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Previous: SERENGETI EYEWEAR INC, 10-Q, 1999-08-16 |
Next: FIRST SECURITY TRUST CO OF NEVADA, 13F-HR, 1999-08-16 |
INVESTMENT REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
SEC USE ONLY
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED JUNE 30, 1999
(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
IF AMENDED REPORT CHECK HERE:
NAME OF INSTITUTIONAL INVESTMENT MANAGER:
FIRST SECURITY BANK OF NEW MEXICO, N.A. (13-F FILE NUMBER)
Business Address:
3RD & TIJERAS, 41ST PLAZA ALBUQUERQUE, NM 87103
Street City State Zip
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
DENNIS LACEFIELD (801) 246-0571 ASSISTANT V. P. & COMPLIANCE OFFICER
ATTENTION - - INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A).
THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS FORM AND ITS
ATTACHMENTS AND THE PERSON BY WHOM IT IS SIGNED REPRESENT HEREBY THAT ALL
INFORMATION CONTAINED THEREIN IS TRUE, CORRECT AND COMPLETE. IT IS UNDERSTOOD
THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE CONSIDERED INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
PURSUANT TO THE REQUIREMENTS OF SECURITIES EXCHANGE ACT OF 1934, THE
UNDERSIGNED INSTITUTIONAL INVESTMENT MANAGER HAS CAUSED THIS REPORT TO BE SIGNED
ON ITS BEHALF IN THE CITY
OF ALBUQUERQUE AND STATE OF NEW MEXICO
ON THE 13TH DAY OF AUGUST, 1999.
FIRST SECURITY BANK OF NEW MEXICO, N.A.
(NAME OF INSTITUTIONAL INVESTMENT MANAGER)
DENNIS LACEFIELD
(MANUAL SIGNATURE OF PERSON DULY
AUTHORIZED TO SUBMIT THIS REPORT)
NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT
TO WHICH THIS SCHEDULE IS FILED (OTHER THAN THE ONE FILING THIS REPORT): (LIST
IN ALPHABETICAL ORDER).
13F FILE NUMBERS WILL BE ASSIGNED TO INSTITUTIONAL INVESTMENT MANAGERS AFTER
THEY FILE THEIR FIRST REPORT.
NAME: 13F FILE NO.: NAME: 13F FILE NO.:
1. 7.
2. 8.
3. 9.
4. 10.
5. 11.
6. 12.
<TABLE>
<CAPTION>
SEC USE ONLY ______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
A. COMMON STOCK INSTR OTHER
V
COMMON STOCK
------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES 002824100 98918 2180 X 2180 0 0
AETNA INCORPORATED 008117103 4472 50 X 50 0 0
AFLAC INCORPORATED 001055102 40694 850 X 850 0 0
AGRIBRANDS INTERNATIONAL INC 00849R105 2413 61 X 61 0 0
AIRTOUCH COMMUNICATIONS INCORPORATED 00949T100 908619 8440 X 440 0 8000
ALBERTSONS INCORPORATED 013104104 215841 4186 X 4186 0 0
ALCOA INCORPORATED 013817101 17325 280 X 230 0 50
ALLIANT TECHSYSTEMS INC 018804104 779 9 X 9 0 0
ALLIED SIGNAL INCORPORATED 019512102 365400 5800 X 0 0 5800
ALLSTATE CORPORATION 020002101 6601 184 X 184 0 0
ALLTEL CORPORATION 020039103 7007 98 X 98 0 0
ALTERA CORPORATION 021441100 73625 2000 X 2000 0 0
AMERICA ONLINE INCORPORATED DELAWARE 02364J104 516450 4695 X 75 400 4220
AMERICAN EXPRESS COMPANY 025816109 456739 3510 X 2490 0 1020
AMERICAN HOME PRODUCTS CORPORATION 026609107 817594 14250 X 14250 0 0
AMERICAN INTERNATIONAL GROUP INC 026874107 473456 4038 X 3388 0 650
AMERISOURCE HEALTH CORPORATION-CL A 03071P102 96900 3800 X 3800 0 0
AMERITECH CORPORATION NEW 030954101 1358648 18485 X 4485 0 14000
