UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/99
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newgate LLP
Address: 80 Field Point Road
Greenwich, CT 06830
Form 13F File Number: 28-4822
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sonia Rosenbaum
Title: Managing Partner
Phone: 203-661-0700
Signature, Place, and Date of Signing:
/s/ Sonia Rosenbaum Greenwich, CT 01/24/00
--------------------- ------------- -------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 76
Form 13F Information Table Value Total: $312,770
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(thousands)
List of Other Included Managers:
NONE
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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
- ------------------------------- -------------- --------- ----------- --------- ---------- --------- ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER MARKET PRINCIPAL DISCRETION ------ ------- ------
VALUE AMOUNT ---------- (A) (B) (C)
SOLE SHARED NONE
- ------------------------------- -------------- --------- ------------ --------- ---------- --------- ------ ------- ------
<S> <C> <C> <C> <C> <C> <C> <C>
Argentina Fund COM 040112104 2,726,738 229,620 N X 229,620
Aracruz Celulose SP ADR 038496204 5,985,525 228,020 N X 228,020
Senior High Income COM 81721E107 3,378,542 524,822 N X 524,822
American Strategic Income COM 030098107 2,209,365 196,388 N X 196,388
Anglogold Limited SP ADR 035128206 11,343,351 441,590 N X 441,590
Alliance World Dollar Govt COM 01879R106 3,741,707 450,130 N X 450,130
Blackrock Invest Qual Term COM 09247J102 216,563 27,500 N X 27,500
American Strategic Income COM 030099105 5,622,287 494,267 N X 494,267
Compania de Minas Buenaven SP ADR 204448104 3,033,888 188,880 N X 188,880
Brazil Fund COM 105759104 1,059,125 57,250 N X 57,250
Electrobras Centrais Elect SP ADR 15234Q108 3,839,352 319,520 N X 319,520
Central European Equity COM 153436100 1,716,619 118,900 N X 118,900
Chile Fund COM 168834109 3,232,834 287,363 N X 287,363
Colonial Intermediate High SH BEN 195763107 1,900,192 366,302 N X 366,302
American Strategic Income COM 03009T101 436,313 39,000 N X 39,000
Compania de Telecom Chile SP ADR 204449300 5,692,540 311,920 N X 311,920
Companhia Vale do Rio Doce SP ADR 204412100 7,353,770 263,784 N X 263,784
Debt Strategies COM 242768109 3,206,663 528,934 N X 528,934
Debt Strategies Fund II COM 242901106 665,658 95,094 N X 95,094
Templeton Global Income COM 880198106 15,386,643 2,619,003 N X 2,619,003
Gulf Indonesia Resources COM 402284103 8,828,869 1,086,630 N X 1,086,630
Greenwich Street Muni COM 39701A107 4,999,995 512,820 N X 512,820
MSDW Government Income Tru COM 61745P106 241,553 29,960 N X 29,960
High Income Opportunity COM 42967Q105 298,010 35,060 N X 35,060
Huaneng Power Internationa SP ADR 443304100 7,466,786 706,914 N X 706,914
Hyperion Total Return & In COM 449145101 4,126,883 554,875 N X 554,875
India Fund COM 454089103 12,522,300 747,600 N X 747,600
Morgan Stanley India COM 61745C105 4,218,225 255,650 N X 255,650
Persero PT Indonesian Sate SP ADR 715680104 2,426,974 112,230 N X 112,230
Korea Electric Power SP ADR 500631106 12,025,160 717,920 N X 717,920
