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Previous: PEARSON PLC, SC 13D/A, 2001-01-18 |
Next: TRUMP HOTELS & CASINO RESORTS INC, SC 13D/A, 2001-01-18 |
OMB APPROVAL
FORM
13F
INVESTMENT REQUIRED OF INSTITUTIONAL INVESTMENT
OMB Number: 3235-0006
Expires: January 31, 1988
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
SEC USE ONLY
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED DECEMBER 31, 2000
(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
IF AMENDED REPORT CHECK HERE:
NAME OF INSTITUTIONAL INVESTMENT MANAGER:
FIRST SECURITY TRUST COMPANY OF NEVADA (13-F FILE NUMBER)
BUSINESS ADDRESS:
530 LAS VEGAS BLVD. SOUTH, LAS VEGAS, NEVADA 89101
STREET CITY STATE ZIP
NAME, PHONE NO., AND TITLE OF PERSON DULY AUTHORIZED TO SUBMIT THIS REPORT.
DENNIS LACEFIELD (801) 246-0571 ASSISTANT V. P. & COMPLIANCE
OFFICER
ATTENTION - - INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C.78FF(A).
THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS FORM AND ITS
ATTACHMENTS AND THE PERSON BY WHOM IT IS SIGNED REPRESENT HEREBY THAT ALL
INFORMATION CONTAINED THEREIN IS TRUE, CORRECT AND COMPLETE. IT IS UNDERSTOOD
THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE CONSIDERED INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
PURSUANT TO THE REQUIREMENTS OF SECURITIES EXCHANGE ACT OF 1934, THE
UNDERSIGNED INSTITUTIONAL INVESTMENT MANAGER HAS CAUSED THIS REPORT TO BE SIGNED
ON ITS BEHALF IN THE CITY
OF LAS VEGAS AND STATE OF NEVADA
ON THE 18 DAY OF JANUARY, 2000.
FIRST SECURITY TRUST COMPANY OF NEVADA, N.A.
(NAME OF INSTITUTIONAL INVESTMENT MANAGER)
DENNIS LACEFIELD
(MANUAL SIGNATURE OF PERSON DULY AUTHORIZED
TO SUBMIT THIS REPORT)
NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT
TO WHICH THIS SCHEDULE IS FILED (OTHER THAN THE ONE FILING THIS REPORT): (LIST
IN ALPHABETICAL ORDER).
13F FILE NUMBERS WILL BE ASSIGNED TO INSTITUTIONAL INVESTMENT MANAGERS AFTER
THEY FILE THEIR FIRST REPORT.
NAME: 13F FILE NO.: NAME: 13F FILE NO.:
1. 7.
2. 8.
3. 9.
4. 10.
5. 11.
6. 12.
<TABLE>
<CAPTION>
SEC USE ONLY ______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
A. COMMON STOCK INSTR OTHER
V
COMMON STOCK
------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AASTROM BIOSCIENCES INCORPORATED 00253U107 875 1000 X 1000 0 0
ACRES GAMING INC 004936100 43988 20700 X 20700 0 0
ADAPTEC INCORPORATED 00651F108 5125 500 X 500 0 0
ADVANCED MICRO DEVICES INCORPORATED 007903107 345 25 X 25 0 0
AGILENT TECHNOLOGIES INC 00846U101 213525 3900 X 3900 0 0
AK STEEL HOLDING CORPORATION 001547108 12093 1382 X 1382 0 0
ALBERTSONS INCORPORATED 013104104 301835 11390 X 11390 0 0
ALLSTATE CORPORATION 020002101 242295 5562 X 5562 0 0
ALTERA CORPORATION 021441100 526250 20000 X 20000 0 0
