VANTIVE CORP
424B2, 1998-03-23
PREPACKAGED SOFTWARE
Previous: AT&T UNIVERSAL FUNDING CORP, 8-K, 1998-03-23
Next: SANDISK CORP, 10-K405, 1998-03-23



<PAGE>   1
                                         FILED UNDER RULE 424(C) OF REGULATION C
                                                      SEC FILE NUMBER: 333-40449

PROSPECTUS SUPPLEMENT
(TO PROSPECTUS DATED DECEMBER 3, 1997)


                                  $69,000,000

                            THE VANTIVE CORPORATION

                 4.75% CONVERTIBLE SUBORDINATED NOTES DUE 2002

          The information in this Prospectus Supplement concerning the Selling 
Holders supplements the statement set forth under the caption "Selling Holders"
in the Prospectus. Capitalized items used and not defined herein shall have the
meanings given to them in the Prospectus.


                                SELLING HOLDERS

     The information set forth under the caption "Selling Holders" in the
Prospectus is supplemented as follows:

<TABLE>
<CAPTION>
                                                              Number of Shares of Common Stock    
                                                              --------------------------------
                              Principal Amount of
                                Notes Owned and
Selling Stockholder(1)          Offered Hereby         Beneficially Owned(1)(2)      Offered Hereby(2)
- ----------------------        -------------------      ------------------------      -----------------
<S>                                 <C>                          <C>                       <C>
Hambrecht & Quist LLC(3)            $725,000                     17,290                    17,290
</TABLE>

- ------------
(1)  Information concerning the Selling Holders may change from time to time
     and any such changed information will be set forth in supplements to this
     Prospectus if and when necessary. In addition, the per share conversion
     price, and therefor the number of shares issuable upon conversion of the
     Notes, is subject to adjustment under certain circumstances. Accordingly,
     the aggregate principal amount of Notes and the number of shares of Common
     Stock issuable upon conversion thereof offered hereby may increase or
     decrease.

(2)  Assumes a conversion price of $41.93 per share, and a cash payment in lieu
     of any fractional share interest.

(3)  Hambrecht & Quist LLC acted as an Initial Purchaser in the Original
     Offering and was a lead underwriter in the Company's 1995 initial public
     offering.

     The date of this Prospectus Supplement is March 23, 1998.


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission