UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rainier Investment Management, Inc.
Address: 605 Union Street, Suite 2801
Seattle, WA 98101
13F File Number: 28-5014
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mary E. Vollert
Title: Operations Manager
Phone: (206)464-0054
Signature, Place and Date of Signing:
Mary E. Vollert Seattle, Washington October 28, 1999
Report Type (Check only one):
[x] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 151
Form 13F Information Table Value Total: $4,077,409
List of Other Included Managers:
No. 13F File Number Name
- ------NONE-------
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACE Ltd. COM G0070K103 4992 294750 SH SOLE 278575 16175
ACNielsen Corp. COM 004833109 14915 657425 SH SOLE 581250 83025
ADC Telecommunications, Inc. COM 000886101 7213 172000 SH SOLE 152700 19300
AES Corp. COM 00130H105 29199 494900 SH SOLE 443850 60600
AT & T Corp. COM 001957109 18845 433225 SH SOLE 389625 51850
Action Performance Cos, Inc. COM 004933107 8370 397400 SH SOLE 354550 42850
Advent Software, Inc. COM 007974108 15537 249595 SH SOLE 223308 26287
Alcoa Inc. COM 013817101 20496 330240 SH SOLE 296215 40400
Alltel Corp. COM 020039103 46301 657925 SH SOLE 592325 77825
American Express Co. COM 025816109 26993 199950 SH SOLE 179875 23825
American Home Products COM 026609107 10471 252325 SH SOLE 223175 34600
American Int'l Group, Inc. COM 026874107 39867 458570 SH SOLE 411415 56011
American Power Conversion Corp COM 029066107 1690 88945 SH SOLE 79660 9285
Amgen Inc. COM 031162100 26720 327850 SH SOLE 293950 40300
Analog Devices, Inc. COM 032654105 37867 738875 SH SOLE 663175 82950
Anheuser-Busch Cos, Inc. COM 035229103 67990 970425 SH SOLE 870850 119200
Apache Corp. COM 037411105 62490 1446950 SH SOLE 1305800 161325
Arvin Industries, Inc. COM 043339100 18024 582600 SH SOLE 515200 73825
Associates First Capital Corp. COM 046008108 43173 1199246 SH SOLE 1080862 139971
Astoria Financial Corp. COM 046265104 7594 246950 SH SOLE 226700 20250
BFGoodrich Co. COM 382388106 39444 1360125 SH SOLE 1219775 158025
Baker Hughes Inc. COM 057224107 13077 450925 SH SOLE 394750 64225
Bank United Corp. Cl.A COM 065412108 20661 638190 SH SOLE 571275 73665
Barrett Resources Corp. COM 068480201 12514 338800 SH SOLE 303000 35800
Baxter Int'l Inc. COM 071813109 29933 496805 SH SOLE 447455 58675
Bell Atlantic Corp. COM 077853109 55462 823954 SH SOLE 742056 97384
Black & Decker Corp. COM 091797100 33250 727775 SH SOLE 642075 96550
Blyth Industries, Inc. COM 09643P108 15935 567850 SH SOLE 513800 60925
CEC Entertainment Inc. COM 125137109 951 26497 SH SOLE 26497
CVS Corp. COM 126650100 30972 758875 SH SOLE 682050 90600
Canandaigua Brands, Inc. Cl.A COM 137219200 26052 436025 SH SOLE 390575 52550
Celestica Inc. COM 15101Q108 7727 156500 SH SOLE 147775 8725
Central Parking Corp. COM 154785109 6069 207500 SH SOLE 184075 23425
CenturyTel Inc. COM 156700106 56692 1395507 SH SOLE 1254787 159657
Chase Manhattan Corp. COM 16161A108 10225 135650 SH SOLE 121525 16775
Check Point Software Tech Ltd. COM M22465104 20126 238350 SH SOLE 224725 13625
Cisco Systems, Inc. COM 17275R102 75437 1100263 SH SOLE 988939 137348
Citigroup, Inc. COM 172967101 52573 1194846 SH SOLE 1074059 143549
Citrix Systems COM 177376100 35211 568500 SH SOLE 506825 69800
City National Corp. COM 178566105 14539 433200 SH SOLE 387400 45800
Coastal Corp. COM 190441105 50428 1231825 SH SOLE 1107695 140630
Compass Bancshares, Inc. COM 20449H109 11440 457600 SH SOLE 406625 50975
Computer Sciences Corp. COM 205363104 42471 604025 SH SOLE 542425 73000
Conoco Inc. Cl.A COM 208251306 14351 517150 SH SOLE 463325 63875