Korea Fund COM 500634100 24,821,700 1,460,100 N X 1,460,100
Kemper Intermediate Govt T SH BEN 488413105 1,843,700 286,400 N X 286,400
Kemper Multimarket Income SH BEN 48842B106 1,406,525 177,200 N X 177,200
Korea Thrunet Company SP ADR Y49975108 4,728,173 69,660 N X 69,660
MFS Municipal Income Trust SH BEN 552738106 279,110 42,940 N X 42,940
MFS Govt Markets Income Tr SH BEN 552939100 1,457,081 256,190 N X 256,190
Managed High Income COM 56166C105 926,445 114,024 N X 114,024
MFS Intermediate Income SH BEN 55273C107 6,626,919 1,093,100 N X 1,093,100
MFS Multimarket Income Tru SH BEN 552737108 1,071,070 194,740 N X 194,740
MuniYield Quality COM 626302103 4,182,232 369,700 N X 369,700
MSDW Emerging Market Debt COM 61744H105 912,194 133,900 N X 133,900
Magyar Tavkozlesi SP ADR 559776109 3,689,640 102,490 N X 102,490
Munivest Fund COM 626295109 3,462,716 439,710 N X 439,710
Munivest Fund II COM 62629P105 2,479,275 220,380 N X 220,380
Mexico Fund COM 592835102 7,787,719 448,214 N X 448,214
MuniYield Fund COM 626299101 3,482,036 299,530 N X 299,530
Nuveen Insured Muni Opport COM 670984103 636,675 52,240 N X 52,240
Nuveen Premier Income Muni COM 67062T100 2,630,787 220,380 N X 220,380
Nuveen Premium Income Muni COM 67063W102 1,154,725 83,980 N X 83,980
Nuveen Performance Plus Mu COM 67062P108 2,044,838 175,900 N X 175,900
Nuveen Insured Premium 2 COM 6706D8104 439,828 42,910 N X 42,910
Nuveen Ins Quality Muni COM 67062N103 2,239,106 169,790 N X 169,790
Nuveen Select Quality Muni COM 670973106 2,672,930 221,590 N X 221,590
Nuveen Quality Income Muni COM 670977107 179,888 14,760 N X 14,760
Nuveen Municipal Value COM 670928100 6,350,951 806,470 N X 806,470
MSDW Municipal Income Oppo COM 61745P437 201,520 25,190 N X 25,190
Hellenic Telecommunication SP ADR 423325307 615,975 51,600 N X 51,600
Asia Pulp and Paper Compan SP ADR 04516V100 8,479,879 1,076,810 N X 1,076,810
Pacific Internet SP ADR Y66183107 2,583,912 55,050 N X 55,050
Petroleo Brasileiro SP ADR 71654V101 10,983,500 428,240 N X 428,240
MSDW Municipal Premium Inc COM 61745P429 2,012,288 268,305 N X 268,305
Putnam Master Intermediate SH BEN 746909100 4,787,763 806,360 N X 806,360
Pakistan Investment Fund COM 695844100 173,282 71,090 N X 71,090
Putnam Master Income Trust SH BEN 74683K104 1,026,090 157,860 N X 157,860
RCM Strategic Global COM 74936A101 1,465,920 162,880 N X 162,880
South African Breweries pl SP ADR 836220103 4,056,883 399,064 N X 399,064
Strategic Global Income COM 862719101 1,798,200 179,820 N X 179,820
Shandong Huaneng Power SP ADR 819419102 2,444,329 566,800 N X 566,800
ACM Government Spectrum COM 000917104 6,410,242 1,178,895 N X 1,178,895
Tubos de Acero de Mexico ADR 898592506 7,737,545 570,510 N X 570,510
Telecomunicacoes Brasileir SP ADR 879287100 287 13,040 N X 13,040
Telefonica del Peru SP ADR 879384105 8,483,763 634,300 N X 634,300
Templeton Emerging Mkts In COM 880192109 577,375 62,000 N X 62,000
Templeton Global Govt Inco SH BEN 879929107 2,484,069 432,012 N X 432,012
Telekomunikasi Indonesia SP ADR 715684106 13,271,522 1,206,502 N X 1,206,502
Telesp Participacoes SP ADR 87952K100 5,767,741 236,020 N X 236,020
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