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Previous: OPPENHEIMER ENTERPRISE FUND, NSAR-B, EX-99, 2000-10-30 |
Next: CLARITI TELECOMMUNICATIONS INTERNATIONAL LTD, 10-K/A, 2000-10-30 |
OMB APPROVAL
FORM
13F
INVESTMENT REQUIRED OF INSTITUTIONAL INVESTMENT
OMB Number: 3235-0006
Expires: January 31, 1988
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
SEC USE ONLY
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED SEPTEMBER 30, 2000
(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
IF AMENDED REPORT CHECK HERE:
NAME OF INSTITUTIONAL INVESTMENT MANAGER:
FIRST SECURITY TRUST COMPANY OF NEVADA (13-F FILE NUMBER)
BUSINESS ADDRESS:
530 LAS VEGAS BLVD. SOUTH, LAS VEGAS, NEVADA 89101
STREET CITY STATE ZIP
NAME, PHONE NO., AND TITLE OF PERSON DULY AUTHORIZED TO SUBMIT THIS REPORT.
DENNIS LACEFIELD (801) 246-0571 ASSISTANT V. P. & COMPLIANCE
OFFICER
ATTENTION - - INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C.78FF(A).
THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS FORM AND ITS
ATTACHMENTS AND THE PERSON BY WHOM IT IS SIGNED REPRESENT HEREBY THAT ALL
INFORMATION CONTAINED THEREIN IS TRUE, CORRECT AND COMPLETE. IT IS UNDERSTOOD
THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE CONSIDERED INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
PURSUANT TO THE REQUIREMENTS OF SECURITIES EXCHANGE ACT OF 1934, THE
UNDERSIGNED INSTITUTIONAL INVESTMENT MANAGER HAS CAUSED THIS REPORT TO BE SIGNED
ON ITS BEHALF IN THE CITY
OF LAS VEGAS AND STATE OF NEVADA
ON THE 27 DAY OF OCTOBER, 2000.
FIRST SECURITY TRUST COMPANY OF NEVADA, N.A.
(NAME OF INSTITUTIONAL INVESTMENT MANAGER)
DENNIS LACEFIELD
(MANUAL SIGNATURE OF PERSON DULY AUTHORIZED
TO SUBMIT THIS REPORT)
NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT
TO WHICH THIS SCHEDULE IS FILED (OTHER THAN THE ONE FILING THIS REPORT): (LIST
IN ALPHABETICAL ORDER).
13F FILE NUMBERS WILL BE ASSIGNED TO INSTITUTIONAL INVESTMENT MANAGERS AFTER
THEY FILE THEIR FIRST REPORT.
NAME: 13F FILE NO.: NAME: 13F FILE NO.:
1. 7.
2. 8.
3. 9.
4. 10.
5. 11.
6. 12.
<TABLE>
<CAPTION>
SEC USE ONLY ______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
A. COMMON STOCK INSTR OTHER
V
COMMON STOCK
------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AASTROM BIOSCIENCES INCORPORATED 00253U107 2813 1000 X 1000 0 0
ACRES GAMING INC 004936100 34931 20700 X 20700 0 0
ADAPTEC INCORPORATED 00651F108 10000 500 X 500 0 0
AGILENT TECHNOLOGIES INC 00846U101 190856 3900 X 3900 0 0
AK STEEL HOLDING CORPORATION 001547108 12956 1382 X 1382 0 0
ALBERTSONS INCORPORATED 013104104 239190 11390 X 11390 0 0
ALLSTATE CORPORATION 020002101 193280 5562 X 5562 0 0
ALTAIR INTERNATIONAL INCORPORATED 02136W102 3778 1099 X 1099 0 0
ALTERA CORPORATION 021441100 955000 20000 X 20000 0 0
AMEREN CORPORATION 023608102 258788 6180 X 6180 0 0
