UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newgate LLP
Address: 80 Field Point Road
Greenwich, CT 06830
Form 13F File Number: 28-4822
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sonia Rosenbaum
Title: Managing Partner
Phone: 203-661-0700
Signature, Place, and Date of Signing:
/s/ Sonia Rosenbaum Greenwich, CT 01/10/2001
--------------------- ------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 73
Form 13F Information Table Value Total: $ 204,063
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(thousands)
List of Other Included Managers:
NONE
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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
------------------------------- -------------- --------- ----------- --------- ---------- --------- ---------------------
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER MARKET PRINCIPAL DISCRETION ------ ------- ------
VALUE AMOUNT ---------- (A) (B) (C)
SOLE SHARED NONE
------------------------------- -------------- --------- ------------ --------- ---------- --------- ------ ------- ------
<S> <C> <C> <C> <C> <C> <C> <C>
ACM Government Income Fund COM 000912105 3,649,170 486,556 N X 486,556
Argentina Fund COM 040112104 1,063,044 107,650 N X 107,650
ACM Managed Income COM 000919100 1,970,359 399,060 N X 399,060
Senior High Income COM 81721E107 1,876,513 326,350 N X 326,350
Anglogold Limited SP ADR 035128206 7,240,362 484,710 N X 484,710
Alliance World Dollar Govt COM 01879R106 3,697,227 425,580 N X 425,580
American Strategic Income COM 030099105 153,374 12,984 N X 12,984
Compania de Minas Buenaven SP ADR 204448104 1,825,985 125,930 N X 125,930
Electrobras Centrais Elect SP ADR 15234Q108 3,782,391 409,660 N X 409,660
Chile Fund COM 168834109 561,348 66,530 N X 66,530
China Mobile (Hong Kong) SP ADR 16941M109 4,101,029 151,190 N X 151,190
Debt Strategies Fund II COM 242901106 2,453,654 381,150 N X 381,150
Copel SP ADR 20441B407 2,896,004 343,230 N X 343,230
Embratel Participacoes SP ADR 29081N100 3,891,444 248,060 N X 248,060
Empresa Nacional de Electr SP ADR 29244T101 3,159,079 290,490 N X 290,490
Eaton Vance Senior Income COM 27826S103 560,120 66,880 N X 66,880
iShares MSCI Malaysia COM 464286830 4,014,158 792,920 N X 792,920
iShares MSCI Taiwan COM 464286731 5,517,639 522,380 N X 522,380
iShares MSCI Mexico COM 464286822 9,250,725 694,890 N X 694,890
First Australia Prime Inco COM 318653102 6,719,409 1,663,220 N X 1,663,220
Templeton Global Income COM 880198106 9,206,197 1,487,870 N X 1,487,870
Gulf Indonesia Resources COM 402284103 430,445 37,430 N X 37,430
MSDW Government Income Tru SH BEN 61745P106 3,074,578 361,290 N X 361,290
Huaneng Power Internationa SP ADR 443304100 6,334,073 335,580 N X 335,580
India Fund COM 454089103 4,073,750 337,720 N X 337,720
Morgan Stanley India COM 61745C105 3,176,710 287,160 N X 287,160
Persero PT Indonesian Sate SP ADR 715680104 3,620,612 394,080 N X 394,080
Korea Electric Power SP ADR 500631106 6,646,613 648,450 N X 648,450
Korea Fund COM 500634100 278,362 26,360 N X 26,360
Korea Telecom Corporation SP ADR 50063P103 5,518,930 178,030 N X 178,030
Scudder Municipal Income T COM 48842C104 2,796,102 267,890 N X 267,890
Latin America Equity Fund COM 51827Q106 217,176 16,868 N X 16,868
Lukoil Holding SP ADR 677862104 1,980,240 53,520 N X 53,520
MFS Intermediate Income SH BEN 55273C107 1,860,631 280,850 N X 280,850
MFS Multimarket Income Tru SH BEN 552737108 180,056 29,100 N X 29,100
MuniYield Quality II COM 62630T104 1,820,341 160,030 N X 160,030
MuniYield Quality COM 626302103 4,767,245 371,860 N X 371,860
MSDW Emerging Market Debt COM 61744H105 749,169 108,970 N X 108,970
Magyar Tavkozlesi SP ADR 559776109 2,075,634 101,560 N X 101,560
Munivest Fund COM 626295109 3,073,770 361,620 N X 361,620
Munivest Fund II COM 62629P105 4,982,254 404,650 N X 404,650
Mexico Fund COM 592835102 4,348,255 293,553 N X 293,553
MuniYield Insured COM 62630E107 1,162,753 84,950 N X 84,950
Nuveen Insured Muni Opport COM 670984103 3,171,998 233,880 N X 233,880
Nuveen Premier Income Muni COM 67062T100 176,726 13,660 N X 13,660
Nuveen Premium Income Muni COM 67063W102 4,226,066 310,170 N X 310,170
Nuveen Insured Premium 2 COM 6706D8104 629,760 52,480 N X 52,480
Nuveen Ins Quality Muni COM 67062N103 171,875 12,500 N X 12,500
Nuveen Investment Quality COM 67062E103 1,304,109 97,050 N X 97,050
Nuveen Select Quality Muni COM 670973106 2,835,675 210,050 N X 210,050
Hellenic Telecommunication SP ADR 423325307 4,032,378 556,190 N X 556,190
Petroleo Brasileiro SP ADR 71654V101 4,960,925 211,310 N X 211,310
Philippine Long Distance SP ADR 718252604 5,472,182 307,210 N X 307,210
MSDW Municipal Premium Inc COM 61745P429 1,041,512 120,755 N X 120,755
Putnam Master Intermediate SH BEN 746909100 1,704,489 275,473 N X 275,473
Pohang Iron & Steel Compan SP ADR 730450103 4,336,494 278,650 N X 278,650
Putnam Managed Municipal I COM 746823103 2,238,720 279,840 N X 279,840
Putnam Master Income Trust SH BEN 74683K104 832,129 130,530 N X 130,530
PetroChina Company SP ADR 71646E100 4,662,842 281,530 N X 281,530
ROC Taiwan Fund SH BEN 749651105 2,181,562 478,150 N X 478,150
South African Breweries pl SP ADR 836220103 1,615,779 229,906 N X 229,906
Shandong Huaneng Power SP ADR 819419102 402,382 51,720 N X 51,720
Southern Africa Fund COM 842157109 227,328 20,434 N X 20,434
Sappi Limited SP ADR 803069202 481,721 67,610 N X 67,610
StarMedia Network ADR 855546107 230,336 121,830 N X 121,830
Templeton Emerging Mkts In COM 880192109 274,738 28,360 N X 28,360
Templeton Global Govt Inco SH BEN 879929107 695,865 121,020 N X 121,020
Telekomunikasi Indonesia SP ADR 715684106 4,457,380 1,080,577 N X 1,080,577
Taiwan Fund COM 874036106 2,087,319 204,890 N X 204,890
Uniao de Bancos Brasileiro SP GDR 90458E107 3,696,468 125,570 N X 125,570
Cia Anonima Telef de Venez SP ADR 204421101 1,424,291 75,210 N X 75,210
Videsh Sanchar Nigam SP ADR 92659G600 1,759,400 140,752 N X 140,752
Van Kampen Senior Income T COM 920961109 1,973,745 260,991 N X 260,991
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