SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1 and Restatement)*
Avant! Corporation
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
053487104
- --------------------------------------------------------------------------------
(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 17 Pages
Exhibit Index Contained on Page 16
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 053487104 13 G Page 2 of 17 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Technology Venture Investors-4, L.P. ("TVI-4")
Tax ID Number: 94-3088804
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 1,289,134 shares, except that TVIM-4,
SHARES the general partner of TVI-4, and
BENEFICIALLY Messrs. Kagle, Marquardt, McMurtry,
OWNED BY EACH Wilson and Johnston, the general
REPORTING partners of TVIM-4, may be deemed to
PERSON have shared power to vote these shares.
WITH
----------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
----------------------------------------------
7 SOLE DISPOSITIVE POWER
1,289,134 shares, except that TVIM-4,
the general partner of TVI-4,
and Messrs. Kagle, Marquardt, McMurtry,
Wilson and Johnston, the
general partners of TVIM-4, may be
deemed to have shared power to
dispose of these shares.
----------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,289,134
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.63%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 053487104 13 G Page 3 of 17 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Partners - 4, L.P. ("TVIP-4")
Tax ID Number: 94-3084677
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 150,677 shares, except that TVIM-4,
SHARES the general partner of TVIP-4, and
BENEFICIALLY Messrs. Kagle, Marquardt, McMurtry,
OWNED BY EACH Wilson and Johnston, the general
REPORTING partners of TVIM-4, may be deemed
PERSON to have shared power to vote these
WITH shares.
--------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
150,677 shares, except that TVIM-4,
the general partner of TVIP-4,
and Messrs. Kagle, Marquardt,
McMurtry, Wilson and Johnston, the
general partners of TVIM-4, may be
deemed to have shared power to
dispose of these shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 150,677
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.66%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 053487104 13 G Page 4 of 17 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Affiliates - 4, L.P. ("TVIA-4")
Tax ID Number: 94-3154357
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 3,438 shares, except that TVIM-4,
SHARES the general partner of TVIA-4, and
BENEFICIALLY Messrs. Kagle, Marquardt, McMurtry,
OWNED BY EACH Wilson and Johnston, the general
REPORTING partners of TVIM-4, may be deemed
PERSON to have shared power to vote these
WITH shares.
--------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
3,438 shares, except that TVIM-4,
the general partner of TVIA-4, and
Messrs. Kagle, Marquardt, McMurtry,
Wilson and Johnston, the general
partners of TVIM-4, may be deemed
to have shared power to dispose of
these shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 3,438
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.02%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 053487104 13 G Page 5 of 17 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Affiliates - 4 1988, L.P. ("TVIA-4 1988")
Tax ID Number: 94-3084676
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 5,853 shares, except that TVIM-4,
SHARES the general partner of TVIA-4 1988,
BENEFICIALLY and Messrs. Kagle, Marquardt,
OWNED BY EACH McMurtry, Wilson and Johnston, the
REPORTING general partners of TVIM-4, may be
PERSON deemed to have shared power to vote
WITH these shares.
--------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
5,853 shares, except that TVIM-4,
the general partner of TVIA-4 1988,
and Messrs. Kagle, Marquardt,
McMurtry, Wilson and Johnston, the
general partners of TVIM-4, may be
deemed to have shared power to
dispose of these shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 5,853
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.03%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 053487104 13 G Page 6 of 17 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Management- 4, L.P. ("TVIM-4")
Tax ID Number: 94-3088676
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF SHARES 0 shares
BENEFICIALLY
OWNED BY EACH --------------------------------------------
REPORTING PERSON 6 SHARED VOTING POWER
WITH 1,449,102 shares, of which 1,289,34
shares are directly owned by TVI-4,
150,677 shares are directly owned
by TVIP-4, 3,438 shares are
directly owned by TVIA-4 and 5,853
shares are directly owned by TVIA-4
1988. TVIM-4 is the general partner
of TVI-4, TVIP-4, TVIA-4 and TVIA-4
1988, and may be deemed to have
shared power to vote such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
1,449,102 shares, of which
1,289,134 shares are directly owned
by TVI-4, 150,677 shares are
directly owned by TVIP-4, 3,438
shares are directly owned by TVIA-4
and 5,853 shares are directly owned
by TVIA-4 1988. TVIM-4 is the
general partner of TVI-4, TVIP-4,
TVIA-4 and TVIA-4 1988, and may be
deemed to have shared power to
dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,449,102
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.33%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 053487104 13 G Page 7 of 17 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Robert C. Kagle ("Kagle")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 8,500 shares, of which 4,500 are
SHARES shares issuable upon exercise of a
BENEFICIALLY stock option.