AMERIANA BANCORP 023613102 1100 100 X 100 0 0
AMERICA ONLINE INCORPORATED DELAWARE 02364J104 1784984 33209 X 21909 0 11300
AMERICAN BANCORPORATION OHIO 024076408 1113 100 X 100 0 0
AMERICAN ELECTRIC POWER INCORPORATED 025537101 15650 400 X 400 0 0
AMERICAN EXPRESS COMPANY 025816109 2463230 40547 X 29087 0 11460
AMERICAN HOME PRODUCTS CORPORATION 026609107 459570 8125 X 8125 0 0
AMERICAN INTERNATIONAL GROUP INC 026874107 2896078 30266 X 23752 0 6514
AMERICAN TOWER CORPORATION 029912201 3392 90 X 90 0 0
AMGEN INCORPORATED 031162100 1472954 21094 X 13474 0 7620
AMSOUTH BANCORPORATION 032165102 10000 800 X 800 0 0
ANADARKO PETROLEUM CORPORATION 032511107 305716 4600 X 4600 0 0
ANALOG DEVICES INCORPORATED 032654105 2538219 30743 X 26080 0 4663
APPLIED MATERIALS INCORPORATED 038222105 206408 3480 X 3480 0 0
ASSOCIATES FIRST CAPITAL CORP-CL A 046008108 19912 524 X 524 0 0
AT & T CORPORATION 001957109 2084861 70974 X 52774 0 18200
AT & T WIRELESS GROUP 001957406 86423 4140 X 4140 0 0
BANCORPSOUTH INCORPORATED 059692103 4313 300 X 300 0 0
BANK AMERICA CORPORATION 060505104 1584187 30247 X 22924 0 7323
BANK OF NEW YORK INCORPORATED 064057102 8409 150 X 150 0 0
BANK ONE CORPORATION 06423A103 192159 4975 X 4975 0 0
BANKNORTH GROUP INC NEW 06646R107 17875 1000 X 1000 0 0
BED BATH & BEYOND INCORPORATED 075896100 4878 200 X 200 0 0
BELLSOUTH CORPORATION 079860102 305900 7600 X 7600 0 0
BESTFOODS 08658U101 2255 31 X 31 0 0
BETHLEHEM STEEL CORPORATION 087509105 6000 2000 X 2000 0 0
BIO-TECHNOLOGY GENERAL CORPORATION 090578105 2288 200 X 200 0 0
BOEING COMPANY 097023105 472500 7500 X 7500 0 0
BOK FINL CORPORATION 05561Q201 1906 103 X 103 0 0
BOYD GAMING CORPORATION 103304101 29852 6046 X 6046 0 0
BRE PROPERTIES INCORPORATED-CLASS A 05564E106 22400 700 X 700 0 0
BRISTOL-MYERS SQUIBB COMPANY 110122108 664707 11636 X 11636 0 0
BRUNSWICK CORPORATION 117043109 18250 1000 X 1000 0 0
BSB BANCORP INCORPORATED 055652101 6713 300 X 300 0 0
BURLINGTON NORTHERN SANTA FE CORP 12189T104 194063 9000 X 9000 0 0
CAPITAL ONE FINANCIAL CORPORATION 14040H105 314931 4495 X 4495 0 0
CARDINAL HEALTH INCORPORATED 14149Y108 104943 1190 X 1190 0 0
CARNIVAL CORPORATION 143658102 17238 700 X 700 0 0
CENDANT CORPORATION 151313103 10875 1000 X 1000 0 0
CENTRAL GARDEN & PET CO 153527106 34688 5000 X 5000 0 0
CHASE MANHATTAN CORPORATION NEW 16161A108 2016084 43650 X 32692 0 10958
CHELSEA GCA REALTY INCORPORATED 163262108 17563 500 X 500 0 0
CHEVRON CORPORATION 166751107 391724 4595 X 4595 0 0
CINERGY CORPORATION 172474108 4959 150 X 150 0 0
CISCO SYSTEMS INCORPORATED 17275R102 4836696 87542 X 69337 0 18205
CITIGROUP INCORPORATED 172967101 3682251 68111 X 51058 0 17053
CITIZENS BANKING CORPORATION 174420109 4600 200 X 200 0 0
CITIZENS COMMUNICATIONS COMPANY 17453B101 18624 1386 X 1386 0 0
