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Previous: HIRTLE CALLAGHAN TRUST, DEF 14A, 2000-07-13 |
Next: SEI INSTITUTIONAL INVESTMENTS TRUST, 497, 2000-07-13 |
<PAGE> 1
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS
PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT
OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Period Ended June 30, 2000
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If amended report check here: [ ]
Name of Institutional Investment Manager:
Westchester Capital Management, Inc. 13F File No.:
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Business Address:
100 Summit Lake Drive Valhalla New York 10595
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Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit This Report:
Frederick W. Green, (914) 741-5600, President
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ATTENTION--Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff (a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of the Securities Exchange Act of 1934,
the undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of New York and State of New York as of the
13th day of July, 2000.
Westchester Capital Management, Inc.
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(Name of Institutional Investment
Manager)
/s/Frederick W. Green
----------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
<PAGE> 2
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report). (List
in alphabetical order.)
13F File Numbers will be assigned to Institutional Investment
Managers after they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.
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<S> <C>
1.
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2.
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3.
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4.
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</TABLE>
<PAGE> 3
FORM 13F
WESTCHESTER CAPITAL MANAGEMENT, INC.
June 30, 2000
<TABLE>
<CAPTION>
Item 1 Item 2 Item 3 Item 4
Name of Issuer Title of Class CUSIP Fair Market Value
EQUITIES
<S> <C> <C> <C>
COMMON STOCK
Alcoa Inc. COMMON STOCK 013817101 1,228,440
ADC Telecommunications Inc. COMMON STOCK 000886101 6,708,322
ADC Telecommunications Inc. COMMON STOCK 000886101 15,984,562
AEGON N.V. ADR COMMON STOCK 007924103 584,250
AEGON N.V. ordinary COMMON STOCK 5462304 1,416,522
AMFM Inc. COMMON STOCK 001693100 3,450,000
AMFM Inc. COMMON STOCK 001693100 6,900,000
Akamai Technologies,Inc. COMMON STOCK 00971T101 736,153
Alcatel SA ADR COMMON STOCK 013904305 4,379,224
The Allstate Corporation COMMON STOCK 020002101 476,150
America Online, Inc. COMMON STOCK 02364J104 474,750
Active Software, Inc. COMMON STOCK 00504E100 3,418,250
Architel Systems Corporation COMMON STOCK 039917109 8,038,636
Architel Systems Corporation COMMON STOCK 039917109 21,474,239
Burr-Brown Corporation COMMON STOCK 122574106 3,502,175
Burr-Brown Corporation COMMON STOCK 122574106 5,114,562