AMEREN CORPORATION 023608102 286211 6180 X 6180 0 0
AMERIANA BANCORP 023613102 1050 100 X 100 0 0
AMERICA ONLINE INCORPORATED DELAWARE 02364J104 1432681 41169 X 29279 0 11890
AMERICAN EXPRESS COMPANY 025816109 2513501 45752 X 34292 0 11460
AMERICAN HOME PRODUCTS CORPORATION 026609107 516344 8125 X 8125 0 0
AMERICAN INTERNATIONAL GROUP INC 026874107 3342846 33916 X 27402 0 6514
AMERICAN TOWER CORPORATION 029912201 3409 90 X 90 0 0
AMGEN INCORPORATED 031162100 1644089 25714 X 18094 0 7620
ANADARKO PETROLEUM CORPORATION 032511107 326968 4600 X 4600 0 0
ANALOG DEVICES INCORPORATED 032654105 1561884 30513 X 25850 0 4663
APPLIED MATERIALS INCORPORATED 038222105 229125 6000 X 6000 0 0
AT & T CORPORATION 001957109 1081385 62689 X 44489 0 18200
AT & T WIRELESS GROUP 001957406 71674 4140 X 4140 0 0
ATCHISON CASTING CORP 046613105 16875 6000 X 6000 0 0
AVAYA INC 053499109 20347 1973 X 1973 0 0
BANCORPSOUTH INCORPORATED 059692103 3656 300 X 300 0 0
BANK AMERICA CORPORATION 060505104 1562594 34062 X 26739 0 7323
BANK OF NEW YORK INCORPORATED 064057102 8278 150 X 150 0 0
BANK ONE CORPORATION 06423A103 136428 3725 X 3725 0 0
BANKNORTH GROUP INC NEW 06646R107 19938 1000 X 1000 0 0
BED BATH & BEYOND INCORPORATED 075896100 4475 200 X 200 0 0
BELLSOUTH CORPORATION 079860102 311125 7600 X 7600 0 0
BETHLEHEM STEEL CORPORATION 087509105 3500 2000 X 2000 0 0
BIO-TECHNOLOGY GENERAL CORPORATION 090578105 1413 200 X 200 0 0
BOEING COMPANY 097023105 561396 8506 X 8506 0 0
BOK FINL CORPORATION 05561Q201 2189 103 X 103 0 0
BOYD GAMING CORPORATION 103304101 20783 6046 X 6046 0 0
BRE PROPERTIES INCORPORATED-CLASS A 05564E106 22181 700 X 700 0 0
BRISTOL-MYERS SQUIBB COMPANY 110122108 860337 11636 X 11636 0 0
BRUNSWICK CORPORATION 117043109 16438 1000 X 1000 0 0
BURLINGTON NORTHERN SANTA FE CORP 12189T104 254813 9000 X 9000 0 0
CAPITAL ONE FINANCIAL CORPORATION 14040H105 511034 7765 X 7765 0 0
CARDINAL HEALTH INCORPORATED 14149Y108 545447 5475 X 5475 0 0
CARNIVAL CORPORATION 143658102 15406 500 X 500 0 0
CENDANT CORPORATION 151313103 9625 1000 X 1000 0 0
CENTRAL GARDEN & PET CO 153527106 34375 5000 X 5000 0 0
CHASE MANHATTAN CORPORATION NEW 16161A108 2269149 49940 X 38983 0 10957
CHELSEA GCA REALTY INCORPORATED 163262108 18438 500 X 500 0 0
CHEVRON CORPORATION 166751107 387990 4595 X 4595 0 0
CINERGY CORPORATION 172474108 5269 150 X 150 0 0
CISCO SYSTEMS INCORPORATED 17275R102 3725780 97406 X 79201 0 18205
CITIGROUP INCORPORATED 172967101 3944323 77245 X 60192 0 17053
CITIZENS BANKING CORPORATION 174420109 5813 200 X 200 0 0
CITIZENS COMMUNICATIONS COMPANY 17453B101 18191 1386 X 1386 0 0
CNET NETWORKS INCORPORATED 12613R104 640 40 X 40 0 0
COASTAL CORPORATION 190441105 1890417 21406 X 17026 0 4380