AMGEN INCORPORATED 031162100 80964 1330 X 1330 0 0
ANALOG DEVICES INCORPORATED 032654105 46925 935 X 935 0 0
ANHEUSER BUSCH COS INCORPORATED 035229103 3831 54 X 54 0 0
APPLIED MATERIALS INCORPORATED 038222105 369375 5000 X 5000 0 0
ARCHSTONE COMMUNITIES TRUST-SBI 039581103 19722 899 X 899 0 0
ARMSTRONG WORLD INDUSTRIES INC 042476101 158406 2740 X 2740 0 0
ASCEND COMMUNICATIONS INCORPORATED 043491109 421500 4000 X 0 0 4000
ASSOCIATES FIRST CAPITAL CORP-CL A 046008108 103782 2352 X 2352 0 0
AT & T CORPORATION 001957109 806267 14446 X 14446 0 0
ATLANTIC RICHFIELD COMPANY 048825103 100275 1200 X 1200 0 0
AUTOMATIC DATA PROCESSING INC 053015103 35200 800 X 800 0 0
AVON PRODUCTS INCORPORATED 054303102 67433 1215 X 0 0 1215
BANCTEC INCORPORATED 059784108 2691 150 X 150 0 0
BANK AMERICA CORPORATION 060505104 1898720 25899 X 10854 0 15045
BANK ONE CORPORATION 06423A103 1669299 28026 X 8026 0 20000
BELL ATLANTIC CORPORATION 077853109 941400 14400 X 3100 0 11300
BELLSOUTH CORPORATION 079860102 872501 18916 X 18916 0 0
BERKSHIRE HATHAWAY INC DEL-CLASS B 084670207 11200 5 X 5 0 0
BESTFOODS 08658U101 79200 1600 X 1600 0 0
BMC SOFTWARE INCORPORATED 055921100 197640 3660 X 0 0 3660
BOEING COMPANY 097023105 282436 6419 X 6419 0 0
BORG-WARNER AUTOMOTIVE INCORPORATED 099724106 238700 4340 X 4340 0 0
BOSTON SCIENTIFIC CORPORATION 101137107 311956 7100 X 7100 0 0
BRISTOL-MYERS SQUIBB COMPANY 110122108 1433192 20347 X 6287 0 14060
CAMPBELL SOUP COMPANY 134429109 74200 1600 X 1600 0 0
CAPITAL ONE FINANCIAL CORPORATION 14040H105 131144 2355 X 2355 0 0
CARNIVAL CORPORATION 143658102 282513 5825 X 3275 0 2550
CATERPILLAR INCORPORATED 149123101 90000 1500 X 1500 0 0
CBS CORPORATION 12490K107 579381 13300 X 300 0 13000
CHASE MANHATTAN CORPORATION NEW 16161A108 1611495 18630 X 4630 0 14000
CISCO SYSTEMS INCORPORATED 17275R102 2133783 33114 X 20474 800 11840
CITIGROUP INCORPORATED 172967101 1650625 34750 X 4480 0 30270
CLOROX COMPANY 189054109 21363 200 X 200 0 0
COASTAL CORPORATION 190441105 350980 8720 X 8720 0 0
COCA COLA COMPANY 191216100 859010 13855 X 12595 0 1260
COLGATE PALMOLIVE COMPANY 194162103 39400 400 X 400 0 0
COLUMBIA HCA HEALTHCARE CORPORATION 197677107 730000 32000 X 0 0 32000
COMCAST CORPORATION-CLASS A SPECIAL 200300200 1037813 27000 X 5000 0 22000
COMPAQ COMPUTER CORPORATION 204493100 371894 15700 X 5500 0 10200
COMPUTER ASSOCIATES INTL INC 204912109 27758 507 X 507 0 0
CONAGRA INCORPORATED 205887102 905250 34000 X 0 0 34000
CONSOLIDATED NATURAL GAS COMPANY 209615103 972 16 X 16 0 0
CONSOLIDATED STORES CORPORATION 210149100 18900 700 X 700 0 0
CORNING INCORPORATED 219350105 14025 200 X 200 0 0
COUNTRYWIDE CREDIT INDUSTRIES INC 222372104 61560 1440 X 0 0 1440
CSX CORPORATION 126408103 56900 1254 X 1254 0 0
DAIMLERCHRYSLER AG D1668R123 18957 213 X 213 0 0
DAYTON HUDSON CORPORATION 239753106 1266850 19490 X 1000 0 18490
DEERE & COMPANY 244199105 56234 1435 X 1400 0 35
DELIA*S INCORPORATED 246885107 2700 200 X 200 0 0
DELL COMPUTER CORPORATION 247025109 55500 1500 X 1500 0 0
DELPHI AUTOMOTIVE SYS CORP 247126105 5162 279 X 279 0 0
DISNEY WALT COMPANY 254687106 996322 32335 X 11435 0 20900