Summit Technology, Inc. COMMON STOCK 86627E101 3,775,000
Summit Technology, Inc. COMMON STOCK 86627E101 12,268,750
Bestfoods COMMON STOCK 08658U101 12,361,125
Bestfoods COMMON STOCK 08658U101 40,649,750
Bush Boake Allen, Inc. COMMON STOCK 123162109 2,340,625
BP Amoco plc ADR COMMON STOCK 055622104 2,875,637
Burlington Resources, Inc. COMMON STOCK 122014103 803,250
Bradley Real Estate, Inc. COMMON STOCK 104580105 4,742,031
Bradley Real Estate, Inc. COMMON STOCK 104580105 8,294,825
American National Can Group, Inc. COMMON STOCK 027714104 7,249,500
American National Can Group, Inc. COMMON STOCK 027714104 20,737,282
Cadence Design Systems, Inc. COMMON STOCK 127387108 1,438,475
Consolidated Papers, Inc. COMMON STOCK 209759109 9,235,687
Consolidated Papers, Inc. COMMON STOCK 209759109 25,838,719
Columbia Energy Group COMMON STOCK 197648108 8,833,125
Columbia Energy Group COMMON STOCK 197648108 27,897,187
Comcast Corporation Special Class A COMMON STOCK 200300200 3,129,840
CMGI, Inc. COMMON STOCK 125750109 1,037,012
3Com Corporation COMMON STOCK 885535104 7,203,125
Cisco Systems, Inc. COMMON STOCK 17275R102 4,781,171
Dominion Resources, Inc. COMMON STOCK 25746U109 1,031,572
DoubleClick, Inc. COMMON STOCK 258609304 160,125
Dime Bancorp, Inc. COMMON STOCK 25429Q102 598,500
</TABLE>
<PAGE> 4
<TABLE>
<S> <C> <C> <C>
Central Newspapers, Inc. COMMON STOCK 154647101 4,168,175
Central Newspapers, Inc. COMMON STOCK 154647101 11,296,450
EMC Corporation COMMON STOCK 268648102 2,404,297
Flextronics International Ltd. COMMON STOCK 2353058 2,740,631
Sprint Corporation COMMON STOCK 852061100 2,550,000
Financial Security Assurance Holdings Ltd COMMON STOCK 31769P100 7,784,775
Financial Security Assurance Holdings Ltd COMMON STOCK 31769P100 25,509,175
First Security Corporation COMMON STOCK 336294103 6,092,275
First Security Corporation COMMON STOCK 336294103 16,566,594
Global Crossing Ltd. COMMON STOCK 2285065 1,364,540
General Dynamics Corporation COMMON STOCK 369550108 261,250
General Electric Company COMMON STOCK 369604103 1,258,008
General Motors Corporation COMMON STOCK 370442105 1,642,878
General Motors Corporation COMMON STOCK 370442105 2,878,971
General Motors Corporation - Class H COMMON STOCK 370442832 6,480,776
Harmonic, Inc. COMMON STOCK 413160102 188,026
Honeywell International Inc. COMMON STOCK 438516106 63,198
Hannaford Bros. Co. COMMON STOCK 410550107 5,354,687
Hannaford Bros. Co. COMMON STOCK 410550107 15,445,937
International Home Foods, Inc. COMMON STOCK 459655106 6,004,875
International Home Foods, Inc. COMMON STOCK 459655106 15,491,656
Infinity Broadcasting Corporation COMMON STOCK 45662S102 683,203
Intel Corporation COMMON STOCK 458140100 574,856
Illinois Tool Works, Inc. COMMON STOCK 452308109 1,943,757
i2 Technologies, Inc. COMMON STOCK 465754109 1,777,729
JDS Uniphase Corporation COMMON STOCK 46612J101 4,311,664
Johnson & Johnson COMMON STOCK 478160104 1,952,842
Justin Industries, Inc. COMMON STOCK 482171105 1,793,750
