UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 06/30/2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newgate LLP
Address: 80 Field Point Road
Greenwich, CT 06830
Form 13F File Number: 28-4822
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sonia Rosenbaum
Title: Managing Partner
Phone: 203-661-0700
Signature, Place, and Date of Signing:
/s/ Sonia Rosenbaum Greenwich, CT 07/18/2000
--------------------- ------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 77
Form 13F Information Table Value Total: $ 317,176
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(thousands)
List of Other Included Managers:
NONE
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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
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NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER MARKET PRINCIPAL DISCRETION ------ ------- ------
VALUE AMOUNT ---------- (A) (B) (C)
SOLE SHARED NONE
------------------------------- -------------- --------- ------------ --------- ---------- --------- ------ ------- ------
<S> <C> <C> <C> <C> <C> <C> <C>
Argentina Fund COM 040112104 1,905,270 185,880 N X 185,880
Aracruz Celulose SP ADR 038496204 7,494,991 388,090 N X 388,090
Senior High Income COM 81721E107 3,433,500 504,000 N X 504,000
Anglogold Limited SP ADR 035128206 13,916,508 676,790 N X 676,790
Alliance World Dollar Govt COM 01879R106 4,739,170 498,860 N X 498,860
Blackrock Invest Qual Term COM 09247J102 678,656 85,500 N X 85,500
American Strategic Income COM 030099105 175,783 15,890 N X 15,890
Blackrock Target Term COM 092476100 1,155,000 120,000 N X 120,000
Compania de Minas Buenaven SP ADR 204448104 2,496,983 144,230 N X 144,230
Electrobras Centrais Elect SP ADR 15234Q108 6,350,547 575,700 N X 575,700
Chile Fund COM 168834109 1,732,019 177,643 N X 177,643
Colonial Intermediate High SH BEN 195763107 727,931 129,410 N X 129,410
Debt Strategies COM 242768109 2,743,918 434,680 N X 434,680
Debt Strategies Fund II COM 242901106 887,876 120,390 N X 120,390
Copel SP ADR 20441B407 4,640,885 498,350 N X 498,350
Emerging Markets Infrastru COM 290921105 184,828 15,730 N X 15,730
Empresa Nacional de Electr SP ADR 29244T101 4,949,144 447,380 N X 447,380
Eaton Vance Senior Income COM 27826S103 1,021,488 109,690 N X 109,690
iShares MSCI Mexico COM 464286822 7,386,851 449,390 N X 449,390
First Australia Prime Inco COM 318653102 10,067,746 2,176,810 N X 2,176,810
Templeton Global Income COM 880198106 15,896,617 2,569,150 N X 2,569,150
Gulf Indonesia Resources COM 402284103 5,876,080 734,510 N X 734,510
High Income Opportunity COM 42967Q105 252,540 28,060 N X 28,060
Huaneng Power Internationa SP ADR 443304100 17,253,062 1,296,004 N X 1,296,004
Hyperion Total Return & In COM 449145101 3,851,269 489,050 N X 489,050
India Fund COM 454089103 6,636,634 467,780 N X 467,780
Morgan Stanley India COM 61745C105 9,360,720 780,060 N X 780,060
Persero PT Indonesian Sate SP ADR 715680104 5,457,156 479,750 N X 479,750
IMPSAT Fiber Networks ADR 45321T103 360,750 26,000 N X 26,000
Korea Electric Power SP ADR 500631106 9,695,180 525,840 N X 525,840
Kemper Multimarket Income SH BE 48842B106 1,253,379 146,380 N X 146,380
Korea Thrunet Company ADR Y49975108 320,288 14,600 N X 14,600
Korea Telecom Corporation SP ADR 50063P103 10,142,786 209,670 N X 209,670
Latin America Investment F COM 518279104 835,826 56,190 N X 56,190
Lukoil Holding SP ADR 677862104 4,508,273 88,190 N X 88,190
MFS Govt Markets Income Tr SH BEN 552939100 2,134,195 348,440 N X 348,440
Managed High Income COM 56166C105 527,333 61,140 N X 61,140
MFS Intermediate Income SH BEN 55273C107 5,026,644 796,300 N X 796,300
MFS Multimarket Income Tru SH BEN 552737108 849,915 137,360 N X 137,360
MuniYield Quality II COM 62630T104 3,090,395 268,730 N X 268,730
MuniYield Quality COM 626302103 5,118,119 424,300 N X 424,300
MSDW Emerging Market Debt COM 61744H105 709,004 100,390 N X 100,390
Munivest Fund COM 626295109 4,386,358 575,260 N X 575,260
Munivest Fund II COM 62629P105 4,645,425 403,950 N X 403,950
Mexico Fund COM 592835102 6,934,949 466,215 N X 466,215
MuniYield Fund COM 626299101 2,356,324 190,410 N X 190,410
Nuveen Insured Muni Opport COM 670984103 650,780 50,060 N X 50,060
Nuveen Premier Income Muni COM 67062T100 5,881,727 492,710 N X 492,710
Nuveen Premium Income Muni COM 67063W102 3,945,244 300,590 N X 300,590
Nuveen Performance Plus Mu COM 67062P108 3,119,760 259,980 N X 259,980
Nuveen Insured Premium 2 COM 6706D8104 1,472,834 131,650 N X 131,650
Nuveen Ins Quality Muni COM 67062N103 1,230,600 93,760 N X 93,760
Nuveen Select Quality Muni COM 670973106 1,848,122 142,850 N X 142,850
Petroleo Brasileiro SP ADR 71654V101 8,736,404 289,170 N X 289,170
Philippine Long Distance SP ADR 718252604 7,268,625 409,500 N X 409,500
MSDW Municipal Premium Inc COM 61745P429 1,552,456 195,585 N X 195,585
Putnam Master Intermediate SH BEN 746909100 4,755,000 760,800 N X 760,800
Pohang Iron & Steel Compan SP ADR 730450103 6,427,200 267,800 N X 267,800
Putnam Master Income Trust SH BEN 74683K104 899,990 138,460 N X 138,460
PetroChina Company SP ADR 71646E100 7,367,279 351,870 N X 351,870
RCM Strategic Global COM 74936A101 879,969 97,100 N X 97,100
ROC Taiwan Fund SH BEN 749651105 3,999,989 460,430 N X 460,430
South African Breweries pl SP ADR 836220103 2,773,931 371,691 N X 371,691
Strategic Global Income COM 862719101 1,527,750 145,500 N X 145,500
Shandong Huaneng Power SP ADR 819419102 3,468,886 828,390 N X 828,390
ACM Government Spectrum COM 000917104 6,840,150 1,176,800 N X 1,176,800
Satyam Infoway ADR 804099109 919,800 25,200 N X 25,200
Southern Africa Fund COM 842157109 218,518 16,649 N X 16,649
Sappi Limited SP ADR 803069202 4,310,983 584,540 N X 584,540
StarMedia Network ADR 855546107 4,004,143 212,140 N X 212,140
Telebras - Pfd Block SP ADR 879287308 9,541,949 98,244 N X 98,244
Templeton Emerging Mkts In COM 880192109 393,000 39,300 N X 39,300
Templeton Global Govt Inco SH BEN 879929107 2,566,161 441,490 N X 441,490
Telekomunikasi Indonesia SP ADR 715684106 8,400,450 1,210,875 N X 1,210,875
Taiwan Fund COM 874036106 4,784,501 250,170 N X 250,170
Van Kampen Senior Income T COM 920961109 464,147 55,010 N X 55,010
China Southern Airlines SP ADR 169409109 2,757,629 233,450 N X 233,450
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