UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
STOCKER & YALE, INC.
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(Name of Issuer)
COMMON STOCK, PAR VALUE $0.001 PER SHARE
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(Title of Class of Securities)
86126T03
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(CUSIP Number)
SEPTEMBER 17, 1998
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
*SEE INSTRUCTIONS BEFORE FILLING OUT
<PAGE>
CUSIP No. 86126T03 SCHEDULE 13G Page 2 of 3 Pages
1 NAME OF REPORTING PERSON
RICHARD L. CHILTON, JR.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(see instructions) (b) [ ]
3 SEC USE ONLY
4 CITZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
NUMBER OF 5 SOLE VOTING POWER
SHARES 0
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY EACH 0
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH 0
8 SHARED DISPOSITIVE POWER
0
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ]
EXCLUDES CERTAIN SHARES (See Instructions)
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0
12 TYPE OF REPORTING PERSON (See Instructions)
IN
<PAGE>
The Schedule 13G initially filed on April 3, 1998 by Richard L.
Chilton, Jr. (the "Reporting Person") with respect to the common stock (the
"Common Stock"), par value $.001 per share, of Stocker & Yale, Inc., a
Massachusetts corporation, is hereby amended by this Amendment No. 1 to the
Schedule 13G to report a decrease in the percentage of class beneficially
owned that terminates the Reporting Person's obligation. Since the
Reporting Person no longer beneficially owns more than 5% of the shares of
Common Stock outstanding, this filing constitutes the Reporting Person's
final statement on Schedule 13G with respect to the Common Stock. The
Schedule 13G is hereby amended as follows:
A. Item 4 is hereby amended and restated in its entirety to read as
follows:
Item 4. OWNERSHIP:
(a) AMOUNT BENEFICIALLY OWNED: 0 shares of Common Stock.
(b) PERCENT OF CLASS: 0%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) sole power to vote or to direct the vote:
0
(ii) shared power to vote or to direct the vote:
0
(iii) sole power to dispose or to direct the disposition of:
0
(iv) shared power to dispose or to direct the disposition of:
0
B. Item 5 is hereby amended and restated in its entirety to read as
follows:
Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following: |X|
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: September 28, 1998 RICHARD L. CHILTON, JR.
By: /s/ Richard L. Chilton, Jr.
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