Kimberly-Clark Corporation COMMON STOCK 494368103 1,095,862
Lycos, Inc. COMMON STOCK 550818108 4,050,000
Lilly Industries, Inc. COMMON STOCK 532491107 4,058,437
Lilly Industries, Inc. COMMON STOCK 532491107 10,693,231
AT&T - Liberty Media Group COMMON STOCK 001957208 669,300
Lucent Technologies, Inc. COMMON STOCK 549463107 1,630,441
McLeodUSA Incorporated COMMON STOCK 582266102 29,852
MCN Energy Group, Inc. COMMON STOCK 55267J100 5,335,200
MCN Energy Group, Inc. COMMON STOCK 55267J100 19,213,987
MedQuist Inc. COMMON STOCK 584949101 6,624,033
MedQuist Inc. COMMON STOCK 584949101 19,100,367
Mallinckrodt Inc. COMMON STOCK 561232109 5,885,781
Mallinckrodt Inc. COMMON STOCK 561232109 20,676,250
</TABLE>
<PAGE> 5
<TABLE>
<S> <C> <C> <C>
Motorola, Inc. COMMON STOCK 620076109 2,306,109
Nabisco Holdings Corp. COMMON STOCK 629526104 9,066,750
Nabisco Holdings Corp. COMMON STOCK 629526104 21,278,250
Nvest, L.P. COMMON STOCK 67065F107 4,075,350
Nvest, L.P. COMMON STOCK 67065F107 8,317,350
Nabisco Group Holdings Corp. COMMON STOCK 62952P102 1,377,281
Nabisco Group Holdings Corp. COMMON STOCK 62952P102 4,653,187
Nortel Networks Corporation (BCE) COMMON STOCK 656568102 2,431,065
NEXTLINK Communications, Inc. COMMON STOCK 65333H707 1,864,818
Pfizer, Inc. COMMON STOCK 717081103 3,337,200
Qwest Communications Int'l, Inc. COMMON STOCK 749121109 416,431
ReliaStar Financial Corp. COMMON STOCK 75952U103 11,069,556
ReliaStar Financial Corp. COMMON STOCK 75952U103 36,035,050
Sanmina Corporation COMMON STOCK 800907107 2,248,650
The Charles Schwab Corporation COMMON STOCK 808513105 1,934,278
Seagate Technology, Inc. COMMON STOCK 811804103 7,166,500
Seagate Technology, Inc. COMMON STOCK 811804103 24,788,500
SFX Entertainment, Inc. COMMON STOCK 784178105 1,912,187
Shire Pharmaceuticals Group plc ADR COMMON STOCK 82481R106 2,838,931
Shared Medical Systems Corporation COMMON STOCK 819486101 6,418,500
Shared Medical Systems Corporation COMMON STOCK 819486101 20,933,062
Stora Enso Oyj Series R ordinary COMMON STOCK 5072673 1,067,929
Stora Enso Oyj Series R ordinary COMMON STOCK 5072673 3,035,981
Syratech Corporation COMMON STOCK 871824108 367,770
Telefonica de Argentina S.A. COMMON STOCK 879378206 9,364,476
Telefonica de Argentina S.A. COMMON STOCK 879378206 28,183,793
Teleglobe, Inc. COMMON STOCK 87941V100 526,562
TeleCorp PCS, Inc. COMMON STOCK 879299105 1,225,500
Trimark Financial Corporation COMMON STOCK 89621H104 4,723,602
Trimark Financial Corporation COMMON STOCK 89621H104 14,087,235
Tritel, Inc. COMMON STOCK 89675X104 3,281,953
United Asset Management Corporation COMMON STOCK 909420101 7,447,275
United Asset Management Corporation COMMON STOCK 909420101 21,219,825
Union Carbide Corporation COMMON STOCK 905581104 7,316,100
Union Carbide Corporation COMMON STOCK 905581104 21,829,500
MediaOne Group, Inc. COMMON STOCK 58440J104 17,960,400
MediaOne Group, Inc. COMMON STOCK 58440J104 44,708,092
Union Pacific Resources Group, Inc. COMMON STOCK 907834105 6,575,800