CNET NETWORKS INCORPORATED 12613R104 974 40 X 40 0 0
COASTAL CORPORATION 190441105 1384359 18676 X 14296 0 4380
COCA COLA COMPANY 191216100 2236256 40567 X 31227 0 9340
COLGATE PALMOLIVE COMPANY 194162103 156665768 3319190 X 3319190 0 0
COLONIAL BANCGROUP INCORPORATED 195493309 126575 12200 X 12200 0 0
COMMSCOPE INCORPORATED 203372107 12250 500 X 500 0 0
COMMUNITY FIRST BANKSHARES INC 203902101 12294 700 X 700 0 0
COMMUNITY TRUST BANCORP INCORPORATED 204149108 1712 110 X 110 0 0
COMPAQ COMPUTER CORPORATION 204493100 786030 28500 X 28500 0 0
COMPASS BANCSHARES INCORPORATED 20449H109 5850 300 X 300 0 0
CONOCO INCORPORATED-CLASS A 208251306 7838 300 X 300 0 0
CONSOLIDATED EDISON INCORPORATED 209115104 20475 600 X 600 0 0
CONTINUUS SOFTWARE CORP 21218R104 1625 1000 X 1000 0 0
CROSS TIMBERS OIL COMPANY 227573102 28781 1500 X 1500 0 0
DAIMLERCHRYSLER AG-ORD D1668R123 5504 124 X 124 0 0
DATA RETURN CORP 23785M104 20250 1000 X 1000 0 0
DELL COMPUTER CORPORATION 247025109 1200178 38951 X 25678 0 13273
DISNEY WALT COMPANY 254687106 2081642 54422 X 42295 0 12127
DOLE FOOD COMPANY 256605106 85500 5700 X 5700 0 0
DTE ENERGY COMPANY 233331107 11475 300 X 300 0 0
DU PONT E I DE NEMOURS & COMPANY 263534109 663829 16020 X 11440 0 4580
DUKE ENERGY CORPORATION 264399106 535080 6240 X 6240 0 0
ECHELON CORPORATION 27874N105 2938 100 X 100 0 0
EDISON INTERNATIONAL 281020107 7725 400 X 400 0 0
EMC CORPORATION MASSACHUSETTS 268648102 63044 636 X 636 0 0
EMERSON ELECTRIC COMPANY 291011104 356105 5315 X 5315 0 0
EMULEX CORPORATION-COMMON NEW 292475209 61250 500 X 500 0 0
ENSCO INTERNATIONAL INCORPORATED 26874Q100 7650 200 X 200 0 0
EXXON MOBIL CORPORATION 30231G102 3339157 37466 X 28579 0 8887
EZCORP INCORPORATED-CL A NON VOTING 302301106 1681 1345 X 1345 0 0
FANNIE MAE 313586109 888388 12425 X 12425 0 0
FIRST SECURITY CORPORATION DEL 336294103 2359978 144673 X 144673 0 0
FIRST SOUTHN BANCSHARES INC 33645B107 700 100 X 100 0 0
FIRST UNION CORPORATION 337358105 16094 500 X 500 0 0
FIRST W VA BANCORP INC 337493100 2595 187 X 187 0 0
FIRSTAR CORPORATION NEW WIS 33763V109 8950 400 X 400 0 0
FLEETBOSTON FINL CORP 339030108 11700 300 X 300 0 0
FLORIDA PROGRESS CORPORATION 341109106 7941 150 X 150 0 0
FLUOR CORPORATION 343861100 6000 200 X 200 0 0
FORD MTR CO DEL 345370860 196678 7770 X 7770 0 0
FORTUNE BRANDS INCORPORATED 349631101 13250 500 X 500 0 0
FRANCHISE FINANCE CORP AMERICA 351807102 11408 507 X 507 0 0
FRANKLIN RESOURCES INCORPORATED 354613101 444300 10000 X 10000 0 0
GAP INCORPORATED 364760108 352892 17535 X 11035 0 6500
GENERAL ELECTRIC COMPANY 369604103 444496609 7705250 X 7675360 0 29890
GENUINE PARTS COMPANY 372460105 85781 4500 X 4500 0 0
GEORGIA PACIFIC CORP TIMBER GROUP 373298702 2688 100 X 100 0 0
GILLETTE COMPANY 375766102 66690 2160 X 2160 0 0
