common 29084610 188 13346 X
Emeritus Corp. Common 29100510 130 12953 X
Emmis Broadcasting Cl A Common 29152510 3858 77160 X
Emulex Corp. Common 29247520 12789 387534 X
Enzon Inc. Common 29390410 1689 114491 X
Equant N V - NY Reg Shr Common 29440910 10803 143560 X
Euroweb Intl Corp Common 29880110 46 21856 X
Excalibur Technologies Corp. Common 30065120 192 14725 X
Express Scripts Inc. - Cl. A Common 30218210 15974 185881 X
Factory 2 U Stores Common 30307210 916 78775 X
Faxsav Inc Common 31210L10 305 39643 X
Finet Holdings Corp Common 31792230 1367 278572 X
Flextronics Intl Ltd Common Y2573F10 9719 190574 X
Forum Retirement Prtrs. - LP Common 34985110 97 17000 X
Forward Air Corp Common 34985310 192 14606 X
Four Kids Entertainment Inc. Common 35086510 427 14911 X
Frontier Airlines Inc Common 35906510 514 52020 X
Fundtech Ltd. ADR M4709510 527 17500 X
GST Telecommunications Inc. ADR 36194210 4255 389000 X
Gemstar Intl Common G3788V10 29797 395969 X
Genesis Microchip Inc. Common 37193310 10746 452456 X
Gentner Communications Corp Common 37245J10 66 21150 X
Geotel Communications Common 37365610 825 17979 X
Gilat Satellite Networks ADR M5147410 8528 142129 X
Gilead Sciences Inc. Common 37555810 13953 306668 X
Gilman And Ciocia Common 37590810 401 32069 X
<CAPTION>
<S> <C> <C>
Digitran Systems Inc. 0 223200
Display Technologies Inc 18282 238064
DoubleClick Inc. 64132 22795
E. Spire Communications Inc. 0 21929
Earthweb Inc. 321 10638
Eidos Plc Adr 187699 176117
Elan Corp. PLC - Spons. ADR 243545 52255
Electro Scientific Inds. Inc. 0 10150
Electronics For Imaging 53282 19359
Emcore Corp 0 13346
Emeritus Corp. 0 12953
Emmis Broadcasting Cl A 39594 37566
Emulex Corp. 163286 224248
Enzon Inc. 7278 107213
Equant N V - NY Reg Shr 117239 26321
Euroweb Intl Corp 0 21856
Excalibur Technologies Corp. 0 14725
Express Scripts Inc. - Cl. A 137160 48721
Factory 2 U Stores 28102 50673
Faxsav Inc 0 39643
Finet Holdings Corp 93849 184723
Flextronics Intl Ltd 140610 49964
Forum Retirement Prtrs. - LP 0 17000
Forward Air Corp 0 14606
Four Kids Entertainment Inc. 0 14911
Frontier Airlines Inc 0 52020
Fundtech Ltd. 1122 16378
GST Telecommunications Inc. 389000 0
Gemstar Intl 230009 165960
Genesis Microchip Inc. 430036 22420
Gentner Communications Corp 0 21150
Geotel Communications 8540 9439
Gilat Satellite Networks 116961 25168
Gilead Sciences Inc. 226322 80346
Gilman And Ciocia 0 32069
</TABLE>
<PAGE> 7
<TABLE>
<S> <C> <C> <C> <C> <C>
Gliatech Inc Common 37929C10 238 10301 X
Global Datatel Inc Common 37934G10 60 10000 X
Global Industries Common 37933610 218 21550 X
Globix Corporation Common 37957F10 970 26000 X
Grupo Radio Centro Ads ADR 40049C10 165 30000 X
Grupo Televisa SA - Spons GDR GDR 40049J20 19032 606613 X
HIE Inc Common 40419W10 852 189306 X
Harmonic Lightwaves Inc. Common 41316010 21602 781986 X
Hi/FN Inc. Common 42835810 1056 28167 X
IDEC Pharmaceuticals Corp. Common 44937010 9447 183876 X
Immunex Corp. Common 45252810 15994 192124 X
