|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: SERENGETI EYEWEAR INC, SC TO-T/A, EX-99.D7, 2000-08-11 |
Next: HUB GROUP INC, 10-Q, 2000-08-11 |
OMB APPROVAL
FORM
13F
INVESTMENT REQUIRED OF INSTITUTIONAL INVESTMENT
OMB Number: 3235-0006
Expires: January 31, 1988
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
SEC USE ONLY
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED June 30, 2000
(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
IF AMENDED REPORT CHECK HERE:
NAME OF INSTITUTIONAL INVESTMENT MANAGER:
FIRST SECURITY TRUST COMPANY OF NEVADA (13-F FILE NUMBER)
BUSINESS ADDRESS:
530 LAS VEGAS BLVD. SOUTH, LAS VEGAS, NEVADA 89101
STREET CITY STATE ZIP
NAME, PHONE NO., AND TITLE OF PERSON DULY AUTHORIZED TO SUBMIT THIS REPORT.
DENNIS LACEFIELD (801) 246-0571 ASSISTANT V. P. & COMPLIANCE
OFFICER
ATTENTION - - INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C.78FF(A).
THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS FORM AND ITS
ATTACHMENTS AND THE PERSON BY WHOM IT IS SIGNED REPRESENT HEREBY THAT ALL
INFORMATION CONTAINED THEREIN IS TRUE, CORRECT AND COMPLETE. IT IS UNDERSTOOD
THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE CONSIDERED INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
PURSUANT TO THE REQUIREMENTS OF SECURITIES EXCHANGE ACT OF 1934, THE
UNDERSIGNED INSTITUTIONAL INVESTMENT MANAGER HAS CAUSED THIS REPORT TO BE SIGNED
ON ITS BEHALF IN THE CITY
OF LAS VEGAS AND STATE OF NEVADA
ON THE 11 DAY OF AUGUST, 2000.
FIRST SECURITY TRUST COMPANY OF NEVADA, N.A.
(NAME OF INSTITUTIONAL INVESTMENT MANAGER)
DENNIS LACEFIELD
(MANUAL SIGNATURE OF PERSON DULY AUTHORIZED
TO SUBMIT THIS REPORT)
NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT
TO WHICH THIS SCHEDULE IS FILED (OTHER THAN THE ONE FILING THIS REPORT): (LIST
IN ALPHABETICAL ORDER).
13F FILE NUMBERS WILL BE ASSIGNED TO INSTITUTIONAL INVESTMENT MANAGERS AFTER
THEY FILE THEIR FIRST REPORT.
NAME: 13F FILE NO.: NAME: 13F FILE NO.:
1. 7.
2. 8.
3. 9.
4. 10.
5. 11.
6. 12.
<TABLE>
<CAPTION>
SEC USE ONLY ______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
A. COMMON STOCK INSTR OTHER
COMMON STOCK
------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AASTROM BIOSCIENCES INCORPORATED 00253U107 2406 1000 X 1000 0 0
ADAPTEC INCORPORATED 00651F108 11375 500 X 500 0 0
AGILENT TECHNOLOGIES INC 00846U101 306136 4151 X 4149 0 2
AK STEEL HOLDING CORPORATION 001547108 3056 382 X 382 0 0
ALBERTSONS INCORPORATED 013104104 431884 12989 X 12989 0 0
ALDILA INCORPORATED 014384101 398 250 X 250 0 0
ALLSTATE CORPORATION 020002101 123755 5562 X 5562 0 0
ALTAIR INTERNATIONAL INCORPORATED 02136W102 3709 1099 X 1099 0 0
ALTERA CORPORATION 021441100 1019375 10000 X 10000 0 0
AMEREN CORPORATION 023608102 208575 6180 X 6180 0 0