GLACIER BANCORP INCORPORATED 37637Q105 6241 561 X 561 0 0
GLOBALSTAR TELECOMMUNICATIONS G3930H104 2467 286 X 286 0 0
GOODRICH B F COMPANY 382388106 380119 9700 X 9700 0 0
GPU INCORPORATED 36225X100 6488 200 X 200 0 0
GTS DURATEK INCORPORATED 36237J107 3100 400 X 400 0 0
GUIDANT CORPORATION 401698105 2008232 28410 X 22010 0 6400
HARRAHS ENTERTAINMENT INCORPORATED 413619107 55000 2000 X 2000 0 0
HEINZ H J COMPANY 423074103 300206 8100 X 8100 0 0
HEWLETT PACKARD COMPANY 428236103 1162545 11985 X 11985 0 0
HIBERNIA CORPORATION 428656102 2450 200 X 200 0 0
HILTON HOTELS CORPORATION 432848109 9828 850 X 850 0 0
HOME DEPOT INCORPORATED 437076102 3554869 66994 X 52173 0 14821
HOMESTAKE MINING COMPANY 437614100 1038 200 X 0 0 200
INDYMAC MORTGAGE HOLDINGS INC 456607100 12543 610 X 610 0 0
INTEL CORPORATION 458140100 4396897 105790 X 86920 0 18870
INTERNATIONAL BUSINESS MACHINES CORP 459200101 2331000 20720 X 15870 0 4850
INTERNATIONAL PAPER COMPANY 460146103 8606 300 X 300 0 0
IVAX CORPORATION 465823102 3450 75 X 75 0 0
JDS UNIPHASE CORP 46612J101 1357251 14334 X 9121 0 5213
JOHNSON & JOHNSON 478160104 2363749 25163 X 19353 0 5810
K MART CORPORATION 482584109 60000 10000 X 10000 0 0
KEYCORP NEW 493267108 17719 700 X 700 0 0
KEYSTONE FINL INC 493482103 6525 300 X 300 0 0
KIMBERLY CLARK CORPORATION 494368103 1807488 32385 X 24475 0 7910
KROGER COMPANY 501044101 51285 2273 X 2273 0 0
LCA VISION INCORPORATED-COMMON NEW 501803209 61 21 X 21 0 0
LILLY ELI & COMPANY 532457108 83559 1030 X 1030 0 0
LOCKHEED MARTIN CORPORATION 539830109 125248 3800 X 3800 0 0
LUCENT TECHNOLOGIES INCORPORATED 549463107 783989 25652 X 25652 0 0
MANDALAY RESORT GROUP 562567107 259581 10130 X 10130 0 0
MBNA CORPORATION 55262L100 189805 4930 X 4930 0 0
MCDONALDS CORPORATION 580135101 277725 9200 X 9200 0 0
MCGRAW HILL COMPANIES INCORPORATED 580645109 1374857 21630 X 15115 0 6515
MEDTRONIC INCORPORATED 585055106 1452563 28035 X 22005 0 6030
MERCK & COMPANY INCORPORATED 589331107 3117815 41885 X 32830 0 9055
MGM GRAND INCORPORATED 552953101 153590 4022 X 3822 0 200
MICROS SYSTEMS INCORPORATED 594901100 1506 100 X 100 0 0
MICROSOFT CORPORATION 594918104 3621163 60040 X 48505 0 11535
MILLS CORPORATION-REIT 601148109 18938 1000 X 1000 0 0
MINNESOTA MINING & MANUFACTURING CO 604059105 18225 200 X 200 0 0
MORGAN STANLEY DEAN WITTER DISCOVER 617446448 1574188 17216 X 11161 0 6055
MOTOROLA INCORPORATED 620076109 1511093 53490 X 37620 0 15870
NASDAQ 100 TR 631100104 119728 1350 X 1350 0 0
NATIONAL CITY CORPORATION 635405103 4425 200 X 200 0 0
NCR CORPORATION-NEW 62886E108 11079 293 X 293 0 0
NETMANAGE INCORPORATED 641144100 638 300 X 300 0 0
NEW PLAN EXCEL REALTY TRUST INC 648053106 8213 600 X 600 0 0
NEWELL RUBBERMAID INC 651229106 148281 6500 X 6500 0 0
NEWMONT MINING CORPORATION 651639106 731 43 X 43 0 0
