SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1 and Restatement)*
Visio Corporation
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
0009273141
- --------------------------------------------------------------------------------
(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 18 Pages
Exhibit Index Contained on Page 17
<PAGE>
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CUSIP NO. 009273141 13 G Page 2 of 18 Pages
- ------------------------------ ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Technology Venture Investors - 4, L.P. ("TVI-4")
Tax ID Number: 94-3088804
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 1,165,808 shares, except that
SHARES TVIM-4, the general partner of
BENEFICIALLY TVI-4, and Messrs. Kagle,
OWNED BY EACH REPORTING Marquardt, McMurtry, Wilson and
PERSON WITH Johnston, the general partners of
TVIM-4, may be deemed to have
shared power to vote these shares.
--------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
1,165,808 shares, except that
TVIM-4, the general partner of
TVI-4, and Messrs. Kagle,
Marquardt, McMurtry, Wilson and
Johnston, the general partners of
TVIM-4, may be deemed to have
shared power to dispose of these
shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,165,808
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.45%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ------------------------------ ------------------------------
CUSIP NO. 009273141 13 G Page 3 of 18 Pages
- ------------------------------ ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Partners - 4, L.P. ("TVIP-4")
Tax ID Number: 94-3084677
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 136,262 shares, except that TVIM-4,
SHARES the general partner of TVIP-4, and
BENEFICIALLY Messrs. Kagle, Marquardt, McMurtry,
OWNED BY EACH REPORTING Wilson and Johnston, the general
PERSON WITH partners of TVIM-4, may be deemed
to have shared power to vote these
shares.
--------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
136,262 shares, except that TVIM-4,
the general partner of TVIP-4, and
Messrs. Kagle, Marquardt, McMurtry,
Wilson and Johnston, the general
partners of TVIM-4, may be deemed
to have shared power to dispose of
these shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 136,262
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.99%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 009273141 13 G Page 4 of 18 Pages
- ------------------------------ ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Affiliates - 4, L.P. ("TVIA-4")
Tax ID Number: 94-3154357
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 4,150 shares, except that TVIM-4,
SHARES the general partner of TVIA-4, and
BENEFICIALLY Messrs. Kagle, Marquardt, McMurtry,
OWNED BY EACH REPORTING Wilson and Johnston, the general
PERSON WITH partners of TVIM-4, may be deemed
to have shared power to vote these
shares.
--------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
4,150 shares, except that TVIM-4,
the general partner of TVIA-4, and
Messrs. Kagle, Marquardt, McMurtry,
Wilson and Johnston, the general
partners of TVIM-4, may be deemed
to have shared power to dispose of
these shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 4,150
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.03%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 009273141 13 G Page 5 of 18 Pages
- ------------------------------ ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Affiliates - 4 1988, L.P. ("TVIA-4 1988")
Tax ID Number: 94-3084676
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 4,498 shares, except that TVIM-4,
SHARES the general partner of TVIA-4 1988,
BENEFICIALLY and Messrs. Kagle, Marquardt,
OWNED BY EACH REPORTING McMurtry, Wilson and Johnston, the
PERSON WITH general partners of TVIM-4, may be
deemed to have shared power to vote
these shares.
--------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
4,498 shares, except that TVIM-4,
the general partner of TVIA-4 1988,
and Messrs. Kagle, Marquardt,
McMurtry, Wilson and Johnston, the
general partners of TVIM-4, may be
deemed to have shared power to
dispose of these shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 4,498
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.03%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ------------------------------ ------------------------------
CUSIP NO. 009273141 13 G Page 6 of 18 Pages
- ------------------------------ ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Management - 4, L.P. ("TVIM-4")
Tax ID Number: 94-3088676
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY --------------------------------------------
OWNED BY EACH REPORTING 6 SHARED VOTING POWER
PERSON WITH 1,310,718 shares, of which
1,165,808 shares are directly owned
by TVI-4, 136,262 shares are
directly owned by TVIP-4, 4,150
shares are directly owned by TVIA-4
and 4,498 shares are directly owned
by TVIA-4 1988. TVIM-4 is the
general partner of TVI-4, TVIP-4,
TVIA-4 and TVIA-4 1988, and may be
deemed to have shared power to vote
such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
1,310,718 shares, of which
1,165,808 shares are directly owned
by TVI-4, 136,262 shares are
directly owned by TVIP-4, 4,150
shares are directly owned by TVIA-4
and 4,498 shares are directly owned
by TVIA-4 1988. TVIM-4 is the
general partner of TVI-4, TVIP-4,
TVIA-4 and TVIA-4 1988, and may be
deemed to have shared power to
dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,310,718
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.50%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 009273141 13 G Page 7 of 18 Pages
- ------------------------------ ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Robert C. Kagle ("Kagle")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION United States
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 57,510 shares
BENEFICIALLY -------------------------------------------------
OWNED BY EACH REPORTING 6 SHARED VOTING POWER
PERSON WITH 1,310,718 shares, of which 1,165,808
shares are directly owned by TVI-4, 136,262
shares are directly owned by TVIP-4, 4,150
shares are directly owned by TVIA-4 and
4,498 shares are directly owned by TVIA-4
1988. Kagle is a general partner of TVIM-4,
the general partner of TVI-4, TVIP-4,
TVIA-4 and TVIA-4 1988, and may be deemed
to have shared power to vote such shares.