COCA COLA COMPANY 191216100 2388567 39197 X 29857 0 9340
COLGATE PALMOLIVE COMPANY 194162103 211026215 3269190 X 3269190 0 0
COLONIAL BANCGROUP INCORPORATED 195493309 131150 12200 X 12200 0 0
COMMSCOPE INCORPORATED 203372107 8281 500 X 500 0 0
COMMUNITY FIRST BANKSHARES INC 203902101 13213 700 X 700 0 0
COMPAQ COMPUTER CORPORATION 204493100 428925 28500 X 28500 0 0
COMPASS BANCSHARES INCORPORATED 20449H109 7163 300 X 300 0 0
CONOCO INCORPORATED-CLASS A 208251306 8588 300 X 300 0 0
COSTCO WHOLESALE CORPORATION NEW 22160K105 123008 3080 X 3080 0 0
CRITICAL PATH INCORPORATED 22674V100 3075 100 X 100 0 0
CROSS TIMBERS OIL COMPANY 227573102 41625 1500 X 1500 0 0
DAIMLERCHRYSLER AG-ORD D1668R123 5109 124 X 124 0 0
DATA RETURN CORP 23785M104 3750 1000 X 1000 0 0
DELL COMPUTER CORPORATION 247025109 681039 39056 X 25783 0 13273
DISNEY WALT COMPANY 254687106 1771612 61222 X 49095 0 12127
DOLE FOOD COMPANY 256605106 93338 5700 X 5700 0 0
DOMINION RESOURCES INC VA NEW 25746U109 6700 100 X 100 0 0
DTE ENERGY COMPANY 233331107 11681 300 X 300 0 0
DU PONT E I DE NEMOURS & COMPANY 263534109 764304 15820 X 11240 0 4580
DUKE ENERGY CORPORATION 264399106 531960 6240 X 6240 0 0
ECHELON CORPORATION 27874N105 1606 100 X 100 0 0
EDISON INTERNATIONAL 281020107 6250 400 X 400 0 0
EMC CORPORATION MASSACHUSETTS 268648102 589589 8866 X 8866 0 0
EMERSON ELECTRIC COMPANY 291011104 683698 8675 X 8675 0 0
EMULEX CORPORATION-COMMON NEW 292475209 47963 600 X 600 0 0
ENSCO INTERNATIONAL INCORPORATED 26874Q100 6813 200 X 200 0 0
EXXON MOBIL CORPORATION 30231G102 3498887 40246 X 31359 0 8887
EZCORP INCORPORATED-CL A NON VOTING 302301106 2018 1345 X 1345 0 0
FANNIE MAE 313586109 1077869 12425 X 12425 0 0
FIRST UNION CORPORATION 337358105 13906 500 X 500 0 0
FIRST W VA BANCORP INC 337493100 2518 190 X 190 0 0
FIRSTAR CORPORATION NEW WIS 33763V109 9300 400 X 400 0 0
FLEETBOSTON FINL CORP 339030108 11269 300 X 300 0 0
FORD MTR CO DEL 345370860 182109 7770 X 7770 0 0
FORTUNE BRANDS INCORPORATED 349631101 15000 500 X 500 0 0
FRANCHISE FINANCE CORP AMERICA 351807102 11819 507 X 507 0 0
FRANKLIN RESOURCES INCORPORATED 354613101 381000 10000 X 10000 0 0
GAP INCORPORATED 364760108 440640 17280 X 10780 0 6500
GENERAL DYNAMICS CORPORATION 369550108 93600 1200 X 1200 0 0
GENERAL ELECTRIC COMPANY 369604103 369608432 7710215 X 7680325 0 29890
GENUINE PARTS COMPANY 372460105 117844 4500 X 4500 0 0
GILLETTE COMPANY 375766102 43711 1210 X 1210 0 0
GLOBALSTAR TELECOMMUNICATIONS G3930H104 259 286 X 286 0 0
GOODRICH B F COMPANY 382388106 352838 9700 X 9700 0 0
GPU INCORPORATED 36225X100 14725 400 X 400 0 0
GTS DURATEK INCORPORATED 36237J107 2500 400 X 400 0 0
GUIDANT CORPORATION 401698105 1725461 31990 X 25590 0 6400
