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OMB Number: 3235-0167
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g)
OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS
UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 0-26466
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Tappan Zee Financial, Inc.
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(Exact name of registrant as specified in its charter)
75 North Broadway, Tarrytown, NY 10591
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(Address, including zip code, and telephone number, including area code, of
registrant's principal executive offices)
Common Stock, par value $0.01 per share
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(Title of each class of securities covered by this Form)
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(Titles of all other classes of securities for which a duty to file reports
under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate, the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) (x) Rule 12h-3(b)(1)(i) ( )
Rule 12g-4(a)(1)(ii) ( ) Rule 12h-3(b)(1)(ii) ( )
Rule 12g-4(a)(2)(i) ( ) Rule 12h-3(b)(2)(i) ( )
Rule 12g-4(a)(2)(ii) ( ) Rule 12h-3(b)(2)(ii) ( )
Rule 15d-6 ( )
Approximate number of holders of record as of the certification or
notice date: Zero
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Pursuant to the requirements of the Securities Exchange Act of 1934
(Name of registrant as specified in charter) has caused this certification/
notice to be signed on its behalf by the undersigned duly authorized person.
Date: September 9, 1998 By: \s\Thomas E. Hales
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Thomas E. Hales, President and Chief
Executive Officer of U.S.B. Holding Co., Inc.*
Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the
General Rules and Regulations under the Securities Exchange Act of 1934. The
registrant shall file with the Commission three copies of Form 15, one of
which shall be manually signed. It may be signed by an officer of the
registrant, by counsel or by any other duly authorized person. The name and
title of the person signing the form shall be typed or printed under the
signature.
* U.S.B. Holding Co., Inc. ("USB") (SEC File No. 1-12811) is the successor
issuer of the Registrant as a result of the Registrant's Merger with and into
USB on August 31, 1998.
SEC 2069 (8-96)
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