-------------------------------------------------
7 SOLE DISPOSITIVE POWER
57,510 shares
-------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,310,718 shares, of which 1,165,808 shares
are directly owned by TVI-4, 136,262 shares
are directly owned by TVIP-4, 4,150 shares
are directly owned by TVIA-4 and 4,498
shares are directly owned by TVIA-4 1988.
Kagle is a general partner of TVIM-4, the
general partner of TVI-4, TVIP-4, TVIA-4
and TVIA-4 1988, and may be deemed to have
shared power to dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,368,228
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.91%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 009273141 13 G Page 8 of 18 Pages
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- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
David F. Marquardt ("Marquardt")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION United States
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 135,397 shares
BENEFICIALLY --------------------------------------------
OWNED BY EACH REPORTING 6 SHARED VOTING POWER
PERSON WITH 1,310,718 shares, of which
1,165,808 shares are directly owned
by TVI-4, 136,262 shares are
directly owned by TVIP-4, 4,150
shares are directly owned by TVIA-4
and 4,498 shares are directly owned
by TVIA-4 1988. Marquardt is a
general partner of TVIM-4, the
general partner of TVI-4, TVIP-4,
TVIA-4 and TVIA-4 1988, and may be
deemed to have shared power to vote
such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
135,397 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
1,310,718 shares, of which
1,165,808 shares are directly owned
by TVI-4, 136,262 shares are
directly owned by TVIP-4, 4,150
shares are directly owned by TVIA-4
and 4,498 shares are directly owned
by TVIA-4 1988. Marquardt is a
general partner of TVIM-4, the
general partner of TVI-4, TVIP-4,
TVIA-4 and TVIA-4 1988, and may be
deemed to have shared power to
dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,446,115
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.48%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ------------------------------ ------------------------------
CUSIP NO. 009273141 13 G Page 9 of 18 Pages
- ------------------------------ ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Burton J. McMurtry ("McMurtry")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION United States
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY --------------------------------------------
OWNED BY EACH REPORTING 6 SHARED VOTING POWER
PERSON WITH 1,413,360 shares, of which
1,165,808 shares are directly owned
by TVI-4, 136,262 shares are
directly owned by TVIP-4, 4,150
shares are directly owned by
TVIA-4, 4,498 shares are directly
owned by TVIA-4 1988 and 102,642
shares are held by the McMurtry
Family Trust dated 08/04/82.
McMurtry is a general partner of
TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4
1988, and may be deemed to have
shared power to vote such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
1,310,718 shares, of which
1,165,808 shares are directly owned
by TVI-4, 136,262 shares are
directly owned by TVIP-4, 4,150
shares are directly owned by
TVIA-4, 4,498 shares are directly
owned by TVIA-4 1988 and 102,642
shares are held by the McMurtry
Family Trust dated 08/04/82.
McMurtry is a general partner of
TVIM-4, the general partner of
TVI-4, TVIP-4, TVIA-4 and TVIA-4
1988, and may be deemed to have
shared power to dispose of such
shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,413,360
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.24%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ------------------------------ ------------------------------
CUSIP NO. 009273141 13 G Page 10 of 18 Pages
- ------------------------------ ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Mark G. Wilson ("Wilson")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 5,946 shares
BENEFICIALLY --------------------------------------------------
OWNED BY EACH REPORTING 6 SHARED VOTING POWER
PERSON WITH 1,310,718 shares, of which 1,165,808
shares are directly owned by TVI-4, 136,262
shares are directly owned by TVIP-4, 4,150
shares are directly owned by TVIA-4 and
4,498 shares are directly owned by TVIA-4
1988. Wilson is a general partner of
TVIM-4, the general partner of TVI-4,
TVIP-4, TVIA-4 and TVIA-4 1988, and may be
deemed to have shared power to vote such
shares.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
5,946 shares
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,310,718 shares, of which 1,165,808 shares
are directly owned by TVI-4, 136,262 shares
are directly owned by TVIP-4, 4,150 shares
are directly owned by TVIA-4 and 4,498
shares are directly owned by TVIA-4 1988.
