UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/99
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newgate LLP
Address: 80 Field Point Road
Greenwich, CT 06830
Form 13F File Number: 28-4822
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sonia Rosenbaum
Title: Managing Partner
Phone: 203-661-0700
Signature, Place, and Date of Signing:
/s/ Sonia Rosenbaum Greenwich, CT 7/27/99
--------------------- ------------- -------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 87
Form 13F Information Table Value Total: $338,830
--------------
(thousands)
List of Other Included Managers:
NONE
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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
- -------------------------------- -------------- --------- ----------- --------- ---------- --------- --------------------
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER MARKET PRINCIPAL DISCRETION ----- ------- ------
VALUE AMOUNT ---------- (A) (B) (C)
SOLE SHARED NONE
- -------------------------------- ------------- --------- ----------- ---------- ---------- --------- ------ ------- ------
<S> <C> <C> <C> <C> <C> <C>
ACM Government Securities COM 000914101 83,040 10,380 X 10,380
ACM Government Spectrum COM 000917104 5,672,245 975,870 X 975,870
American Strategic Income COM 030098107 2,654,078 225,879 X 225,879
American Strategic Income COM 030099105 6,513,578 551,414 X 551,414
American Strategic Income COM 03009T101 450,938 39,000 X 39,000
Anglogold Limited SP ADR 035128206 6,594,695 306,730 X 306,730
Argentina Fund COM 040112104 2,651,550 241,050 X 241,050
Asia Pulp and Paper Compan SP ADR 04516V100 8,112,528 842,860 X 842,860
Blackrock Target Term COM 092476100 2,263,800 235,200 X 235,200
Blackrock Invest Qual Term COM 09247J102 228,594 27,500 X 27,500
Blackrock Muni Target Term COM 09247M105 537,390 51,180 X 51,180
Brazil Fund COM 105759104 1,247,850 84,600 X 84,600
Electrobras Centrais Elect SP ADR 15234Q108 3,360,488 341,930 X 341,930
Centrais Geradoras Pfd SP ADR 15235B308 67,646 18,039 X 18,039
Chile Fund COM 168834109 3,930,015 339,893 X 339,893
China Telecom SP ADR 169428109 10,727,970 188,210 X 188,210
Colonial Intermediate High SH BEN 195763107 2,707,133 416,482 X 416,482
Companhia Vale do Rio Doce SP ADR 204412100 5,397,454 271,570 X 271,570
Compania de Minas Buenaven SP ADR 204448104 1,682,692 109,890 X 109,890
Compania de Telecom Chile SP ADR 204449300 6,275,115 253,540 X 253,540
Debt Strategies COM 242768109 3,836,216 499,020 X 499,020
Debt Strategies Fund II COM 242901106 2,178,210 256,260 X 256,260
Eaton Vance Senior Income COM 27826S103 4,119,200 411,920 X 411,920
Fomento Economico Mexicano SP ADR 344419106 3,859,900 96,800 X 96,800
Greenwich Street Muni COM 39701A107 2,180,464 204,020 X 204,020
Gulf Indonesia Resources COM 402284103 5,577,730 485,020 X 485,020
High Income Opportunity COM 42967Q105 472,049 44,691 X 44,691
Huaneng Power Internationa SP ADR 443304100 7,046,253 411,460 X 411,460
Hyperion Total Return & In COM 449145101 4,766,845 573,455 X 573,455
India Fund COM 454089103 8,666,598 872,110 X 872,110
Surgutneftegaz SP ADR 46625F104 120,560 15,070 X 15,070
Kemper Intermediate Govt T SH BEN 488413105 1,062,200 150,400 X 150,400
Kemper Multimarket Income SH BE 48842B106 1,757,658 192,620 X 192,620
Korea Electric Power SP ADR 500631106 20,669,535 1,008,270 X 1,008,270
Korea Fund COM 500634100 20,549,218 1,381,460 X 1,381,460
