EXHIBIT INDEX
EXHIBIT A:
Attachment to item 77D:
Policies with respect to security investments.
EXHIBIT B:
Attachment to item 77O:
Transactions effected pursuant to Rule 10f-3
EXHIBIT C:
Attachment to item 77Q1:
Exhibits
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EXHIBIT A:
Warburg, Pincus Trust
Registration No. 33-58125
Sub-Item 77D: Policies with respect to security investments
On February 3, 2000, the Board of Trustees voted to remove the
Value Portfolio's policy of pursuing its objective "by investing
in dividend-paying equity securities" as a primary strategy of
the Portfolio.
EXHIBIT B:
Sub-Item 77O:
Transactions for the Period January 1, 2000 through June 30, 2000
THE INFORMATION WILL BE PRESENTED IN THE FOLLOWING ORDER:
PORTFOLIO; OFFERING; DATE; BROKER; PRICE
POST-VENTURE CAPITAL; Therma-Wave; 2/3/00; Lehman; $20.00
GROWTH & INCOME; Kerr McGee; 2/7/00; Goldman; $50.00
EMERGING MARKET; UT Starcom; 3/2/00; Merrill; $18.00
INTERNATIONAL EQUITY; Infineon Technologi; 3/13/00;
Deutsche; $35.00
INTERNATIONAL EQUITY; OCI COMM-Private PLC; 3/27/00;
Griffiths McBurney; $18.00
EMERGING GROWTH; COMMUNITY HEALTH SYSTEMS; 6/8/00; MERRILL; $13.00
GLOBAL Post-Venture Capital; Community Health Systems; 6/8/00;
Merrill; $13.00
SMALL COMPANY VALUE; Community Health Systems; 6/8/00; Merrill;
$13.00
EMERGING GROWTH; 13Mobile; 4/6/00; Deutsche; $16.00
GROWTH & INCOME; MetLife; 4/4/00; Goldman; $14.25
EMERGING GROWTH; West Teleservices Corp; 4/27/00; Goldman; $21.00
THE INFORMATION WILL BE PRESENTED IN THE FOLLOWING ORDER:
PORTFOLIO; SHARES/PAR; % OF OFFERING; % OF ASSETS;
SYNDICATE MEMBER
POST-VENTURE CAPITAL; 4,400; 0.0489%; 0.0545%;
CS First Boston
GROWTH & INCOME; 1,900; 0.0253%; 0.4345%;
CS First Boston
EMERGING MARKET; 300; 0.0030%; 0.0180%;
CS First Boston
INTERNATIONAL EQUITY; 36,500; 0.0237%; 0.1934%;
CS First Boston
INTERNATIONAL EQUITY; 370,000; 1.0000%; 1.0353%;
CS First Boston
EMERGING GROWTH; 5,000; 0.0267%; 0.1700%;
CS First Boston
GLOBAL POST-VENTURE CAPITAL; 13,000; 0.0693%; 0.0443%;
CS First Boston
SMALL COMPANY VALUE; 302,800; 1.6149%; 0.2735%;
CS First Boston
EMERGING GROWTH; 3,300; 0.0647%; 0.1700%;
CS First Boston
GROWTH & INCOME; 10,000; 0.0050%; 0.6601%;
CS First Boston
EMERGING GROWTH; 4,500; 0.1125%; 0.4655%;
CS First Boston
EXHIBIT C:
Sub-Item 77Q1: Exhibits
(a) Certificates of Amendment to the Declaration of Trust are
incorporated herein by reference to Post Effective Amendment No.
13 to Registrant's Registration Statement on Form N-1A, as filed
on April 26, 2000.
(b) The Trustees of the Trust adopted the following resolution
on behalf of the Value Portfolio of the Trust (formerly, the
Growth & Income Portfolio) at a Meeting of the Board of Trustees
held on February 3, 2000:
RESOLVED, that the Growth & Income Portfolio's Policy
of pursuing its objective "by investing in dividend
paying equity securities" be, and it hereby is,
removed as a primary strategy.