Wilson is a general partner of TVIM-4, the
general partner of TVI-4, TVIP-4, TVIA-4
and TVIA-4 1988, and may be deemed to have
shared power to dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,316,664
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.54%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ------------------------------ ------------------------------
CUSIP NO. 009273141 13 G Page 11 of 18 Pages
- ------------------------------ ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
John R. Johnston ("Johnston")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 44,123 shares
BENEFICIALLY -----------------------------------------------
OWNED BY EACH REPORTING 6 SHARED VOTING POWER
PERSON WITH 1,310,718 shares, of which 1,165,808
shares are directly owned by TVI-4,
136,262 shares are directly owned by
TVIP-4, 4,150 shares are directly owned
by TVIA-4 and 4,498 shares are directly
owned by TVIA-4 1988. Johnston is a
general partner of TVIM-4, the general
partner of TVI-4, TVIP-4, TVIA-4 and
TVIA-4 1988, and may be deemed to have
shared power to vote such shares.
-----------------------------------------------
7 SOLE DISPOSITIVE POWER
44,123 shares
-----------------------------------------------
8 SHARED DISPOSITIVE POWER
1,310,718 shares, of which 1,165,808
shares are directly owned by TVI-4,
136,262 shares are directly owned by
TVIP-4, 4,150 shares are directly owned
by TVIA-4 and 4,498 shares are directly
owned by TVIA-4 1988. Johnston is a
general partner of TVIM-4, the general
partner of TVI-4, TVIP-4, TVIA-4 and
TVIA-4 1988, and may be deemed to have
shared power to dispose of such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,354,841
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.81%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 12 of 18 Pages
This Statement amends and restates the Statement on Schedule
(G) (the "Original Statement") filed Technology Venture
Investors-4, L.P., a Delaware limited partnership ("TVI-4"),
TVI Partners-4, L.P., a Delaware limited partnership
("TVIP-4"), TVI Affiliates-4, L.P., a Delaware limited
partnership ("TVIA-4"), TVI Affiliates-4 1988, L.P., a
Delaware limited partnership ("TVIA-4 1988"), TVI
Management-4, L.P., a Delaware limited partnership ("TVIM-4"),
Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"),
Burton J. McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and
John R. Johnston ("Johnston"). The foregoing entities and
individuals are collectively referred to as the "Reporting
Persons."
ITEM 1(a). NAME OF ISSUER:
---------------
Visio Corporation
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
------------------------------------------------
1601 5th Avenue #800
Seattle, WA 98105-1625
ITEM 2(a). NAME OF PERSONS FILING:
-----------------------
This Statement is filed by Technology Venture Investors-4,
L.P., a Delaware limited partnership ("TVI-4"), TVI
Partners-4, L.P., a Delaware limited partnership ("TVIP-4"),
TVI Affiliates-4, L.P., a Delaware limited partnership
("TVIA-4"), TVI Affiliates-4 1988, L.P., a Delaware limited
partnership ("TVIA-4 1988"), TVI Management-4, L.P., a
Delaware limited partnership ("TVIM-4"), Robert C. Kagle
("Kagle"), David F. Marquardt ("Marquardt"), Burton J.
McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and John R.
Johnston ("Johnston"). The foregoing entities and individuals
are collectively referred to as the "Reporting Persons."
TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and
TVIA-4 1988, and may be deemed to have shared power to vote
and shared power to dispose of shares of the issuer directly
owned by TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988. Kagle,
Marquardt, McMurtry, Wilson and Johnston are the general
partners of TVIM-4, and may be deemed to have shared power to
vote and shared power to dispose of the shares of issuer
directly owned by TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988.