AMERICA ONLINE INCORPORATED DELAWARE 02364J104 1701754 32299 X 20999 0 11300
AMERICAN ELECTRIC POWER INCORPORATED 025537101 11850 400 X 400 0 0
AMERICAN EXPRESS COMPANY 025816109 2101524 40317 X 28857 0 11460
AMERICAN HOME PRODUCTS CORPORATION 026609107 477344 8125 X 8125 0 0
AMERICAN INTERNATIONAL GROUP INC 026874107 2353290 20028 X 15685 0 4343
AMGEN INCORPORATED 031162100 1455510 20719 X 13099 0 7620
ANADARKO PETROLEUM CORPORATION 032511107 226838 4600 X 4600 0 0
ANALOG DEVICES INCORPORATED 032654105 2482084 32659 X 26586 0 6073
APPLIED MATERIALS INCORPORATED 038222105 220219 2430 X 2430 0 0
ASSOCIATES FIRST CAPITAL CORP-CL A 046008108 11692 524 X 524 0 0
AT & T CORPORATION 001957109 2286203 72291 X 54091 0 18200
AT & T WIRELESS GROUP 001957406 87528 3140 X 3140 0 0
AZTAR CORPORATION 054802103 3875 250 X 250 0 0
BANCORPSOUTH INCORPORATED 059692103 4219 300 X 300 0 0
BANK AMERICA CORPORATION 060505104 1271940 29580 X 22257 0 7323
BANK OF NEW YORK INCORPORATED 064057102 6975 150 X 150 0 0
BANK ONE CORPORATION 06423A103 132148 4975 X 4975 0 0
BANKNORTH GROUP INC NEW 06646R107 15313 1000 X 1000 0 0
BED BATH & BEYOND INCORPORATED 075896100 3625 100 X 100 0 0
BELL ATLANTIC CORPORATION 077853109 330281 6500 X 6500 0 0
BELLSOUTH CORPORATION 079860102 323950 7600 X 7600 0 0
BESTFOODS 08658U101 2147 31 X 31 0 0
BETA OIL & GAS INC 08659A104 3263 300 X 300 0 0
BIO-TECHNOLOGY GENERAL CORPORATION 090578105 2638 200 X 200 0 0
BOEING COMPANY 097023105 313594 7500 X 7500 0 0
BOK FINL CORPORATION 05561Q201 1809 103 X 103 0 0
BOYD GAMING CORPORATION 103304101 33631 6046 X 6046 0 0
BRE PROPERTIES INCORPORATED-CLASS A 05564E106 20213 700 X 700 0 0
BRISTOL-MYERS SQUIBB COMPANY 110122108 677797 11636 X 11636 0 0
BRUNSWICK CORPORATION 117043109 16563 1000 X 1000 0 0
BURLINGTON NORTHERN SANTA FE CORP 12189T104 206438 9000 X 9000 0 0
CAPITAL ONE FINANCIAL CORPORATION 14040H105 207506 4650 X 4650 0 0
CARNIVAL CORPORATION 143658102 13650 700 X 700 0 0
CENDANT CORPORATION 151313103 14000 1000 X 1000 0 0
CHASE MANHATTAN CORPORATION NEW 16161A108 1980457 42995 X 32037 0 10958
CHELSEA GCA REALTY INCORPORATED 163262108 17281 500 X 500 0 0
CHEVRON CORPORATION 166751107 385473 4545 X 4545 0 0
CINERGY CORPORATION 172474108 3816 150 X 150 0 0
CIRRUS LOGIC INCORPORATED 172755100 3200 200 X 200 0 0
CISCO SYSTEMS INCORPORATED 17275R102 6111217 96145 X 74730 0 21415
CITIGROUP INCORPORATED 172967101 3073232 51008 X 38218 0 12790
CITIZENS BANKING CORPORATION 174420109 3247 200 X 200 0 0
CITIZENS COMMUNICATIONS COMPANY 17453B101 24547 1423 X 1423 0 0
COASTAL CORPORATION 190441105 1107682 18196 X 13816 0 4380
COCA COLA COMPANY 191216100 3072160 53487 X 39567 0 13920
COLGATE PALMOLIVE COMPANY 194162103 198736501 3319190 X 3319190 0 0
COLONIAL BANCGROUP INCORPORATED 195493309 90000 10000 X 10000 0 0
COMMSCOPE INCORPORATED 203372107 20500 500 X 500 0 0
COMMUNITY FIRST BANKSHARES INC 203902101 11419 700 X 700 0 0
COMPAQ COMPUTER CORPORATION 204493100 738756 28900 X 28900 0 0
COMPASS BANCSHARES INCORPORATED 20449H109 5119 300 X 300 0 0
CONOCO INCORPORATED-CLASS A 208251306 6600 300 X 300 0 0
CONSOLIDATED EDISON INCORPORATED 209115104 17775 600 X 600 0 0
CORNING INCORPORATED 219350105 13494 50 X 50 0 0
CROSS TIMBERS OIL COMPANY 227573102 22125 1000 X 1000 0 0
DAIMLERCHRYSLER AG-ORD D1668R123 6456 124 X 124 0 0
DALLAS SEMICONDUCTOR CORPORATION 235204104 8150 200 X 200 0 0
DELL COMPUTER CORPORATION 247025109 1897348 38476 X 25203 0 13273
DISNEY WALT COMPANY 254687106 2081398 53627 X 41500 0 12127
DOLE FOOD COMPANY 256605106 79800 5700 X 5700 0 0
DTE ENERGY COMPANY 233331107 9169 300 X 300 0 0
DU PONT E I DE NEMOURS & COMPANY 263534109 822938 18810 X 14230 0 4580
DUKE ENERGY CORPORATION 264399106 351780 6240 X 6240 0 0
EASTMAN KODAK COMPANY 277461109 17850 300 X 300 0 0
ECHELON CORPORATION 27874N105 5794 100 X 100 0 0
EDISON INTERNATIONAL 281020107 8200 400 X 400 0 0
EMC CORPORATION MASSACHUSETTS 268648102 64320 836 X 836 0 0
EMERSON ELECTRIC COMPANY 291011104 265650 4400 X 4400 0 0
ENSCO INTERNATIONAL INCORPORATED 26874Q100 7163 200 X 200 0 0
EOG RESOURCES INCORPORATED 26875P101 20100 600 X 600 0 0
EXXON MOBIL CORPORATION 30231G102 2886131 36766 X 27879 0 8887
EZCORP INCORPORATED-CL A NON VOTING 302301106 394 225 X 225 0 0
FANNIE MAE 313586109 681308 13055 X 13055 0 0
FIRST ESSEX BANCORP INC 320103104 1594 100 X 100 0 0
FIRST SECURITY CORPORATION DEL 336294103 1972299 145423 X 145423 0 0
FIRST SOUTHN BANCSHARES INC 33645B107 825 100 X 100 0 0
FIRST UNION CORPORATION 337358105 4963 200 X 200 0 0
FIRST W VA BANCORP INC 337493100 2665 187 X 187 0 0
FLEETBOSTON FINL CORP 339030108 10200 300 X 300 0 0
FLORIDA PROGRESS CORPORATION 341109106 7031 150 X 150 0 0
FLUOR CORPORATION 343861100 6325 200 X 200 0 0
FORD MOTOR COMPANY DELAWARE 345370100 224245 5215 X 5215 0 0
FORTUNE BRANDS INCORPORATED 349631101 11531 500 X 500 0 0
FRANCHISE FINANCE CORP AMERICA 351807102 11661 507 X 507 0 0
FRANKLIN RESOURCES INCORPORATED 354613101 303750 10000 X 10000 0 0
GAP INCORPORATED 364760108 913906 29245 X 20745 0 8500
GENERAL ELECTRIC COMPANY 369604103 414297290 7816930 X 7787040 0 29890
GENUINE PARTS COMPANY 372460105 90000 4500 X 4500 0 0
GEORGIA PACIFIC CORP TIMBER GROUP 373298702 2163 100 X 100 0 0
GILLETTE COMPANY 375766102 84549 2420 X 2420 0 0
GLOBAL PAYMENT TECHNOLOGIES INC 37936S109 675 100 X 100 0 0
GLOBALSTAR TELECOMMUNICATIONS G3930H104 2574 286 X 286 0 0
GOODRICH B F COMPANY 382388106 330406 9700 X 9700 0 0
GPU INCORPORATED 36225X100 5413 200 X 200 0 0
GTE CORPORATION 362320103 386448 6208 X 6208 0 0
GTS DURATEK INCORPORATED 36237J107 3400 400 X 400 0 0
