UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rainier Investment Management, Inc.
Address: 605 Union Street, Suite 2801
Seattle, WA 98101
13F File Number: 28-5014
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mary E. Vollert
Title: Operations Manager
Phone: (206)464-0054
Signature, Place and Date of Signing:
Mary E. Vollert Seattle, Washington February 7, 2000
Report Type (Check only one):
[x] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
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13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 151
Form 13F Information Table Value Total: $4,784,064
List of Other Included Managers:
No. 13F File Number Name
- ------NONE-------
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACNielsen Corp. COM 004833109 5711 231925 SH SOLE 208000 23925
ADC Telecommunications, Inc. COM 000886101 16073 221500 SH SOLE 194950 26550
AES Corp. COM 00130H105 48096 643425 SH SOLE 578800 78450
Adelphia Communications Corp. COM 006848105 6234 95000 SH SOLE 84775 10225
Advent Software, Inc. COM 007974108 14028 217695 SH SOLE 194658 23037
Affiliated Managers Group, Inc COM 008252108 10797 267000 SH SOLE 239300 27700
Alcoa Inc. COM 013817101 27873 335815 SH SOLE 300240 42125
Allergan, Inc. COM 018490102 11094 223000 SH SOLE 195050 27950
Alltel Corp. COM 020039103 57666 697400 SH SOLE 631250 80725
AltiGen Communications, Inc. COM 021489109 2924 283500 SH SOLE 254350 29150
American Express Co. COM 025816109 23512 141425 SH SOLE 127325 16750
American Int'l Group, Inc. COM 026874107 50374 465885 SH SOLE 418730 56011
Amgen Inc. COM 031162100 44903 747600 SH SOLE 671200 90700
Analog Devices, Inc. COM 032654105 49567 532975 SH SOLE 475700 63325
Anheuser-Busch Cos, Inc. COM 035229103 53438 753975 SH SOLE 677775 91375
Aon Corp. COM 037389103 9880 247000 SH SOLE 220075 26925
Apache Corp. COM 037411105 67957 1839775 SH SOLE 1648050 217575
Arvin Industries, Inc. COM 043339100 9744 343400 SH SOLE 313225 30175
Ashford.com, Inc. COM 044093102 1078 98000 SH SOLE 85700 12300
Associates First Capital Corp. COM 046008108 29496 1075010 SH SOLE 962776 133821
Astoria Financial Corp. COM 046265104 4497 147750 SH SOLE 131550 16200
Bank United Corp. Cl.A COM 065412108 15800 579815 SH SOLE 513475 73090
Baxter Int'l Inc. COM 071813109 40458 644105 SH SOLE 578980 77500
Bell Atlantic Corp. COM 077853109 49658 806630 SH SOLE 724732 97384
BindView Development Corp. COM 090327107 10067 202600 SH SOLE 177350 25250
Black & Decker Corp. COM 091797100 36808 704450 SH SOLE 628250 88500
Bristol-Myers Squibb Co. COM 110122108 27304 425375 SH SOLE 381325 52275
CNET, Inc. COM 125945105 10811 190500 SH SOLE 168100 22400
CSG Systems Int'l, Inc. COM 126349109 3888 97500 SH SOLE 86900 10600
CVS Corp. COM 126650100 12100 303450 SH SOLE 273175 36025
Canandaigua Brands, Inc. Cl.A COM 137219200 20086 393850 SH SOLE 354850 43400
CenturyTel Inc. COM 156700106 76718 1619371 SH SOLE 1458451 182307
Charter Communications, Inc. COM 16117M107 11808 539800 SH SOLE 511850 38750
Chase Manhattan Corp. COM 16161A108 19257 247875 SH SOLE 221975 30850
Check Point Software Tech Ltd. COM M22465104 21435 107850 SH SOLE 101400 6450
Cisco Systems, Inc. COM 17275R102 127189 1187292 SH SOLE 1066468 146848
Citigroup, Inc. COM 172967101 69384 1245947 SH SOLE 1118660 151399
Citrix Systems COM 177376100 75012 609850 SH SOLE 544625 73350
City National Corp. COM 178566105 10767 326900 SH SOLE 291300 35600
Coastal Corp. COM 190441105 42973 1212650 SH SOLE 1087170 144230
Coca-Cola Co. COM 191216100 33411 573575 SH SOLE 515475 68775
Compass Bancshares, Inc. COM 20449H109 10723 480600 SH SOLE 428550 52050
Computer Sciences Corp. COM 205363104 73114 772675 SH SOLE 687450 99225