HARRAHS ENTERTAINMENT INCORPORATED 413619107 60663 2300 X 2300 0 0
HEINZ H J COMPANY 423074103 384244 8100 X 8100 0 0
HEWLETT PACKARD COMPANY 428236103 988538 31320 X 31320 0 0
HIBERNIA CORPORATION 428656102 2550 200 X 200 0 0
HILTON HOTELS CORPORATION 432848109 4652 443 X 443 0 0
HOME DEPOT INCORPORATED 437076102 3155362 69064 X 54243 0 14821
HOMESTAKE MINING COMPANY 437614100 838 200 X 0 0 200
INDYMAC MORTGAGE HOLDINGS INC 456607100 17995 610 X 610 0 0
INTEL CORPORATION 458140100 4012743 133480 X 107530 0 25950
INTERNATIONAL BUSINESS MACHINES CORP 459200101 2033200 23920 X 19070 0 4850
INTERNATIONAL PAPER COMPANY 460146103 12244 300 X 300 0 0
ITRON INCORPORATED 465741106 1813 500 X 500 0 0
IVAX CORPORATION 465823102 2873 75 X 75 0 0
JDS UNIPHASE CORP 46612J101 909371 21814 X 16601 0 5213
JOHNSON & JOHNSON 478160104 3025590 28798 X 22988 0 5810
K MART CORPORATION 482584109 53125 10000 X 10000 0 0
KEYCORP NEW 493267108 19600 700 X 700 0 0
KIMBERLY CLARK CORPORATION 494368103 2368822 33510 X 25600 0 7910
KROGER COMPANY 501044101 210357 7773 X 7773 0 0
LCA VISION INCORPORATED-COMMON NEW 501803209 22 21 X 21 0 0
LILLY ELI & COMPANY 532457108 77242 830 X 830 0 0
LOCKHEED MARTIN CORPORATION 539830109 129010 3800 X 3800 0 0
LUCENT TECHNOLOGIES INCORPORATED 549463107 346302 25652 X 25652 0 0
M & T BK CORP 55261F104 7548 111 X 111 0 0
MANDALAY RESORT GROUP 562567107 222227 10130 X 10130 0 0
MASSEY ENERGY GROUP 576206106 2550 200 X 200 0 0
MBNA CORPORATION 55262L100 189489 5130 X 5130 0 0
MCDONALDS CORPORATION 580135101 312800 9200 X 9200 0 0
MCGRAW HILL COMPANIES INCORPORATED 580645109 1418139 24190 X 17675 0 6515
MEDTRONIC INCORPORATED 585055106 1884908 31220 X 25190 0 6030
MERCK & COMPANY INCORPORATED 589331107 3902758 41685 X 32630 0 9055
MERRILL LYNCH & COMPANY INCORPORATED 590188108 20456 300 X 300 0 0
MGM GRAND INCORPORATED 552953101 85183 3022 X 2822 0 200
MICROS SYSTEMS INCORPORATED 594901100 1825 100 X 100 0 0
MICROSOFT CORPORATION 594918104 2919138 67300 X 54445 0 12855
MILLS CORPORATION-REIT 601148109 16563 1000 X 1000 0 0
MINNESOTA MINING & MANUFACTURING CO 604059105 24100 200 X 200 0 0
MORGAN STANLEY DEAN WITTER DISCOVER 617446448 1760222 22211 X 16156 0 6055
MOTOROLA INCORPORATED 620076109 1041559 51435 X 35565 0 15870
NASDAQ 100 TR 631100104 971944 16650 X 16650 0 0
NATIONAL CITY CORPORATION 635405103 5750 200 X 200 0 0
NCR CORPORATION-NEW 62886E108 14394 293 X 293 0 0
NETMANAGE INCORPORATED 641144100 281 300 X 300 0 0
NEW PLAN EXCEL REALTY TRUST INC 648053106 7875 600 X 600 0 0
NEWELL RUBBERMAID INC 651229106 147875 6500 X 6500 0 0
NEWMONT MINING CORPORATION 651639106 734 43 X 43 0 0
NEXTEL COMMUNICATIONS INC-CLASS A 65332V103 7425 300 X 300 0 0
