UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/99
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newgate LLP
Address: 80 Field Point Road
Greenwich, CT 06830
Form 13F File Number: 28-4822
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sonia Rosenbaum
Title: Managing Partner
Phone: 203-661-0700
Signature, Place, and Date of Signing:
/s/ Sonia Rosenbaum Greenwich, CT 11/10/99
--------------------- ------------- --------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 75
Form 13F Information Table Value Total: 266,444,250
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(thousands)
List of Other Included Managers:
NONE
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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
- ------------------------------- -------------- --------- ----------- --------- ---------- --------- ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER MARKET PRINCIPAL DISCRETION ------ ------- ------
VALUE AMOUNT ---------- (A) (B) (C)
SOLE SHARED NONE
- ------------------------------- -------------- --------- ------------ --------- ---------- --------- ------ ------- ------
<S> <C> <C> <C> <C> <C> <C> <C>
Argentina Fund COM 040112104 2,543,944 239,430 N X 239,430
Senior High Income COM 81721E107 4,024,946 550,420 N X 550,420
American Strategic Income COM 030098107 2,407,601 214,009 N X 214,009
Anglogold Limited SP ADR 035128206 9,240,116 293,920 N X 293,920
Alliance World Dollar Govt COM 01879R106 2,027,760 228,480 N X 228,480
Blackrock Invest Qual Term COM 09247J102 220,000 27,500 N X 27,500
American Strategic Income COM 030099105 5,773,810 504,814 N X 504,814
Blackrock Target Term COM 092476100 3,428,156 358,500 N X 358,500
Compania de Minas Buenaven SP ADR 204448104 2,473,785 142,890 N X 142,890
Brazil Fund COM 105759104 807,985 60,980 N X 60,980
Electrobras Centrais Elect SP ADR 15234Q108 2,794,813 330,200 N X 330,200
Chile Fund COM 168834109 3,552,950 342,453 N X 342,453
China Telecom SP ADR 169428109 10,921,035 176,680 N X 176,680
Colonial Intermediate High SH BEN 195763107 2,236,787 376,722 N X 376,722
American Strategic Income COM 03009T101 431,438 39,000 N X 39,000
Compania de Telecom Chile SP ADR 204449300 4,757,667 263,400 N X 263,400
Companhia Vale do Rio Doce SP ADR 204412100 5,789,248 274,450 N X 274,450
Debt Strategies COM 242768109 3,558,844 542,300 N X 542,300
Debt Strategies Fund II COM 242901106 736,058 97,330 N X 97,330
Fomento Economico Mexicano SP ADR 344419106 2,518,153 80,420 N X 80,420
Templeton Global Income COM 880198106 16,060,855 2,424,280 N X 2,424,280
Gulf Indonesia Resources COM 402284103 4,636,605 460,780 N X 460,780
Greenwich Street Muni COM 39701A107 4,934,965 481,460 N X 481,460
MSDW Government Income Tru COM 61745P106 1,150,545 139,460 N X 139,460
High Income Opportunity COM 42967Q105 388,643 42,591 N X 42,591
Huaneng Power Internationa SP ADR 443304100 6,199,602 498,460 N X 498,460
Hyperion Total Return & In COM 449145101 4,333,636 563,725 N X 563,725
Hyperion 1999 Term Trust COM 448913103 356,250 50,000 N X 50,000
India Fund COM 454089103 6,580,155 511,080 N X 511,080
Morgan Stanley India COM 61745C105 2,143,188 161,750 N X 161,750
Korea Fund COM 500634100 18,771,875 1,501,750 N X 1,501,750
Kemper Intermediate Govt T SH BEN 488413105 1,865,470 295,520 N X 295,520
Kemper Multimarket Income SH BEN 48842B106 1,543,875 179,000 N X 179,000
MFS Municipal Income Trust SH BEN 552738106 540,356 75,180 N X 75,180
MFS Govt Markets Income Tr SH BEN 552939100 1,688,173 275,620 N X 275,620
Managed High Income COM 56166C105 1,047,552 118,034 N X 118,034
MFS Intermediate Income SH BEN 55273C107 7,008,229 1,099,330 N X 1,099,330
MFS Multimarket Income Tru SH BEN 552737108 1,194,840 199,140 N X 199,140
MuniYield Quality COM 626302103 4,604,802 362,940 N X 362,940
MSDW Emerging Market Debt COM 61744H105 949,200 135,600 N X 135,600
Munivest Fund COM 626295109 4,616,930 555,420 N X 555,420
Munivest Fund II COM 62629P105 3,426,646 282,610 N X 282,610
Mexico Fund COM 592835102 6,411,491 460,017 N X 460,017
MuniYield Fund COM 626299101 2,831,689 216,780 N X 216,780
Nuveen Insured Muni Opport COM 670984103 952,935 68,680 N X 68,680
Nuveen Premier Income Muni COM 67062T100 1,255,238 98,450 N X 98,450
Nuveen Premium Income Muni COM 67063W102 875,567 59,110 N X 59,110
Nuveen Performance Plus Mu COM 67062P108 2,720,745 211,320 N X 211,320
Nuveen Insured Premium 2 COM 6706D8104 1,072,906 90,350 N X 90,350
Nuveen Ins Quality Muni COM 67062N103 2,880,185 206,650 N X 206,650
Nuveen Select Quality Muni COM 670973106 5,449,675 396,340 N X 396,340
Nuveen Quality Income Muni COM 670977107 503,329 33,980 N X 33,980
MSDW Municipal Income Oppo COM 61745P437 1,195,088 143,770 N X 143,770
Hellenic Telecommunication SP ADR 423325307 5,701,490 509,630 N X 509,630
Asia Pulp and Paper Compan SP ADR 04516V100 9,059,955 1,542,120 N X 1,542,120
Petroleo Brasileiro SP ADR 71654V101 5,188,129 336,520 N X 336,520
MSDW Municipal Premium Inc COM 61745P429 4,576,406 576,555 N X 576,555
Putnam Master Intermediate SH BEN 746909100 5,227,314 812,010 N X 812,010
Pakistan Investment Fund COM 695844100 267,424 129,660 N X 129,660
Putnam Master Income Trust SH BEN 74683K104 1,097,971 161,170 N X 161,170
Putnam Premier Income Trus SH BEN 746853100 172,563 25,100 N X 25,100
RCM Strategic Global COM 74936A101 1,465,920 162,880 N X 162,880
Rio Tinto SP ADR 767204100 307,430 4,330 N X 4,330
South African Breweries pl SP ADR 836220103 3,489,760 410,560 N X 410,560
Seligman Select Muni Fund COM 816344105 1,262,333 129,470 N X 129,470
Strategic Global Income COM 862719101 1,816,710 177,240 N X 177,240
Shandong Huaneng Power SP ADR 819419102 2,718,538 621,380 N X 621,380
ACM Government Spectrum COM 000917104 5,394,015 980,730 N X 980,730
Tubos de Acero de Mexico ADR 898592506 6,927,988 565,550 N X 565,550
Telefonica de Argentina SP ADR 879378206 3,281,314 124,410 N X 124,410
Telecomunicacoes Brasileir SP ADR 879287100 411 13,160 N X 13,160
Telefonica del Peru SP ADR 879384105 6,631,816 493,530 N X 493,530
Templeton Emerging Mkts In COM 880192109 634,013 63,800 N X 63,800
Templeton Global Govt Inco SH BEN 879929107 2,111,607 334,512 N X 334,512
Telekomunikasi Indonesia SP ADR 715684106 8,674,807 1,250,422 N X 1,250,422
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