U. S. Securities and Exchange Commission
Washington, D.C. 20549
Form 12b-25
NOTIFICATION OF LATE FILING
(Check one) ___ Form 10-K ___Form 20-F ___Form 11-K
_X__ Form 10-Q ___Form N-SAR
For period ended: October 31, 1999
( ) Transition Report on Form 10-K
( ) Transition Report on Form 20-F
( ) Transition Report on Form 11-K
( ) Transition Report on Form 10-Q
( ) Transition Report on Form N-SAR
For the Transition Period Ended: _________________
If the notification relates to a portion of the filing checked above, identify
the item(s) to which the notification relates: _______________
PART I - REGISTRANT INFORMATION
CONTROLLED ENVIRONMENT AQUACULTURE TECHNOLOGY,
INC.
___________________________
Name of Registrant
Airport Industrial Park
3375 Koapaka Street, Ste. H402
______________________________________
Address of Principal Executive Office (street and number)
Honolulu, HI 96819
______________________________________
City, State and Zip Code
PART II - RULES 12B-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate) _____
( ) a. The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
( X ) b. The subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof, will be filed
on or before the fifteenth calendar day following the prescribed due date; or
the subject quarterly report of transition report on Form 10-Q, or portion
thereof, will be filed on or before the fifth calendar day following the
prescribed due date; and
( ) c. The accountant's statement or other exhibit required by Rule 12b-
25(c) has been attached if applicable.
PART III - NARRATIVE
State below in reasonable detail the reasons why the Form 10-K, 11-K, 10-
Q, N-SAR, or the transition report or portion thereof, could not be filed
within the prescribed time period:
As a result of the removal of the Company's Chief Financial Officer
effective October 8, 1999, the financial information which is required to be
included in the 10-QSB has not yet been fully completed.
PART IV - OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
information:
Gary S. Joiner
_________________________________
Name
(303) 494-3000
_________________________________
Area Code and Phone Number
(2) Have all other periodic reports required under Section 13 or 15(d) of the
Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months (or for such shorter period that
the registrant was required to file such reports) been filed? If answer is no,
identify report(s).
( X ) Yes
( ) No
(3) Is it anticipated that any significant change in results of operations from
the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion thereof?
( ) Yes
( X ) No
If so, attach an explanation of the anticipated change, both narratively and
quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
CONTROLLED ENVIRONMENT AQUACULTURE TECHNOLOGY,
INC.
_____________________________________________________________
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: December 15, 1999
By: /s/ _________________________________________________
Ernest K. Dias, President & COO
(Authorized representative)