NISOURCE INCORPORATED 65473P105 12300 400 X 400 0 0
NORDSTROM INCORPORATED 655664100 130950 7200 X 7200 0 0
NORTH FORK BANCORPORATION INC N Y 659424105 7369 300 X 300 0 0
NORTHRIM BANK ALASKA 666764105 5316 525 X 525 0 0
ORACLE CORPORATION 68389X105 3515458 120962 X 87782 0 33180
PARK PL ENTMT CORP 700690100 14922 1250 X 1250 0 0
PEPSICO INCORPORATED 713448108 2492548 50291 X 38821 0 11470
PFIZER INCORPORATED 717081103 7477898 162563 X 140143 0 22420
PHARMACIA CORP 71713U102 1680916 27556 X 25119 0 2437
PHELPS DODGE CORPORATION 717265102 5581 100 X 100 0 0
PHILIP MORRIS COS INCORPORATED 718154107 1075800 24450 X 24450 0 0
PLUM CREEK TIMBER COMPANY INC 729251108 36400 1400 X 1400 0 0
PNC FINANCIAL CORPORATION 693475105 7306 100 X 100 0 0
PPG INDUSTRIES INCORPORATED 693506107 185250 4000 X 4000 0 0
PROCTER & GAMBLE COMPANY 742718109 933406 11900 X 11900 0 0
PTEK HOLDINGS INCORPORATED 69366M104 1438 1000 X 1000 0 0
PURCHASEPRO COM INCORPORATED 746144104 5145 294 X 294 0 0
QWEST COMMUNICATIONS INTL INC 749121109 2374143 58083 X 44458 0 13625
RALCORP HOLDINGS INCORPORATED NEW 751028101 8188 500 X 500 0 0
RED HAT INC 756577102 88 14 X 14 0 0
REGIONS FINANCIAL CORPORATION 758940100 5463 200 X 200 0 0
RITE AID CORPORATION 767754104 2375 1000 X 1000 0 0
ROCHESTER MED CORP 771497104 30000 6000 X 6000 0 0
SAFEWAY INCORPORATED-COMMON NEW 786514208 15625 250 X 250 0 0
SBC COMMUNICATIONS INCORPORATED 78387G103 931364 19505 X 15885 0 3620
SCHERING PLOUGH CORPORATION 806605101 3150874 55522 X 45162 0 10360
SERVICEMASTER COMPANY 81760N109 5175 450 X 450 0 0
SHERWIN WILLIAMS COMPANY 824348106 322328 12250 X 12250 0 0
SIERRA HEALTH SERVICES INCORPORATED 826322109 3800 1000 X 1000 0 0
SIMON PROPERTY GROUP 828806109 6528 272 X 272 0 0
SKY FINL GROUP INC 83080P103 6080 363 X 363 0 0
SOLUTIA INCORPORATED 834376105 12000 1000 X 1000 0 0
SOUTHERN COMPANY 842587107 19950 600 X 600 0 0
SOUTHERN MO BANCORP INC 843380106 1363 100 X 100 0 0
SOUTHTRUST CORPORATION 844730101 8138 200 X 200 0 0
SOUTHWEST GAS CORPORATION 844895102 3456 158 X 158 0 0
SOVEREIGN BANCORP INC 845905108 8125 1000 X 1000 0 0
SPDR TRUST-UNIT SERIES 1 78462F103 1346640 10265 X 10265 0 0
ST JUDE MEDICAL INCORPORATED 790849103 2273 37 X 37 0 0
STATION CASINOS INCORPORATED 857689103 44813 3000 X 1500 0 1500
SUMMIT BANCORP 866005101 7638 200 X 200 0 0
SUN MICROSYSTEMS INCORPORATED 866810104 2060632 73924 X 52950 0 20974
SUPERGEN INCORPORATED 868059106 17344 1250 X 1250 0 0
SUSQUEHANNA BANCSHARES INC PA 869099101 3300 200 X 200 0 0
SYMMETRICOM INCORPORATED 871543104 19013 1950 X 1950 0 0
TARGET CORPORATION 87612E106 278318 8630 X 8630 0 0
TECHNOLOGY SECTOR SPDR TR 81369Y803 153118 4890 X 4890 0 0
TEXACO INCORPORATED 881694103 235454 3790 X 3790 0 0
