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Previous: CBT GROUP PLC, SC 13G, 2000-02-14 |
Next: BLANK MARTIN J, 5, 2000-02-14 |
OMB APPROVAL
FORM
13F
INVESTMENT REQUIRED OF INSTITUTIONAL INVESTMENT
OMB Number: 3235-0006
Expires: January 31, 1988
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
SEC USE ONLY
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED December 31, 1999
(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
IF AMENDED REPORT CHECK HERE:
NAME OF INSTITUTIONAL INVESTMENT MANAGER:
FIRST SECURITY TRUST COMPANY OF NEVADA (13-F FILE NUMBER)
BUSINESS ADDRESS:
530 LAS VEGAS BLVD. SOUTH, LAS VEGAS, NEVADA 89101
STREET CITY STATE ZIP
NAME, PHONE NO., AND TITLE OF PERSON DULY AUTHORIZED TO SUBMIT THIS REPORT.
DENNIS LACEFIELD (801) 246-0571 ASSISTANT V. P. & COMPLIANCE
OFFICER
ATTENTION - - INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C.78FF(A).
THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS FORM AND ITS
ATTACHMENTS AND THE PERSON BY WHOM IT IS SIGNED REPRESENT HEREBY THAT ALL
INFORMATION CONTAINED THEREIN IS TRUE, CORRECT AND COMPLETE. IT IS UNDERSTOOD
THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE CONSIDERED INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
PURSUANT TO THE REQUIREMENTS OF SECURITIES EXCHANGE ACT OF 1934, THE
UNDERSIGNED INSTITUTIONAL INVESTMENT MANAGER HAS CAUSED THIS REPORT TO BE SIGNED
ON ITS BEHALF IN THE CITY
OF LAS VEGAS AND STATE OF NEVADA
ON THE 14TH DAY OF February, 2000.
FIRST SECURITY TRUST COMPANY OF NEVADA, N.A.
(NAME OF INSTITUTIONAL INVESTMENT MANAGER)
DENNIS LACEFIELD
(MANUAL SIGNATURE OF PERSON DULY AUTHORIZED
TO SUBMIT THIS REPORT)
NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT
TO WHICH THIS SCHEDULE IS FILED (OTHER THAN THE ONE FILING THIS REPORT): (LIST
IN ALPHABETICAL ORDER).
13F FILE NUMBERS WILL BE ASSIGNED TO INSTITUTIONAL INVESTMENT MANAGERS AFTER
THEY FILE THEIR FIRST REPORT.
NAME: 13F FILE NO.: NAME: 13F FILE NO.:
1. 7.
2. 8.
3. 9.
4. 10.
5. 11.
6. 12.
<TABLE>
<CAPTION>
SEC USE ONLY ______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
A. COMMON STOCK INSTR OTHER
V
COMMON STOCK
------------------------------
<S><S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AK STEEL HOLDING CORPORATION 001547108 7210 382 X 382 0 0
ALBERTSONS INCORPORATED 013104104 308504 9566 X 9440 0 126
ALDILA INCORPORATED 014384101 344 250 X 250 0 0
ALLSTATE CORPORATION 020002101 133836 5562 X 5562 0 0
ALTAIR INTERNATIONAL INCORPORATED 02136W102 11996 2999 X 2999 0 0
ALTERA CORPORATION 021441100 495625 10000 X 10000 0 0
AMEREN CORPORATION 023608102 202395 6180 X 6180 0 0
AMERICA ONLINE INCORPORATED DELAWARE 02364J104 1722363 22700 X 14500 0 8200