Union Pacific Resources Group, Inc. COMMON STOCK 907834105 18,466,800
US WEST, Inc. COMMON STOCK 91273H101 12,999,700
US WEST, Inc. COMMON STOCK 91273H101 37,935,800
</TABLE>
<PAGE> 6
<TABLE>
<S> <C> <C> <C>
Viacom, Inc. Class B COMMON STOCK 925524308 2,275,280
The Seagram Company Ltd. COMMON STOCK 811850106 6,032,000
Vastar Resources, Inc. COMMON STOCK 922380100 7,539,075
Vastar Resources, Inc. COMMON STOCK 922380100 8,212,500
Verio Inc. COMMON STOCK 923433106 14,631,230
Verio Inc. COMMON STOCK 923433106 40,048,622
VoiceStream Wireless Corporation COMMON STOCK 928615103 2,466,075
Verizon Communications COMMON STOCK 92343V104 3,099,562
Verizon Communications COMMON STOCK 92343V104 5,523,420
webMethods, Inc. COMMON STOCK 94768C108 2,656,469
Wynn's International, Inc. COMMON STOCK 983195108 2,470,669
Wynn's International, Inc. COMMON STOCK 983195108 8,181,112
WestPoint Stevens Inc. COMMON STOCK 961238102 556,250
Yahoo! Inc. COMMON STOCK 984332106 5,016,194
Young & Rubicam Inc. COMMON STOCK 987425105 7,005,469
Young & Rubicam Inc. COMMON STOCK 987425105 21,496,781
Ziff-Davis, Inc. COMMON STOCK 989511100 2,970,450
Ziff-Davis, Inc. COMMON STOCK 989511100 8,293,914
Ziff-Davis, Inc. ZDNet COMMON STOCK 989511209 330,750
FIXED INCOME
CORPORATE BONDS
Dictaphone Corp. callable CORPORATE BONDS 253579AA4 2,628,020
11.750% due 08-01-05
GRAND TOTAL $1,116,478,422
</TABLE>
<PAGE> 7
<TABLE>
<CAPTION>
Item 5 Item 6 Item 8
Item 1 Shares or Investment Item 7 Voting
Name of Issuer Principal Amount Discretion Managers Authority
EQUITIES
<S> <C> <C> <C> <C>
COMMON STOCK
Alcoa Inc. 42,360 (b) Shared (a) Sole
ADC Telecommunications Inc. 79,980 (b) Shared (a) Sole
ADC Telecommunications Inc. 190,576 (a) Sole (a) Sole
AEGON N.V. ADR 16,400 (b) Shared (a) Sole
AEGON N.V. ordinary 39,800 (b) Shared (a) Sole
AMFM Inc. 50,000 (b) Shared (a) Sole
AMFM Inc. 100,000 (a) Sole (a) Sole
Akamai Technologies,Inc. 6,200 (b) Shared (a) Sole
Alcatel SA ADR 65,853 (b) Shared (a) Sole
The Allstate Corporation 21,400 (b) Shared (a) Sole
America Online, Inc. 9,000 (b) Shared (a) Sole
Active Software, Inc. 44,000 (b) Shared (a) Sole
Architel Systems Corporation 305,975 (b) Shared (a) Sole
Architel Systems Corporation 817,375 (a) Sole (a) Sole
Burr-Brown Corporation 40,400 (b) Shared (a) Sole
Burr-Brown Corporation 59,000 (a) Sole (a) Sole
Summit Technology, Inc. 200,000 (b) Shared (a) Sole
Summit Technology, Inc. 650,000 (a) Sole (a) Sole
Bestfoods 178,500 (b) Shared (a) Sole
Bestfoods 587,000 (a) Sole (a) Sole
Bush Boake Allen, Inc. 53,500 (b) Shared (a) Sole
BP Amoco plc ADR 50,840 (b) Shared (a) Sole
Burlington Resources, Inc. 21,000 (b) Shared (a) Sole
Bradley Real Estate, Inc. 222,500 (b) Shared (a) Sole
Bradley Real Estate, Inc. 389,200 (a) Sole (a) Sole
American National Can Group, Inc. 429,600 (b) Shared (a) Sole
American National Can Group, Inc. 1,228,876 (a) Sole (a) Sole
Cadence Design Systems, Inc. 70,600 (b) Shared (a) Sole
Consolidated Papers, Inc. 252,600 (b) Shared (a) Sole