OWNED BY EACH ---------------------------------------------
REPORTING 6 SHARED VOTING POWER
PERSON 1,449,102 shares, of which 1,289,134
WITH shares are directly owned by TVI-4,
150,677 shares are directly owned by
TVIP-4, 3,438 shares are directly
owned by TVIA-4 and 5,853 shares are
directly owned by TVIA-4 1988. Kagle
is a general partner of TVIM-4, the
general partner of TVI-4, TVIP-4,
TVIA-4 and TVIA-4 1988, and may be
deemed to have shared power to vote
such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
8,500 shares, of 4,500 shares are
isussable upon exercise of a stock
option.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
1,449,102 shares, of which
1,289,134 shares are directly owned
by TVI-4, 150,677 shares are
directly owned by TVIP-4, 3,438
shares are directly owned by TVIA-4
and 5,853 shares are directly owned
by TVIA-4 1988. Kagle is a general
partner of TVIM-4, the general
partner of TVI-4, TVIP-4, TVIA-4
and TVIA-4 1988, and may be deemed
to have shared power to dispose of
such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,457,602
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.36%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 053487104 13 G Page 8 of 17 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
David F. Marquardt ("Marquardt")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 4,000 shares
SHARES
BENEFICIALLY ---------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
REPORTING
PERSON 1,449,102 shares, of which 1,289,134
WITH shares are directly owned by TVI-4,
150,677 shares are directly owned by
TVIP-4, 3,438 shares are directly
owned by TVIA-4 and 5,853 shares are
directly owned by TVIA-4 1988.
Marquardt is a general partner of
TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4
1988, and may be deemed to have
shared power to vote such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
4,000 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
1,449,102 shares, of which 1,289,134
shares are directly owned by TVI-4,
150,677 shares are directly owned by
TVIP-4, 3,438 shares are directly
owned by TVIA-4 and 5,853 shares are
directly owned by TVIA-4 1988.
Marquardt is a general partner of
TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4
1988, and may be deemed to have
shared power to dispose of such
shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,453,102
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.34%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 053487104 13 G Page 9 of 17 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Burton J. McMurtry ("McMurtry")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 3,500 shares
BENEFICIALLY
OWNED BY EACH --------------------------------------------
REPORTING 6 SHARED VOTING POWER
PERSON 1,449,102 shares, of which 1,289,134
WITH shares are directly owned by TVI-4,
150,677 shares are directly owned by
TVIP-4, 3,438 shares are directly
owned by TVIA-4 and 5,853 shares are
directly owned by TVIA-4 1988.
McMurtry is a general partner of
TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4
1988, and may be deemed to have
shared power to vote such shares.
---------------------------------------------
7 SOLE DISPOSITIVE POWER
3,500 shares
---------------------------------------------
8 SHARED DISPOSITIVE POWER
1,449,102 shares, of which
1,289,134 shares are directly owned
by TVI-4, 150,677 shares are
directly owned by TVIP-4, 3,438
shares are directly owned by TVIA-4
and 5,853 shares are directly owned
by TVIA-4 1988. McMurtry is a
general partner of TVIM-4, the
general partner of TVI-4, TVIP-4,
TVIA-4 and TVIA-4 1988, and may be
deemed to have shared power to
dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,452,602
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.34%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 053487104 13 G Page 10 of 17 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Mark G. Wilson ("Wilson")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 1,750 shares
SHARES
BENEFICIALLY --------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
REPORTING 1,449,102 shares, of which 1,289,134
PERSON shares are directly owned by TVI-4,
WITH 150,677 shares are directly owned by
TVIP-4, 3,438 shares are directly
owned by TVIA-4 and 5,853 shares are
directly owned by TVIA-4 1988.