AMERICAN ELECTRIC POWER INCORPORATED 025537101 12850 400 X 400 0 0
AMERICAN EXPRESS COMPANY 025816109 1823763 10970 X 7795 0 3175
AMERICAN HOME PRODUCTS CORPORATION 026609107 318906 8125 X 8000 0 125
AMERICAN INTERNATIONAL GROUP INC 026874107 1523914 14094 X 10241 0 3853
AMERICAN SOFTWARE INC-CLASS A 029683109 2050 200 X 200 0 0
AMERICAN TOWER CORPORATION 029912201 176529 5776 X 5776 0 0
ANADARKO PETROLEUM CORPORATION 032511107 156975 4600 X 4600 0 0
ANALOG DEVICES INCORPORATED 032654105 1890969 20333 X 15433 0 4900
APPLIED MATERIALS INCORPORATED 038222105 63344 500 X 500 0 0
ARCHER DANIELS MIDLAND COMPANY 039483102 5893 486 X 0 0 486
ASSOCIATES FIRST CAPITAL CORP-CL A 046008108 14377 524 X 0 0 524
AT & T CORPORATION 001957109 3174308 62471 X 45467 0 17004
AT&T CORP LIBERTY MEDIA GROUP-CL A 001957208 28406 500 X 500 0 0
ATLANTIC RICHFIELD COMPANY 048825103 224900 2600 X 2600 0 0
AZTAR CORPORATION 054802103 2719 250 X 250 0 0
BANCORPSOUTH INCORPORATED 059692103 4894 300 X 0 0 300
BANK AMERICA CORPORATION 060505104 1376242 27422 X 19231 0 8191
BANK ONE CORPORATION 06423A103 159200 4975 X 3825 0 1150
BARNESANDNOBLE COM INC-CLASS A 067846105 1419 100 X 100 0 0
BELL ATLANTIC CORPORATION 077853109 381688 6200 X 6200 0 0
BELLSOUTH CORPORATION 079860102 355775 7600 X 7600 0 0
BOEING COMPANY 097023105 339788 8200 X 8200 0 0
BOK FINL CORPORATION 05561Q201 2081 103 X 103 0 0
BOYD GAMING CORPORATION 103304101 35142 6046 X 6046 0 0
BRE PROPERTIES INCORPORATED-CLASS A 05564E106 15881 700 X 700 0 0
BRISTOL-MYERS SQUIBB COMPANY 110122108 746886 11636 X 11536 0 100
BRUNSWICK CORPORATION 117043109 22250 1000 X 1000 0 0
BURLINGTON NORTHERN SANTA FE CORP 12189T104 218250 9000 X 9000 0 0
CAPITAL ONE FINANCIAL CORPORATION 14040H105 1564166 32460 X 18720 0 13740
CARNIVAL CORPORATION 143658102 23906 500 X 0 0 500
CBS CORPORATION 12490K107 12788 200 X 200 0 0
CENTER BANCORP INC 151408101 4604 305 X 0 0 305
CENTURYTEL INC 156700106 474 10 X 10 0 0
CHASE MANHATTAN CORPORATION NEW 16161A108 1562606 20114 X 13358 0 6756
CHELSEA GCA REALTY INCORPORATED 163262108 14875 500 X 500 0 0
CHEVRON CORPORATION 166751107 303188 3500 X 3500 0 0
CINERGY CORPORATION 172474108 3591 150 X 150 0 0
CIRRUS LOGIC INCORPORATED 172755100 2663 200 X 200 0 0
CISCO SYSTEMS INCORPORATED 17275R102 6688885 62440 X 45575 0 16865
CITIGROUP INCORPORATED 172967101 2609349 46857 X 32312 0 14545
CITIZENS BANKING CORPORATION 174420109 4475 200 X 0 0 200
CITIZENS UTILITIES CO DELAWARE-SER B 177342201 525 37 X 37 0 0
COASTAL CORPORATION 190441105 907200 25600 X 17600 0 8000
COCA COLA COMPANY 191216100 2322486 39871 X 29260 0 10611
COLGATE PALMOLIVE COMPANY 194162103 227162000 3494800 X 3494800 0 0