Information Res Eng Common 45675F30 1014 64897 X
Infoseek Corp Common 45678M10 5057 68337 X
Insignia Solutions PLC ADR ADR 45766J10 104 15973 X
Intermedia Communications Common 45880110 283 10623 X
Intermost Corp Common 45881R10 963 110000 X
International Ntwk Svcs Common 46005310 9703 138732 X
Intuit Inc Common 46120210 5382 52898 X
Ivax Corp. Common 46582310 213 18033 X
JAKKS Pacific Inc. Common 47012E10 466 25177 X
Javelin Systems Inc Common 47189610 161 13266 X
K-Swiss Inc. - Cl. A Common 48268610 1490 59000 X
King Pharmaceuticals Common 49558210 520 18723 X
Knight/trimark Grp Cl A Common 49906710 42853 639596 X
Kushner-Locke Co. Common 50133740 822 53000 X
Lamar Advertising Co Common 51281510 509 15000 X
Laser Vision Centers Inc. Common 51807H10 3244 85100 X
Lason Inc Common 51808R10 1581 28115 X
Liposome Company Inc. Common 53631010 181 13450 X
Macrochem Corp Common 55590310 842 89844 X
Macromedia Inc. Common 55610010 10671 235490 X
Macrovision Corp Common 55590410 880 23792 X
Mays (J.W.) Inc. Common 57847310 76 10909 X
MedImmune Inc. Common 58469910 30556 516251 X
Mercury Interactive Corp Common 58940510 7774 218231 X
<CAPTION>
<S> <C> <C>
Gliatech Inc 645 9656
Global Datatel Inc 0 10000
Global Industries 0 21550
Globix Corporation 1668 24332
Grupo Radio Centro Ads 0 30000
Grupo Televisa SA - Spons GDR 516918 89695
HIE Inc 36145 153161
Harmonic Lightwaves Inc. 385057 396929
Hi/FN Inc. 1798 26369
IDEC Pharmaceuticals Corp. 135675 48201
Immunex Corp. 141726 50398
Information Res Eng 3797 61100
Infoseek Corp 50465 17872
Insignia Solutions PLC ADR 0 15973
Intermedia Communications 0 10623
Intermost Corp 3847 106153
International Ntwk Svcs 102403 36329
Intuit Inc 38971 13927
Ivax Corp. 0 18033
JAKKS Pacific Inc. 0 25177
Javelin Systems Inc 0 13266
K-Swiss Inc. - Cl. A 11783 47217
King Pharmaceuticals 1184 17539
Knight/trimark Grp Cl A 480500 159096
Kushner-Locke Co. 3401 49599
Lamar Advertising Co 0 15000
Laser Vision Centers Inc. 14663 70437
Lason Inc 28115 0
Liposome Company Inc. 6928 6522
Macrochem Corp 19220 70624
Macromedia Inc. 173607 61883
Macrovision Corp 2115 21677
Mays (J.W.) Inc. 0 10909
MedImmune Inc. 355328 160923
Mercury Interactive Corp 160904 57327
</TABLE>
<PAGE> 8
<TABLE>
<S> <C> <C> <C> <C> <C>
Metro One Telecomm Inc Common 59163F10 400 28053 X
MetroNet Communications Cp. - B ADR 59169Y10 18109 329256 X
Metromedia Fiber Network Common 59168910 23912 461502 X
Metromedia International Group, Inc. Common 59169510 902 185000 X
Micromuse, Inc. Common 59509410 14653 318549 X
Microwave Power Devices Common 59517M10 554 69268 X
Mindspring Enterprises Common 60268310 2446 28423 X
Minimed Inc Common 60365K10 14848 146108 X
Mips Technologies Inc Common 60456710 22051 361499 X
Monmouth REIT - Cl. A Common 60972010 616 114000 X
Montana Power Co. Common 61208510 21668 294554 X
Mysoftware Co Common 62863310 206 11763 X
NTL Incorporated Common 62940710 12853 157951 X
Nanogen Inc. Common 63007510 210 21774 X
Navarre Corp Common 63920810 206 14811 X
