PATRICOF & CO VENTURES INC
SC 13G, 2000-02-04
Previous: NISA INVESTMENT ADVISORS L L C, 13F-HR, 2000-02-04
Next: PATRICOF & CO VENTURES INC, SC 13G, 2000-02-04



<PAGE>

                                                            OMB APPROVAL
                                                     --------------------------
                                                     OMB Number:       3235-0145
                                                     Expires:  November 30, 1999
                                                     Estimated average burden
                                                     hours per response....14.90


                                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                                  SCHEDULE 13G
                    UNDER THE SECURITIES EXCHANGE ACT OF 1934
                             (AMENDMENT NO.____ )*
                                GARDEN.COM, INC.
- --------------------------------------------------------------------------------
                                (Name of Issuer)

                                  COMMON STOCK
- --------------------------------------------------------------------------------
                         (Title of Class of Securities)

                                    365199108
- --------------------------------------------------------------------------------
                                 (CUSIP Number)

                                December 31, 1999
- --------------------------------------------------------------------------------
             (Date of event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:

           [ ]  Rule 13d-1(b)
           [ ]  Rule 13d-1(c)
           [X]  Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).

                                Page 1 of 6 pages
<PAGE>

CUSIP NO.  365199108

- --------------------------------------------------------------------------------
1   NAMES OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
    PATRICOF & CO. VENTURES, INC. / 13-2647531
- --------------------------------------------------------------------------------
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)  (A) [ ]
                                                                         (B) [ ]
- --------------------------------------------------------------------------------
3   SEC USE ONLY

- --------------------------------------------------------------------------------
4   CITIZENSHIP OR PLACE OF ORGANIZATION
    NEW YORK
- --------------------------------------------------------------------------------
                  5   SOLE VOTING POWER
                      -0-
      NUMBER OF   --------------------------------------------------------------
       SHARES     6   SHARED VOTING POWER
    BENEFICIALLY      909,090
      OWNED BY    --------------------------------------------------------------
        EACH      7   SOLE DISPOSITIVE POWER
      REPORTING       -0-
       PERSON     --------------------------------------------------------------
         WITH     8   SHARED DISPOSITIVE POWER
                      909,090
- --------------------------------------------------------------------------------
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    909,090
- --------------------------------------------------------------------------------
10  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
    (SEE INSTRUCTIONS)                                                       [ ]
- --------------------------------------------------------------------------------
11  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
    5.2%
- --------------------------------------------------------------------------------
12  TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
    CO
- --------------------------------------------------------------------------------

                                Page 2 of 6 pages
<PAGE>

ITEM 1.     (a)  Name of Issuer:

                 GARDEN.COM, INC.

            (b)  Address of Issuer's Principal Executive Offices:

                 3301 STECK AVENUE, AUSTIN, TX 78757

ITEM 2.     (a)  Name of Person Filing:

                 PATRICOF & CO. VENTURES, INC.

            (b)  Address of Principal Business Office or, if none, Residence:

                 445 PARK AVENUE, NEW YORK, NY 10022

            (c)  Citizenship:

                 NEW YORK

            (d)  Title of Class of Securities:

                 COMMON STOCK

            (e)  CUSIP Number:

                 365199108

ITEM 3.     IF THIS STATEMENT IS FILED PURSUANT TO (Section) 240.13D-1(B), OR
            240.13D-2(B) OR (c), CHECK WHETHER THE PERSON FILING IS A:

            (a)  [ ]  Broker or dealer registered under section 15 of the Act
                      (15 U.S.C. 78o).
            (b)  [ ]  Bank as defined in section 3(a)(6) of the Act (15
                      U.S.C. 78c).
            (c)  [ ]  Insurance company as defined in section 3(a)(19) of the
                      Act (15 U.S.C. 78c).
            (d)  [ ]  Investment company registered under section 8 of the
                      Investment Company Act of 1940 (15 U.S.C. 80a-8).
            (e)  [ ]  An investment adviser in accordance with (Section)
                      240.13d-1(b)(1)(ii)(E).
            (f)  [ ]  An employee benefit plan or endowment fund in accordance
                      with (Section) 240.13d-1(b)(1)(ii)(F).
            (g)  [ ]  A parent holding company or control person in accordance
                      with (Section) 240.13d-1(b)(1)(ii)(G).

