UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):[ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Yale University
Address: 230 Prospect Street
New Haven, CT 06511-2107
13F File Number: 28-4780
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person filing the report is
authoritzed to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and table are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Person:
Name: David F. Swensen
Title: Chief Investment Officer
Phone: (203) 432-0119
Signature, Place and Date of Signing:
David F. Swensen New Haven, CT November 15, 2000
Report Type [check only one.]:
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Manager Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANG ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 76
Form 13F Information Table Value Total: $670,194 (X$1,000)
List of Other Included Managers:
None
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<TABLE>
FORM 13F INFORMATION TABLE
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ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING
ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ACADIA REALTY TRUST SHBENINT 004239-10-0 36,447 6,138,492.00 SOLE SOLE
AFFYMETRIX, INC. COM 00826T-10-8 249 5,000.00 SOLE SOLE
AGILE SOFTWARE CORP. COM 00846X-10-5 10,649 118,405.00 SOLE SOLE
ALLOS THERAPEUTICS INC. COM 019777-10-1 468 51,641.00 SOLE SOLE
AMERICAN HOME PROD. CORP. COM 026609-10-7 1,141 20,176.00 SOLE SOLE
AMERICAN INT'L GROUP COM 026874-10-7 6,030 63,022.00 SOLE SOLE
AMERICAN SELECT PORT. INC COM 029570-10-8 16,973 1,492,111.00 SOLE SOLE
AMERICAN STRATEGIC INC PORT. COM 030098-10-7 12,118 1,089,245.00 SOLE SOLE
AMERICAN STRAT INCM PORT II COM 030099-10-5 28,605 2,487,365.00 SOLE SOLE
AMERICAN STRAT PORT INC III COM 03009T-10-1 16,226 1,483,488.00 SOLE SOLE
ARIBA INC. COM 04033V-10-4 3,147 21,966.00 SOLE SOLE
ASK JEEVES INC. COM 045174-10-9 1,962 102,235.00 SOLE SOLE
ASPECT MEDICAL SYSTEMS INC. COM 045235-10-8 207 16,704.00 SOLE SOLE
AVANEX CORP. COM 05348W-10-9 28,999 269,292.00 SOLE SOLE
BKF CAP GROUP COM 05548G-10-2 10,584 535,036.00 SOLE SOLE
BP AMOCO PLC (f/k/a AMOCO) SPONSADR 055622-10-4 554 10,457.00 SOLE SOLE
BOSTON PROPERTIES COM 101121-10-1 5,367 125,000.00 SOLE SOLE
BROADCOM CORP. CL. A 111320-10-7 1,386 5,686.00 SOLE SOLE
CALICO COMM.INC. COM 129897-10-4 1,073 175,250.00 SOLE SOLE
CATALINA MARKETING CORP. COM 148867-10-4 293 7,800.00 SOLE SOLE
CATELLUS DEVELOPMENT COM 149111-10-6 9,097 519,800.00 SOLE SOLE
CISCO SYSTEMS INC. COM 17275R-10-2 1,633 29,564.00 SOEL SOLE
COBALT NETWORKS INC. COM 19074R-10-1 967 16,711.00 SOLE SOLE
CONCUR TECHNOLOGIES INC. COM 206708-10-9 248 104,454.00 SOLE SOLE
CONSOLIDATED TOMOKA LP CO. COM 210226-10-6 3,319 279,494.21 SOLE SOLE
CROWN CASTLE INT'L CORP. COM 228227-10-4 10,374 333,977.00 SOLE SOLE
CURIS INC. COM 231269-10-1 1,176 59,000.00 SOLE SOLE
DIGITAL ISLAND INC. COM 25385N-10-1 1,186 63,236.00 SOLE SOLE
DOW JONES & CO. COM 260561-10-5 434 7,178.00 SOLE SOLE