NEXTEL COMMUNICATIONS INC-CLASS A 65332V103 14025 300 X 300 0 0
NORDSTROM INCORPORATED 655664100 112050 7200 X 7200 0 0
NORTEL NETWORKS CORP NEW 656568102 1272374 21362 X 15222 0 6140
NORTH FORK BANCORPORATION INC N Y 659424105 6488 300 X 300 0 0
NORTHRIM BANK ALASKA 666764105 4266 525 X 525 0 0
ORACLE CORPORATION 68389X105 3956479 50241 X 34191 0 16050
PARK PL ENTMT CORP 700690100 31763 2100 X 2100 0 0
PEPSICO INCORPORATED 713448108 1908356 41486 X 30016 0 11470
PFIZER INCORPORATED 717081103 6955112 154773 X 132353 0 22420
PHARMACIA CORP 71713U102 1198092 19906 X 17469 0 2437
PHELPS DODGE CORPORATION 717265102 4175 100 X 100 0 0
PHILIP MORRIS COS INCORPORATED 718154107 719747 24450 X 24450 0 0
PLUM CREEK TIMBER COMPANY INC 729251108 22313 1000 X 1000 0 0
PNC FINANCIAL CORPORATION 693475105 6500 100 X 100 0 0
PPG INDUSTRIES INCORPORATED 693506107 158750 4000 X 4000 0 0
PROCTER & GAMBLE COMPANY 742718109 797300 11900 X 11900 0 0
PTEK HOLDINGS INCORPORATED 69366M104 3094 1000 X 1000 0 0
PURCHASEPRO COM INCORPORATED 746144104 12918 147 X 147 0 0
QWEST COMMUNICATIONS INTL INC 749121109 2897977 60296 X 46671 0 13625
RALCORP HOLDINGS INCORPORATED NEW 751028101 7063 500 X 500 0 0
RED HAT INC 756577102 239 14 X 14 0 0
REGIONS FINANCIAL CORPORATION 758940100 4538 200 X 200 0 0
RITE AID CORPORATION 767754104 4000 1000 X 1000 0 0
ROCHESTER MED CORP 771497104 36750 6000 X 6000 0 0
SBC COMMUNICATIONS INCORPORATED 78387G103 543000 10860 X 10860 0 0
SCHERING PLOUGH CORPORATION 806605101 2581773 55522 X 45162 0 10360
SERVICEMASTER COMPANY 81760N109 4444 450 X 450 0 0
SHERWIN WILLIAMS COMPANY 824348106 268256 12550 X 12550 0 0
SIERRA HEALTH SERVICES INCORPORATED 826322109 4688 1000 X 1000 0 0
SIMON PROPERTY GROUP 828806109 6375 272 X 272 0 0
SKY FINL GROUP INC 83080P103 5858 330 X 330 0 0
SOLUTIA INCORPORATED 834376105 11375 1000 X 1000 0 0
SOUTHERN COMPANY 842587107 19463 600 X 600 0 0
SOUTHERN MO BANCORP INC 843380106 1263 100 X 100 0 0
SOUTHFIRST BANCSHARES INC 844271106 1000 100 X 100 0 0
SOUTHTRUST CORPORATION 844730101 6288 200 X 200 0 0
SOUTHWEST GAS CORPORATION 844895102 3308 158 X 158 0 0
SOVEREIGN BANCORP INC 845905108 9250 1000 X 1000 0 0
SPDR TRUST-UNIT SERIES 1 78462F103 222619 1550 X 1550 0 0
ST JUDE MEDICAL INCORPORATED 790849103 1887 37 X 37 0 0
STATION CASINOS INCORPORATED 857689103 42750 3000 X 1500 0 1500
SUMMIT BANCORP 866005101 6900 200 X 200 0 0
SUN MICROSYSTEMS INCORPORATED 866810104 3523165 30177 X 19690 0 10487
SUPERGEN INCORPORATED 868059106 23984 1250 X 1250 0 0
SUSQUEHANNA BANCSHARES INC PA 869099101 3050 200 X 200 0 0
SWIFT ENERGY COMPANY 870738101 20781 500 X 500 0 0
SYMMETRICOM INCORPORATED 871543104 30469 1950 X 1950 0 0
TARGET CORPORATION 87612E106 102500 4000 X 4000 0 0
TECHNOLOGY SECTOR SPDR TR 81369Y803 146777 3165 X 3165 0 0
