As filed with the Securities and Exchange Commission on February 19, 1999
Registration No. 33-92982
Registration No. 811-9054
- ----------------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ___
Pre-Effective Amendment No. ___ ___
Post-Effective Amendment No. 9 X
and/or
REGISTRATION STATEMENT UNDER THE
INVESTMENT COMPANY ACT OF 1940 ____
Amendment No. 10 X
(Check appropriate box or boxes)
DLJ WINTHROP OPPORTUNITY FUNDS
(Exact name of registrant as specified in charter)
277 Park Avenue
New York, New York 10172
(Address of Principal Executive Offices)
(212) 892-4000
(Registrant's Telephone Number, Including Area Code)
Brian A. Kammerer
One Pershing Plaza
10th Floor
Jersey City, NJ 07399
(Name and Address of Agent for Service)
Copy to:
Philip H. Harris, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
919 Third Avenue
New York, New York 10022
It is proposed that this filing will become effective (check appropriate box)
[ ] Immediately upon filing pursuant to paragraph (b)
[X] on February 23, 1999 pursuant to paragraph (b), or
[ ] 60 days after filing pursuant to paragraph (a)(1)
[ ] on (date) pursuant to paragraph (a)(1)
[ ] 75 days after filing pursuant to paragraph (a)(2), or
[ ] on (date) pursuant to paragraph (a)(2) of Rule 485
If appropriate, check the following box:
[X] This post-effective amendment designates a new effective date for a
previously filed post-effective amendment.
We incorporate by reference Part A, Part B and Part C of
this Registration Statement from Post-Effective Amendment Number 8, which
was filed with the Securities and Exchange Commission via EDGAR on December
9, 1998.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933
and the Investment Company Act of 1940, the Registrant certifies that it
meets all of the requirements for effectiveness of this Registration
Statement pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933
and has duly caused this Registration Statement to be signed on its behalf
by the undersigned, thereto duly authorized, in the City of New York and
the State of New York on the 19th day of February, 1999.
Winthrop Opportunity Funds
By: /s/ G. Moffett Cochran
-----------------------
Name: G. Moffett Cochran
Title: President
Pursuant to the requirements of the Securities Act of 1933, the
Registration Statement has been signed below by the following persons in
the capacities and on the date included:
Signature(1) Title Date
/s/ G. Moffett Cochran Trustee and President February 19, 1999
- ----------------------
G. Moffett Cochran
/s/ Martin Jaffe Trustee, Vice President, February 19, 1999
- ---------------------- and Treasurer
Martin Jaffe
/s/ Robert E. Fischer Trustee February 19, 1999
- ----------------------
Robert E. Fischer
/s/ Wilmot H. Kidd III Trustee February 19, 1999
- -----------------------
Wilmot H. Kidd III
/s/ John W. Waller III Trustee February 19, 1999
- -----------------------
John W. Waller III
- ----------------
1 Signature by G. Moffett Cochran pursuant to a Power of Attorney filed
with the Securities and Exchange Commission.
