================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Final Amendment
to
Schedule 13E-3
Rule 13e-3 Transaction Statement
(Pursuant to Section 13(e) of the
Securities Exchange Act of 1934)
n-Vision, Inc.
-------------------------------------------------------------------------------
(Name of Issuer)
n-Vision, Inc.
Advanced Technology Systems, Inc.
ATS Acquisitions, Inc.
Delmar J. Lewis
Claude H. Rumsey, Jr.
-------------------------------------------------------------------------------
(Name of Person(s) Filing Statement)
Common Stock, $.01 par value
-------------------------------------------------------------------------------
(Title of Class of Securities)
62944R 30 7
-------------------------------------------------------------------------------
(CUSIP Number of Class of Securities)
Delmar J. Lewis
n-Vision, Inc.
7915 Jones Branch Drive
Suite 1201
McLean, Virginia 22102
(703) 506-8808
-------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications on Behalf of the Person(s) Filing Statement)
This statement is filed in connection with (check the appropriate box):
a. [X] The filing of solicitation materials or an information
statement subject to Regulation 14A [17 CFR 240.14a-1 to
240.14b-1], Regulation 14C [17 CFR 240.14c-1 to 240.14c-101]
or Rule 13e-3(c) [ss. 240.13e-3(c)] under the Securities
Exchange Act of 1934.
b. [ ] The filing of a registration statement under the
Securities Act of 1933.
c. [ ] A tender offer.
d. [ ] None of the above.
Check the following box if the soliciting materials or information
statement referred to in checking box (a) are preliminary copies: [ ]
CALCULATION OF FILING FEE
- --------------------------------------------------------------------------------
Transaction Valuation* Amount of filing fee
$1,275,762 $256
- --------------------------------------------------------------------------------
*For purposes of calculating the filing fee only. This assumes the
purchase of 2,551,523 shares of common stock of the Issuer at $0.50
cash per share.
[x] Check box if any part of the fee is offset as provided by Rule
0-11(a)(2) and identify the filing with which the offsetting
fee was previously paid. Identify the previous filing by
registration statement number or the Form or Schedule and the
date of its filing.
Amount Previously Paid: $256
----
Form or Registration No.: PRE14A
------
Filing Party: n-Vision, Inc.
--------------
Date Filed: November 8, 1999
----------------
================================================================================
<PAGE>
This Final Amendment amends and supplements the Rule 13e-3 Transaction
Statement filed by n-Vision, Inc., a Delaware corporation (the "Company" or
"Issuer"), Advanced Technology Systems, Inc. ("ATS"), ATS Acquisitions, Inc.
("ATS Acquisitions"), Delmar J. Lewis and Claude H. Rumsey, Jr. on November 8,
1999 and amended on December 23, 1999, January 19, 2000 and February 14, 2000 in
connection with the Agreement and Plan of Merger dated October 15, 1999 (the
"Agreement"), a copy of which is attached as Appendix A of the proxy statement
("Proxy Statement"), filed with the Securities and Exchange Commission on
February 14, 2000 pursuant to Regulation 14A under the Securities Exchange Act
of 1934, as amended.
The Agreement and Merger were duly approved at a Special Meeting of
Shareholders of the Company held on March 6, 2000 (the "Special Meeting") having
received the favorable vote of a majority of the outstanding stock entitled to
vote thereon. Of 2,651,523 shares of Common Stock entitled to vote at the
Special Meeting, the holders of 1,650,022 shares were present in person or by
proxy. Of the shares entitled to vote at the Special Meeting, 1,552,960, or
58.57%, shares were in favor of the approval of the Agreement and Merger;
96,812, or 3.65%, shares were against the approval of the Agreement and Merger;
and 250, or .01%, shares abstained from voting on the matter. Pursuant to the
Agreement, ATS Acquisitions, a newly formed Delaware corporation that is
wholly-owned by ATS, merged with and into the Company and all outstanding
shares of common stock, $0.01 par value, of the Company (except for 100,000
shares of common stock held by ATS and shares held by dissenting shareholders)
were cancelled and converted automatically into the right to receive $0.50 in
cash, payable to the holder, without interest, upon the terms and subject to the
conditions set forth in the Agreement.