                               Page 3 of 6 pages
<PAGE>
            (h)  [ ]  A savings association as defined in Section 3(b) of the
                      Federal Deposit Insurance Act (12 U.S.C. 1813).
            (i)  [ ]  A church plan that is excluded from the definition of an
                      investment company under section 3(c)(14) of the
                      Investment Company Act of 1940 (15 U.S.C. 80a-3).
            (j)  [ ]  Group, in accordance with (Section)
                      240.13d-1(b)(1)(ii)(J).

ITEM 4.     OWNERSHIP:

            (a)  Amount Beneficially Owned: 909,090

            (b)  Percent of Class:  5.2%

            (c)  Number of Shares as to which the person has:

                 (i)    sole power to vote or direct the vote  -0-

                 (ii)   shared power to vote or direct the vote  909,090*

                 (iii)  sole power to dispose or direct the disposition of  -0-

                 (iv)   shared power to dispose or direct the disposition of
                        909,090*

            * SEE RIDER A ATTACHED

ITEM 5.     OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
                 NOT APPLICABLE

ITEM 6.     OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

                 NOT APPLICABLE

ITEM 7.     IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
            THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR
            CONTROL PERSON:

                 NOT APPLICABLE

ITEM 8.     IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

                 NOT APPLICABLE

ITEM 9.     NOTICE OF DISSOLUTION OF GROUP:

                 NOT APPLICABLE


                                Page 4 of 6 pages
<PAGE>

ITEM 10.    CERTIFICATION

            By signing below I certify that, to the best of my knowledge and
            belief, the securities referred to above were not acquired and are
            not held for the purpose of or with the effect of changing or
            influencing the control of the issuer of the securities and were not
            acquired and are not held in connection with or as a participant in
            any transaction having that purpose or effect.

SIGNATURE
- ---------

            After reasonable inquiry and to the best of my knowledge and belief,
            I certify that the information set forth in this statement is true,
            complete and correct.


                                                PATRICOF & CO. VENTURES, INC.


                                                By:  /s/ Alan Patricof
                                                   ----------------------------
                                                         Name:  Alan Patricof
                                                         Title: Chairman


Date: February 4, 2000


                                Page 5 of 6 pages


<PAGE>

                                     RIDER A

AS OF DECEMBER 31, 1999, PATRICOF & CO. VENTURES, INC. ("PATRICOF") MAY BE
DEEMED TO BE THE BENEFICIAL OWNER OF 746,181 SHARES OF COMMON STOCK (4.3%) OWNED
BY APA EXCELSIOR V, L.P., A DELAWARE LIMITED PARTNERSHIP ("EXCELSIOR V"),
153,846 SHARES OF COMMON STOCK (0.9%) OWNED BY THE P/A FUND III, L.P. A
PENNSYLVANIA LIMITED PARTNERSHIP ("P/A") AND 9,063 SHARES OF COMMON STOCK OWNED
BY PATRICOF PRIVATE INVESTMENT CLUB II, L.P. A DELAWARE LIMITED PARTNERSHIP EACH
OF SUCH ENTITIES IS MANAGED OR ADVISED BY PATRICOF AND, AS SUCH, PATRICOF MAY BE
DEEMED TO HAVE SHARED VOTING AND DISPOSITIVE POWER WITH THE GENERAL PARTNERS OF
EACH PARTNERSHIP WITH RESPECT TO 909,090 SHARES OF COMMON STOCK.


                                Page 6 of 6 pages



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission