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Previous: BOSTONFED BANCORP INC, 10-Q, 1999-11-15 |
Next: PHYSICIAN HEALTHCARE PLAN OF NEW JERSEY INC, NT 10-Q, 1999-11-15 |
UNITED STATES
SECURITIES AND EXCHANCE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/99
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Dai-Ichi Mutual Life Insurance Company
------------------------------------------
Address: 13-1 Yurakucho I-Chome
----------------------
Chiyoda-Ku, Tokyo Japan 100
---------------------------
Form 13F File Number: 28-6348
----
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Masakuni Fujiwara
-----------------
Title: General Manager
---------------
Phone: 81-3-5221-4181
--------------
Signature, Place, and Date of Signing:
/s/ Masakuni Fujiwara Chiyoda-ku, Tokyo, Japan November 12, 1999
--------------------- ------------------------ ---------------------
Masakuni Fujiwara City, State Date
[Signature]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F File Number Name
28-6348 The Dai-Ichi Mutual Life Insurance Company
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
------------------
Form 13F Information Table Entry Total: 427 Items
------------------
Form 13F Information Table Value Total: $ 3,824,052
------------------ (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F Name
File Number
1 28-4697 The Dai-Ichi Life Investment Management Co., Ltd.
- ---- -------------------------------------------------
2 28-7332 DLIBJ Asset Management Co., Ltd.
---- --------------------------------
(formerly, The Dai-Ichi Life Asset Management Co., Ltd.)
--------------------------------------------------------
<PAGE>
Name of Reporting Manager THE DAI-ICHI MUTUAL
LIFE INSURANCE COMPANY
<TABLE>
<CAPTION>
======================= ======== ========= ========= ========== ============ ======== ========= ========= ====
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
NAME OF ISSUER TITLE OF CUSIP MKT VALUE SHARES OF INVESTMENT Authority
CLASS NUMBER (x$1000) PRIN. AMT DISCRETION MANAGERS (a) Sole (b) (c)
Shared None
======================= ======== ========= ========= ========== ============ ======== ========= ========= ====
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LINCOLN NATL CORP IND COM 534187109 706,663 13,508,622 SOLE 13,508,622
ABBOT LABS COM 002824100 5,130 139,579 DEFINED 139,579
AFLAC INC COM 001055102 4 100 DEFINED 100
ALBERTSONS INC COM 013104104 13,724 346,900 DEFINED 346,900
ALCOA INC COM 013817101 16,658 268,403 DEFINED 268,403
ALLSTATE CORPORATION COM 020002101 5,383 215,870 DEFINED 215,870
AMERICA ONLINE INC DEL COM 02364J104 35,151 337,991 DEFINED 337,991
AMERICAN EXPRESS CO COM 025816109 32,258 239,612 DEFINED 239,612
AMERICAN GENERAL CORP COM 026351106 2,730 43,201 DEFINED 43,201
AMERICAN HOME PRODS CORP COM 026609107 12 300 DEFINED 300
AMERICAN INTL GROUP INC COM 026874107 48,713 560,329 DEFINED 560,329
AMGEN INC COM 031162100 24,089 295,575 DEFINED 295,575
ANHEUSER BUSCH COS INC COM 035229103 5,577 79,604 DEFINED 79,604
APPLIED MATLS INC COM 038222105 33,198 427,327 DEFINED 427,327