Consolidated Papers, Inc. 706,700 (a) Sole (a) Sole
Columbia Energy Group 134,600 (b) Shared (a) Sole
Columbia Energy Group 425,100 (a) Sole (a) Sole
Comcast Corporation Special Class A 77,280 (b) Shared (a) Sole
CMGI, Inc. 22,636 (b) Shared (a) Sole
3Com Corporation 125,000 (b) Shared (a) Sole
Cisco Systems, Inc. 75,220 (b) Shared (a) Sole
Dominion Resources, Inc. 24,060 (b) Shared (a) Sole
DoubleClick, Inc. 4,200 (b) Shared (a) Sole
Dime Bancorp, Inc. 38,000 (b) Shared (a) Sole
</TABLE>
<PAGE> 8
<TABLE>
<S> <C> <C> <C> <C>
Central Newspapers, Inc. 65,900 (b) Shared (a) Sole
Central Newspapers, Inc. 178,600 (a) Sole (a) Sole
EMC Corporation 31,250 (b) Shared (a) Sole
Flextronics International Ltd. 39,900 (b) Shared (a) Sole
Sprint Corporation 50,000 (b) Shared (a) Sole
Financial Security Assurance Holdings Ltd 102,600 (b) Shared (a) Sole
Financial Security Assurance Holdings Ltd 336,200 (a) Sole (a) Sole
First Security Corporation 449,200 (b) Shared (a) Sole
First Security Corporation 1,221,500 (a) Sole (a) Sole
Global Crossing Ltd. 51,859 (b) Shared (a) Sole
General Dynamics Corporation 5,000 (b) Shared (a) Sole
General Electric Company 23,736 (b) Shared (a) Sole
General Motors Corporation 28,295 (b) Shared (a) Sole
General Motors Corporation 49,584 (a) Sole (a) Sole
General Motors Corporation - Class H 73,855 (b) Shared (a) Sole
Harmonic, Inc. 7,597 (b) Shared (a) Sole
Honeywell International Inc. 1,876 (b) Shared (a) Sole
Hannaford Bros. Co. 74,500 (b) Shared (a) Sole
Hannaford Bros. Co. 214,900 (a) Sole (a) Sole
International Home Foods, Inc. 286,800 (b) Shared (a) Sole
International Home Foods, Inc. 739,900 (a) Sole (a) Sole
Infinity Broadcasting Corporation 18,750 (b) Shared (a) Sole
Intel Corporation 4,300 (b) Shared (a) Sole
Illinois Tool Works, Inc. 34,101 (b) Shared (a) Sole
i2 Technologies, Inc. 17,050 (b) Shared (a) Sole
JDS Uniphase Corporation 35,968 (b) Shared (a) Sole
Johnson & Johnson 19,169 (b) Shared (a) Sole
Justin Industries, Inc. 82,000 (b) Shared (a) Sole
Kimberly-Clark Corporation 19,100 (b) Shared (a) Sole
Lycos, Inc. 75,000 (a) Sole (a) Sole
Lilly Industries, Inc. 135,000 (b) Shared (a) Sole
Lilly Industries, Inc. 355,700 (a) Sole (a) Sole
AT&T - Liberty Media Group 27,600 (b) Shared (a) Sole
Lucent Technologies, Inc. 27,518 (b) Shared (a) Sole
McLeodUSA Incorporated 1,443 (b) Shared (a) Sole
MCN Energy Group, Inc. 249,600 (b) Shared (a) Sole
MCN Energy Group, Inc. 898,900 (a) Sole (a) Sole
MedQuist Inc. 133,900 (b) Shared (a) Sole
MedQuist Inc. 386,100 (a) Sole (a) Sole
Mallinckrodt Inc. 135,500 (b) Shared (a) Sole
Mallinckrodt Inc. 476,000 (a) Sole (a) Sole
</TABLE>
<PAGE> 9
<TABLE>
<S> <C> <C> <C> <C>
Motorola, Inc. 79,350 (b) Shared (a) Sole
Nabisco Holdings Corp. 172,700 (b) Shared (a) Sole
Nabisco Holdings Corp. 405,300 (a) Sole (a) Sole
Nvest, L.P. 107,600 (b) Shared (a) Sole
Nvest, L.P. 219,600 (a) Sole (a) Sole
Nabisco Group Holdings Corp. 53,100 (b) Shared (a) Sole
Nabisco Group Holdings Corp. 179,400 (a) Sole (a) Sole