Net Bank Inc Common 64093310 8738 128497 X
NetGravity Inc. Common 64111410 670 16200 X
Network Appliance Corp Common 64120L10 3015 59556 X
Network Solutions Common 64121Q10 27495 259996 X
Networking Products Common 55308N10 273 17080 X
New Discovery Publishing Co Common 64377210 105 15000 X
New Era Of Networks Inc Common 64431210 25000 369003 X
Newhall Land & Farming Co. - LP Common 65142610 369 15448 X
Nice Systems Limited - Spons ADR ADR 65365610 15866 537835 X
Nokia Corp Spons ADR A ADR 65490220 24818 159346 X
Novell Inc Common 67000610 30028 1192182 X
Nstor Technologies Inc Common 67018N10 170 80209 X
Obie Media Corp Common 67439110 2621 162569 X
Omega Research Inc Common 68211E10 1087 101694 X
Omniamerica Inc. Common 68211J10 641 22115 X
Onhealth Network Common 68272W10 2227 163418 X
Open Text Corp ADR 68371510 18574 589647 X
Optical Coating Laboratory Common 68382910 4786 99718 X
Osteotech Inc. Common 68858210 11119 323463 X
Outdoor Systems Inc Common 69005710 5542 184722 X
<CAPTION>
<S> <C> <C>
Metro One Telecomm Inc 14450 13603
MetroNet Communications Cp. - B 274590 54666
Metromedia Fiber Network 339895 121607
Metromedia International Group, Inc. 0 185000
Micromuse, Inc. 162668 155881
Microwave Power Devices 2754 66514
Mindspring Enterprises 20161 8262
Minimed Inc 107722 38386
Mips Technologies Inc 178038 183461
Monmouth REIT - Cl. A 0 114000
Montana Power Co. 217639 76915
Mysoftware Co 0 11763
NTL Incorporated 130983 26968
Nanogen Inc. 0 21774
Navarre Corp 7629 7182
Net Bank Inc 52050 76447
NetGravity Inc. 1027 15173
Network Appliance Corp 0 59556
Network Solutions 162505 97491
Networking Products 0 17080
New Discovery Publishing Co 0 15000
New Era Of Networks Inc 268790 100213
Newhall Land & Farming Co. - LP 0 15448
Nice Systems Limited - Spons ADR 442176 95659
Nokia Corp Spons ADR A 130982 28364
Novell Inc 921866 270316
Nstor Technologies Inc 29641 50568
Obie Media Corp 0 162569
Omega Research Inc 19955 81739
Omniamerica Inc. 0 22115
Onhealth Network 29844 133574
Open Text Corp 462851 126796
Optical Coating Laboratory 51150 48568
Osteotech Inc. 161928 161536
Outdoor Systems Inc 102473 82249
</TABLE>
<PAGE> 9
<TABLE>
<S> <C> <C> <C> <C> <C>
PLD Telekom Inc Common 69340T10 117 30090 X
PMC - Sierra Inc. Common 69344F10 6322 88801 X
Patterson Energy Inc Common 70341410 103 18450 X
Peapod Inc Common 70471810 328 30000 X
Pegasus Systems Inc Common 70590610 803 20138 X
Pepsi Bottling Group Inc. Common 71340910 5422 250000 X
Perclose Inc. Common 71361C10 2286 73758 X
Peregrine Systems Inc Common 71366Q10 849 25252 X
Pharmaceutical Prod Dev Common 71712410 3083 91844 X
Point Of Sale Limited Common M7945W10 274 27253 X
Power Integrations Inc Common 73927610 2142 67469 X
Powerwave Tech Inc Common 73936310 17491 616436 X
Providian Corp Common 74406A10 17421 158370 X
Qlogic Corp Common 74727710 15935 237391 X
Qualcomm Inc. Common 74752510 5964 47954 X
Quiksilver Inc. Common 74838C10 1543 36515 X