<PAGE>
Page 13 of 18 Pages
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
-------------------------------------------------------------
The address of the principal business office for each of the
Reporting Persons is:
Technology Venture Investors
2480 Sand Hill Road
Suite 101
Menlo Park, CA 94025
ITEM 2(c) CITIZENSHIP:
------------
TVI-4, TVIM-4, TVIP-4, TVIA-4 and TVIA-4 1988 are Delaware
limited partnerships, and Kagle, Marquardt, McMurtry, Wilson and Johnston are
United States citizens.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
-----------------------------
Common Stock
ITEM 2(e). CUSIP NUMBER:
-------------
CUSIP # 009273141
ITEM 3. Not Applicable
--------------
<PAGE>
Page 14 of 18 Pages
ITEM 4. OWNERSHIP:
----------
The following information with respect to the ownership of
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1996:
(a) Amount beneficially owned:
--------------------------
See Row 9 of cover page for each Reporting
Person.
(b) Percent of Class:
-----------------
See Row 11 of cover page for each Reporting
Person.
(c) Number of shares as to which such person
--------------------------------------------
has:
----
(i) Sole power to vote or to direct the
-----------------------------------
vote:
-----
See Row 5 of cover page for each
Reporting Person.
(ii) Shared power to vote or to direct
-----------------------------------
the vote:
---------
See Row 6 of cover page for each
Reporting Person.
(iii)Sole power to dispose or to direct
-----------------------------------
the disposition of:
-------------------
See Row 7 of cover page for each
Reporting Person.
(iv) Shared power to dispose or to
-----------------------------------
direct the disposition of:
--------------------------
See Row 8 of cover page for each
Reporting Person.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
Not applicable
<PAGE>
Page 15 of 18 Pages
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
--------------------------------------------------------------
PERSON:
-------
Under certain circumstances set forth in the limited
partnership agreements of TVI-4, TVIP-4, TVIA-4, TVIA-4 1988
and TVIM-4, the general and limited partners of each of such
entities may be deemed to have the right to receive dividends
from, or the proceeds from, the sale of shares of the issuer
owned by each such entity of which they are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
--------------------------------------------------------------
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
--------------------------------------------------------------
COMPANY:
--------
Not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
----------------------------------------------------------
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
-------------------------------
Not applicable
ITEM 10. CERTIFICATION:
--------------
Not applicable
<PAGE>
Page 16 of 18 Pages
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 12, 1997
/s/ Mark G. Wilson
-------------------------------------------
Mark G. Wilson, on behalf of TVI-4, in his
capacity as a general partner of TVIM-4,
the general partner of TVI-4, on behalf of
TVIP-4, in his capacity as a general
partner of TVIM-4, the general partner of
TVIP-4, on behalf of TVIA-4, in his
capacity as a general partner of TVIM-4,
the general partner of TVIA-4, on behalf of
TVIA-4 1988, in his capacity as a general
partner of TVIM-4, the general partner of
TVIA-4 1988, and on behalf of TVIM-4, in
his capacity as a general partner thereof.
/s/ Robert C. Kagle /s/ Mark G. Wilson
- ------------------------------- -----------------------------------
ROBERT C. KAGLE MARK G. WILSON
/s/ David F. Marquardt /s/ John R. Johnston
- ------------------------------- -----------------------------------
DAVID F. MARQUARDT JOHN R. JOHNSTON
/s/ Burton J. McMurtry
- -------------------------------
BURTON J. MCMURTRY
<PAGE>
Page 17 of 18 Pages
EXHIBIT INDEX
-------------
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing Page 17
<PAGE>
Page 18 of 18 Pages
EXHIBIT A
---------
Agreement of Joint Filing
-------------------------
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of the Visio Corporation
shall be filed on behalf of each of the undersigned and that this Agreement
shall be filed as an exhibit to such Schedule 13G.
Date: February 7, 1996
/s/ Mark G. Wilson
-------------------------------------------
Mark G. Wilson, on behalf of TVI-4, in his
capacity as a general partner of TVIM-4,
the general partner of TVI-4, on behalf of
TVIP-4, in his capacity as a general
partner of TVIM-4, the general partner of
TVIP-4, on behalf of TVIA-4, in his
capacity as a general partner of TVIM-4,
the general partner of TVIA-4, on behalf of
TVIA-4 1988, in his capacity as a general
partner of TVIM-4, the general partner of
TVIA-4 1988, and on behalf of TVIM-4, in
his capacity as a general partner thereof.
/s/ Robert C. Kagle /s/ Mark G. Wilson
- ----------------------------- ---------------------------
ROBERT C. KAGLE MARK G. WILSON
/s/ David F. Marquardt /s/ John R. Johnston
- ----------------------------- ---------------------------
DAVID F. MARQUARDT JOHN R. JOHNSTON
/s/ Burton J. McMurtry
- -----------------------------
BURTON J. MCMURTRY
