SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Portland Brewing Company
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
736 420 100
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(CUSIP Number)
With a copy to:
Sherrill A. Corbett, Esq.
Tonkon Torp LLP
1600 Pioneer Tower
888 S.W. Fifth Avenue
Portland, Oregon 97204
(503) 221-1440
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(Name, Address and Telephone Number
of Person Authorized to Receive
Notices and Communications)
December 28, 2000
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(Date of Event Which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
Schedule because of ss. 240.13d-1(e), ss. 240.13d-1(f) or ss. 240.13d-1(g),
check the following box / /.
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 4
<PAGE>
CUSIP No. 736 420 100
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11. Names of Reporting Persons. I.R.S. Identification No. of above persons
(entities only)
Kerry S. Gilbert
2. Check the appropriate box if a member of a group (see instructions)
(a) / /
(b) / /
Not applicable.
3. SEC USE ONLY
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4. Source of Funds (see instructions)
not applicable
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5. Check box if disclosure of legal proceedings is required pursuant to
Items 2(d) or 2(e)
/ /
6. Citizenship or place of organization
United States
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NNumber of Shares 7. Sole Voting Power 366,183
Beneficially Owned by Each
Reporting Person With 8. Shared Voting Power 0
9. Sole Dispositive Power 366,183
10. Shared Dispositive Power 0
11. Aggregate amount beneficially owned by each reporting person
366,183 Shares of Common Stock
12. Check box if the aggregate amount in row (11) excludes certain shares
(see instructions)
/ /
13. Percent of class represented by amount in row (11)
7.3%
14. Type of Reporting Person
IN
PAge 2 of 4
<PAGE>
Item 1. Security and Issue (see instructions)
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This statement relates to the Common Stock, no par value (the
"Shares") of Portland Brewing Company (the "Company"). The
address of the principal executive offices of the Company is
2730 NW 31st Avenue, Portland, Oregon 97210.
Item 2. Identity and Background (see instructions)
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(a) Kerry S. Gilbert
(b) 1822 SW Madison, Portland, Oregon 97205.
(c) Mr. Gilbert is the President of Gilbert Bros. Real
Estate Services, Inc., a real estate brokerage and
development company whose principal executive offices
are at 1822 SW Madison, Portland, Oregon 97205.
(d) Mr. Gilbert has not, during the last five years, been
convicted in a criminal proceeding (excluding traffic
violations and misdemeanors).
(e) Mr. Gilbert has not been a party to a civil
proceeding of a judicial or administrative body of
competent jurisdiction as a result of which any
Reporting Person or other person identified above has
been subject to a judgment, decree or final order
enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state
securities laws or finding any violation with respect
to such laws.
(f) Mr. Gilbert is a United States citizen.
Item 3. Source and Amount of Funds and Other Consideration (see
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instructions)
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Kerry S. Gilbert acquired Shares of the Company as his
pro-rata portion of the shares held by Lake Oswego Brewing
Company ("LOBC") of which he was a shareholder, which were
distributed in December 2000.
Item 4. Purpose of Transaction (see instructions)
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The information under the first paragraph of Item 3 of this
statement is hereby incorporated by reference. There are no
current plans or proposals which would relate to or result in
any transaction described in items (a) through (j) of the
instructions to Item 4 of Schedule 13D.
Page 3 of 4
<PAGE>
Item 5. Interests in Securities of Issuer (see instructions)
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(a) Kerry S. Gilbert owns 366,183 Shares of the Company
representing 7.3% of the outstanding Shares of the
Company as of September 30, 2000.
(b) Kerry S. Gilbert has the sole power to vote and the
sole power to dispose of the 366,183 Shares of the
Company.
(c) The information under the first paragraph of Item 3
of this statement is hereby incorporated by
reference.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationship with
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respect to Securities of the Issuer (see instructions)
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Not applicable.
Item 7. Material to be Filed as Exhibits (see instructions)
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Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
DATED: January 5, 2001 /s/ Kerry S. Gilbert
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Kerry S. Gilbert