DSL NET COM 262506-10-8 167 54,383.00 SOLE SOLE
E PIPHANY COM 26881V-10-0 1,713 22,231.00 SOLE SOLE
EFFICIENT NETWORKS, INC. COM 282056-10-0 1,725 46,228.00 SOLE SOLE
EXXON MOBIL CORP. COM 30231G-10-2 707 7,936.00 SOLE SOLE
FANSTEEL INC. DEL COM 307260-10-9 128 36,432.00 SOLE SOLE
FOREST CITY ENTERPRISES INC. CL A 345550-10-7 11,700 325,000.00 SOLE SOLE
FOUNDRY NETWORKS COM 35063R-10-0 6,492 96,982.00 SOLE SOLE
FRANKLIN RESOURCES INC. COM 354613-10-1 755 17,000.00 SOLE SOLE
GOLDMAN SACHS COM 38141G-10-4 2,160 18,961.00 SOLE SOLE
H & Q HEALTHCARE FD SHBENINT 404052-10-2 12,574 347,480.00 SOLE SOLE
H & Q LIFE SCIENCES INV. SHBENINT 404053-10-0 407 12,994.00 SOLE SOLE
HILTON HOTELS CORP. COM 432848-10-9 10,233 885,000.00 SOLE SOLE
HOMESTORE COM 437852-10-6 1,169 25,000.00 SOLE SOLE
HOST MARRIOTT (NEW) COM 44107P-10-4 9,750 866,700.00 SOLE SOLE
IHOP CORP. COM 449623-10-7 9,180 480,000.00 SOLE SOLE
INNOVEDA INC. COM 45769F-10-2 135 37,249.00 SOLE SOLE
INTERWOVEN INC. COM 46114T-10-2 1,022 9,041.00 SOLE SOLE
KEMPER INTER GOV'T TRUST GOVINCTR 488413-10-5 26,626 4,096,300.00 SOLE SOLE
LATIN AMERICAN DISCOVERY FD COM 51828C-10-6 592 56,400.00 SOLE SOLE
LYCOS INC. COM 550818-10-8 1,281 18,624.00 SOLE SOLE
MARSH & MCLENNAN COMP. INC. COM 571748-10-2 266 2,000.00 SOLE SOLE
MAXIM PHARMACEUTICALS INC. COM 57772M-10-7 265 4,360.00 SOLE SOLE
MCK COMMUNICATIONS INC. COM 581243-10-2 694 30,669.00 SOLE SOLE
MERCK & CO. INC. COM 589331-10-7 522 7,010.00 SOLE SOLE
MORGAN STAN D WTTR EMG MKT COM 61744G-10-7 16,936 1,341,500.00 SOLE SOLE
MORGAN STAN D WITTR ASIA PAC COM 61744U-10-6 58,258 6,173.000.00 SOLE SOLE
MORGAN STANLEY D. W. GOV'T GOVINCTR 61745P-10-6 61,805 7,491,500.00 SOLE SOLE
NANOGEN INC. COM 630075-10-9 482 24,854.00 SOLE SOLE
NATIONAL INFO CONSORTIUM INC COM 636491-10-2 272 68,484.00 SOLE SOLE
NIKU CORP. COM 654113-10-9 3,969 162,827.00 SOLE SOLE
NOVAMED EYECARE INC. COM 66986W-10-8 126 47,002.00 SOLE SOLE
ORIGINAL 16 TO ONE MINE COM 686203-10-0 20 22,500.00 SOLE SOLE
PMC-SIERRA COM 69344F-10-6 695 3,230.00 SOLE SOLE
PHILIP MORRIS COS. INC. COM 718154-10-7 1,899 64,512.00 SOLE SOLE
PIVOTAL CORPORATION COM 72581R-10-6 2,418 46,063.00 SOLE SOLE
PRIME GROUP REALTY TRUST SHBENINT 74158J-10-3 9,214 585,000.00 SOLE SOLE
QUICKLOGIC CORP. COM 74837P-10-8 577 34,995.00 SOLE SOLE
RAYONIER COM 754907-10-3 7,450 207,300.00 SOLE SOLE
ROYCE FOCUS TRUST COM 78080N-10-8 14,279 2,483,359.00 SOLE SOLE
ROYCE VALUE TRUST INC. COM 780910-10-5 121,042 8,383,837.00 SOLE SOLE
ROYCE MICRO-CAP. TR INC. COM 780915-10-4 35,430 3,257,886.00 SOLE SOLE
SELECTICA INC. COM 816288-10-4 2,875 72,108.00 SOLE SOLE
SYMPHONIX DEVICES COM 871951-10-9 491 112,236.00 SOLE SOLE
TRIZECHAHN CORP. COM 896938-10-7 9,331 555,000.00 SOLE SOLE
TURNSTONE SYS. INC. COM 900423-10-4 4,020 86,692.00 SOLE SOLE
VITESSE SEMICONDUCTOR CORP. COME 928427-10-6 7,302 82,104.00 SOLE SOLE
WOLVERINE WORLD WIDE INC. COM 978097-10-3 128 13,743.00 SOLE SOLE
TOTAL COLUMNS 670,195 54,455,497.71
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