Conoco Inc. Cl.A COM 208251306 12560 507475 SH SOLE 453650 63875
Conoco Inc. Cl.B COM 208251405 28816 1158426 SH SOLE 1036127 145830
Corn Products Int'l, Inc. COM 219023108 24959 762100 SH SOLE 675700 95350
Costco Wholesale Corp. COM 22160K105 40262 441225 SH SOLE 392850 57150
DSET Corp. COM 262504103 8129 217500 SH SOLE 196075 21425
Devon Energy Corp. NEW COM 25179M103 8238 250600 SH SOLE 220675 29925
Dime Bancorp, Inc. COM 25429Q102 4689 310000 SH SOLE 276375 33625
Dollar Thrifty Auto. Group, In COM 256743105 8213 343100 SH SOLE 303400 39700
Dover Corp. COM 260003108 10572 233000 SH SOLE 206075 26925
Duke Energy Corp. COM 264399106 17580 350725 SH SOLE 317075 39975
EMC Corp. COM 268648102 40311 368975 SH SOLE 329400 47000
Earthgrains Co. COM 270319106 2827 175325 SH SOLE 155950 19375
Electro Scientific Industries, COM 285229100 17374 238000 SH SOLE 211350 26650
Exodus Communications, Inc. COM 302088109 25662 288950 SH SOLE 255425 39075
Exxon Mobil Corp. COM 30231G102 62934 781187 SH SOLE 702600 93501
Family Dollar Stores, Inc. COM 307000109 8511 521750 SH SOLE 468175 64225
First Security Corp. COM 336294103 36936 1446700 SH SOLE 1279250 186575
Fleet Boston Financial Corp COM 339030108 37537 1078250 SH SOLE 974205 125795
Ford Motor Co. COM 345370100 29273 549075 SH SOLE 493175 66350
Forest Laboratories, Inc. COM 345838106 33436 544225 SH SOLE 490300 59075
Fox Entertainment Group, Inc. COM 35138T107 27457 1101050 SH SOLE 988100 135025
Freddie Mac COM 313400301 31582 671075 SH SOLE 604175 79425
General Electric Co. COM 369604103 151709 980350 SH SOLE 880500 119650
Georgia Pacific Group COM 373298108 46792 922000 SH SOLE 833675 102225
Go2Net, Inc. COM 383486107 23360 268500 SH SOLE 238675 29825
Guidant Corp. COM 401698105 8243 175375 SH SOLE 158450 21150
Hartford Life, Inc. Cl.A COM 416592103 4734 107600 SH SOLE 94025 13575
Hercules Inc. COM 427056106 5323 190975 SH SOLE 169525 21450
Home Depot, Inc. COM 437076102 85952 1250204 SH SOLE 1121437 153217
Hughes Electronics Corp. COM 370442832 35786 372775 SH SOLE 336125 43600
IBM COM 459200101 11208 103895 SH SOLE 92995 12975
INAMED Corp. COM 453235103 768 17500 SH SOLE 14275 3225
Illinova Corp. COM 452317100 9984 287300 SH SOLE 255900 31400
InfoSpace.com, Inc. COM 45678T102 6848 32000 SH SOLE 28500 3500
Inktomi Corp. COM 457277101 14759 166300 SH SOLE 146150 24600
Innkeepers USA Trust COM 4576J0104 2726 332900 SH SOLE 301775 31125
Intel Corp. COM 458140100 54775 665450 SH SOLE 596600 81925
Interpublic Group of Cos, Inc. COM 460690100 50210 870375 SH SOLE 778700 106250
Intervu Inc. COM 46114R106 209 1991 SH SOLE 1991
Jack In The Box, Inc. COM 466367109 5689 275000 SH SOLE 243900 31100
Johnson & Johnson COM 478160104 58375 626000 SH SOLE 562400 75450
Johnson Controls, Inc. COM 478366107 25308 444975 SH SOLE 393875 56325
Jore Corp. COM 480815109 3145 402500 SH SOLE 357750 44750
Kansas City Southern Ind. Inc. COM 485170104 59883 802450 SH SOLE 719900 94125
LSI Logic Corp. COM 502161102 16538 245000 SH SOLE 217875 27125
Legato Systems, Inc. COM 524651106 58506 850225 SH SOLE 764025 98725
Legg Mason, Inc. COM 524901105 7892 217700 SH SOLE 192500 25200
Lucent Technologies Inc. COM 549463107 30599 407991 SH SOLE 368078 58724
MCI WorldCom, Inc. COM 55268B106 84965 1601234 SH SOLE 1439572 192074
Marsh & McLennan Cos, Inc. COM 571748102 100718 1052577 SH SOLE 940052 133875
McCormick & Company, Inc. COM 579780206 3951 132800 SH SOLE 111650 21150
Mead Corp. COM 582834107 56822 1308125 SH SOLE 1164175 165950
MedImmune, Inc. COM 584699102 73972 445950 SH SOLE 394375 56925
Men's Wearhouse, Inc. COM 587118100 47160 1605433 SH SOLE 1428584 194149
Merck & Co., Inc. COM 589331107 56165 835950 SH SOLE 750700 102600