Conoco Inc. Cl.B COM 208251405 30255 1105197 SH SOLE 984498 137480
Corn Products Int'l, Inc. COM 219023108 23613 775800 SH SOLE 689800 94950
Crane Co. COM 224399105 11281 502775 SH SOLE 440675 68025
Dayton-Hudson Corp. COM 239753106 61382 1021975 SH SOLE 920300 120350
Devon Energy Corp. NEW COM 25179M103 12605 304200 SH SOLE 272000 32200
Dollar Thrifty Auto. Group, In COM 256743105 6680 322900 SH SOLE 288250 34650
Duke Energy Corp. COM 264399106 17640 320000 SH SOLE 286350 39975
EMC Corp. COM 268648102 28405 397975 SH SOLE 361725 45000
Earthgrains Co. COM 270319106 8711 393725 SH SOLE 365900 27825
Family Dollar Stores, Inc. COM 307000109 10256 485500 SH SOLE 437425 54225
Fleet Boston Corporation COM 33901A108 37995 1037400 SH SOLE 933355 124545
Ford Motor Co. COM 345370100 37527 746800 SH SOLE 670925 90075
Forest Laboratories, Inc. COM 345838106 32157 763375 SH SOLE 698000 71075
Fox Entertainment Group, Inc. COM 35138T107 23584 1119725 SH SOLE 1006775 135025
Freddie Mac COM 313400301 33972 653300 SH SOLE 586400 79425
General Electric Co. COM 369604103 116473 982375 SH SOLE 882525 119650
General Instrument Corp. COM 370120107 14279 297475 SH SOLE 268330 34270
Genzyme Corp. General COM 372917104 1106 24550 SH SOLE 24550
Georgia Pacific Group COM 373298108 41046 1015050 SH SOLE 907900 118150
Guidant Corp. COM 401698105 30037 560125 SH SOLE 503650 67100
Halliburton Co. COM 406216101 13524 329850 SH SOLE 298050 37800
Hartford Life, Inc. Cl.A COM 416592103 20430 414825 SH SOLE 371400 48575
Hercules Inc. COM 427056106 27459 959275 SH SOLE 859650 110750
Hewlett-Packard COM 428236103 26146 288115 SH SOLE 259240 34300
Home Depot, Inc. COM 437076102 57361 835855 SH SOLE 750010 102145
IBM COM 459200101 67615 558800 SH SOLE 502000 67450
Innkeepers USA Trust COM 4576J0104 2992 359900 SH SOLE 324775 35125
Intel Corp. COM 458140100 65973 887775 SH SOLE 798300 106150
Interpublic Group of Cos, Inc. COM 460690100 3084 75000 SH SOLE 66100 8900
Intuit Inc. COM 461202103 10606 121000 SH SOLE 108300 12700
Jack In The Box, Inc. COM 466367109 1995 80000 SH SOLE 69150 10850
Johnson & Johnson COM 478160104 49319 536800 SH SOLE 481900 65250
Johnson Controls, Inc. COM 478366107 29844 450050 SH SOLE 398950 56325
Jore Corp. COM 480815109 3432 287500 SH SOLE 255950 31550
Kansas City Southern Ind. Inc. COM 485170104 37756 811950 SH SOLE 729000 94575
Kerr-McGee COM 492386107 34959 634900 SH SOLE 568000 76175
Legato Systems, Inc. COM 524651106 41253 946300 SH SOLE 854425 99000
Lucent Technologies Inc. COM 549463107 26835 413635 SH SOLE 373722 58724
MCI WorldCom, Inc. COM 55268B106 64723 900500 SH SOLE 810050 107500
Marsh & McLennan Cos, Inc. COM 571748102 79346 1158338 SH SOLE 1036813 143575
McCormick & Company, Inc. COM 579780206 4473 135300 SH SOLE 114150 21150
McDermott Int'l, Inc. COM 580037109 3188 157450 SH SOLE 141300 16150
Mead Corp. COM 582834107 50752 1476425 SH SOLE 1328025 171725
Men's Wearhouse, Inc. COM 587118100 38128 1773383 SH SOLE 1589359 201324
Merck & Co., Inc. COM 589331107 70213 1083325 SH SOLE 974450 128950
Microsoft Corp. COM 594918104 142562 1574185 SH SOLE 1414485 189750
Mission Critical Software, Inc COM 605047109 1113 25000 SH SOLE 25000
Mobil Corp. COM 607059102 57216 567900 SH SOLE 509475 69425
Mohawk Industries, Inc. COM 608190104 20532 1029822 SH SOLE 919147 121075
Morgan Stanley Dean Witter & C COM 617446448 44371 497500 SH SOLE 449300 55550
N2H2, Inc. COM 67019F104 1872 190800 SH SOLE 173425 17375
Nationwide Financial Services, COM 638612101 22771 643700 SH SOLE 581550 69625
Nationwide Health Properties, COM 638620104 7142 429600 SH SOLE 383650 45950
New Century Energies, Inc. COM 64352U103 8311 248550 SH SOLE 220575 27975
