SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3)
Goodrich Petroleum Corp.
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(Name of Issuer)
COMMON STOCK, PAR VALUE $0.20
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(Title of Class of Securities)
382410 10 8
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(CUSIP Number)
Dennis J. Block, Esq.
Cadwalader, Wickersham & Taft
100 Maiden Lane
New York, NY 10038
(212) 504-5555
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
February 18, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the
following box /X/.
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP NO.
<PAGE>
SCHEDULE 13D
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CUSIP NO. PAGE 2 OF 4 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Patrick E. Malloy
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)(a)/_/ (b)/X/
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions)
PF
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) /_/
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
1,660,839
NUMBER OF
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SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY
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EACH 9 SOLE DISPOSITIVE POWER
REPORTING 1,660,839
PERSON
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WITH 10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,660,839
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12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) /_/
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.8%
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14 TYPE OF REPORTING PERSON (See Instructions)
IN
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<PAGE>
SCHEDULE 13D
AMENDMENT NO. 3
INTRODUCTION
This Amendment No. 3 relates to the Schedule 13D originally filed on
behalf of Patrick E. Malloy (the "Reporting Person") with the Securities and
Exchange Commission on October 28, 1999. The text of Item 5 of the Schedule 13D
is hereby amended as follows:
ITEM 5. INTEREST OF SECURITIES OF THE ISSUER.
(a) To the Reporting Person's knowledge, as of February 18, 2000 the
Corporation had issued and outstanding 6,841,995 shares of Common Stock. The
Reporting Person is the beneficial owner of 1,660,839 shares of Common Stock or
21.8% of the outstanding Common Stock, consisting of (i) 880,839 shares of
Common Stock, (ii) $1,200,000 of Goodrich Petroleum Company LLC Convertible
Notes which are currently convertible into 300,000 shares of Common Stock, (iii)
150,000 Preferred Units of Goodrich Petroleum Company LLC which are currently
convertible into 150,000 shares of Common Stock, and (iv) warrants to purchase
330,000 shares of Common Stock, which are currently exercisable.
(b) The Reporting Person has the sole power to vote, or to direct
the vote of, 1,660,839 shares of Common Stock and sole power to dispose of, or
to direct the disposition of, 1,660,839 shares of Common Stock.
(c) On February 18, 2000, the Reporting Person purchased 157,839
shares of newly issued Common Stock at $3.00 per share through a private
placement transaction.
In addition, the Reporting Person had the following open market
transactions in shares of Common Stock since the filing of the last amended
Schedule 13D:
Purchase Price Per
Date Number of Shares or Sale Share (1)
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12/21/1999 400 Purchase $2.68
12/22/1999 4,600 Purchase $2.75
12/23/1999 4,600 Purchase $2.75
12/28/1999 3,500 Purchase $2.50
12/29/1999 3,500 Purchase $2.43
03/01/2000 3,000 Purchase $4.87
03/02/2000 10,000 Purchase $4.56
03/07/2000 7,100 Purchase $4.62
03/08/2000 600 Purchase $4.62
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TOTAL 37,300
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(1) Excluding brokerage commissions.
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SCHEDULE 13D
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CUSIP NO. PAGE 4 OF 4 PAGES
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SIGNATURE.
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Date: March 15, 2000.
/s/ Patrick E. Malloy
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PATRICK E. MALLOY