TEXACO INCORPORATED 881694103 198975 3790 X 3790 0 0
TEXAS INSTRUMENTS INCORPORATED 882508104 127406 2700 X 2700 0 0
THREE RIVS BANCORP INC 88562Q107 1200 150 X 150 0 0
TIME WARNER INCORPORATED 887315109 7825 100 X 100 0 0
TRANSOCEAN SEDCC FREX INCORPORATED G90078109 289080 4931 X 4107 0 824
TRICO BANCSHARES 896095106 1663 100 X 100 0 0
TRICON GLOBAL RESTAURANTS INC 895953107 39813 1300 X 1300 0 0
TXU CORP 873168108 457273 11540 X 7940 0 3600
TYCO INTERNATIONAL LTD-NEW 902124106 3062181 59030 X 41110 0 17920
UNION PACIFIC CORPORATION 907818108 194569 5005 X 5005 0 0
UNITED PARCEL SERVICE 911312106 11275 200 X 200 0 0
USBANCORP INCORPORATED 917292104 1172 300 X 300 0 0
UTILICORP UNITED INCORPORATED 918005109 15525 600 X 600 0 0
VERIZON COMMUNICATIONS 92343V104 568947 11746 X 11746 0 0
VIACOM INCORPORATED-CLASS A 925524100 3042 52 X 52 0 0
VIACOM INCORPORATED-CLASS B 925524308 1127178 19268 X 10840 0 8428
VISTEON CORP 92839U107 2360 156 X 156 0 0
WAL MART STORES INCORPORATED 931142103 3264367 67831 X 51196 0 16635
WD 40 COMPANY 929236107 4250 200 X 200 0 0
WELLS FARGO & COMPANY NEW 949746101 1622513 35320 X 21995 0 13325
WEYERHAEUSER COMPANY 962166104 242250 6000 X 6000 0 0
WOLVERINE TUBE INCORPORATED 978093102 7438 500 X 500 0 0
WORLDCOM INC 98157D106 3130994 103078 X 76040 0 27038
WPS RESOURCES CORPORATION 92931B106 6550 200 X 200 0 0
WVS FINL CORP 929358109 2450 200 X 200 0 0
YAHOO INCORPORATED 984332106 741832 8152 X 4585 0 3567
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR COMMON STOCK 727575287 13638294 13130861 0 507433
FOREIGN COMMON STOCK
------------------------------
ALCATEL ALSTHOM-SP ADR RPSTG 1/5 SH 013904305 10249 163 X 163 0 0
BARRICK GOLD CORPORATION 067901108 8403 551 X 551 0 0
BP AMOCO PLC-SPONSORED ADR 055622104 1468630 27710 X 17778 0 9932
CABLE & WIRELESS PLC-ADR 126830207 8513 200 X 200 0 0
CORE LABORATORIES N V N22717107 7369 300 X 300 0 0
ERICSSON L M TEL CO-ADR CL B SEK 10 294821400 11850 800 X 800 0 0
FIRST AUSTRALIA PRIME INCOME FD INC 318653102 16132 3841 X 3841 0 0
GLAXO WELLCOME PLC-SPONSORED ADR 37733W105 3203 53 X 53 0 0
POTASH CORP SASK INCORPORATED 73755L107 51842 991 X 991 0 0
SCHLUMBERGER LIMITED 806857108 1591924 19340 X 15075 0 4265
SMITHKLINE BEECHAM-ADR REPSTG ORD A 832378301 29166 425 X 425 0 0
TELEFONOS DE MEXICO S A-SPNSD ADR 879403780 2659 50 X 50 0 0
VODAFONE GROUP PLC NEW 92857W100 298775 8075 X 8075 0 0
XCELERA COM INCORPORATED G31611109 19000 1000 X 1000 0 0
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR FOREIGN COMMON STOCK 3527715 63499 49302 0 14197
CONVERTIBLE PREFERRED STOCK
------------------------------
KMART FINANCING TRUST-CONV PFD 7.75% 498778208 21788 700 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR CONVERTIBLE PREFERRED STOCK 21788 700 N.A. N.A. N.A.