AT&T CORP COM 001957109 41,478 953,527 DEFINED 953527
AT T CORP LIBERTY COM 001957208 7 200 DEFINED 200
MEDIA A LIB
GRP
A
ATLANTIC RICHFIELD CO COM 048825103 6,090 68,711 DEFINED 68,711
AVON PRODS INC COM 054303102 10,296 414,951 DEFINED 414,951
BANK NEW YORK INC COM 064057102 19,128 572,061 DEFINED 572,061
BANK OF AMERICA COM 060505104 41,604 747,103 DEFINED 747,103
CORPORATION
BANK ONE CORP COM 06423A103 14,060 403,879 DEFINED 403,879
BELL ATLANTIC CORP COM 077853109 7,225 107,343 DEFINED 107343
BELLSOUTH CORP COM 079860102 5,549 123,310 DEFINED 123,310
BEST BUY INC COM 086516101 6,064 97,705 DEFINED 97,705
BOEING CO COM 097023105 10,362 243,096 DEFINED 243,096
BRISTOL MYERS SQUIBB CO COM 110122108 36,592 542,102 DEFINED 542,102
CARNIVAL CORP COM 143658102 13 300 DEFINED 300
CATERPILLAR INC DEL COM 149123101 16,278 296,981 DEFINED 296,981
CBS CORP COM 12490K107 23,342 504,689 DEFINED 504,689
CHASE MANHATTAN CORP NEW COM 16161A108 24,556 325,786 DEFINED 325,786
CHEVRON CORPORATION COM 166751107 26,621 299,956 DEFINED 299,956
CISCO SYS INC COM 17275R102 64,657 943,046 DEFINED 943,046
CITIGROUP INC COM 172967101 57,291 1,302,072 DEFINED 1,302,072
COASTAL CORP COM 190441105 8 200 DEFINED 200
COCA COLA CO COM 191216100 24,620 512,245 DEFINED 512,245
COLGATE PALMOLIVE CO COM 194162103 12,183 266,293 DEFINED 266,293
COMCAST CORP CL 200300200 3,398 85,219 DEFINED 85,219
A
SPL
COOPER INDS INC COM 216669101 9 200 DEFINED 200
CORNING INC COM 219350105 8,995 131,200 DEFINED 131,200
COSTCO WHSL CORP NEW COM 22160K105 11,070 153,748 DEFINED 153,748
CROWN CORK & SEAL INC COM 228255105 5 200 DEFINED 200
CVS CORP COM 126650100 4 100 DEFINED 100
DAYTON HUDSON CORP COM 239753106 19,790 329,488 DEFINED 329,488
DELL COMPUTER CORP COM 247025109 40,182 961,020 DEFINED 961,020
DELPHI AUTOMOTIVE COM 247126105 2 139 DEFINED 139
SYSTEMS
DOW CHEM CO COM 260543103 14,076 123,881 DEFINED 123,881
DU PONT E I DE NEMOURS & COM 263534109 27,728 455,495 DEFINED 455,495
CO
E M C CORP MASS COM 268648102 37,958 531,343 DEFINED 531,343
EASTMAN KODAK CO COM 277461109 18,505 245,307 DEFINED 245,307
ENRON CORP COM 293561106 5,009 121,422 DEFINED 121,422
EQUITY OFFICE PROPERTIES COM 294741103 5 200 DEFINED 200
TRUST
EXXON CORP COM 302290101 54,170 713,361 DEFINED 713,361
FEDERAL NATL MTG ASSN COM 313586109 13,270 211,691 DEFINED 211,691
FDX CORP COM 31304N107 9,223 238,014 DEFINED 238,014
FIRST UN CORP COM 337358105 7 200 DEFINED 200
FLEET BOSTON CORPORATION COM 33901A108 15 400 DEFINED 400
FORD MTR CO DEL COM 345370100 6,144 122,413 DEFINED 122,413
GAP INC DEL COM 364760108 7 225 DEFINED 225
GENERAL ELEC COM 369604103 119,878 1,011,101 DEFINED 1,011,101
GENERAL MTRS CORP COM 370442105 9,881 156,996 DEFINED 156,996
GEORGIA PAC CORP COM 373298108 16,604 409,975 DEFINED 409,975
GA PAC
GRP
GILLETTE CO COM 375766102 10 300 DEFINED 300
GUIDANT CORP COM 401698105 10,009 186,655 DEFINED 186,655
HALLIBURTON CO COM 406216101 15,839 386,312 DEFINED 386,312
HEWLETT PACKARD CO COM 428236103 26,301 285882 DEFINED 285,882
HOME DEPOT INC COM 437076102 32,097 467,712 DEFINED 467,712