GUIDANT CORPORATION 401698105 1374615 27770 X 21370 0 6400
HANCOCK JOHN FINANCIAL SERVICES INC 41014S106 403 17 X 17 0 0
HARRAHS ENTERTAINMENT INCORPORATED 413619107 41875 2000 X 2000 0 0
HECLA MINING COMPANY 422704106 56 50 X 50 0 0
HEINZ H J COMPANY 423074103 354375 8100 X 8100 0 0
HEWLETT PACKARD COMPANY 428236103 3201795 25640 X 21045 0 4595
HILTON HOTELS CORPORATION 432848109 7969 850 X 850 0 0
HOME DEPOT INCORPORATED 437076102 3407935 68244 X 53423 0 14821
HOMESTAKE MINING COMPANY 437614100 1375 200 X 0 0 200
HUMANA INCORPORATED 444859102 244 50 X 50 0 0
INDYMAC MORTGAGE HOLDINGS INC 456607100 8273 610 X 610 0 0
INTEL CORPORATION 458140100 7797992 58330 X 45955 0 12375
INTERNATIONAL BUSINESS MACHINES CORP 459200101 3289066 30020 X 20670 0 9350
INTERNATIONAL PAPER COMPANY 460146103 8944 300 X 300 0 0
IVAX CORPORATION 465823102 15563 375 X 375 0 0
JDS UNIPHASE CORP 46612J101 1667941 13914 X 8111 0 5803
JOHNSON & JOHNSON 478160104 2544124 24973 X 19163 0 5810
KEYCORP NEW 493267108 5288 300 X 300 0 0
KEYSTONE FINL INC 493482103 6375 300 X 300 0 0
KIMBERLY CLARK CORPORATION 494368103 1828828 31875 X 23965 0 7910
KING PHARMACEUTICALS INCORPORATED 495582108 4431 101 X 101 0 0
KROGER COMPANY 501044101 22018 998 X 998 0 0
LCA VISION INCORPORATED-COMMON NEW 501803209 51 21 X 21 0 0
LILLY ELI & COMPANY 532457108 198252 1985 X 1985 0 0
LOCKHEED MARTIN CORPORATION 539830109 94288 3800 X 3800 0 0
LSI LOGIC CORPORATION 502161102 10825 200 X 200 0 0
LUCENT TECHNOLOGIES INCORPORATED 549463107 1823715 30780 X 30780 0 0
MANDALAY RESORT GROUP 562567107 209600 10480 X 10480 0 0
MBNA CORPORATION 55262L100 133726 4930 X 4930 0 0
MCDONALDS CORPORATION 580135101 303025 9200 X 9200 0 0
MCGRAW HILL COMPANIES INCORPORATED 580645109 1119960 20740 X 14225 0 6515
MCI WORLDCOM INC 98157D106 4790635 104428 X 77390 0 27038
MEDTRONIC INCORPORATED 585055106 1388025 27865 X 21835 0 6030
MERCK & COMPANY INCORPORATED 589331107 3569959 46590 X 37535 0 9055
MGM GRAND INCORPORATED 552953101 161332 5022 X 4822 0 200
MICROSOFT CORPORATION 594918104 5794400 72430 X 54745 0 17685
MIKOHN GAMING CORPORATION 59862K108 794 100 X 100 0 0
MILLS CORPORATION-REIT 601148109 18813 1000 X 1000 0 0
MINNESOTA MINING & MANUFACTURING CO 604059105 16500 200 X 200 0 0
MORGAN STANLEY DEAN WITTER DISCOVER 617446448 1380785 16586 X 10531 0 6055
MOTOROLA INCORPORATED 620076109 1543655 53115 X 37245 0 15870
NAPRO BIOTHERAPEUTICS INCORPORATED 630795102 2231 300 X 300 0 0
NASDAQ 100 TR 631100104 46594 500 X 500 0 0
NATIONAL CITY CORPORATION 635405103 3413 200 X 200 0 0
NCR CORPORATION-NEW 62886E108 11409 293 X 293 0 0
NEOWARE SYSTEMS INCORPORATED 64065P102 313 100 X 100 0 0
NETMANAGE INCORPORATED 641144100 1341 300 X 300 0 0
NETWORK APPLIANCE INCORPORATED 64120L104 96600 1200 X 1200 0 0
NEW PLAN EXCEL REALTY TRUST INC 648053106 7800 600 X 600 0 0