CONVERTIBLE CORPORATE BONDS
------------------------------
BAKER J INC 7% 6/01/02 * 057232AA8 12920 17000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR CONVERTIBLE CORPORATE BONDS 12920 17000 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-EQUITY
------------------------------
AMERICAN INDL PPTYS REIT * 026791202 9690 680 X N.A. N.A. N.A.
BLACKROCK INCOME TRUST INCORPORATED * 09247F100 5813 1000 X N.A. N.A. N.A.
DUFF & PHELPS SELECTED UTILS INCOME * 264324104 34125 3500 X N.A. N.A. N.A.
MFS CHARTER INCOME TRUST-SH BEN INT * 552727109 24184 3023 X N.A. N.A. N.A.
MSDW ASIA PACIFIC FUND * 61744U106 9438 1000 X N.A. N.A. N.A.
MUNIVEST FD II INC * 62629P105 22750 2000 X N.A. N.A. N.A.
NUVEEN PREM INCOME MUN FD 4 INC * 6706K4105 17438 1500 X N.A. N.A. N.A.
OPPENHEIMER MULTI-SECTOR INCOME TR * 683933105 8188 1000 X N.A. N.A. N.A.
TCW CONV SECS FD INC * 872340104 60313 5000 X N.A. N.A. N.A.
VAN KAMPEN AMERN CAP MUN OPP TR II * 920944105 22375 2000 X N.A. N.A. N.A.
ZWEIG TOTAL RETURN FUND INC * 989837109 6250 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-EQUITY 220564 21703 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-BOND
------------------------------
MFS MULTIMARKET INCOME TRUST - SBI * 552737108 24750 4000 X N.A. N.A. N.A.
PUTNAM MASTER INTER INCOME TR-S B * 746909100 3219 500 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-BOND 27969 4500 N.A. N.A. N.A
MUTUAL FD/INV TRUSTS-MUNI
------------------------------
BLACKROCK INSD MUN TERM TR INC * 092474105 10125 1000 X N.A. N.A. N.A.
KEMPER MUNICIPAL INCOME TR-COM S B I * 48842C104 10438 1000 X N.A. N.A. N.A.
KEMPER STRATEGIC MUN INCOME TR * 488427105 11060 1000 X N.A. N.A. N.A.
MUNIYIELD QUALITY FUND II INC * 62630T104 11875 1000 X N.A. N.A. N.A.
NUVEEN QUALITY INCOME MUN FD INC * 670977107 26875 2000 X N.A. N.A. N.A.
VAN KAMPEN MERRITT VALUE MUN INC TR * 921132106 25125 2000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-MUNI 95498 8000 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-GOVT
------------------------------
H & Q LIFE SCIENCES INVS * 404053100 10959 350 X N.A. N.A. N.A.
MFS GOVERNMENT MKTS INCOME TR-S B I * 552939100 6125 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-GOVT 17084 1350 N.A. N.A. N.A.
LTD PARTNERSHIPS NON REAL EST
------------------------------
CEDAR FAIR LTD PARTN-DEPOSITORY UNIT * 150185106 7375 400 X N.A. N.A. N.A.
CROWN PAC PARTNERS L P * 228439105 17375 1000 X N.A. N.A. N.A.
PUTNAM PREMIER INCOME TRUST-SBI * 746853100 103882 16137 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR LTD PARTNERSHIPS NON REAL EST 128632 17537 N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
**GRAND TOTALS** 731627457 13772583 13180163 0 521630
</TABLE>
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