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FORM 8-A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Matrix Bancorp, Inc.
Matrix Bancorp Capital Trust I
(Exact names of registrants as specified in their charters)
Colorado 84-1233716
Delaware 84-1505177
(States of incorporation or organization) (I.R.S. Employer Identification Nos.)
1380 Lawrence Street, Suite 1400,
Denver, Colorado 80204
(Address of principal executive offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
None Not Applicable
If this form relates to the registration of a class of securities pursuant
to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. [_]
If this form relates to the registration of a class of securities pursuant
to Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. [X]
Securities Act registration statement file number to which this form
relates:
Registration Nos. 333-79731 and 333-79731-1
Securities to be registered pursuant to Section 12(g) of the Act:
_____________% Preferred Securities of Matrix Bancorp Capital Trust I
______________% Junior Subordinated Debentures of Matrix Bancorp, Inc.
Guarantee of Matrix Bancorp, Inc. of certain obligations under the Preferred
Securities
(Title of Class)
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INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant's Securities to be Registered.
A description of the Securities to be registered hereby is set forth in a
prospectus (the "424(b) Prospectus") to be filed pursuant to Rule 424(b) under
the Securities Act of 1933, included as a part of that certain registration
statement (the "Registration Statement") of Matrix Bancorp Capital Trust I and
Matrix Bancorp, Inc., Registration Nos. Registration Nos. 333-79731 and 333-
79731-1. The Registration Statement is hereby incorporated herein by reference
thereto. The 424(b) Prospectus shall, upon filing, be deemed to be incorporated
by reference herein.
Item 2. Exhibits.
1 Form of Amended and Restated Trust Agreement *
2 Form of Junior Subordinated Indenture *
3 Form of Guarantee Agreement*
* Each such document is hereby incorporated herein by reference to the form
thereof included as exhibits 4.10 (Amended and Restated Trust Agreement), 4.7
(Junior Subordinated Indenture) and 4.12 (Guarantee Agreement) to the
registration statement of Matrix Bancorp, Inc. and Matrix Bancorp Capital Trust
I under the Securities Act of 1933, Registration Nos. 333-79731 and 333-79731-1.
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of
1934, as amended, the Registrant has duly caused this Registration Statement to
be signed on its behalf by the undersigned, thereto duly authorized.
MATRIX BANCORP, INC.
By: /s/ Guy A. Gibson
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Guy A. Gibson, President, Chief Executive
Officer and Director
(Duly authorized representative)
Date: June 28, 1999
MATRIX BACORP CAPITAL TRUST I
By: /s/ T. Allen McConnell
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T. Allen McConnell, Administrative Trustee
(Duly authorized representative)
Date: June 28, 1999
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