RF Micro Devices Inc Common 74994110 69903 730535 X
Railamerica Inc Common 75075310 171 19498 X
Rational Software Corp Common 75409P20 3632 135469 X
Remec Inc Common 75954310 563 26955 X
Research in Motion Inc ADR 76097510 752 71635 X
Resmed Inc Common 76115210 321 11366 X
Restoration Hardware Inc. Common 76098110 248 11276 X
Revenue Properties Co., Ltd. Common 76138940 178 100000 X
Rock Financial Corp. Common 77215010 450 24981 X
Rocky Mountain Internet Inc. Common 77472010 176 13541 X
S F X Entertainment Cl A Common 78417810 8042 124568 X
SDL Inc. Common 78407610 19318 212874 X
SOFTWORKS INC Common 83404P10 837 58727 X
Safeguard Scientifics Inc. Common 78644910 21000 311105 X
Sandisk Corp Common 80004C10 268 10127 X
Schwab (Charles) Corp. Common 80851310 16035 166812 X
Security First Technologies Common 81427910 1701 23147 X
Sepracor Inc. Common 81731510 29694 264532 X
Softnet Systems Common 83396410 431 11776 X
<CAPTION>
<S> <C> <C>
PLD Telekom Inc 30090 0
PMC - Sierra Inc. 65486 23315
Patterson Energy Inc 0 18450
Peapod Inc 0 30000
Pegasus Systems Inc 1290 18848
Pepsi Bottling Group Inc. 250000 0
Perclose Inc. 32038 41720
Peregrine Systems Inc 1620 23632
Pharmaceutical Prod Dev 47090 44754
Point Of Sale Limited 0 27253
Power Integrations Inc 1315 66154
Powerwave Tech Inc 303102 313334
Providian Corp 126530 31840
Qlogic Corp 127403 109988
Qualcomm Inc. 35356 12598
Quiksilver Inc. 2319 34196
RF Micro Devices Inc 435808 294727
Railamerica Inc 0 19498
Rational Software Corp 100002 35467
Remec Inc 1701 25254
Research in Motion Inc 3850 67785
Resmed Inc 721 10645
Restoration Hardware Inc. 0 11276
Revenue Properties Co., Ltd. 0 100000
Rock Financial Corp. 12868 12113
Rocky Mountain Internet Inc. 0 13541
S F X Entertainment Cl A 91784 32784
SDL Inc. 129314 83560
SOFTWORKS INC 3767 54960
Safeguard Scientifics Inc. 229571 81534
Sandisk Corp 0 10127
Schwab (Charles) Corp. 123101 43711
Security First Technologies 1482 21665
Sepracor Inc. 166152 98380
Softnet Systems 0 11776
</TABLE>
<PAGE> 10
<TABLE>
<S> <C> <C> <C> <C> <C>
Station Casinos Inc Common 85768910 164 12843 X
Summit Technology Inc. Common 86627E10 294 26682 X
Sunglass Hut Inc. Common 86736F10 206 19641 X
SurModics Inc. Common 86887310 379 27100 X
TLC The Laser Center Common 87293410 12642 392762 X
TSI Intl Software Ltd Common 87287910 10307 211156 X
TTI Team Telecom Intl Ltd ADR M8825810 104 12750 X
Taco Cabana Inc Cl A Common 87342510 217 24626 X
Taiwan Semiconductor ADR ADR 87403910 16164 684205 X
Techne Corp. Common 87837710 1061 36733 X
Tele Sudeste Celular Particip ADR 87925210 6583 325100 X
Telebanc Financial Corp Common 87925R10 9268 116207 X
Telecom Brasileiras Ads ADR 87928730 31048 385097 X
Telesp Celular Participacoes - ADR ADR 87952L10 8572 409397 X
Terayon Communication Sy Common 88077510 1102 27545 X
The Presley Companies - Cl. A Common 74103010 18 28289 X
Tmp Worldwide Inc Common 87294110 23168 357455 X
Tommy Hilfiger Corp Common G8915Z10 9562 138824 X