DOLE FOOD COMPANY 256605106 110891 3775 X 3775 0 0
DOW CHEMICAL COMPANY 260543103 19031 150 X 150 0 0
DTE ENERGY COMPANY 233331107 319888 7850 X 7850 0 0
DU PONT E I DE NEMOURS & COMPANY 263534109 579632 8485 X 8455 0 30
DUN & BRADSTREET CORPORATION DEL 26483B106 17719 500 X 500 0 0
DYERSBURG CORPORATION 267575108 125 100 X 100 0 0
EASTMAN KODAK COMPANY 277461109 42818 632 X 612 0 20
ELECTRONIC DATA SYSTEMS CORPORATION 285661104 1413360 24960 X 6860 0 18100
EMC CORPORATION MASSACHUSETTS 268648102 157300 2860 X 0 0 2860
EMERSON ELECTRIC COMPANY 291011104 122288 1943 X 1943 0 0
ENRON CORPORATION 293561106 899250 11000 X 0 0 11000
EQUIFAX INCORPORATED 294429105 21413 600 X 600 0 0
EQUITABLE COMPANIES INCORPORATED 29444G107 1943 29 X 29 0 0
EXXON CORPORATION 302290101 5854944 75915 X 75880 0 35
FANNIE MAE 313586109 568864 8335 X 8285 0 50
FIRST AMERICAN CORPORATION TENNESSEE 318900107 44472 1070 X 1070 0 0
FIRST SECURITY CORPORATION DEL 336294103 11071566 406296 X 271736 0 134560
FIRST TENNESSEE NATIONAL CORP 337162101 34481 900 X 900 0 0
FLOWERS INDUSTRIES INCORPORATED 343496105 24138 1113 X 1113 0 0
FORD MOTOR COMPANY DELAWARE 345370100 341786 6056 X 6056 0 0
FREDDIE MAC 313400301 66700 1150 X 0 0 1150
GANNETT INCORPORATED 364730101 57100 800 X 800 0 0
GAP INCORPORATED 364760108 10226 203 X 203 0 0
GENERAL ELECTRIC COMPANY 369604103 1356565 12005 X 10725 0 1280
GENERAL MILLS INCORPORATED 370334104 2572 32 X 32 0 0
GENERAL MOTORS CORPORATION 370442105 26400 400 X 400 0 0
GENZYME CORP-MOLECULAR ONCOLOGY DIV 372917500 1581 575 X 575 0 0
GENZYME CORPORATION-GENERAL DIVISION 372917104 395033 8145 X 8145 0 0
GILLETTE COMPANY 375766102 411640 10040 X 7750 0 2290
GOODRICH B F COMPANY 382388106 234600 5520 X 5520 0 0
GTE CORPORATION 362320103 564363 7475 X 7440 0 35
HALLIBURTON COMPANY 406216101 243852 5389 X 5389 0 0
HEINZ H J COMPANY 423074103 2456 49 X 49 0 0
HEWLETT PACKARD COMPANY 428236103 1528605 15210 X 3180 0 12030
HILLENBRAND INDUSTRIES 431573104 69200 1600 X 1600 0 0
HILTON HOTELS CORPORATION 432848109 76825 5415 X 5415 0 0
HOME DEPOT INCORPORATED 437076102 1395845 21662 X 7392 0 14270
HONEYWELL INCORPORATED 438506107 13210 114 X 114 0 0
HS RES INC 404297103 44 3 X 3 0 0
IDACORP INCORPORATED 451107106 9450 300 X 300 0 0
INTEL CORPORATION 458140100 1870978 31445 X 9220 0 22225
INTERNATIONAL BUSINESS MACHINES CORP 459200101 2734930 21160 X 10160 0 11000
INTERNATIONAL PAPER COMPANY 460146103 2010 40 X 0 0 40
INTERPUBLIC GROUP COMPANIES INC 460690100 91823 1060 X 0 0 1060
IONICS INCORPORATED 462218108 73000 2000 X 2000 0 0
JDN REALTY CORPORATION 465917102 370955 16579 X 16579 0 0
JOHNSON & JOHNSON 478160104 628670 6415 X 6415 0 0
KIMBERLY CLARK CORPORATION 494368103 125400 2200 X 2200 0 0
KOHLS CORPORATION 500255104 210638 2740 X 0 0 2740
LEAR CORPORATION 521865105 9950 200 X 200 0 0
LILLY ELI & COMPANY 532457108 17906 250 X 200 0 50
LOCKHEED MARTIN CORPORATION 539830109 169860 4560 X 4560 0 0
LUCENT TECHNOLOGIES INCORPORATED 549463107 1831872 27164 X 23964 0 3200
MAY DEPARTMENT STORES COMPANY 577778103 76028 1860 X 1860 0 0
MCGRAW HILL COMPANIES INCORPORATED 580645109 618124 11460 X 11460 0 0