Wilson is a general partner of
TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4
1988, and may be deemed to have
shared power to vote such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
1,750 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
1,449,102 shares, of which
1,289,134 shares are directly owned
by TVI-4, 150,677 shares are
directly owned by TVIP-4, 3,438
shares are directly owned by TVIA-4
and 5,853 shares are directly owned
by TVIA-4 1988. Wilson is a general
partner of TVIM-4, the general
partner of TVI-4, TVIP-4, TVIA-4
and TVIA-4 1988, and may be deemed
to have shared power to dispose of
such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,450,852
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.33%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 053487104 13 G Page 11 of 17 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
John R. Johnston ("Johnston")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 4,000 shares
SHARES
BENEFICIALLY
OWNED BY EACH --------------------------------------------
REPORTING 6 SHARED VOTING POWER
PERSON 1,449,102 shares, of which 1,289,134
WITH shares are directly owned by TVI-4,
150,677 shares are directly owned by
TVIP-4, 3,438 shares are directly
owned by TVIA-4 and 5,853 shares are
directly owned by TVIA-4 1988.
Johnston is a general partner of
TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4
1988, and may be deemed to have
shared power to vote such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
4,000 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
1,449,102 shares, of which 1,289,134
shares are directly owned by TVI-4,
150,677 shares are directly owned by
TVIP-4, 3,438 shares are directly
owned by TVIA-4 and 5,853 shares are
directly owned by TVIA-4 1988.
Johnston is a general partner of
TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4
1988, and may be deemed to have
shared power to dispose of such
shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,453,102
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.34%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 12 of 17 Pages
This statement amends and restates the Statement on Schedule
13(G) (the "Original Statement") filed by Technology Venture
Investors-4, L.P., a Delaware limited partnership ("TVI-4"),
TVI Partners-4, L.P., a Delaware limited partnership
("TVIP-4"), TVI Affiliates-4, L.P., a Delaware limited
partnership ("TVIA-4"), TVI Affiliates-4 1988, L.P., a
Delaware limited partnership ("TVIA-4 1988"), TVI
Management-4, L.P., a Delaware limited partnership ("TVIM-4"),
Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"),
Burton J. McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and
John R. Johnston ("Johnston") (collectively, the "Reporting
Persons").
ITEM 1(a). NAME OF ISSUER:
---------------
Avant! Corporation
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
------------------------------------------------
1208 East Arques Avenue
Sunnyvale, CA 94086
ITEM 2(a). NAME OF PERSONS FILING:
-----------------------
This Statement is filed by Technology Venture Investors-4,
L.P., a Delaware limited partnership ("TVI-4"), TVI
Partners-4, L.P., a Delaware limited partnership ("TVIP-4"),
TVI Affiliates-4, L.P., a Delaware limited partnership
("TVIA-4"), TVI Affiliates-4 1988, L.P., a Delaware limited
partnership ("TVIA-4 1988"), TVI Management-4, L.P., a
Delaware limited partnership ("TVIM-4"), Robert C. Kagle
("Kagle"), David F. Marquardt ("Marquardt"), Burton J.
McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and John R.
Johnston ("Johnston"). The foregoing entities and individuals
are collectively referred to as the "Reporting Persons."
TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and
TVIA-4 1988, and may be deemed to have shared power to vote
and shared power to dispose of shares of the issuer directly
owned by TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988. Kagle,
Marquardt, McMurtry, Wilson and Johnston are the general
partners of TVIM-4, and may be deemed to have shared power to
vote and shared power to dispose of the shares of issuer
directly owned by TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
-------------------------------------------------------------
The address of the principal business office for each of the
Reporting Persons is:
Technology Venture Investors
2480 Sand Hill Road
Suite 101
Menlo Park, CA 94025
<PAGE>
Page 13 of 17 Pages
ITEM 2(c) CITIZENSHIP:
------------
TVI-4, TVIM-4, TVIP-4, TVIA-4 and TVIA-4 1988 are Delaware
limited partnerships, and Kagle, Marquardt, McMurtry, Wilson
and Johnston are United States citizens.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
-----------------------------
Common Stock
ITEM 2(e). CUSIP NUMBER:
-------------
CUSIP # 053487104
ITEM 3. Not Applicable
--------------
ITEM 4. OWNERSHIP
---------
The following information with respect to the ownership of
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1996:
(a) Amount beneficially owned:
--------------------------
See Row 9 of cover page for each Reporting
Person.
(b) Percent of Class:
-----------------
See Row 11 of cover page for each Reporting
Person.
(c) Number of shares as to which such person has:
---------------------------------------------
(i) Sole power to vote or to
direct the vote:
See Row 5 of cover page for
each Reporting Person.
(ii) Shared power to vote or to
direct the vote:
See Row 6 of cover page for
each Reporting Person.
(iii) Sole power to dispose or to
direct the disposition of:
See Row 7 of cover page for
each Reporting Person.
(iv) Shared power to dispose or
to direct the disposition
of:
See Row 8 of cover page for
each Reporting Person.
<PAGE>
Page 14 of 17 Pages
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
---------------------------------------------
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
--------------------------------------------------------
PERSON:
-------
Under certain circumstances set forth in the limited
partnership agreements of TVI-4, TVIP-4, TVIA-4, TVIA-4 1988,
and TVIM-4, the general and limited partners of each of such
entities may be deemed to have the right to receive dividends
from, or the proceeds from, the sale of shares of the issuer
owned by each such entity of which they are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
--------------------------------------------------------------
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
--------------------------------------------------------------
COMPANY:
--------
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
----------------------------------------------------------
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
-------------------------------
Not applicable.
ITEM 10. CERTIFICATION:
--------------
Not applicable.
<PAGE>
Page 15 of 17 Pages
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 12, 1997
/s/ Mark G. Wilson
---------------------------
Mark G. Wilson, on behalf
of TVI-4, in his capacity
as a general partner of
TVIM-4, the general partner
of TVI-4, on behalf of
TVIP-4, in his capacity as
a general partner of
TVIM-4, the general partner
of TVIP-4, on behalf of
TVIA-4, in his capacity as
a general partner of
TVIM-4, the general partner
of TVIA-4, on behalf of
TVIA-4 1988, in his
capacity as a general
partner of TVIM-4, the
general partner of TVIA-4
1988, and on behalf of
TVIM-4, in his capacity as
a general partner thereof.
/s/ Robert C. Kagle /s/ Mark G. Wilson
- ----------------------------------- ---------------------------
ROBERT C. KAGLE MARK G. WILSON
/s/ David F. Marquardt /s/ John R. Johnston
- ----------------------------------- ---------------------------
DAVID F. MARQUARDT JOHN R. JOHNSTON
/s/ Burton J. McMurtry
- -----------------------------------
BURTON J. MCMURTRY
<PAGE>
Page 16 of 17 Pages
EXHIBIT INDEX
-------------
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 17
<PAGE>
Page 17 of 17 Pages
EXHIBIT A
---------
Agreement of Joint Filing
-------------------------
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of Avant! Corporation shall
be filed on behalf of each of the undersigned and that this Agreement shall be
filed as an exhibit to such Schedule 13G.
Date: February 13, 1996
/s/ Mark G. Wilson
--------------------------
Mark G. Wilson, on behalf
of TVI-4, in his capacity
as a general partner of
TVIM-4, the general partner
of TVI-4, on behalf of
TVIP-4, in his capacity as
a general partner of
TVIM-4, the general partner
of TVIP-4, on behalf of
TVIA-4, in his capacity as
a general partner of
TVIM-4, the general partner
of TVIA-4, on behalf of
TVIA-4 1988, in his
capacity as a general
partner of TVIM-4, the
general partner of TVIA-4
1988, and on behalf of
TVIM-4, in his capacity as
a general partner thereof.
/s/ Robert C. Kagle /s/ Mark G. Wilson
- ----------------------------------- ---------------------------
ROBERT C. KAGLE MARK G. WILSON
/s/ David F. Marquardt /s/ John R. Johnston
- ----------------------------------- ---------------------------
DAVID F. MARQUARDT JOHN R. JOHNSTON
/s/ Burton J. McMurtry
- -----------------------------------
BURTON J. MCMURTRY