COLONIAL BANCGROUP INCORPORATED 195493309 103750 10000 X 7000 0 3000
COMMSCOPE INCORPORATED 203372107 20156 500 X 0 0 500
COMMUNITY FIRST BANKSHARES INC 203902101 11025 700 X 0 0 700
COMPAQ COMPUTER CORPORATION 204493100 1299000 48000 X 38500 0 9500
COMPASS BANCSHARES INCORPORATED 20449H109 6694 300 X 0 0 300
COMPUSA INCORPORATED 204932107 506 100 X 100 0 0
CONOCO INCORPORATED-CLASS A 208251306 7425 300 X 300 0 0
CONSOLIDATED EDISON INCORPORATED 209115104 20700 600 X 600 0 0
CROSS TIMBERS OIL COMPANY 227573102 9063 1000 X 0 0 1000
DAIMLERCHRYSLER AG-ORD D1668R123 9672 124 X 124 0 0
DALLAS SEMICONDUCTOR CORPORATION 235204104 6444 100 X 100 0 0
DAYTON HUDSON CORPORATION 239753106 1566789 21335 X 13575 0 7760
DELL COMPUTER CORPORATION 247025109 2088960 40960 X 27650 0 13310
DIME BANCORP INCORPORATED NEW 25429Q102 15125 1000 X 0 0 1000
DISNEY WALT COMPANY 254687106 1177605 40260 X 30685 0 9575
DOLE FOOD COMPANY 256605106 92625 5700 X 5700 0 0
DTE ENERGY COMPANY 233331107 9488 300 X 300 0 0
DU PONT E I DE NEMOURS & COMPANY 263534109 1200901 18230 X 13650 0 4580
DUKE ENERGY CORPORATION 264399106 312780 6240 X 6240 0 0
EASTMAN KODAK COMPANY 277461109 19875 300 X 300 0 0
EDISON INTERNATIONAL 281020107 10475 400 X 400 0 0
EMC CORPORATION MASSACHUSETTS 268648102 59869 548 X 230 0 318
EMERSON ELECTRIC COMPANY 291011104 252450 4400 X 4400 0 0
EXXON MOBIL CORPORATION 30231G102 2745489 34079 X 25532 0 8547
FANNIE MAE 313586109 1570615 25155 X 19735 0 5420
FIRST ESSEX BANCORP INC 320103104 1438 100 X 100 0 0
FIRST SECURITY CORPORATION DEL 336294103 3431917 134420 X 76808 0 57612
FIRST SOUTHN BANCSHARES INC 33645B107 1175 100 X 0 0 100
FIRST UNION CORPORATION 337358105 6588 200 X 200 0 0
FIRST W VA BANCORP INC 337493100 3062 187 X 187 0 0
FLEETBOSTON FINL CORP 339030108 10444 300 X 0 0 300
FLORIDA PROGRESS CORPORATION 341109106 6347 150 X 150 0 0
FORD MOTOR COMPANY DELAWARE 345370100 928970 17425 X 11225 0 6200
FORTUNE BRANDS INCORPORATED 349631101 16531 500 X 0 0 500
FRANKLIN RESOURCES INCORPORATED 354613101 336656 10500 X 10500 0 0
GAP INCORPORATED 364760108 1047190 22765 X 14265 0 8500
GENERAL ELECTRIC COMPANY 369604103 409803843 2648167 X 2635327 0 12840
GENUINE PARTS COMPANY 372460105 111656 4500 X 4500 0 0
GEORGIA PACIFIC CORP TIMBER GROUP 373298702 2463 100 X 100 0 0
GILLETTE COMPANY 375766102 685566 16645 X 9810 0 6835
GLOBAL PAYMENT TECHNOLOGIES INC 37936S109 925 100 X 100 0 0
GLOBALSTAR TELECOMMUNICATIONS G3930H104 12584 286 X 0 0 286
GOODRICH B F COMPANY 382388106 266750 9700 X 9700 0 0
GPU INCORPORATED 36225X100 5950 200 X 200 0 0
GTE CORPORATION 362320103 1675154 23740 X 13245 0 10495
GTS DURATEK INCORPORATED 36237J107 3150 400 X 400 0 0
