UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newgate LLP
Address: 80 Field Point Road
Greenwich, CT 06830
Form 13F File Number: 28-4822
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sonia Rosenbaum
Title: Managing Partner
Phone: 203-661-0700
Signature, Place, and Date of Signing:
/s/ Sonia Rosenbaum Greenwich, CT 04/24/2000
--------------------- ------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 72
Form 13F Information Table Value Total: $ 278,034
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(thousands)
List of Other Included Managers:
NONE
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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
- ------------------------------- -------------- --------- ----------- --------- ---------- --------- ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER MARKET PRINCIPAL DISCRETION ------ ------- ------
VALUE AMOUNT ---------- (A) (B) (C)
SOLE SHARED NONE
- ------------------------------- -------------- --------- ------------ --------- ---------- --------- ------ ------- ------
<S> <C> <C> <C> <C> <C> <C> <C>
ACM Government Spectrum COM 000917104 7,327,570 1274360 N X 1274360
Alliance World Dollar Govt COM 01879R106 5,475,384 595960 N X 595960
American Strategic Income COM 030099105 1,647,658 150643 N X 150643
Anglo American plc ADR 03485P102 2,165,220 47070 N X 47070
Anglogold Limited SP ADR 035128206 14,518,800 604950 N X 604950
Aracruz Celulose SP ADR 038496204 9,904,735 467480 N X 467480
Argentina Fund COM 040112104 2,472,638 212700 N X 212700
Asia Pulp and Paper Compan SP ADR 04516V100 3,802,550 515600 N X 515600
Blackrock Invest Qual Term COM 09247J102 667,969 85500 N X 85500
Electrobras Centrais Elect SP ADR 15234Q108 4,507,259 472360 N X 472360
Chile Fund COM 168834109 2,118,918 194843 N X 194843
Colonial Intermediate High SH BEN 195763107 1,530,106 288020 N X 288020
Compania de Minas Buenaven SP ADR 204448104 2,564,800 146560 N X 146560
Compania de Telecom Chile SP ADR 204449300 3,986,938 175250 N X 175250
Debt Strategies COM 242768109 2,806,723 477740 N X 477740
Debt Strategies Fund II COM 242901106 838,460 118720 N X 118720
First Australia Prime Inco COM 318653102 6,970,185 1548930 N X 1548930
Greenwich Street Muni COM 39701A107 1,331,710 130720 N X 130720
Gulf Indonesia Resources COM 402284103 8,988,436 1132400 N X 1132400
High Income Opportunity COM 42967Q105 277,380 32160 N X 32160
Huaneng Power Internationa SP ADR 443304100 10,751,392 1343924 N X 1343924
Hyperion Total Return & In COM 449145101 3,873,210 512160 N X 512160
IMPSAT Fiber Networks ADR 45321T103 3,587,080 128110 N X 128110
India Fund COM 454089103 631,550 37150 N X 37150
Kemper Multimarket Income SH BE 48842B106 1,265,713 155780 N X 155780
Korea Electric Power SP ADR 500631106 21,110,645 1335060 N X 1335060
Korea Fund COM 500634100 199,650 13310 N X 13310
Korea Telecom Corporation SP ADR 50063P103 6,275,705 143240 N X 143240
MFS Multimarket Income Tru SH BEN 552737108 849,206 146100 N X 146100
MFS Municipal Income Trust SH BEN 552738106 274,680 39240 N X 39240
MFS Intermediate Income SH BEN 55273C107 6,157,953 1005380 N X 1005380
MFS Govt Markets Income Tr SH BEN 552939100 1,696,980 282830 N X 282830
Managed High Income COM 56166C105 699,105 84740 N X 84740
Mexico Fund COM 592835102 8,047,967 458247 N X 458247
MSDW Emerging Market Debt COM 61744H105 878,248 115180 N X 115180
Morgan Stanley India COM 61745C105 7,235,327 548650 N X 548650
MSDW Municipal Premium Inc COM 61745P429 1,833,080 229135 N X 229135
MSDW Municipal Income Oppo COM 61745P437 178,273 23190 N X 23190
Munivest Fund COM 626295109 3,922,970 502140 N X 502140
MuniYield Fund COM 626299101 4,567,242 390780 N X 390780
Munivest Fund II COM 62629P105 2,761,538 245470 N X 245470
MuniYield Quality COM 626302103 5,260,343 445320 N X 445320
MuniYield Quality II COM 62630T104 821,406 75100 N X 75100
Nuveen Ins Quality Muni COM 67062N103 2,017,829 148780 N X 148780
Nuveen Performance Plus Mu COM 67062P108 2,674,257 221700 N X 221700
Nuveen Premier Income Muni COM 67062T100 4,048,381 342720 N X 342720
Nuveen Premium Income Muni COM 67063W102 2,774,172 206450 N X 206450
Nuveen Insured Premium 2 COM 6706D8104 1,260,326 111410 N X 111410
Nuveen Select Quality Muni COM 670973106 2,657,850 204450 N X 204450
Nuveen Quality Income Muni COM 670977107 171,511 13130 N X 13130
Nuveen Insured Muni Opport COM 670984103 636,750 50940 N X 50940
Persero PT Indonesian Sate SP ADR 715680104 7,937,191 461800 N X 461800
Telekomunikasi Indonesia SP ADR 715684106 10,455,719 1100602 N X 1100602
Petroleo Brasileiro SP ADR 71654V101 6,378,425 234320 N X 234320
Philippine Long Distance SP ADR 718252604 4,542,162 207050 N X 207050
Pilgrim Prime Rate COM 72146W103 680,475 84400 N X 84400
Pohang Iron & Steel Compan SP ADR 730450103 6,520,525 237110 N X 237110
Putnam Master Income Trust SH BEN 74683K104 869,120 143360 N X 143360
Putnam Master Intermediate SH BEN 746909100 4,587,341 789220 N X 789220
RCM Strategic Global COM 74936A101 855,694 97100 N X 97100
Satyam Infoway ADR 804099109 5,631,698 105020 N X 105020
Senior High Income COM 81721E107 3,385,189 531010 N X 531010
Shandong Huaneng Power SP ADR 819419102 2,117,505 651540 N X 651540
South African Breweries pl SP ADR 836220103 2,940,556 384940 N X 384940
Southern Africa Fund COM 842157109 190,805 12310 N X 12310
StarMedia Network ADR 855546107 4,219,876 140370 N X 140370
Strategic Global Income COM 862719101 1,522,000 152200 N X 152200
Templeton Global Govt Inco SH BEN 879929107 2,763,786 475490 N X 475490
Templeton Emerging Mkts In COM 880192109 470,155 49490 N X 49490
Templeton Global Income COM 880198106 14,576,100 2429350 N X 2429350
Korea Thrunet Company ADR Y49975108 2,132,843 55130 N X 55130
Pacific Internet ADR Y66183107 2,233,469 59460 N X 59460
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