Microsoft Corp. COM 594918104 183001 1567460 SH SOLE 1407760 189750
Mission Critical Software, Inc COM 605047109 5250 75000 SH SOLE 66800 8200
Mohawk Industries, Inc. COM 608190104 26620 1009297 SH SOLE 894897 124800
Morgan Stanley Dean Witter & C COM 617446448 69965 490125 SH SOLE 441925 55550
N2H2, Inc. COM 67019F104 5071 215800 SH SOLE 191925 23875
Nationwide Financial Services, COM 638612101 16436 588300 SH SOLE 530975 57325
Nationwide Health Properties, COM 638620104 6373 463500 SH SOLE 417550 45950
Nextel Communications, Inc. COM 65332V103 35434 343600 SH SOLE 308400 41900
Nokia Corp. Sponsored ADR COM 654902204 75045 392775 SH SOLE 352600 40175
Nortel Networks Corp COM 656569100 80686 798870 SH SOLE 713665 85205
Novell, Inc. COM 670006105 5591 140000 SH SOLE 125850 14150
Oracle Corp. COM 68389X105 48456 432400 SH SOLE 386875 54175
PECO Energy Co. COM 693304107 13118 377500 SH SOLE 337700 39800
Pacific Century Financial Corp COM 694058108 6774 362500 SH SOLE 325300 37200
PanAmSat Corp. COM 697933109 3117 52500 SH SOLE 47850 4650
PepsiCo, Inc. COM 713448108 35712 1013100 SH SOLE 908985 123890
Pharmacia & Upjohn Co. COM 716941109 43766 972575 SH SOLE 873350 120675
Pinnacle West Capital Corp. COM 723484101 7363 240900 SH SOLE 213125 27775
Price Communications Corp. COM 741437305 6119 220000 SH SOLE 192375 27625
Procter & Gamble COM 742718109 66044 602800 SH SOLE 540125 74150
Quaker Oats Co. COM 747402105 23423 356919 SH SOLE 317650 46469
Quanex Corp. COM 747620102 5513 216200 SH SOLE 193350 22850
Qwest Communications Int'l Inc COM 749121109 12462 289825 SH SOLE 253325 36500
Rational Software Corp. COM 75409P202 11220 228400 SH SOLE 202325 26075
Republic Services, Inc. COM 760759100 4172 292750 SH SOLE 259775 32975
SEI Investments Co. COM 784117103 7403 62200 SH SOLE 55450 6750
Siebel Systems, Inc. COM 826170102 39119 465700 SH SOLE 414750 60550
Smithfield Foods, Inc. COM 832248108 6107 254450 SH SOLE 226525 27925
Southwest Airlines Co. COM 844741108 17212 1067395 SH SOLE 959518 128352
Staples, Inc. COM 855030102 18761 904125 SH SOLE 809400 112725
Suiza Foods Corporation COM 865077101 10560 266500 SH SOLE 237850 28650
Sun Microsystems, Inc. COM 866810104 115351 1489600 SH SOLE 1336300 182400
Symantec Corp. COM 871503108 19143 326525 SH SOLE 291050 35475
Symbol Technologies, Inc. COM 871508107 83462 1313071 SH SOLE 1171321 162487
Target Corp. COM 87612E106 62703 853825 SH SOLE 766075 104400
Tecumseh Products Co. Cl.A COM 878895200 4176 88500 SH SOLE 77700 10800
Telephone and Data Systems, In COM 879433100 7812 62000 SH SOLE 54150 7850
Tellabs, Inc. COM 879664100 21003 327210 SH SOLE 296180 37155
Teradyne, Inc. COM 880770102 44893 680200 SH SOLE 611125 77050
Teva Pharmaceutical Ind's Ltd. COM 881624209 32523 453675 SH SOLE 417275 36400
Texaco Inc. COM 881694103 27276 502200 SH SOLE 451100 60800
Texas Instruments Inc. COM 882508104 61927 640900 SH SOLE 576425 76600
Texas Utilities Co. COM 882848104 8585 241400 SH SOLE 219100 22300
Tiffany & Co. COM 886547108 36331 407075 SH SOLE 363725 47150
Time Warner Inc. COM 887315109 76120 1052655 SH SOLE 945855 127950
Tritel, Inc. COM 89675X104 2567 81000 SH SOLE 81000
Tyco Int'l Ltd. COM 902124106 29851 765400 SH SOLE 686750 93500
U S WEST Inc. COM 91273H101 22941 318625 SH SOLE 284225 40900
U.S.Freightways Corp. COM 916906100 19313 403400 SH SOLE 359625 43775
United Technologies Corp. COM 913017109 40136 617475 SH SOLE 554375 75100
Vitesse Semiconductor Corp. COM 928497106 33822 645000 SH SOLE 576800 80750
WatchGuard Technologies, Inc. COM 941105108 3645 120500 SH SOLE 76250 44250
Yahoo! Inc. COM 984332106 69955 161675 SH SOLE 145025 19800
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