TEXAS INSTRUMENTS INCORPORATED 882508104 127913 2700 X 2700 0 0
TIME WARNER INCORPORATED 887315109 5224 100 X 100 0 0
TRANSOCEAN SEDCC FREX INCORPORATED G90078109 389666 8471 X 7647 0 824
TRICO BANCSHARES 896095106 1600 100 X 100 0 0
TRICON GLOBAL RESTAURANTS INC 895953107 36300 1100 X 1100 0 0
TXU CORP 873168108 537511 12130 X 8060 0 4070
TYCO INTERNATIONAL LTD-NEW 902124106 3582803 64555 X 46635 0 17920
UNION PACIFIC CORPORATION 907818108 254004 5005 X 5005 0 0
UNITED PARCEL SERVICE 911312106 11750 200 X 200 0 0
UTILICORP UNITED INCORPORATED 918005109 18600 600 X 600 0 0
VERIZON COMMUNICATIONS 92343V104 588768 11746 X 11746 0 0
VIACOM INCORPORATED-CLASS A 925524100 2444 52 X 52 0 0
VIACOM INCORPORATED-CLASS B 925524308 925323 19793 X 11365 0 8428
VISTEON CORP 92839U107 1495 130 X 130 0 0
WAL MART STORES INCORPORATED 931142103 3831959 72131 X 55496 0 16635
WD 40 COMPANY 929236107 3888 200 X 200 0 0
WELLS FARGO & COMPANY NEW 949746101 2707860 48626 X 48626 0 0
WEYERHAEUSER COMPANY 962166104 304500 6000 X 6000 0 0
WOLVERINE TUBE INCORPORATED 978093102 5995 500 X 500 0 0
WORLDCOM INC 98157D106 1506769 107148 X 80110 0 27038
WPS RESOURCES CORPORATION 92931B106 7363 200 X 200 0 0
WVS FINL CORP 929358109 2475 200 X 200 0 0
XCEL ENERGY INC. 98389B100 17438 600 X 600 0 0
YAHOO INCORPORATED 984332106 243266 8092 X 4525 0 3567
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR COMMON STOCK 705126510 13802593 13273929 0 528664
FOREIGN COMMON STOCK
------------------------------
ALCATEL ALSTHOM-SP ADR RPSTG 1/5 SH 013904305 9118 163 X 163 0 0
BARRICK GOLD CORPORATION 067901108 9025 551 X 551 0 0
BP AMOCO PLC-SPONSORED ADR 055622104 1484125 31000 X 21068 0 9932
CABLE & WIRELESS PLC-ADR 126830207 7975 200 X 200 0 0
CORE LABORATORIES N V N22717107 8194 300 X 300 0 0
ERICSSON L M TEL CO-ADR CL B SEK 10 294821400 8950 800 X 800 0 0
FIRST AUSTRALIA PRIME INCOME FD INC 318653102 15518 3841 X 3841 0 0
GLAXO WELLCOME PLC-SPONSORED ADR 37733W105 2968 53 X 53 0 0
NORTEL NETWORKS CORP NEW 656568102 935199 29168 X 23028 0 6140
POTASH CORP SASK INCORPORATED 73755L107 77608 991 X 991 0 0
SCHLUMBERGER LIMITED 806857108 1727449 21610 X 17345 0 4265
SMITHKLINE BEECHAM-ADR REPSTG ORD A 832378301 26430 425 X 425 0 0
TELEFONOS DE MEXICO S A-SPNSD ADR 879403780 2256 50 X 50 0 0
VODAFONE GROUP PLC NEW 92857W100 289186 8075 X 8075 0 0
XCELERA COM INCORPORATED G31611109 3688 1000 X 1000 0 0
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR FOREIGN COMMON STOCK 4607689 98227 77890 0 20337
CONVERTIBLE PREFERRED STOCK
------------------------------
KMART FINANCING TRUST-CONV PFD 7.75% 498778208 18681 700 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR CONVERTIBLE PREFERRED STOCK 18681 700 N.A. N.A. N.A.