Noble Drilling Corp. COM 655042109 21051 962350 SH SOLE 865975 106200
Nokia Corp. Sponsored ADR COM 654902204 36262 403475 SH SOLE 361350 42125
Nortel Networks Corp COM 656569100 52123 1022020 SH SOLE 914190 107830
North Fork Bancorp., Inc. COM 659424105 3790 194360 SH SOLE 168110 26250
Outback Steakhouse, Inc. COM 689899102 6454 253409 SH SOLE 216434 36975
PECO Energy Co. COM 693304107 14194 378500 SH SOLE 338700 39800
PNC Bank Corp. COM 693475105 15950 302725 SH SOLE 273755 34395
Pacific Century Financial Corp COM 694058108 2420 118400 SH SOLE 100250 18150
Papa John's Int'l, Inc. COM 698813102 4261 103300 SH SOLE 91500 11800
PepsiCo, Inc. COM 713448108 50405 1652625 SH SOLE 1478735 204815
Pharmacia & Upjohn Co. COM 716941109 47306 953275 SH SOLE 862225 110650
Pinnacle West Capital Corp. COM 723484101 8763 240900 SH SOLE 213125 27775
Prime Bancshares, Inc. COM 74157H108 402 17650 SH SOLE 17650
Procter & Gamble COM 742718109 56644 604200 SH SOLE 541525 74150
Quaker Oats Co. COM 747402105 31376 507094 SH SOLE 446225 70419
Quanex Corp. COM 747620102 5540 216200 SH SOLE 193350 22850
Ramp Networks, Inc. COM 751567108 5203 236500 SH SOLE 204700 31800
Rational Software Corp. COM 75409P202 8266 282300 SH SOLE 251300 31000
Republic Services, Inc. COM 760759100 7618 700500 SH SOLE 627075 73425
SBC Communications Inc. COM 78387G103 68523 1341938 SH SOLE 1206638 160850
SLI, Inc. COM 78442T108 11236 527225 SH SOLE 470400 56825
SLM Holding Corp. COM 78442A109 9349 217425 SH SOLE 193375 26200
Safeway Inc. COM 786514208 28814 757025 SH SOLE 682200 89000
Sapient Corp. COM 803062108 1744 18500 SH SOLE 15400 3100
Siebel Systems, Inc. COM 826170102 27863 418200 SH SOLE 370525 53425
Smithfield Foods, Inc. COM 832248108 6974 260700 SH SOLE 232775 27925
Southwest Airlines Co. COM 844741108 12975 854301 SH SOLE 743882 125219
Staples, Inc. COM 855030102 25565 1172050 SH SOLE 1050950 142800
Suiza Foods Corporation COM 865077101 14194 378500 SH SOLE 338800 39700
Sun Microsystems, Inc. COM 866810104 84907 912975 SH SOLE 821525 111225
Sylvan Learning Systems, Inc. COM 871399101 12432 641672 SH SOLE 573372 74525
Symantec Corp. COM 871503108 11831 328925 SH SOLE 294025 34900
Symbol Technologies, Inc. COM 871508107 43719 1300208 SH SOLE 1154133 166812
Tecumseh Products Co. Cl.A COM 878895200 5338 106500 SH SOLE 92950 13550
Tellabs, Inc. COM 879664100 18777 329785 SH SOLE 298755 37155
Teradyne, Inc. COM 880770102 27930 792350 SH SOLE 716050 84450
Tesoro Petroleum Corp. COM 881609101 4670 283000 SH SOLE 252600 30400
Teva Pharmaceutical Ind's Ltd. COM 881624209 31058 617300 SH SOLE 563675 53625
Texaco Inc. COM 881694103 44645 707250 SH SOLE 636700 83825
Texas Instruments Inc. COM 882508104 37699 458350 SH SOLE 411450 55650
Texas Utilities Co. COM 882848104 9007 241400 SH SOLE 219100 22300
Tiffany & Co. COM 886547108 25938 432750 SH SOLE 386400 51550
Timberland Co. COM 887100105 3236 82850 SH SOLE 78525 4325
Time Warner Inc. COM 887315109 50692 834430 SH SOLE 751630 99225
Tyco Int'l Ltd. COM 902124106 65280 632250 SH SOLE 567125 77000
U.S.Freightways Corp. COM 916906100 6296 132900 SH SOLE 119350 13550
United Technologies Corp. COM 913017109 46059 776550 SH SOLE 700150 90850
Vitesse Semiconductor Corp. COM 928497106 19909 233200 SH SOLE 208075 31400
Washington Mutual, Inc. COM 939322103 1066 36450 SH SOLE 36450
Watson Pharmaceuticals, Inc. COM 942683103 6136 200775 SH SOLE 178050 22725
Whittman-Hart, Inc. COM 966834103 7310 188500 SH SOLE 168950 19550
Yahoo! Inc. COM 984332106 27244 151775 SH SOLE 136500 18125
Golden State Bancorp-LITI WT 381197136 372 313300 SH SOLE 313300
</TABLE>
