UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
MATRIX CAPITAL CORPORATION
(NAME OF ISSUER)
COMMON STOCK, $.0001 PAR VALUE
(TITLE OF CLASS OF SECURITIES)
576819 10 6
(CUSIP NUMBER)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 5 Pages
CORPDAL:57613.2 26059-00011
<PAGE>
CUSIP No. 576819 10 6 Schedule 13G Page 2 of 5 Pages
1 NAME OF REPORTING PERSON D. Mark Spencer
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
(b)
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
5 SOLE VOTING POWER
NUMBER OF 1,280,858
SHARES 6 SHARED VOTING POWER
0
BENEFICIALLY
7 SOLE DISPOSITIVE POWER
OWNED BY 1,280,858
EACH 8 SHARED DISPOSITIVE POWER
0
REPORTING
PERSON WITH
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,146,876
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.4%
12 TYPE OF REPORTING PERSON*
IN
-------- ---------
*SEE INSTRUCTION BEFORE FILLING OUT!
CORPDAL:57613.2 26059-00011
<PAGE>
CUSIP No. 576819 10 6 Schedule 13G Page 3 of 5 Pages
Item 1.
(a) Name of Issuer:
Matrix Capital Corporation
(b) Address of Issuer's Principal Executive Offices:
1380 Lawrence Street, Suite 1410
Denver, Colorado 80204
Item 2.
(a) Name of Person Filing:
D. Mark Spencer
(b) Address of Principal Business Office or, if none, Residence:
1380 Lawrence Street, Suite 1410
Denver, Colorado 80204
(c) Citizenship:
United States
(d) Title of Class of Securities:
Common Stock, $.0001 par value
(e) CUSIP No.:
576819 10 6
Item 3. Not Applicable.
Item 4. Ownership.
The following information relates to the reporting person's ownership
of Common Stock, $.0001 par value, of the issuer as of November 14, 1996. As of
that date, the reporting person held 878,910 shares and had the right to acquire
beneficial ownership of 267,966 additional shares of such Common Stock within
the meaning of Rule 13-3(d)(1)(i) under the Securities Exchange Act of 1934. The
right to acquire the additional shares results from an option Guy A. Gibson, the
President of the Issuer, has granted to Mr. Spencer to purchase 133,983 of Mr.
Gibson's
CORPDAL:57613.2 26059-00011
<PAGE>
CUSIP No. 576819 10 6 Schedule 13G Page 4 of 5 Pages
shares and an option Richard V. Schmitz, the Chairman of the Board of the
Issuer, has granted to Mr. Spencer to purchase 133,983 of Mr. Schmitz's shares.
(a) Amount Beneficially Owned:
1,146,876
(b) Percent of Class:
19.4%
(c) Number of Shares as to Which Such Person Has:
(i) sole power to vote or to direct the vote:
1,146,876
(ii) shared power to vote or to direct the vote:
0
(iii) sole power to dispose or to direct the
disposition of:
1,146,876
(iv) shared power to dispose or to direct the
disposition of;
0
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to
be the beneficial owner of more than five percent of the class
of securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not Applicable.
CORPDAL:57613.2 26059-00011
<PAGE>
CUSIP No. 576819 10 6 Schedule 13G Page 5 of 5 Pages
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
Not Applicable.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: January 2, 1997
----------------
/s/ D. Mark Spencer
-----------------
D. Mark Spencer
CORPDAL:57613.2 26059-00011