MUNICIPAL BONDS
------------------------------
MUNIVEST FD II INC * 62629P105 22750 2000 X N.A. N.A. N.A.
NUVEEN PREM INCOME MUN FD 4 INC * 6706K4105 17438 1500 X N.A. N.A. N.A.
VAN KAMPEN AMERN CAP MUN OPP TR II * 920944105 22375 2000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUNICIPAL BONDS 62563 5500 N.A. N.A. N.A.
CONVERTIBLE CORPORATE BONDS
------------------------------
BAKER J INC 7% 6/01/02 * 057232AA8 13133 17000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR CONVERTIBLE CORPORATE BONDS 13133 17000 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-EQUITY
------------------------------
AMERICAN INDL PPTYS REIT * 026791202 8330 680 X N.A. N.A. N.A.
BLACKROCK INCOME TRUST INCORPORATED * 09247F100 5813 1000 X N.A. N.A. N.A.
DUFF & PHELPS SELECTED UTILS INCOME * 264324104 36750 3500 X N.A. N.A. N.A.
MFS CHARTER INCOME TRUST-SH BEN INT * 552727109 26073 3023 X N.A. N.A. N.A.
MSDW ASIA PACIFIC FUND * 61744U106 8688 1000 X N.A. N.A. N.A.
OPPENHEIMER MULTI-SECTOR INCOME TR * 683933105 7770 1000 X N.A. N.A. N.A.
TCW CONV SECS FD INC * 872340104 51875 5000 X N.A. N.A. N.A.
ZWEIG TOTAL RETURN FUND INC * 989837109 6250 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-EQUITY 151549 16203 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-BOND
------------------------------
MFS MULTIMARKET INCOME TRUST - SBI * 552737108 24750 4000 X N.A. N.A. N.A.
PUTNAM PREMIER INCOME TRUST-SBI * 746853100 95777 15637 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-BOND 120527 19637 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-MUNI
------------------------------
BLACKROCK INSD MUN TERM TR INC * 092474105 10438 1000 X N.A. N.A. N.A.
KEMPER MUNICIPAL INCOME TR-COM S B I * 48842C104 10438 1000 X N.A. N.A. N.A.
KEMPER STRATEGIC MUN INCOME TR * 488427105 11200 1000 X N.A. N.A. N.A.
MUNIYIELD QUALITY FUND II INC * 62630T104 11375 1000 X N.A. N.A. N.A.
NUVEEN QUALITY INCOME MUN FD INC * 670977107 27500 2000 X N.A. N.A. N.A.
VAN KAMPEN MERRITT VALUE MUN INC TR * 921132106 25250 2000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-MUNI 96201 8000 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-GOVT
------------------------------
H & Q LIFE SCIENCES INVS * 404053100 7569 349 X N.A. N.A. N.A.
MFS GOVERNMENT MKTS INCOME TR-S B I * 552939100 6500 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-GOVT 14069 1349 N.A. N.A. N.A.
LTD PARTNERSHIPS NON REAL EST
------------------------------
CEDAR FAIR LTD PARTN-DEPOSITORY UNIT * 150185106 7340 400 X N.A. N.A. N.A.
CROWN PAC PARTNERS L P * 228439105 8938 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR LTD PARTNERSHIPS NON REAL EST 16278 1400 N.A. N.A. N.A.
**GRAND TOTALS** 710227200 13970609 13351819 0 549001
</TABLE>
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