HOUSEHOLD INTL INC COM 441815107 12 300 DEFINED 300
ILLINOIS TOOL WKS INC COM 452308109 13,710 183,879 DEFINED 183,879
INTEL CORP COM 458140100 82,148 1,105,451 DEFINED 1,105,451
INTERNATIONAL BUSINESS COM 459200101 62,264 512,992 DEFINED 512,992
MACHS
INTERPUBLIC GROUP COS COM 460690100 17,515 425,895 DEFINED 425,895
INC
INTL PAPER CO COM 460146103 5,842 121,559 DEFINED 121,559
JOHNSON & JOHNSON COM 478160104 43,014 468,181 DEFINED 468,181
KIMBERLY CLARK CORP COM 494368103 13,862 264,029 DEFINED 264,029
KROGER CO COM 501044101 8,642 391,700 DEFINED 391,700
LILLY ELI & CO COM 532457108 14,828 231,686 DEFINED 231,686
LUCENT TECHNOLOGIES INC COM 549463107 60,212 928,131 DEFINED 928,131
MARSH & MCLENNAN COS COM 571748102 2,787 40,682 DEFINED 40,682
MBNA CORP COM 55262L100 15,781 691,771 DEFINED 691,771
MCDONALDS CORP COM 580135101 28,240 656,749 DEFINED 656,749
MCI WORLDCOM INC COM 55268B106 50,546 703,246 DEFINED 703,246
MEDTRONIC INC COM 585055106 11,442 322,308 DEFINED 322,308
MERCK & CO INC COM 589331107 40,067 618,199 DEFINED 618,199
MERRILL LYNCH & CO INC COM 590188108 11,442 170,304 DEFINED 170,304
MICROSOFT CORP COM 594918104 127,279 1,405,437 DEFINED 1,405,437
MINNESOTA MINING & COM 604059105 13,167 137,066 DEFINED 137,066
MFG CO
MOBIL CORP COM 607059102 17,958 178,247 DEFINED 178,247
MONSANTO CO COM 611662107 10,638 298,097 DEFINED 298,097
MORGAN STANLEY DEAN COM NEW 617446448 13,882 155,646 DEFINED 155,646
WITTER & CO
MOTOROLA INC COM 620076109 14,919 169,536 DEFINED 169,536
NEW YORK TIMES CO CL A 650111107 3,669 97,842 DEFINED 97,842
NIKE INC CL B 654106103 6 100 DEFINED 100
NOVELL INC COM 670006105 9,524 460,400 DEFINED 460,400
OMNICOM GROUP INC COM 681919106 13,313 168,122 DEFINED 168,122
ORACLE CORP COM 68389X105 29,428 646,762 DEFINED 646,762
PEPSICO INC COM 713448108 6,638 219,443 DEFINED 219,443
PFIZER INC COM 717081103 24,047 669,150 DEFINED 669,150
PHILIP MORRIS COS INC COM 718154107 22,541 659,356 DEFINED 659,356
PPG INDS INC COM 693506107 12 200 DEFINED 200
PRI AUTOMATION INC COM 69357H106 11,238 311,100 DEFINED 311,100
PROCTER & GAMBLE CO COM 742718109 43,934 468,626 DEFINED 468,626
QUALCOMM INC COM 747525103 15,457 81,700 DEFINED 81,700
SAFEWAY INC COM NEW 786514208 9,898 260,052 DEFINED 260,052
SBC COMMUNICATIONS INC COM 78387G103 31,573 61,8321 DEFINED 618,321
SCHERING PLOUGH CORP COM 806605101 22,520 516,222 DEFINED 516,222
SCHLUMBERGER LTD COM 806857108 5,782 92,797 DEFINED 92,797
SOUTHWEST AIRLS CO COM 844741108 2 150 DEFINED 150
STATE STR CORP COM 857477103 6 100 DEFINED 100
STERICYCLE INC COM 858912108 3,742 254,788 DEFINED 254,788
SUN MICROSYSTEMS INC COM 866810104 13,065 140,487 DEFINED 140,487
TELLABS INC COM 879664100 11,822 207,640 DEFINED 207,640
TERADYNE INC COM 880770102 3,646 103,425 DEFINED 103425
TEXAS INSTR INC COM 882508104 35,617 433,037 DEFINED 433,037
TIME WARNER INC COM 887315109 42,520 699,924 DEFINED 699,924
TOO INC COM 890333107 0 1 DEFINED 1
TYCO INTL LTD NEW COM 902124106 27,439 265,749 DEFINED 265,749
U S BANCORP DEL COM 902973106 9 300 DEFINED 300
UNITED TECHNOLOGIES CORP COM 913017109 19,946 336,286 DEFINED 336,286
