UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/99
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newgate LLP
Address: 80 Field Point Road
Greenwich, CT 06830
Form 13F File Number: 28-4822
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sonia Rosenbaum
Title: Managing Partner
Phone: 203-661-0700
Signature, Place, and Date of Signing:
/s/ Sonia Rosenbaum Greenwich, CT 4/28/99
--------------------- ------------- -------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 83
Form 13F Information Table Value Total: $256,593
--------------
(thousands)
List of Other Included Managers:
NONE
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FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------- -------- --------- -------- ------------------ ---------- -------- --------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C>
Argentina Fund COM 040112104 2,294 247950 X 247950
Anglo American Corp of SA ADR 034861302 4,979 143270 X 143270
Senior High Income COM 81721E107 3,408 422650 X 422650
American Strategic Income COM 030098107 2,830 239590 X 239590
Anglogold Limited SP ADR 035128206 774 38480 X 38480
Blackrock Muni Target Term COM 09247M105 675 61750 X 61750
American Strategic Income COM 030099105 6,565 549917 X 549917
Brazil Fund COM 105759104 2,624 205798 X 205798
Electrobras Centrais Elect SP ADR 15234Q108 3,800 361940 X 361940
Central European Fund COM 153436100 178 14720 X 14720
Cifra SA SP ADR 171785405 3,577 234550 X 234550
Chile Fund COM 168834109 3,761 360323 X 360323
Colonial Intermediate High SH BEN 195763107 2,868 445580 X 445580
Compania de Telecom Chile SP ADR 204449300 1,303 55290 X 55290
Companhia Vale do Rio Doce SP ADR 204412100 4,021 282170 X 282170
Debt Strategies COM 242768109 3,673 489700 X 489700
Debt Strategies Fund II COM 242901106 2,718 339770 X 339770
Embratel Participacoes ADR 29081N100 1,100 65900 X 65900
Eaton Vance Senior Income COM 27826S103 1,823 190600 X 190600
WEBS Hong Kong COM 92923H707 2,582 264860 X 264860
WEBS Malaysia COM 92923H871 124 42090 X 42090
WEBS Singapore COM 92923H848 13,555 2259240 X 2259240
WEBS Mexico COM 92923H863 1,022 77520 X 77520
Centrais Geradoras Pfd SP ADR 15235B308 65 18451 X 18451
Grupo Financiero Bancomer SP ADR 400486304 1,435 212620 X 212620
Templeton Global Income COM 880198106 6,970 1042240 X 1042240
Asia Tigers COM M4516T105 928 132618 X 132618
ACM Government Securities COM 000914101 124 15900 X 15900
Greenwich Street Muni COM 39701A107 2,456 232490 X 232490
High Income Opportunity COM 42967Q105 552 51660 X 51660
Hyperion Total Return & In COM 449145101 4,109 483430 X 483430
India Fund COM 454089103 11,904 1269710 X 1269710
Morgan Stanley India COM 61745C105 1,786 195680 X 195680
Persero PT Indonesian Sate SP ADR 715680104 1,580 122090 X 122090
Jakarta Growth COM 470120106 596 272627 X 272627
Korea Electric Power SP ADR 500631106 7,419 584720 X 584720
Korea Fund COM 500634100 10,364 1005040 X 1005040
Kemper Multimarket Income SH BE 48842B106 1,705 192070 X 192070
Dreyfus Strategic Muni Inc COM 261932107 976 102690 X 102690
Lukoil Holding SP ADR 677862104 1,361 47230 X 47230
Emerging Mexico COM 290891100 2,910 401370 X 401370
MuniEnhanced Fund Ser C Mo COM 626243406 1,075 43 X 43
MFS Municipal Income Trust SH BEN 552738106 1,049 121670 X 121670
Managed High Income COM 56166C105 1,464 140300 X 140300
MFS Multimarket Income Tru SH BEN 552737108 568 89100 X 89100
Managed Municipals Portfol COM 561662107 848 78410 X 78410
Minorco SP ADR 604340307 5,834 343170 X 343170
MuniYield Quality COM 626302103 2,003 136400 X 136400
MuniYield Qual I Ser D Thu PREF 626302509 425 17 X 17
Managed Municipals Portfol COM 561663105 655 61660 X 61660
Munivest Fund COM 626295109 2,342 238670 X 238670
Munivest Fund 1 E Friday R PREF 626295604 225 9 X 9
Munivest Fund II COM 62629P105 1,078 77000 X 77000
Mexico Fund COM 592835102 12,524 824600 X 824600
Nuveen Premier Income Muni COM M7062T100 4,020 267970 X 267970
Nuveen Performance Plus Mu COM 67062P108 5,537 364560 X 364560
Nuveen Insured Premium 2 COM 6706D8104 1,484 108920 X 108920
Nuveen Ins Quality Muni COM 67062N103 5,434 339610 X 339610
Nuveen Select Quality Muni COM 670973106 4,135 262530 X 262530
MSDW Municipal Income Oppo COM 61745P445 469 53590 X 53590
MSDW Municipal Income Oppo COM 61745P437 1,953 209770 X 209770
Philippine Long Distance SP ADR 718252604 3,295 127350 X 127350
MSDW Municipal Premium Inc COM 61745P429 5,377 585290 X 585290
Pakistan Investment Fund COM 695844100 93 46720 X 46720
Pilgrim Prime Rate COM 72146W103 6,937 735090 X 735090
Rostelecom SP ADR 778529107 781 166590 X 166590
South African Breweries pl SP ADR 836220103 3,234 379717 X 379717
Seligman Select Muni Fund COM 816344105 2,132 177657 X 177657
Surgutneftegaz ADR 46625F104 100 15070 X 15070
ACM Government Spectrum COM 000917104 4,555 751420 X 751420
SK Telecom SP ADR 78440P108 3,575 293336 X 293336
Tubos de Acero de Mexico ADR 898592506 3,316 368420 X 368420
Telebras - Pfd Block SP ADR 879287308 3,682 45670 X 45670
Templeton Dragon COM 88018T101 10,240 1332007 X 1332007
Telefonica del Peru SP ADR 879384105 3,377 264880 X 264880
Templeton Emerging Mkts In COM 880192109 2,361 240620 X 240620
Templeton Global Govt Inco SH BEN 879929107 1,507 231870 X 231870
Turkish Investment COM 900145103 3,857 571350 X 571350
Telekomunikasi Indonesia SP ADR 715684106 3,069 481340 X 481340
AO Tatneft SP ADR 03737P306 363 132060 X 132060
Telesp Participacoes ADR 87952K100 1,143 55410 X 55410
Van Kampen Senior Income T COM 920961109 6,536 706570 X 706570
YPF Sociedad Anonima SP ADR 984245100 6,449 204310 X 204310
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