GUIDANT CORPORATION 401698105 942820 20060 X 14860 0 5200
HARRAHS ENTERTAINMENT INCORPORATED 413619107 52875 2000 X 0 0 2000
HECLA MINING COMPANY 422704106 78 50 X 50 0 0
HEINZ H J COMPANY 423074103 349952 8790 X 8790 0 0
HEWLETT PACKARD COMPANY 428236103 1828531 16075 X 12500 0 3575
HILTON HOTELS CORPORATION 432848109 4781 500 X 0 0 500
HOME DEPOT INCORPORATED 437076102 3927688 57130 X 40013 0 17117
HOMEBASE INCORPORATED 43738E108 30625 10000 X 10000 0 0
HOMESTAKE MINING COMPANY 437614100 1563 200 X 0 0 200
HUMANA INCORPORATED 444859102 409 50 X 50 0 0
I-LINK CORPORATION 449927102 73148 26300 X 26300 0 0
INDYMAC MORTGAGE HOLDINGS INC 456607100 7778 610 X 610 0 0
INTEL CORPORATION 458140100 5263884 63950 X 49465 0 14485
INTERNATIONAL BUSINESS MACHINES CORP 459200101 2586303 23975 X 16755 0 7220
INVIVO CORPORPORATION 461858102 1213 100 X 100 0 0
IVAX CORPORATION 465823102 6438 250 X 250 0 0
JOHNSON & JOHNSON 478160104 1887380 20240 X 14710 0 5530
KEYCORP NEW 493267108 6638 300 X 0 0 300
KEYSTONE FINL INC 493482103 6319 300 X 0 0 300
KIMBERLY CLARK CORPORATION 494368103 1705956 26070 X 19000 0 7070
LCA VISION INCORPORATED-COMMON NEW 501803209 98 21 X 21 0 0
LILLY ELI & COMPANY 532457108 6650 100 X 0 0 100
LOCKHEED MARTIN CORPORATION 539830109 83125 3800 X 3800 0 0
LSI LOGIC CORPORATION 502161102 6750 100 X 100 0 0
LUCENT TECHNOLOGIES INCORPORATED 549463107 4158375 55445 X 44530 0 10915
MANDALAY RESORT GROUP 562567107 231035 11480 X 6430 0 5050
MCDONALDS CORPORATION 580135101 370875 9200 X 9200 0 0
MCGRAW HILL COMPANIES INCORPORATED 580645109 1144068 18565 X 11350 0 7215
MCI WORLDCOM INCORPORATED 55268B106 3819439 71980 X 53186 0 18794
MEDCO RESH INC 584059109 3006 100 X 100 0 0
MEDTRONIC INCORPORATED 585055106 529801 14540 X 14040 0 500
MERCK & COMPANY INCORPORATED 589331107 3018063 44920 X 34355 0 10565
MGM GRAND INCORPORATED 552953101 38238 760 X 0 0 760
MICRON TECHNOLOGY INCORPORATED 595112103 15550 200 X 200 0 0
MICROSOFT CORPORATION 594918104 6050452 51824 X 38829 0 12995
MIKOHN GAMING CORPORATION 59862K108 513 100 X 100 0 0
MILLS CORPORATION-REIT 601148109 17875 1000 X 0 0 1000
MINNESOTA MINING & MANUFACTURING CO 604059105 19575 200 X 200 0 0
MIRAGE RESORTS INCORPORATED 60462E104 18150 1200 X 200 0 1000
MOMENTUM BUSINESS APPLICATIONS INC 60877P108 16 2 X 2 0 0
MONSANTO COMPANY 611662107 439850 12412 X 8875 0 3537
MORGAN STANLEY DEAN WITTER DISCOVER 617446448 847507 5937 X 4192 0 1745
MOTOROLA INCORPORATED 620076109 662625 4500 X 4500 0 0
NAPRO BIOTHERAPEUTICS INCORPORATED 630795102 863 300 X 300 0 0
NASDAQ GOLD TR 631100104 27413 150 X 150 0 0
NATIONAL CITY CORPORATION 635405103 4738 200 X 0 0 200
NCR CORPORATION-NEW 62886E108 11097 293 X 293 0 0