Tweeter Home Entertnment Common 90116710 419 13005 X
U S Web Corporation Common 91732710 27945 677452 X
Unify Corp Common 90474310 1525 101683 X
Uniphase Corp Common 90914910 20287 176214 X
United Intl Holdings Inc Common 91073410 11653 267876 X
VISX Inc. Common 92844S10 96556 897678 X
Valuevision Intl Cl A Common 92047K10 1000 81187 X
Vantive Corp Common 92209110 194 16073 X
Ventana Medical Sys Inc Common 92276H10 386 17255 X
Veritas Software Corp Common 92343610 13860 171642 X
Verity Inc Common 92343C10 7114 212357 X
Viatel Inc Common 92552920 18798 659578 X
Visual Networks Inc. Common 92844410 1241 33199 X
Vitafort International Corp. Common 92846730 51 100000 X
Vitesse Semiconductor Corp. Common 92849710 6187 122207 X
Vitro S.A. - Sponsored ADR ADR 92850230 76 13000 X
Vodafone Group PLC - Spons. ADR ADR 92857T10 19698 104915 X
<CAPTION>
<S> <C> <C>
Station Casinos Inc 0 12843
Summit Technology Inc. 0 26682
Sunglass Hut Inc. 0 19641
SurModics Inc. 10749 16351
TLC The Laser Center 192429 200333
TSI Intl Software Ltd 102062 109094
TTI Team Telecom Intl Ltd 12750 0
Taco Cabana Inc Cl A 0 24626
Taiwan Semiconductor ADR 549305 134900
Techne Corp. 2330 34403
Tele Sudeste Celular Particip 266580 58520
Telebanc Financial Corp 46710 69497
Telecom Brasileiras Ads 325956 59141
Telesp Celular Participacoes - ADR 336341 73056
Terayon Communication Sy 1619 25926
The Presley Companies - Cl. A 0 28289
Tmp Worldwide Inc 196582 160873
Tommy Hilfiger Corp 102506 36318
Tweeter Home Entertnment 808 12197
U S Web Corporation 534054 143398
Unify Corp 3648 98035
Uniphase Corp 129956 46258
United Intl Holdings Inc 197787 70089
VISX Inc. 545966 351712
Valuevision Intl Cl A 5091 76096
Vantive Corp 0 16073
Ventana Medical Sys Inc 0 17255
Veritas Software Corp 126666 44976
Verity Inc 97053 115304
Viatel Inc 342007 317571
Visual Networks Inc. 5965 27234
Vitafort International Corp. 0 100000
Vitesse Semiconductor Corp. 89990 32217
Vitro S.A. - Sponsored ADR 13000 0
Vodafone Group PLC - Spons. ADR 85379 19536
</TABLE>
<PAGE> 11
<TABLE>
<S> <C> <C> <C> <C> <C>
Wal-Mart Stores Inc. Common 93114210 4563 49500 X
Western Wireless Corp. - Cl. A Common 95988E20 22188 612093 X
Westower Corp. Common 96121E10 3270 116516 X
Wiztec Solutions Ltd. ADR M9810510 873 48649 X
Xeikon NV - ADR ADR 98400310 4488 163932 X
Yahoo! Inc. Common 98433210 2835 16836 X
Zoll Medical Corp. Common 98992210 229 20838 X
Zomax Optical Media Inc. Common 98992910 1877 93255 X
Zonagen Inc. Common 98975L10 2637 122659 X
Zoran Corp. Common 98975F10 600 36624 X
Grand Total: 1833814 37716536
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Wal-Mart Stores Inc. 0 49500
Western Wireless Corp. - Cl. A 451859 160234
Westower Corp. 5161 111355
Wiztec Solutions Ltd. 22718 25931
Xeikon NV - ADR 134424 29508
Yahoo! Inc. 12339 4497
Zoll Medical Corp. 0 20838
Zomax Optical Media Inc. 4893 88362
Zonagen Inc. 62953 59706
Zoran Corp. 1916 34708
GRAND TOTAL: 22266502 15450034
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