NEWELL RUBBERMAID INC 651229106 167375 6500 X 6500 0 0
NEWMONT MINING CORPORATION 651639106 930 43 X 43 0 0
NORDSTROM INCORPORATED 655664100 173700 7200 X 7200 0 0
NORTH FORK BANCORPORATION INC N Y 659424105 4538 300 X 300 0 0
NOVELL INCORPORATED 670006105 925 100 X 100 0 0
OFFICE DEPOT INCORPORATED 676220106 625 100 X 100 0 0
ORACLE CORPORATION 68389X105 4223300 50240 X 30850 0 19390
PAINE WEBBER GROUP INCORPORATED 695629105 13650 300 X 300 0 0
PALM INC 696642107 3338 100 X 100 0 0
PARK PL ENTMT CORP 700690100 25594 2100 X 2100 0 0
PEPSICO INCORPORATED 713448108 1825537 41081 X 27891 0 13190
PFIZER INCORPORATED 717081103 7406496 154302 X 130972 0 23330
PHARMACIA CORP 71713U102 831962 16096 X 13659 0 2437
PHELPS DODGE CORPORATION 717265102 3719 100 X 100 0 0
PHILIP MORRIS COS INCORPORATED 718154107 649453 24450 X 24450 0 0
PLUM CREEK TIMBER COMPANY INC 729251108 19500 750 X 750 0 0
PPG INDUSTRIES INCORPORATED 693506107 177250 4000 X 4000 0 0
PROCTER & GAMBLE COMPANY 742718109 681275 11900 X 11900 0 0
PTEK HOLDINGS INCORPORATED 69366M104 3250 1000 X 1000 0 0
PURCHASEPRO COM INCORPORATED 746144104 6027 147 X 147 0 0
QUALCOMM INCORPORATED 747525103 18000 300 X 300 0 0
QUESTAR CORPORATION 748356102 25188 1300 X 1300 0 0
QWEST COMMUNICATIONS INTL INC 749121109 3940716 79310 X 57395 0 21915
RALCORP HOLDINGS INCORPORATED NEW 751028101 6125 500 X 500 0 0
RED HAT INC 756577102 379 14 X 14 0 0
REGIONS FINANCIAL CORPORATION 758940100 3975 200 X 200 0 0
ROCHESTER MED CORP 771497104 50250 6000 X 6000 0 0
SAFESCIENCE INC 786452102 1050 200 X 200 0 0
SBC COMMUNICATIONS INCORPORATED 78387G103 426661 9865 X 9865 0 0
SCHERING PLOUGH CORPORATION 806605101 2809416 55632 X 45052 0 10580
SERVICE CORPORATION INTERNATIONAL 817565104 50908 15971 X 15971 0 0
SERVICEMASTER COMPANY 81760N109 5119 450 X 450 0 0
SHERWIN WILLIAMS COMPANY 824348106 265903 12550 X 12550 0 0
SIERRA PACIFIC RESOURCES NEW 826428104 50250 4000 X 4000 0 0
SIMON PROPERTY GROUP 828806109 6035 272 X 272 0 0
SKY FINL GROUP INC 83080P103 5259 330 X 330 0 0
SOLUTIA INCORPORATED 834376105 13750 1000 X 1000 0 0
SOUTHERN COMPANY 842587107 13988 600 X 600 0 0
SOUTHFIRST BANCSHARES INC 844271106 900 100 X 100 0 0
SOUTHTRUST CORPORATION 844730101 4525 200 X 200 0 0
SOUTHWEST GAS CORPORATION 844895102 2765 158 X 158 0 0
SOVEREIGN BANCORP INC 845905108 4922 700 X 700 0 0
SPDR TRUST-UNIT SERIES 1 78462F103 58113 400 X 400 0 0
SPRINT CORPORATION 852061100 5100 100 X 100 0 0
ST JUDE MEDICAL INCORPORATED 790849103 10872 237 X 237 0 0
STATION CASINOS INCORPORATED 857689103 50000 2000 X 1000 0 1000
SUMMIT BANCORP 866005101 4925 200 X 200 0 0
SUMMIT TECHNOLOGY INCORPORATED 86627E101 1416 75 X 75 0 0
SUN MICROSYSTEMS INCORPORATED 866810104 3031583 33337 X 20250 0 13087
SUNTRUST BANKS INCORPORATED 867914103 9092 199 X 199 0 0