Nortel Networks Corporation (BCE) 35,620 (b) Shared (a) Sole
NEXTLINK Communications, Inc. 49,155 (b) Shared (a) Sole
Pfizer, Inc. 69,525 (b) Shared (a) Sole
Qwest Communications Int'l, Inc. 8,381 (b) Shared (a) Sole
ReliaStar Financial Corp. 211,100 (b) Shared (a) Sole
ReliaStar Financial Corp. 687,200 (a) Sole (a) Sole
Sanmina Corporation 26,300 (b) Shared (a) Sole
The Charles Schwab Corporation 57,525 (b) Shared (a) Sole
Seagate Technology, Inc. 130,300 (b) Shared (a) Sole
Seagate Technology, Inc. 450,700 (a) Sole (a) Sole
SFX Entertainment, Inc. 42,200 (b) Shared (a) Sole
Shire Pharmaceuticals Group plc ADR 55,259 (b) Shared (a) Sole
Shared Medical Systems Corporation 88,000 (b) Shared (a) Sole
Shared Medical Systems Corporation 287,000 (a) Sole (a) Sole
Stora Enso Oyj Series R ordinary 117,100 (b) Shared (a) Sole
Stora Enso Oyj Series R ordinary 332,900 (a) Sole (a) Sole
Syratech Corporation 73,554 (a) Sole (a) Sole
Telefonica de Argentina S.A. 268,400 (b) Shared (a) Sole
Telefonica de Argentina S.A. 807,790 (a) Sole (a) Sole
Teleglobe, Inc. 25,000 (b) Shared (a) Sole
TeleCorp PCS, Inc. 30,400 (b) Shared (a) Sole
Trimark Financial Corporation 260,000 (b) Shared (a) Sole
Trimark Financial Corporation 775,400 (a) Sole (a) Sole
Tritel, Inc. 110,550 (b) Shared (a) Sole
United Asset Management Corporation 318,600 (b) Shared (a) Sole
United Asset Management Corporation 907,800 (a) Sole (a) Sole
Union Carbide Corporation 147,800 (b) Shared (a) Sole
Union Carbide Corporation 441,000 (a) Sole (a) Sole
MediaOne Group, Inc. 270,000 (b) Shared (a) Sole
MediaOne Group, Inc. 672,100 (a) Sole (a) Sole
Union Pacific Resources Group, Inc. 298,900 (b) Shared (a) Sole
Union Pacific Resources Group, Inc. 839,400 (a) Sole (a) Sole
US WEST, Inc. 151,600 (b) Shared (a) Sole
US WEST, Inc. 442,400 (a) Sole (a) Sole
</TABLE>
<PAGE> 10
<TABLE>
<S> <C> <C> <C> <C>
Viacom, Inc. Class B 33,368 (b) Shared (a) Sole
The Seagram Company Ltd. 104,000 (a) Sole (a) Sole
Vastar Resources, Inc. 91,800 (b) Shared (a) Sole
Vastar Resources, Inc. 100,000 (a) Sole (a) Sole
Verio Inc. 263,700 (b) Shared (a) Sole
Verio Inc. 721,800 (a) Sole (a) Sole
VoiceStream Wireless Corporation 21,205 (b) Shared (a) Sole
Verizon Communications 61,000 (b) Shared (a) Sole
Verizon Communications 108,702 (a) Sole (a) Sole
webMethods, Inc. 16,900 (b) Shared (a) Sole
Wynn's International, Inc. 108,900 (b) Shared (a) Sole
Wynn's International, Inc. 360,600 (a) Sole (a) Sole
WestPoint Stevens Inc. 50,000 (a) Sole (a) Sole
Yahoo! Inc. 40,494 (b) Shared (a) Sole
Young & Rubicam Inc. 122,500 (b) Shared (a) Sole
Young & Rubicam Inc. 375,900 (a) Sole (a) Sole
Ziff-Davis, Inc. 330,050 (b) Shared (a) Sole
Ziff-Davis, Inc. 921,546 (a) Sole (a) Sole
Ziff-Davis, Inc. ZDNet 36,750 (b) Shared (a) Sole
FIXED INCOME
CORPORATE BONDS
Dictaphone Corp. callable 2,602,000 (b) Shared (a) Sole
11.750% due 08-01-05
GRAND TOTAL
</TABLE>
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