NETMANAGE INCORPORATED 641144100 1481 300 X 300 0 0
NETWORK APPLIANCE INCORPORATED 64120L104 66450 800 X 800 0 0
NEW PLAN EXCEL REALTY TRUST INC 648053106 9488 600 X 600 0 0
NEWELL RUBBERMAID INC 651229106 188500 6500 X 6500 0 0
NEWMONT MINING CORPORATION 651639106 1054 43 X 43 0 0
NORDSTROM INCORPORATED 655664100 189450 7200 X 7200 0 0
NORTH FORK BANCORPORATION INC N Y 659424105 5213 300 X 0 0 300
NOVELL INCORPORATED 670006105 3994 100 X 100 0 0
OAK INDUSTRIES INCORPORATED-COM NEW 671400505 10613 100 X 100 0 0
OFFICE DEPOT INCORPORATED 676220106 1100 100 X 100 0 0
OFFICEMAX INCORPORATED 67622M108 4350 800 X 0 0 800
ORACLE CORPORATION 68389X105 2022728 18050 X 8370 0 9680
PAINE WEBBER GROUP INCORPORATED 695629105 11644 300 X 300 0 0
PARK PL ENTMT CORP 700690100 5000 400 X 400 0 0
PEOPLES HERITAGE SVGS BK PORTLAND ME 711147108 4519 300 X 0 0 300
PEPSICO INCORPORATED 713448108 794183 22530 X 16060 0 6470
PFIZER INCORPORATED 717081103 1719350 53005 X 32165 0 20840
PHARMACIA & UPJOHN INCORPORATED 716941109 177525 3945 X 3945 0 0
PHARMAPRINT INCORPORATED 716950100 2563 2000 X 0 0 2000
PHELPS DODGE CORPORATION 717265102 6738 100 X 100 0 0
PHILIP MORRIS COS INCORPORATED 718154107 580750 25250 X 25250 0 0
PHYCOR INCORPORATED 71940F100 188 100 X 100 0 0
PIER 1 IMPORTS INCORPORATED 720279108 638 100 X 100 0 0
PPG INDUSTRIES INCORPORATED 693506107 250250 4000 X 4000 0 0
PREMIERE TECHNOLOGIES INCORPORATED 74058F102 7000 1000 X 0 0 1000
PROCTER & GAMBLE COMPANY 742718109 1303794 11900 X 11900 0 0
QUESTAR CORPORATION 748356102 19500 1300 X 1300 0 0
QWEST COMMUNICATIONS INTL INC 749121109 2841440 66080 X 46670 0 19410
RALCORP HOLDINGS INCORPORATED NEW 751028101 9969 500 X 0 0 500
REGIONS FINANCIAL CORPORATION 758940100 5025 200 X 0 0 200
ROCHESTER MED CORP 771497104 42750 6000 X 6000 0 0
SAFESCIENCE INC 786452102 2325 200 X 200 0 0
SBC COMMUNICATIONS INCORPORATED 78387G103 1750369 35905 X 24425 0 11480
SCHERING PLOUGH CORPORATION 806605101 2378509 56130 X 45400 0 10730
SERVICE CORPORATION INTERNATIONAL 817565104 110799 15971 X 15971 0 0
SERVICEMASTER COMPANY 81760N109 5541 450 X 450 0 0
SHERWIN WILLIAMS COMPANY 824348106 268800 12800 X 12800 0 0
SIMON PROPERTY GROUP 828806109 6239 272 X 272 0 0
SKY FINL GROUP INC 83080P103 6641 330 X 0 0 330
SOLUTIA INCORPORATED 834376105 15438 1000 X 1000 0 0
SOUTHERN COMPANY 842587107 14100 600 X 600 0 0
SOUTHFIRST BANCSHARES INC 844271106 938 100 X 100 0 0
SOUTHTRUST CORPORATION 844730101 7563 200 X 0 0 200
SOUTHWEST GAS CORPORATION 844895102 5934 258 X 100 0 158
SOVEREIGN BANCORP INC 845905108 5217 700 X 300 0 400
SPDR TRUST-UNIT SERIES 1 78462F103 22031 150 X 150 0 0
SPRINT CORPORATION 852061100 6731 100 X 100 0 0
