UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newgate LLP
Address: 80 Field Point Road
Greenwich, CT 06830
Form 13F File Number: 28-4822
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sonia Rosenbaum
Title: Managing Partner
Phone: 203-661-0700
Signature, Place, and Date of Signing:
/s/ Sonia Rosenbaum Greenwich, CT 10/24/2000
--------------------- ------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 72
Form 13F Information Table Value Total: $ 291,262
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(thousands)
List of Other Included Managers:
NONE
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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
------------------------------- -------------- --------- ----------- --------- ---------- --------- ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER MARKET PRINCIPAL DISCRETION ------ ------- ------
VALUE AMOUNT ---------- (A) (B) (C)
SOLE SHARED NONE
------------------------------- -------------- --------- ------------ --------- ---------- --------- ------ ------- ------
<S> <C> <C> <C> <C> <C> <C> <C>
Argentina Fund COM 040112104 1,862,295 180,630 N X 180,630
Senior High Income COM 81721E107 2,438,691 382,240 N X 382,240
Anglogold Limited SP ADR 035128206 12,664,739 689,050 N X 689,050
Alliance World Dollar Govt COM 01879R106 4,153,195 458,410 N X 458,410
Blackrock Invest Qual Term COM 09247J102 689,130 85,500 N X 85,500
American Strategic Income COM 030099105 151,720 13,193 N X 13,193
Compania de Minas Buenaven SP ADR 204448104 2,167,401 153,390 N X 153,390
Electrobras Centrais Elect SP ADR 15234Q108 6,037,478 594,240 N X 594,240
Chile Fund COM 168834109 1,524,832 165,923 N X 165,923
Debt Strategies COM 242768109 2,201,780 363,330 N X 363,330
Debt Strategies Fund II COM 242901106 600,373 82,810 N X 82,810
Copel SP ADR 20441B407 4,455,629 501,760 N X 501,760
Emerging Markets Infrastru COM 290921105 104,370 10,500 N X 10,500
Embratel Participacoes SP ADR 29081N100 4,078,325 220,450 N X 220,450
Empresa Nacional de Electr SP ADR 29244T101 4,982,230 452,930 N X 452,930
iShares MSCI Mexico COM 464286822 14,842,605 977,130 N X 977,130
First Australia Prime Inco COM 318653102 8,165,220 1,944,100 N X 1,944,100
Templeton Global Income COM 880198106 13,821,960 2,303,660 N X 2,303,660
MSDW Government Income Tru SH BEN 61745P106 1,655,445 200,660 N X 200,660
Huaneng Power Internationa SP ADR 443304100 15,746,944 984,184 N X 984,184
Hyperion Total Return & In COM 449145101 2,980,395 361,260 N X 361,260
India Fund COM 454089103 5,989,794 493,800 N X 493,800
Morgan Stanley India COM 61745C105 7,400,421 712,950 N X 712,950
Persero PT Indonesian Sate SP ADR 715680104 4,103,280 512,910 N X 512,910
Korea Electric Power SP ADR 500631106 9,192,542 703,870 N X 703,870
Kemper Multimarket Income SH BEN 48842B106 890,271 103,160 N X 103,160
Korea Telecom Corporation SP ADR 50063P103 8,259,192 245,590 N X 245,590
Latin America Investment F COM 518279104 878,813 59,060 N X 59,060
Lukoil Holding SP ADR 677862104 5,068,224 87,990 N X 87,990
MFS Govt Markets Income Tr SH BEN 552939100 1,870,140 305,080 N X 305,080
Managed High Income COM 56166C105 372,106 42,820 N X 42,820
MFS Intermediate Income SH BEN 55273C107 4,955,410 776,710 N X 776,710
MFS Multimarket Income Tru SH BEN 552737108 695,199 112,310 N X 112,310
MuniYield Quality II COM 62630T104 2,895,750 243,750 N X 243,750
MuniYield Quality COM 626302103 6,170,728 491,300 N X 491,300
MSDW Emerging Market Debt COM 61744H105 715,284 97,850 N X 97,850
Magyar Tavkozlesi SP ADR 559776109 3,008,612 127,700 N X 127,700
Munivest Fund COM 626295109 5,043,730 615,840 N X 615,840
Munivest Fund II COM 62629P105 5,394,114 454,050 N X 454,050
Mexico Fund COM 592835102 7,294,943 463,171 N X 463,171
MuniYield Fund COM 626299101 1,469,608 114,100 N X 114,100
MuniYield Insured COM 62630E107 2,007,850 154,450 N X 154,450
Nuveen Insured Muni Opport COM 670984103 2,468,209 188,990 N X 188,990
Nuveen Premium Income Muni COM 67063W102 4,549,149 333,760 N X 333,760
Nuveen Insured Premium 2 COM 6706D8104 1,776,304 156,090 N X 156,090
Nuveen Investment Quality COM 67062E103 134,518 10,300 N X 10,300
Nuveen Select Quality Muni COM 670973106 2,018,195 151,630 N X 151,630
Hellenic Telecommunication SP ADR 423325307 6,174,560 667,520 N X 667,520
Perez Companc SP ADR 693200107 76,003 4,640 N X 4,640
Petroleo Brasileiro SP ADR 71654V101 8,029,627 280,560 N X 280,560
Philippine Long Distance SP ADR 718252604 7,533,945 439,810 N X 439,810
MSDW Municipal Premium Inc COM 61745P429 1,548,529 183,475 N X 183,475
Putnam Master Intermediate SH BEN 746909100 4,444,051 690,070 N X 690,070
Pohang Iron & Steel Compan SP ADR 730450103 6,888,070 369,730 N X 369,730
Putnam Master Income Trust SH BEN 74683K104 898,601 134,320 N X 134,320
PetroChina Company SP ADR 71646E100 6,963,850 352,600 N X 352,600
RCM Strategic Global COM 74936A101 936,880 98,000 N X 98,000
ROC Taiwan Fund SH BEN 749651105 4,381,715 674,110 N X 674,110
South African Breweries pl SP ADR 836220103 2,462,310 363,709 N X 363,709
Strategic Global Income COM 862719101 1,555,395 145,500 N X 145,500
Shandong Huaneng Power SP ADR 819419102 6,172,962 810,100 N X 810,100
ACM Government Spectrum COM 000917104 6,782,291 1,119,190 N X 1,119,190
Southern Africa Fund COM 842157109 220,610 16,802 N X 16,802
Sappi Limited SP ADR 803069202 4,272,476 584,470 N X 584,470
StarMedia Network ADR 855546107 1,290,750 172,100 N X 172,100
Templeton Emerging Mkts In COM 880192109 296,404 29,260 N X 29,260
Templeton Global Govt Inco SH BEN 879929107 2,364,878 415,620 N X 415,620
Telekomunikasi Indonesia SP ADR 715684106 7,765,975 1,242,556 N X 1,242,556
TCW/DW Term Trust 2003 SH BEN 87234U108 1,500,800 160,000 N X 160,000
Taiwan Fund COM 874036106 4,067,185 281,661 N X 281,661
Van Kampen Senior Income T COM 920961109 1,517,084 173,381 N X 173,381
China Southern Airlines SP ADR 169409109 3,170,070 214,920 N X 214,920
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