MCI WORLDCOM INCORPORATED 55268B106 2540995 29525 X 10525 0 19000
MCKESSON HBOC INCORPORATED 58155Q103 193125 6000 X 6000 0 0
MEDIAONE GROUP INCORPORATED 58440J104 48344 650 X 650 0 0
MEDTRONIC INCORPORATED 585055106 171325 2200 X 0 0 2200
MERCANTILE BANCORPORATION 587342106 126818 2220 X 2220 0 0
MERCK & COMPANY INCORPORATED 589331107 1802193 24478 X 6838 0 17640
MERRILL LYNCH & COMPANY INCORPORATED 590188108 1111410 13980 X 0 0 13980
MICROSOFT CORPORATION 594918104 1092892 12118 X 8598 0 3520
MINNESOTA MINING & MANUFACTURING CO 604059105 56509 650 X 650 0 0
MOBIL CORPORATION 607059102 526338 5330 X 5300 0 30
MONSANTO COMPANY 611662107 245683 6210 X 6165 0 45
MONY GROUP INCORPORATED 615337102 86326 2646 X 2646 0 0
MORGAN STANLEY DEAN WITTER DISCOVER 617446448 795344 7750 X 150 0 7600
MOTOROLA INCORPORATED 620076109 959344 10125 X 6025 0 4100
MYLAN LABORATORIES INCORPORATED 628530107 15900 600 X 600 0 0
NASDAQ GOLD TR 631100104 576250 5000 X 0 0 5000
NCR CORPORATION-NEW 62886E108 3026 62 X 62 0 0
NEWELL RUBBERMAID INC 651229106 344798 7435 X 7435 0 0
NL INDUSTRIES INCORPORATED-COM NEW 629156407 66750 6000 X 6000 0 0
NORFOLK SOUTHERN CORPORATION 655844108 2681 89 X 89 0 0
ORACLE CORPORATION 68389X105 566045 15247 X 2247 0 13000
PACIFICORP 695114108 9996 544 X 544 0 0
PARK PL ENTMT CORP 700690100 35032 3665 X 3665 0 0
PEPSICO INCORPORATED 713448108 345866 8940 X 8940 0 0
PFIZER INCORPORATED 717081103 1252955 11495 X 9275 0 2220
PG&E CORPORATION 69331C108 5222 161 X 161 0 0
PHILIP MORRIS COS INCORPORATED 718154107 94240 2345 X 2300 0 45
PHILLIPS PETROLEUM COMPANY 718507106 228922 4550 X 4550 0 0
PIEDMONT NATURAL GAS COMPANY 720186105 63588 2043 X 2043 0 0
PROCTER & GAMBLE COMPANY 742718109 980858 10990 X 3890 0 7100
PROLOGIS TRUST-SBI 743410102 16200 800 X 800 0 0
PUBLIC SERVICE CO NEW MEXICO 744499104 49926 2512 X 2512 0 0
QUAKER OATS COMPANY 747402105 53100 800 X 800 0 0
QWEST COMMUNICATIONS INTL INC 749121109 66125 2000 X 2000 0 0
R H DONNELLEY CORP 74955W307 1956 100 X 100 0 0
RALCORP HOLDINGS INCORPORATED NEW 751028101 3225 200 X 200 0 0
RALSTON PURINA COMPANY 751277302 55701 1830 X 1830 0 0
RAYTHEON COMPANY-CLASS B 755111408 2115 30 X 0 0 30
RITE AID CORPORATION 767754104 627938 25500 X 0 0 25500
ROWAN COMPANIES INCORPORATED 779382100 3650 200 X 200 0 0
SANTA FE INTERNATIONAL CORP G7805C108 667000 29000 X 0 0 29000
SARA LEE CORPORATION 803111103 61256 2700 X 2700 0 0
SBC COMMUNICATIONS INCORPORATED 78387G103 669900 11550 X 11550 0 0
SCHERING PLOUGH CORPORATION 806605101 1362900 25960 X 7160 0 18800
SEARS ROEBUCK & COMPANY 812387108 151067 3390 X 3390 0 0
SEMPRA ENERGY 816851109 56133 2481 X 2481 0 0
SMITH INTERNATIONAL INCORPORATED 832110100 651563 15000 X 0 0 15000
SOLUTIA INCORPORATED 834376105 14173 665 X 656 0 9
SOUTHERN COMPANY 842587107 63600 2400 X 2400 0 0
SPRINT CORPORATION 852061100 51940 980 X 980 0 0
SPRINT CORPORATION-PCS GROUP 852061506 809400 14200 X 200 0 14000
STAPLES INCORPORATED 855030102 131330 4245 X 0 0 4245
SUMMIT BANCORP 866005101 194721 4657 X 4657 0 0
SUN MICROSYSTEMS INCORPORATED 866810104 81273 1180 X 0 0 1180
TELLABS INCORPORATED 879664100 267548 3960 X 0 0 3960