SUPERGEN INCORPORATED 868059106 45313 1250 X 1250 0 0
SUSQUEHANNA BANCSHARES INC PA 869099101 2850 200 X 200 0 0
SYMMETRICOM INCORPORATED 871543104 32825 1300 X 1300 0 0
TARGET CORPORATION 87612E106 281300 4850 X 4850 0 0
TECHNOLOGY SECTOR SPDR TR 81369Y803 175568 3240 X 3240 0 0
TEXACO INCORPORATED 881694103 201818 3790 X 3790 0 0
TEXAS INSTRUMENTS INCORPORATED 882508104 185456 2700 X 2700 0 0
THREE RIVS BANCORP INC 88562Q107 656 100 X 100 0 0
TIME WARNER INCORPORATED 887315109 7600 100 X 100 0 0
TRANSOCEAN SEDCC FREX INCORPORATED G90078109 240522 4501 X 3677 0 824
TRICON GLOBAL RESTAURANTS INC 895953107 36725 1300 X 1300 0 0
TXU CORP 873168108 365505 12390 X 8790 0 3600
TYCO INTERNATIONAL LTD-NEW 902124106 2754146 58135 X 40215 0 17920
U S WEST INCORPORATED NEW 91273H101 91924 1072 X 1072 0 0
UNION PACIFIC CORPORATION 907818108 186123 5005 X 5005 0 0
UNITED PARCEL SERVICE 911312106 11800 200 X 200 0 0
USBANCORP INCORPORATED 917292104 713 200 X 200 0 0
UTILICORP UNITED INCORPORATED 918005109 11925 600 X 600 0 0
VIACOM INCORPORATED-CLASS A 925524100 3556 52 X 52 0 0
VIACOM INCORPORATED-CLASS B 925524308 1328633 19485 X 11057 0 8428
WAL MART STORES INCORPORATED 931142103 3882830 67381 X 50746 0 16635
WD 40 COMPANY 929236107 4150 200 X 200 0 0
WELLS FARGO & COMPANY NEW 949746101 1349469 34825 X 21500 0 13325
WEYERHAEUSER COMPANY 962166104 258000 6000 X 6000 0 0
WOLVERINE TUBE INCORPORATED 978093102 8500 500 X 500 0 0
WPS RESOURCES CORPORATION 92931B106 6013 200 X 200 0 0
WVS FINL CORP 929358109 2313 200 X 200 0 0
YAHOO INCORPORATED 984332106 1009829 8152 X 4585 0 3567
FOREIGN COMMON STOCK
------------------------------
ALCATEL ALSTHOM-SP ADR RPSTG 1/5 SH 013904305 10840 163 X 163 0 0
ANGLO AMERICAN PLC-ADR 03485P102 284 6 X 6 0 0
BARRICK GOLD CORPORATION 067901108 10021 551 X 551 0 0
BP AMOCO PLC-SPONSORED ADR 055622104 1555186 27495 X 17563 0 9932
CABLE & WIRELESS PLC-ADR 126830207 10013 200 X 200 0 0
CORE LABORATORIES N V N22717107 8700 300 X 300 0 0
ERICSSON L M TEL CO-ADR CL B SEK 10 294821400 16000 800 X 800 0 0
FIRST AUSTRALIA PRIME INCOME FD INC 318653102 17765 3841 X 3841 0 0
GLAXO WELLCOME PLC-SPONSORED ADR 37733W105 3064 53 X 53 0 0
MAGIC SOFTWARE ENTERPRISES LTD 559166103 2672 250 X 250 0 0
POTASH CORP SASK INCORPORATED 73755L107 54691 991 X 991 0 0
SCHLUMBERGER LIMITED 806857108 1432800 19200 X 14935 0 4265
SMITHKLINE BEECHAM-ADR REPSTG ORD A 832378301 27705 425 X 425 0 0
TELEFONOS DE MEXICO S A-SPNSD ADR 879403780 2856 50 X 50 0 0
VODAFONE GROUP PLC-AMERN DEP RCPT 92857T107 334608 8075 X 8075 0 0
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR FOREIGN COMMON STOCK 3487205 62400 48203 0 14197
CONVERTIBLE PREFERRED STOCK
------------------------------
BRADLEY REAL ESTATE-PFD CONV 8.4% A 104580204 21750 1000 X N.A. N.A. N.A.