On March 7, 2000, the Company executed and filed a Certificate of
Merger with the Secretary of State of the State of Delaware in accordance with
Sections 251 and 103 of the Delaware General Corporation Law. On March 9, 2000,
the Company filed with the Securities and Exchange Commission a Certification
and Notice of Termination of Registration under Section 12(g) of the Securities
Exchange Act of 1934 on Form 15 in reliance on Rule 12g-4(a)(1)(i).
The cross-reference sheet below is being supplied pursuant to General
Instruction F to Schedule 13E-3 and shows the location in the Proxy Statement
filed by the Company with the Securities and Exchange Commission concurrently
herewith required to be included in response to the items of this Statement. The
information in such Proxy Statement is hereby expressly incorporated herein by
reference. A copy of such Proxy Statement of the Company is attached hereto as
Exhibit (d)(1).
CROSS REFERENCE SHEET
<TABLE>
<CAPTION>
Item in Location in
Schedule 13E-3 Proxy Statement
-------------- ---------------
<S> <C>
Item 1(a)...................................The Merger Agreement
Item 1(b)...................................Market Prices of Common Stock and Dividends
Item 1(c)...................................Market Prices of Common Stock and Dividends
Item 1(d)...................................Market Prices of Common Stock and Dividends
Item 1(e)...................................*
Item 1(f)...................................*
Item 2(a)...................................The Merger Agreement; Management
Item 2(b)...................................The Merger Agreement; Management
Item 2(c)...................................The Merger Agreement; Management
Item 2(d)...................................The Merger Agreement; Management
Item 2(e)...................................Management
Item 2(f)...................................Management
Item 2(g)...................................Management
Item 3......................................Special Factors; Certain Related Transactions
Item 4(a)...................................Summary; Special Factors; The Merger
Agreement
Item 4(b)...................................Summary; Special Factors
Item 5......................................The Merger Agreement; Conduct of n-Vision's
Business After The Merger
Item 6(a)...................................Special Factors
Item 6(b)...................................The Merger Agreement
Item 6(c)...................................Special Factors
Item 6(d)...................................Special Factors
<PAGE>
Item 7......................................Special Factors
Item 8......................................Special Factors
Item 9......................................Special Factors
Item 10(a)..................................Voting Securities and Principal Holders Thereof
Item 10(b)..................................*
Item 11.....................................*
Item 12(a)..................................Summary; Voting Rights and Proxies; Special Factors
Item 12(b)..................................Special Factors
Item 13(a)..................................Rights of Dissenting Shareholders
Item 13(b)..................................*
Item 13(c)..................................*
Item 14.....................................Financial Statements
Item 15(a)..................................*
Item 15(b)..................................*
Item 16.....................................Proxy Statement
Item 17.....................................Separately included herewith
</TABLE>
- ---------------
* This Item is inapplicable or the answer thereto is in the negative.
<PAGE>
Material to be filed as Exhibits.
(b)(1)* Opinion of RP Financial, L.C. (filed as Appendix B to
Exhibit (d)(1))
(b)(2)* RP Financial, L.C. Report, dated October 6, 1999,
delivered to the Board of Directors and the Special
Committee.
(d)(1)* Proxy Statement filed with the Securities and
Exchange Commission by the Company on February 14,
2000.
(e)(1)* Section 262 of the Delaware General Corporation Law
(filed as Appendix C to Exhibit (d)(1)).
- ---------------------
* Previously filed.
<PAGE>
SIGNATURES
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: March 20, 2000 n-VISION, INC.
By: /s/ Delmar J. Lewis
----------------------------
Name: Delmar J. Lewis
Title: Chief Executive Officer
Dated: March 20, 2000 ADVANCED TECHNOLOGY SYSTEMS, INC.
By: /s/ Claude H. Rumsey, Jr.
----------------------------
Name: Claude H. Rumsey, Jr.
Title: Vice President
Dated: March 20, 2000 ATS ACQUISITIONS, INC.
By: /s/ Claude H. Rumsey, Jr.
----------------------------
Name: Claude H. Rumsey, Jr.
Title: Vice President
Dated: March 20, 2000
By: /s/ Delmar J. Lewis
----------------------------
Delmar J. Lewis
Dated: March 20, 2000
By: /s/ Claude H. Rumsey, Jr.
----------------------------
Claude H. Rumsey, Jr.
