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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 10-K/A
Annual Report Pursuant to Section 13 of the
Securities Exchange Act of 1934
For the fiscal year ended June 30, 1996
Securities and Exchange Commission File Number 0-25722
HF BANCORP, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 33-0576146
(State or other jurisdiction (I.R.S. Employer I.D. No.)
of incorporation or organization)
445 E. FLORIDA AVENUE, HEMET, CALIFORNIA 92543
(Address of principal executive offices)
Registrant's telephone number, including area code: (909) 658-4411
Securities registered pursuant to Section 12(b) of the Act: Not Applicable
Securities registered pursuant to Section 12(g) of the Act:
COMMON STOCK, $.01 PAR VALUE PER SHARE NASDAQ STOCK MARKET
(Title of Class) (Name of exchange on which registered)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or such shorter period that the registrant
was required to file such reports) and (2) has been subject to such filing
requirements for the past 90 days.
Yes X No
----- -----
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of the registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [ X ]
The number of shares outstanding for each of the registrant's classes of
common stock issued and outstanding as of September 10, 1996 was 6,281,875.
The aggregate market value of the voting stock held by "non-affiliates" of
the registrant (i.e., persons other than the directors and executive officers of
----
the registrant) was $55,543,854 based upon the last sales price as quoted on The
NASDAQ Stock Market for September 10, 1996.
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PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENTS SCHEDULES, AND REPORTS ON FORM 8-K
(a) 1. Financial Statements
These documents are listed in the Index to Consolidated Financial
Statements under Item 8.
2. Financial Statement Schedules
Financial Statement Schedules have been omitted because they are
not applicable or the required information is shown in the
Consolidated Financial Statements or Notes thereto.
(b) Reports on Form 8-K Filed During the Quarter Ended June 30, 1996
Reports on Form 8-K were filed on April 19, 1996 reporting that the
Company had entered into an agreement whereby the Association would
acquire certain assets and liabilities associated with three branch
offices of Hawthorne Savings F.S.B.; on May 20, 1996 announcing that
the Company had entered into an agreement and Plan of Merger whereby
the Company would acquire Palm Springs Savings Bank, F.S. B.; on June
28, 1996 announcing the Association had completed its purchase of
three San Diego County branches of Hawthorne Savings Bank, F.S.B.;
on July 5, 1996 announcing the appointment of a new director; and on
September 4, 1996 announcing the pro forma results of the
Association's acquisition of branch offices from Hawthorne Savings
Bank, F.S.B.
(c) Exhibits Required by Securities and Exchange Commission Regulation
S-K
1
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Exhibit Number
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3.1 Amended Certificate of Incorporation of HF Bancorp, Inc.*
3.2 Bylaws of HF Bancorp, Inc.*
4.0 Stock Certificate of HF Bancorp, Inc.*
10.1 Employment Agreement entered into between the Association and Mr.
Eichinger*
10.2 Employment Agreement entered into between the Company and Mr. Eichinger*
10.3 Change in Control Agreements entered into between the Association and
certain executive officers*
10.4 Change in Control Agreements entered into between the Company and
certain executive officers*
10.5 Hemet Federal Savings and Loan Association Employee Stock Ownership Plan
and Trust*
10.6 Hemet Federal Savings and Loan Association Retirement Restoration Plan**
10.7 Hemet Federal Savings and Loan Association Directors Deferred Fee Stock
Unit Plan**
10.8 Hemet Federal Savings and Loan Association Management Deferred
Compensation Plan**
10.9 HF Bancorp, Inc. 1995 Master Stock Option Plan***
10.10 Hemet Federal Savings and Loan Association 1995 Master Stock
Compensation Plan***
21 Subsidiaries of HF Bancorp, Inc. See "Part I - Subsidiaries," which
information is incorporated herein by reference
27 Financial Data Schedule (filed herewith)
99 Proxy Statement for 1996 Annual Meeting (filed herewith)
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* Incorporated herein by reference into this document from the Exhibits to
Form S-1 Registration Statement and any amendments thereto, filed March 14,
1994, Registration No. 33-90286.
** Incorporated herein by reference into this document form the Form 10-K for
the fiscal year ended June 30, 1995 filed with the Commission on September
27, 1995, file No. 0-27522.
*** Incorporated herein by reference into this document from the Proxy
Statement dated November 28, 1995 filed on December 1, 1995 with the
Commission.
2
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SIGNATURE
Pursuant to the requirements of Section 13 of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
HF Bancorp, Inc.
By: /s/ J. Robert Eichinger
------------------------------
J. Robert Eichinger
Dated: November 4, 1996 President and Chief Executive Officer
------------------- Chairman of the Board
<TABLE> <S> <C>
<ARTICLE> 9
<LEGEND>
This schedule contains summary information extracted from the Form 10-K and is
qualified in its entirety by reference to such financial statements.
</LEGEND>
<CIK> 0000941547
<NAME> HF BANCORP, INC.
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<S> <C>
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