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FORM 5 OMB APPROVAL
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OMB Number 3235-0362
Expires: September 30, 1998
Estimated average burden
hours per response......1.0
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
/ / Check box if no ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
longer subject to
Section 16. Form Filed pursuant to Section 16(a) of the Securities
4 or Form 5 Exchange Act of 1934,
obligations may Section 17(a) of the Public Utility
continue. See Holding Company Act of 1935 or Section 30(f) of
Instruction 1(b) the Investment Company Act
/ / Form 3 Holdings of 1940
Reported
/X/ Form 4
Transactions
Reported
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<S> <C> <C> <C> <C> <C> <C>
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Persons to
American Architectural Products Issuer (Check all applicable)
AAP Holdings, Inc. Corporation (AAPC)
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(Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for ---- ---
Number of Reporting Month/Year Officer (give Other (Specify
6500 Brooktree Road Person, if an entity 4/97 ---- title --- below)
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(Street) 5. If Amendment,
Date of Original ------------------------
Wexford PA 15090 (Month/Year)
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(City) (State) (Zip)
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7. Individual or Joint/Group Reporting
(check applicable line)
X Form Filed by One Reporting Person
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Form Filed by More than One
--- Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) end of Issuer's Direct Benefi-
(Month/ Fiscal Year (D) or cial
Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner-
Year) Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr.
4)
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Common Stock 4/1/97 C4 7,548,633 A (1) 7,548,633 D
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*If the form is filed by more than one reporting person, see instruction 4(b)(v).
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS
THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. (over)
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FORM 5 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
--------------- Exer- tion Title Number of
(A) (D) cisable Date Shares
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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Common
Preferred Stock, Series A (1) 4/1/97 C4 1,000,000 immed n/a Stock 7,548,633
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9. Number of 10. Ownership 11. Nature of
Derivative of Derivative Indirect
Securities Security: Beneficial
Beneficially Direct (D) Ownership
Owned at End or Indirect (l) (Instr. 4)
of Year (Instr. 4)
(Instr. 4)
<S> <C> <C> <C>
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Preferred Stock, Series A 0
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Explanation of Responses:
(1) Effective April 1, 1997, the 1,000,000 shares of Series A Preferred Stock owned by AAP
Holdings, Inc. were automatically converted into 7,548,633 shares of Common Stock.
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Joseph Dominijanni 4/13/98
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
Treasurer
Note: File three copies of this Form, one of which must be manually signed. Page 2
If space provided is insufficient, see Instruction 6 for procedure.
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE
FORM DISPLAYS A CURRENTLY VALID OMB NUMBER.
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