Korea Telecom Corporation SP ADR 50063P103 954,800 23,870 X 23,870
MFS Multimarket Income Tru SH BEN 552737108 1,321,619 205,300 X 205,300
MFS Municipal Income Trust SH BEN 552738106 927,316 113,260 X 113,260
MFS Intermediate Income SH BEN 55273C107 3,380,396 525,110 X 525,110
MFS Govt Markets Income Tr SH BEN 552939100 1,408,875 225,420 X 225,420
Magyar Tavkozlesi SP ADR 559776109 4,261,675 154,970 X 154,970
Managed Municipals Portfol COM 561663105 409,359 39,220 X 39,220
Managed High Income COM 56166C105 1,245,157 122,224 X 122,224
Mexico Fund COM 592835102 7,971,926 460,472 X 460,472
Morgan Stanley India COM 61745C105 2,652,149 273,770 X 273,770
MSDW Municipal Premium Inc COM 61745P429 5,372,213 632,025 X 632,025
MSDW Municipal Income Oppo COM 61745P437 1,666,218 186,430 X 186,430
MSDW Municipal Income Oppo COM 61745P445 390,548 48,440 X 48,440
Munivest Fund COM 626295109 4,677,610 492,380 X 492,380
MuniYield Fund COM 626299101 1,756,178 121,640 X 121,640
Munivest Fund II COM 62629P105 3,196,133 244,680 X 244,680
MuniYield Quality COM 626302103 4,697,628 344,780 X 344,780
Nuveen Ins Quality Muni COM 67062N103 3,776,019 250,690 X 250,690
Nuveen Performance Plus Mu COM 67062P108 4,643,173 310,840 X 310,840
Nuveen Premier Income Muni COM 67062T100 2,788,219 194,810 X 194,810
Nuveen Premium Income Muni COM 67063W102 959,333 60,910 X 60,910
Nuveen Insured Premium 2 COM 6706D8104 1,922,700 150,800 X 150,800
Nuveen Select Quality Muni COM 670973106 6,608,936 449,970 X 449,970
Nuveen Quality Income Muni COM 670977107 316,853 20,360 X 20,360
Nuveen Insured Muni Opport COM 670984103 610,748 40,380 X 40,380
Pakistan Investment Fund COM 695844100 96,360 46,720 X 46,720
Perez Companc SP ADR 713665107 4,272,098 345,220 X 345,220
Telekomunikasi Indonesia SP ADR 715684106 7,270,843 584,590 X 584,590
Petroleo Brasileiro SP ADR 71654V101 4,897,445 329,240 X 329,240
Pilgrim Prime Rate COM 72146W103 1,424,810 149,980 X 149,980
Putnam Master Income Trust SH BEN 74683K104 814,555 109,520 X 109,520
Putnam Premier Income Trus SH BEN 746853100 194,525 25,100 X 25,100
Putnam Master Intermediate SH BEN 746909100 3,475,288 479,350 X 479,350
RCM Strategic Global COM 74936A101 2,563,080 262,880 X 262,880
Seligman Select Muni Fund COM 816344105 1,728,005 158,897 X 158,897
Senior High Income COM 81721E107 4,029,234 507,620 X 507,620
Shandong Huaneng Power SP ADR 819419102 1,516,099 292,260 X 292,260
South African Breweries pl SP ADR 836220103 3,231,238 385,819 X 385,819
Strategic Global Income COM 862719101 1,735,181 155,100 X 155,100
Telecom Argentina SP ADR 879273209 3,989,763 149,150 X 149,150
Telecomunicacoes Brasileir SP ADR 879287100 842 13,470 X 13,470
Telebras - Pfd Block SP ADR 879287308 3,798,900 42,210 X 42,210
Telefonica del Peru SP ADR 879384105 6,207,603 410,420 X 410,420
Telefonos de Mexico SP ADR 879403780 10,463,606 129,480 X 129,480
Templeton Global Govt Inco SH BEN 879929107 1,519,547 227,222 X 227,222
Templeton Dragon COM 88018T101 153,105 13,840 X 13,840
Templeton Global Income COM 880198106 10,444,941 1,591,610 X 1,591,610
Tubos de Acero de Mexico ADR 898592506 5,449,136 501,070 X 501,070
Van Kampen Senior Income T COM 920961109 13,282,900 1,398,200 X 1,398,200
WEBS Singapore COM 92923H848 16,162,733 1,873,940 X 1,873,940
WEBS Mexico COM 92923H863 2,950,425 190,350 X 190,350
Morgan Stanley Asia-Pacifi COM M1744U106 1,073,380 111,520 X 111,520
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