ST JUDE MEDICAL INCORPORATED 790849103 7273 237 X 237 0 0
STATION CASINOS INCORPORATED 857689103 44875 2000 X 0 0 2000
SUMMIT BANCORP 866005101 6125 200 X 200 0 0
SUMMIT TECHNOLOGY INCORPORATED 86627E101 877 75 X 75 0 0
SUN MICROSYSTEMS INCORPORATED 866810104 1927032 24885 X 14425 0 10460
SUNTRUST BANKS INCORPORATED 867914103 13694 199 X 199 0 0
SUSQUEHANNA BANCSHARES INC PA 869099101 3175 200 X 200 0 0
SYMMETRICOM INCORPORATED 871543104 12919 1300 X 0 0 1300
TECHNOLOGY SECTOR SPDR TR 81369Y803 71384 1325 X 1325 0 0
TEXACO INCORPORATED 881694103 1056378 19450 X 9950 0 9500
TEXAS INSTRUMENTS INCORPORATED 882508104 38650 400 X 200 0 200
TEXAS UTILITIES COMPANY 882848104 333398 9375 X 5700 0 3675
TRICON GLOBAL RESTAURANTS INC 895953107 42488 1100 X 600 0 500
TYCO INTERNATIONAL LTD-NEW 902124106 1513785 38815 X 24325 0 14490
U S FOODSERVICE 90331R101 35175 2100 X 1900 0 200
U S WEST INCORPORATED NEW 91273H101 39384 547 X 547 0 0
UNION PACIFIC CORPORATION 907818108 218656 5005 X 5005 0 0
UNITED TECHNOLOGIES CORPORATION 913017109 72475 1115 X 1115 0 0
USBANCORP INCORPORATED 917292104 2350 200 X 200 0 0
UTILICORP UNITED INCORPORATED 918005109 11663 600 X 600 0 0
VIACOM INCORPORATED-CLASS B 925524308 1128973 18680 X 10600 0 8080
WACKENHUT CORRECTIONS CORPORATION 929798106 11688 1000 X 1000 0 0
WAL MART STORES INCORPORATED 931142103 4554024 65881 X 48800 0 17081
WARNER LAMBERT COMPANY 934488107 3989537 48690 X 40965 0 7725
WASHINGTON MUTUAL INCORPORATED 939322103 5175 200 X 0 0 200
WD 40 COMPANY 929236107 4425 200 X 200 0 0
WELLS FARGO & COMPANY NEW 949746101 983036 24310 X 13340 0 10970
WEYERHAEUSER COMPANY 962166104 430875 6000 X 6000 0 0
WHITE PINE SOFTWARE INC 964347108 4900 200 X 200 0 0
WOLVERINE TUBE INCORPORATED 978093102 7063 500 X 0 0 500
WPS RESOURCES CORPORATION 92931B106 5025 200 X 200 0 0
WVS FINL CORP 929358109 2438 200 X 200 0 0
XEROX CORPORATION 984121103 9075 400 X 400 0 0
ZIONS BANCORPORATION 989701107 11068 187 X 0 0 187
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR COMMON STOCK 761828899 8372734 7774161 0 598573
FOREIGN COMMON STOCK
------------------------------
ANGLO AMERICAN PLC-ADR 03485P102 391 6 X 6 0 0
BARRICK GOLD CORPORATION 067901108 9746 551 X 551 0 0
BP AMOCO PLC-SPONSORED ADR 055622104 313882 5292 X 5292 0 0
CABLE & WIRELESS PLC-ADR 126830207 10588 200 X 200 0 0
CORE LABORATORIES N V N22717107 6000 300 X 300 0 0
DURBAN ROODEPOORT DEEP LTD-SPNSD ADR 266597301 8907 5000 X 5000 0 0
ERICSSON L M TEL CO-ADR CL B SEK 10 294821400 13138 200 X 200 0 0
FIRST AUSTRALIA PRIME INCOME FD INC 318653102 19445 3841 X 3841 0 0
GLAXO WELLCOME PLC-SPONSORED ADR 37733W105 2961 53 X 53 0 0
MAGIC SOFTWARE ENTERPRISES LTD 559166103 3100 50 X 50 0 0