TEXACO INCORPORATED 881694103 1166413 18700 X 1200 0 17500
TEXAS INSTRUMENTS INCORPORATED 882508104 1363680 9470 X 2400 0 7070
TEXAS UTILITIES COMPANY 882848104 198693 4795 X 4795 0 0
TIME WARNER INCORPORATED 887315109 72625 1000 X 1000 0 0
TRICON GLOBAL RESTAURANTS INC 895953107 24140 446 X 446 0 0
TYCO INTERNATIONAL LTD-NEW 902124106 586976 6195 X 6195 0 0
U S FOODSERVICE 90331R101 123613 2900 X 2900 0 0
U S WEST INCORPORATED NEW 91273H101 168495 2868 X 2868 0 0
UNICOM CORPORATION 904911104 10605 275 X 275 0 0
UNION PACIFIC CORPORATION 907818108 136451 2340 X 2320 0 20
UNOCAL CORPORATION 915289102 11888 300 X 300 0 0
US FREIGHTWAYS CORPORATION 916906100 312841 6755 X 6755 0 0
VLASIC FOODS INTERNATIONAL INC 928559103 1170 160 X 160 0 0
WAL MART STORES INCORPORATED 931142103 136548 2830 X 1500 0 1330
WALGREEN COMPANY 931422109 62863 2140 X 0 0 2140
WARNER LAMBERT COMPANY 934488107 1100470 15920 X 800 0 15120
WELLS FARGO & COMPANY NEW 949746101 1586453 37110 X 14570 0 22540
WINN DIXIE STORES INCORPORATED 974280109 2475 67 X 67 0 0
FOREIGN COMMON STOCK
------------------------------
BP AMOCO PLC-SPONSORED ADR 055622104 552699 5094 X 5068 0 26
REUTERS GROUP PLC-SPONSORED ADR 76132M102 81 1 X 0 0 1
ROYAL DUTCH PETE CO - NY REG 5 GLDR 780257804 209068 3470 X 3470 0 0
SCHLUMBERGER LIMITED 806857108 778580 12225 X 3725 0 8500
SMITHKLINE BEECHAM-ADR REPSTG ORD A 832378301 292327 4425 X 4425 0 0
*SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
--------------------------------- --------- --------- ---- ---- ---- ---------- ---------- ----------
39 COMMON STOCK 93538021 1802715 975561 1200 825954
40 FOREIGN COMMON STOCK 1832755 25215 16688 0 8527
--------- --------- ---- ---- ---- ---------- ---------- ----------
*SUBTOTALS* 95370776 1827930 992249 1200 834481
*SUMMARY PAGE FOR B. PREFERRED STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
--------------------------------- --------- --------- ---- ---- ---- ---------- ---------- ----------
**NONE**
C. OTHER
MUTUAL FD/INV TRUSTS-MUNI
------------------------------
GREENWICH STREET MUNICIPAL FUND INC * 39701A107 54089 5061 X N.A. N.A. N.A.
SMITH BARNEY MUNICIPAL FUND * 831902101 54169 4050 X N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-GOVT
------------------------------
ALLIANCE WORLD DLR GOVT FD II * 01879R106 9813 1000 X N.A. N.A. N.A.
*SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
--------------------------------- --------- --------- ---- ---- ---- ---------- ---------- ----------
54 MUTUAL FD/INV TRUSTS-GOVT 9813 1000 N.A. N.A. N.A.
53 MUTUAL FD/INV TRUSTS-MUNI 108258 9111 N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
*SUBTOTALS* 118071 10111 N.A. N.A. N.A.
**SUMMARY PAGE FOR: FIRST SECURITY BANK **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
------------------ --------- --------- ---- ---- ---- ---------- ---------- ----------
A. COMMON STOCK 95370776 1827930 992249 1200 834481
C. OTHER 118071 10111 N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
**GRAND TOTALS** 95488847 1838041 992249 1200 834481
</TABLE>
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