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United States
Securities and Exchange Commission
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the Quarter Ended December 31, 1999
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Apex Capital, LLC
Address: Pine Grove
4 Orinda Way, Suite 240-B
Orinda, CA 94563
13F File Number: 28-6260
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sanford J. Colen
Title: Manager & Principal
Phone: 925-253-1800
Signature, Place, and Date of Signing:
Sanford J. Colen, Orinda, CA February 11, 2000
Report Type (Check only one.):
[ x ] 13F Holdings Report.
[ ] 13F Notice.
[ ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 84
Form 13F Information Table Value Total: $183,684
List of Other Included Managers:
No. 13F File Number Name:
01 28-6260 Apex Capital, LLC
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Form 13F Information Table
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of Class CUSIP Value Shares / Investment Other Voting Authority (Shares)
(x $1000) Prn Amt Discretion ManagersSole Shared None
<C> <C> <C> <C> <C> <C> <C> <C> <C>
ABERCROMBIE & FITCH CO-A common stock 002896207 $4,991 187,000 other 1 187,000
ACTEL CORP common stock 004934105 $3,031 126,300 other 1 126,300
AFFILIATED MANAGERS GRP common stock 008252108 $2,374 58,700 other 1 58,700
AMERICAN EAGLE OUTFITRS common stock 02553E106 $675 15,000 other 1 15,000
AMERICREDIT CORP common stock 03060R101 $11,470 620,000 other 1 620,000
ANNTAYLOR STORES CORP common stock 036115103 $2,497 72,500 other 1 72,500
APACHE CORP common stock 037411105 $1,821 49,300 other 1 49,300
ARCHITEL SYSTEMS CORP common stock 039917109 $545 40,000 other 1 40,000
ASHFORD.COM INC common stock 044093102 $220 20,000 other 1 20,000
AVIGEN INC common stock 053690103 $685 22,110 other 1 22,110
BAKER (J.) INC common stock 057232100 $1,950 325,000 other 1 325,000
BEST BUY COMPANY INC common stock 086516101 $2,764 55,000 other 1 55,000
BROADWING INC common stock 111620100 $5,996 162,600 other 1 162,600
CAVANAUGHS HOSPITALITY common stock 149564106 $1,873 227,000 other 1 227,000
CENDANT CORP common stock 151313103 $1,992 75,000 other 1 75,000
CLARK (DICK) PROD INC common stock 181512104 $241 16,206 other 1 16,206
COASTAL CORP common stock 190441105 $4,139 116,800 other 1 116,800
COLUMBIA HCA HLTHCARE common stock 197677107 $1,905 65,000 other 1 65,000
COSTCO WHOLESALE CORP common stock 22160K105 $1,643 18,000 other 1 18,000
COUNTRYWIDE CREDIT IND common stock 222372104 $2,689 106,500 other 1 106,500
CYPRESS SEMICONDUCTOR common stock 232806109 $2,428 75,000 other 1 75,000
CYTYC CORPORATION common stock 232946103 $1,221 20,000 other 1 20,000
DEVON ENERGY CORP common stock 25179M103 $924 28,100 other 1 28,100
DRIL-QUIP common stock 262037104 $759 25,000 other 1 25,000
E. W. BLANCH HOLDINGS INC common stock 093210102 $919 15,000 other 1 15,000
ECHELON CORP common stock 27874N105 $3,423 175,000 other 1 175,000
ELCOR CORP common stock 284443108 $301 10,000 other 1 10,000
ENDOCARE INC common stock 29264P104 $351 41,600 other 1 41,600
ESS TECHNOLOGY common stock 269151106 $1,109 50,000 other 1 50,000
EUROWEB INTERNATIONAL common stock 298801101 $867 75,000 other 1 75,000
EXACTIS.COM INC common stock 30064G104 $425 17,500 other 1 17,500
FUNDTECH CORPORATION common stock 2208857 $205 10,000 other 1 10,000
GELTEX PHARMACEUTICALS common stock 368538104 $833 65,000 other 1 65,000
GILEAD SCIENCES INC common stock 375558103 $1,894 35,000 other 1 35,000
GUESS? INC common stock 401617105 $3,480 160,000 other 1 160,000
HOME PRODUCTS INTL INC common stock 437305105 $1,089 105,000 other 1 105,000
IGEN INTERNATIONAL INC common stock 449536101 $5,200 174,800 other 1 174,800
IMPERIAL BANCORP common stock 452556103 $1,206 50,000 other 1 50,000
IMS HEALTH INC common stock 449934108 $2,683 98,700 other 1 98,700
INDUS INTERNATIONAL INC common stock 45578L100 $609 50,000 other 1 50,000
INSO CORPORATION common stock 457674109 $323 10,000 other 1 10,000
INTERLINK ELECTRONICS INC common stock 458751104 $823 14,000 other 1 14,000
J.C. PENNEY COMPANY INC common stock 708160106 $997 50,000 other 1 50,000
JAN BELL MARKETING INC common stock 470760109 $203 70,500 other 1 70,500
JDA SOFTWARE GROUP INC common stock 46612K108 $1,863 113,800 other 1 113,800
JONES APPAREL GROUP INC common stock 480074103 $7,514 277,000 other 1 277,000
KENNETH COLE PROD-A common stock 193294105 $2,127 46,500 other 1 46,500
KRAUSE'S FURNITURE INC common stock 500760202 $2,729 949,048 other 1 949,048
LOWE'S COMPANIES common stock 548661107 $1,494 25,000 other 1 25,000
MANDALAY RESORT GROUP common stock 562567107 $2,516 125,000 other 1 125,000
MCKESSON HBOC INC common stock 58155Q103 $900 40,000 other 1 40,000
MCNAUGHTON APPAREL GRP common stock 582524104 $2,161 298,000 other 1 298,000
MENTOR CORP/MINN common stock 587188103 $1,033 40,000 other 1 40,000
METHODE ELECTRONICS-A common stock 591520200 $1,446 45,000 other 1 45,000
METROMEDIA FIBER NETWRK common stock 591689104 $1,198 25,000 other 1 25,000
METTLER-TOLEDO INT'l common stock 592688105 $2,765 72,400 other 1 72,400
NAUTICA ENTERPRISES INC common stock 639089101 $509 45,000 other 1 45,000
NETSILICON INC common stock 64115X105 $1,404 70,000 other 1 70,000
NEUROBIOLOGICAL TECH common stock 64124W106 $398 125,000 other 1 125,000
NOVEL DENIM HOLDINGS common stock 2083399 $589 137,500 other 1 137,500
NTL INCORPORATED common stock 629407107 $13,470 107,975 other 1 107,975
PARADYNE NETWORKS INC common stock 69911G107 $1,499 55,000 other 1 55,000
POLO RALPH LAUREN CORP common stock 731572103 $3,105 182,000 other 1 182,000
QUIKSILVER INC common stock 74838C106 $3,846 248,100 other 1 248,100
RAINBOW TECHNOLOGIES common stock 750862104 $1,046 45,000 other 1 45,000
REPUBLIC SERVICES INC common stock 760759100 $647 45,400 other 1 45,400
SAGA SYSTEMS INC common stock 786610105 $498 25,000 other 1 25,000
SEPRACOR INC common stock 817315104 $3,729 37,600 other 1 37,600
SOLUTIA INC common stock 834376105 $2,553 165,400 other 1 165,400
SUMMIT TECHNOLOGY INC common stock 86627E101 $1,052 90,000 other 1 90,000
SUNTERRA CORPORATION common stock 86787D109 $3,450 300,000 other 1 300,000
SYBRON INTL CORP common stock 87114F106 $2,469 100,000 other 1 100,000
TELESPECTRUM WORLDWIDE common stock 87951U109 $2,469 346,500 other 1 346,500
TJX COMPANIES INC common stock 872540109 $1,124 55,000 other 1 55,000
TOPPS COMPANY (THE) common stock 890786106 $2,412 232,500 other 1 232,500
TRAVELERS PROP CASUALTY common stock 893939108 $3,654 106,700 other 1 106,700
UNITED RETAIL GROUP INC common stock 911380103 $2,475 300,000 other 1 300,000
USX-MARATHON GROUP common stock 902905827 $1,536 62,200 other 1 62,200
VERIO INC common stock 923433106 $924 20,000 other 1 20,000
VERITAS DGC INC common stock 92343P107 $560 40,000 other 1 40,000
VETERINARY CTRS OF AMER common stock 925514101 $2,060 160,000 other 1 160,000
WET SEAL INC -CL A common stock 961840105 $3,700 302,000 other 1 302,000
WHOLE FOODS MARKET INC common stock 966837106 $8,283 178,600 other 1 178,600
WOMEN.COM NETWORKS common stock 978149102 $704 49,400 other 1 49,400
Total $183,684
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