KMART FINANCING TRUST-CONV PFD 7.75% 498778208 25506 700 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR CONVERTIBLE PREFERRED STOCK 47256 1700 N.A. N.A. N.A.
CONVERTIBLE CORPORATE BONDS
------------------------------
BAKER J INC 7% 6/01/02 * 057232AA8 13515 17000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR CONVERTIBLE CORPORATE BONDS 13515 17000 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-EQUITY
------------------------------
AMERICAN INDL PPTYS REIT * 026791202 9223 680 X N.A. N.A. N.A.
BLACKROCK INCOME TRUST INCORPORATED * 09247F100 5813 1000 X N.A. N.A. N.A.
DUFF & PHELPS SELECTED UTILS INCOME * 264324104 33688 3500 X N.A. N.A. N.A.
MFS CHARTER INCOME TRUST-SH BEN INT * 552727109 25129 3023 X N.A. N.A. N.A.
MSDW ASIA PACIFIC FUND * 61744U106 10188 1000 X N.A. N.A. N.A.
MUNIVEST FD II INC * 62629P105 22750 2000 X N.A. N.A. N.A.
NUVEEN PREM INCOME MUN FD 4 INC * 6706K4105 17438 1500 X N.A. N.A. N.A.
OPPENHEIMER MULTI-SECTOR INCOME TR * 683933105 8125 1000 X N.A. N.A. N.A.
TCW CONV SECS FD INC * 872340104 52500 5000 X N.A. N.A. N.A.
VAN KAMPEN AMERN CAP MUN OPP TR II * 920944105 22375 2000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-EQUITY 207229 20703 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-BOND
------------------------------
MFS MULTIMARKET INCOME TRUST - SBI * 552737108 24750 4000 X N.A. N.A. N.A.
PUTNAM MASTER INTER INCOME TR-S B * 746909100 3125 500 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-BOND 27875 4500 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-MUNI
------------------------------
BLACKROCK INSD MUN TERM TR INC * 092474105 10000 1000 X N.A. N.A. N.A.
KEMPER MUNICIPAL INCOME TR-COM S B I * 48842C104 11188 1000 X N.A. N.A. N.A.
KEMPER STRATEGIC MUN INCOME TR * 488427105 10750 1000 X N.A. N.A. N.A.
MUNIYIELD QUALITY FUND II INC * 62630T104 11500 1000 X N.A. N.A. N.A.
NUVEEN QUALITY INCOME MUN FD INC * 670977107 26500 2000 X N.A. N.A. N.A.
VAN KAMPEN MERRITT VALUE MUN INC TR * 921132106 23500 2000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-MUNI 93438 8000 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-GOVT
------------------------------
H & Q LIFE SCIENCES INVS * 404053100 10123 341 X N.A. N.A. N.A.
MFS GOVERNMENT MKTS INCOME TR-S B I * 552939100 6125 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-GOVT 16248 1341 N.A. N.A. N.A.
LTD PARTNERSHIPS NON REAL EST
------------------------------
CEDAR FAIR LTD PARTN-DEPOSITORY UNIT * 150185106 7700 400 X N.A. N.A. N.A.
CROWN PAC PARTNERS L P * 228439105 19000 1000 X N.A. N.A. N.A.
PUTNAM PREMIER INCOME TRUST-SBI * 746853100 101865 16137 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR LTD PARTNERSHIPS NON REAL EST 128565 17537 N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
**GRAND TOTALS** 754385091 13842785 13225826 0 546178
</TABLE>
|
|