POTASH CORP SASK INCORPORATED 73755L107 47754 991 X 991 0 0
SCHLUMBERGER LIMITED 806857108 954967 17015 X 12625 0 4390
SMITHKLINE BEECHAM-ADR REPSTG ORD A 832378301 27253 425 X 425 0 0
SUPERMERCADOS UNIMARC SA-SO ADR 868453101 563 200 X 200 0 0
TELEFONOS DE MEXICO S A-SPNSD ADR 879403780 2813 25 X 25 0 0
VODAFONE GROUP PLC-AMERN DEP RCPT 92857T107 389813 7875 X 7875 0 0
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR FOREIGN COMMON STOCK 1811321 42024 37634 0 4390
CONVERTIBLE PREFERRED STOCK
------------------------------
KMART FINANCING TRUST-CONV PFD 7.75% 498778208 30625 700 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR CONVERTIBLE PREFERRED STOCK 30625 700 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-EQUITY
------------------------------
AMERICAN INDL PPTYS REIT * 026791202 8415 680 X N.A. N.A. N.A.
BLACKROCK INCOME TRUST INCORPORATED * 09247F100 5750 1000 X N.A. N.A. N.A.
DUFF & PHELPS SELECTED UTILS INCOME * 264324104 8313 1000 X N.A. N.A. N.A.
MFS CHARTER INCOME TRUST-SH BEN INT * 552727109 32250 4000 X N.A. N.A. N.A.
MSDW ASIA PACIFIC FUND * 61744U106 11813 1000 X N.A. N.A. N.A.
OPPENHEIMER MULTI-SECTOR INCOME TR * 683933105 7625 1000 X N.A. N.A. N.A.
PUTNAM PREMIER INCOME TRUST-SBI * 746853100 107058 17659 X N.A. N.A. N.A.
TCW CONV SECS FD INC * 872340104 47813 5000 X N.A. N.A. N.A.
UNITED PARCEL SERVICE * 911312106 13800 200 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-EQUITY 242837 31539 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-BOND
------------------------------
MFS MULTIMARKET INCOME TRUST - SBI * 552737108 22000 4000 X N.A. N.A. N.A.
PUTNAM MASTER INTER INCOME TR-S B * 746909100 2969 500 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-BOND 24969 4500 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-MUNI
------------------------------
BLACKROCK INSD MUN TERM TR INC * 092474105 9438 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-MUNI 9438 1000 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-GOVT
------------------------------
H & Q LIFE SCIENCES INVS * 404053100 10000 500 X N.A. N.A. N.A.
MFS GOVERNMENT MKTS INCOME TR-S B I * 552939100 5688 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-GOVT 15688 1500 N.A. N.A. N.A.
LTD PARTNERSHIPS NON REAL EST
------------------------------
CEDAR FAIR LTD PARTN-DEPOSITORY UNIT * 150185106 7750 400 X N.A. N.A. N.A.
CROWN PAC PARTNERS L P * 228439105 17875 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR LTD PARTNERSHIPS NON REAL EST 25625 1400 N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
**GRAND TOTALS** 763989402 8455397 7811795 0 602963
</TABLE>
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