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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
FORM 5 Washington, D. C. 20549
OMB Number: 3235-0362
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check here if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).
[ ] Form 3 Holdings Reported
[X] Form 4 Transactions Reported
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| | | |
|1. Name and Address of Reporting Person * |2. Issuer Name and Ticker or Trading Symbol|6. Relationship of Reporting Persons |
| | | to Issuer (Check All Applicable) |
| Dixon Robert E. | Host Funding, Inc. (HFD) | |
|------------------------------------------------|-------------------------------------------| [X] Director [X] 10% Owner |
| (Last) (First) (Middle)|3. IRS Identifica- |4. Statement for | [ ] Officer [ ] Other |
| | tion Number of | Month/Year | (give (specify below)|
| 595 Market Street, Suite 2100 | Reporting Person| | title below) |
|------------------------------------------------| Person, if an | 12/31/99 | |
| (Street) | entity |-----------------------|-------------------------------------|
| | (Voluntary) |5. If Amendment, Date |7.Individual or Joint/Group Reporting|
| San Francisco CA 94105 | | of Original | (check applicable line) |
|------------------------------------------------| | (Month/Year) | [ ] Form Filed By One Reporting |
| (City) (State) (Zip) | | | Person |
| | | | [X] Form Filed By More than One |
| | | | Reporting Person |
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| |
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|<S> <C> <C> <C> <C> <C> <C> <C> <C> |
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|1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired |5. Amount of |6. Ownership |7. Nature of Indirect|
| (Instr. 3) | action | action | (A) or Disposed of (D)| Securities | Form: | Beneficial Ownership|
| | Date | Code | (Instructions 3, 4, 5)| Beneficially| Direct (D) | (Instr. 4) |
| | (Month/ |(Instr 8) | | Owned at end| or | |
| | Day/ | | | of Issuer's | Indirect(I) | |
| | Year) | |-----------------------| Fiscal Year | (Instr 4) | |
| | | | |(A) | | (Instr. 3 | | |
| | | | Amount |or | Price | and 4) | | |
| | | | |(D) | | | | |
|--------------------------------|-----------|--------- |---------|----|--------|--------------|-------------|---------------------|
| | | | | | | | |Direct ownership of |
| Series A Common Stock | 4/9/99 | P4 | 1,250 | A | 2.625 | 255,488 | I |Sutter Capital |
| | | | | | | | |Management |
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| | | | | | | | |Direct ownership of |
| Series A Common Stock | 4/9/99 | P4 | 500 | A | 2.625 | 255,488 | I |Sutter Opportunity |
| | | | | | | | |Fund |
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| | | | | | | | |Direct ownership of |
| Series A Common Stock | 4/13/99 | P4 | 1,500 | A | 2.565 | 255,488 | I |Sutter Capital |
| | | | | | | | |Management |
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| | | | | | | | | |
| Series A Common Stock | 6/30/99 | A4 | 10,000 | A | 2.50 | 255,488 | D | |
| | | | | | | | | |
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| | | | | | | | |Direct ownership of |
| Series A Common Stock | 7/19/99 | P4 | 1,000 | A | 2.25 | 255,488 | I |Sutter Capital |
| | | | | | | | |Management |
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| | | | | | | | |Direct ownership of |
| Series A Common Stock | 7/21/99 | P4 | 500 | A | 2.25 | 255,488 | I |Sutter Capital |
| | | | | | | | |Management |
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| | | | | | | | |Direct ownership of |
| Series A Common Stock | 7/26/99 | P4 | 7,500 | A | 2.062 | 255,488 | I |Sutter Capital |
| | | | | | | | |Management |
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| | | | | | | | |Direct ownership of |
| Series A Common Stock | 10/28/99 | P4 | 500 | A | 2.125 | 255,488 | I |Sutter Capital |
| | | | | | | | |Management |
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| | | | | | | | |Direct ownership of |
| Series A Common Stock | 11/1/99 | P4 | 1,000 | A | 2.093 | 255,488 | I |Sutter Opportunity |
| | | | | | | | |Fund |
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| | | | | | | | |Direct ownership of |
| Series A Common Stock | 11/2/99 | P4 | 1,500 | A | 2.125 | 255,488 | I |Sutter Opportunity |
| | | | | | | | |Fund |
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| | | | | | | | |Direct ownership of |
| Series A Common Stock | 11/3/99 | P4 | 1,500 | A | 2.125 | 255,488 | I |Sutter Opportunity |
| | | | | | | | |Fund |
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| | | | | | | | |Direct ownership of |
| Series A Common Stock | 11/5/99 | P4 | 1,000 | A | 2.125 | 255,488 | I |Sutter Opportunity |
| | | | | | | | |Fund |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the
form displays a currrently valid OMB control number.
SEC 2270 (3-99)
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FORM 5 (Continued)
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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| | | | | | | | | | | |
|1 Title of |2 Con- |3 Trans-|4 Trans-|5 Number of |6 Date |7 Title and Amount|8 Price |9 Number|10 Own-|11 Nature|
| Derivative| ver- | action| action| Derivative | Exercisable and| of Underlying | of | of Der-|ership | of |
| Security | sion | Date | Code | Securities | Expiration Date| Securities | Deri- | ivative| of | Indir-|
| (Instr 3) | or | (Month/| (Instr.| Acquired (A) or| (Month/Day/Year)| (Instr. 3,4) | vative| Secur- | Deriv-| rect |
| | Exer- | Day/ | 8) | Disposed of (D)|-----------------|------------------| Sec- | ties | ative | Bene- |
| | cise | Year) | | (Instr. 3, 4, 5)| Date | Expir- | |Amount | urity | Benefi-| Secur-| ficial|
| | Price | |--------|-----------------| Exer- | ation | Title |or Num- | (Instr.| cially | ity: | Owner |
| | of | | | (A) | (D) | cisable| Date | |ber of | 5) | Owned | Direct| ship |
| | Deriv-| | | | | | | |Shares | | at | (D) or| (Instr. |
| | ative | | | | | | | | | | End of | Indir-| 4) |
| | Secur-| | | | | | | | | | Year | ect | |
| | ity | | | | | | | | | |(Instr. | (I) | |
| | | | | | | | | | | | 4) | (Instr| |
| | | | | | | | | | | | | 4) | |
|------------|--------|--------|--------|--------|--------|--------|--------|---------|--------|--------|--------|-------|---------|
| | | | | | | | | | | | | | |
| None | | | | | | | | | | | | | |
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Explanation of Responses: Robert E. Dixon is the Manager of Sutter Capital Management, LLC, which in turn is the Manager of Sutter
Opportunity Fund, LLC. All reporting persons have the business address set forth in Item 1.
/s/ROBERT E. DIXON 2/14/2000
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** Signature of Reporting Person Date
Robert E. Dixon
Sutter Opportunity Fund, LLC
By Sutter Capital Management, LLC, Manager
By: /s/ROBERT E. DIXON 2/14/2000
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** Signature of Reporting Person Date
Robert E. Dixon, Manager
Sutter Capital Management, LLC
By: /s/ROBERT E. DIXON 2/14/2000
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** Signature of Reporting Person Date
Robert E. Dixon, Manager
** Intentional misstatement or ommissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: Transmit one copy of this Form to EDGAR, using a typed signature.
If space is insufficient, see Intruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the
form displays a currrently valid OMB control number.
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SEC 2270 (3-99)
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