VIACOM INC CL B 925524308 8 200 DEFINED 200
WACHOVIA CORP COM 929771103 5,712 72,644 DEFINED 72,644
WAL MART STORES INC COM 931142103 59,463 1,250,218 DEFINED 1,250,218
DISNEY WALT CO COM 254687106 16 600 DEFINED 600
WARNER LAMBERT CO COM 934488107 14,968 225,505 DEFINED 225,505
WASTE MGMT INC DEL COM 94106L109 8,558 444,596 DEFINED 444,596
WELLS FARGO & CO NEW COM 949746101 28,562 720,798 DEFINED 720,798
WEYERHAUSER CO COM 962166104 9,767 169,500 DEFINED 169,500
XEROX CORP COM 984121103 8 200 DEFINED 200
YAHOO INC COM 984332106 18,346 102,207 DEFINED 102,207
ALCOA INC COM 013817101 210 3,390 DEFINED 2 3,390
AMERICA ONLINE INC DEL COM 02364J104 289 2,780 DEFINED 2 2,780
AMERICAN EXPRESS CO COM 025816109 528 3,920 DEFINED 2 3,920
AMERICAN GENERAL CORP COM 026351106 188 2,980 DEFINED 2 2,980
AMERICAN INTL GROUP INC COM 026874107 466 5,362 DEFINED 2 5,362
AMERITECH CORP NEW COM 030954101 263 3,910 DEFINED 2 3,910
AMGEN INC COM 031162100 365 4,480 DEFINED 2 4,480
ANHEUSER BUSCH COS INC COM 035229103 218 3,110 DEFINED 2 3,110
AT & T CORP COM 001957109 169 3,895 DEFINED 2 3,895
BANK NEW YORK INC COM 064057102 212 6,350 DEFINED 2 6,350
BANK OF AMERICA COM 060505104 185 3,320 DEFINED 2 3,320
CORPORATION
BELLSOUTH CORP COM 079860102 227 5,040 DEFINED 2 5,040
BEST BUY INC COM 086516101 310 5,000 DEFINED 2 5,000
BESTFOODS COM 08658U101 185 3,810 DEFINED 2 3,810
BMC SOFTWARE INC COM 055921100 399 5,570 DEFINED 2 5,570
BRISTOL MYERS SQUIBB CO COM 110122108 294 4,350 DEFINED 2 4,350
CHASE MANHATTAN CORP NEW COM 16161A108 198 2,630 DEFINED 2 2,630
CHEVRON CORPORATION COM 166751107 258 2,910 DEFINED 2 2,910
CISCO SYS INC COM 17275R102 440 6,420 DEFINED 2 6,420
CITIGROUP INC COM 172967101 166 3,775 DEFINED 2 3,775
COCA COLA CO COM 191216100 129 2,680 DEFINED 2 2,680
COLGATE PALMOLIVE CO COM 194162103 186 4,060 DEFINED 2 4,060
COMCAST CORP CL A 200300200 329 8,240 DEFINED 2 8,240
SPL
COSTCO WHSL CORP NEW COM 22160K105 184 2,560 DEFINED 2 2,560
CVS CORP COM 126650100 182 4,460 DEFINED 2 4,460
DELL COMPUTER CORP COM 247025109 218 5,210 DEFINED 2 5,210
DELPHI AUTOMOTIVE SYS COM 247126105 32 2,001 DEFINED 2 2,001
CORP
DOW CHEM CO COM 260543103 315 2,770 DEFINED 2 2,770
DU PONT E I DE NEMOURS & COM 263534109 180 2,950 DEFINED 2 2,950
CO
E M C CORP MASS COM 268648102 260 3,640 DEFINED 2 3,640
EASTMAN KODAK CO COM 277461109 175 2,320 DEFINED 2 2,320
ENRON CORP COM 293561106 314 7,600 DEFINED 2 7,600
EXXON CORP COM 302290101 265 3,490 DEFINED 2 3,490
GENERAL DYNAMICS CORP COM 369550108 212 3,400 DEFINED 2 3,400
GENERAL ELEC COM 369604103 447 3,770 DEFINED 2 3,770
GENERAL INSTR CORP DEL COM 370120107 250 5,190 DEFINED 2 5,190
GENERAL MTRS CORP COM 370442105 168 2,670 DEFINED 2 2,670
GOLDMAN SACHS GROUP INC COM 38141G104 312 5,120 DEFINED 2 5,120
GUIDANT CORP COM 401698105 304 5,670 DEFINED 2 5,670
HALLIBURTON CO COM 406216101 261 6,370 DEFINED 2 6,370
INTERNATIONAL BUSINESS COM 459200101 453 3,730 DEFINED 2 3,730
MACHS
ILLINOIS TOOL WKS INC COM 452308109 237 3,180 DEFINED 2 3,180
INTEL CORP COM 458140100 361 4,860 DEFINED 2 4,860
INTL PAPER CO COM 460146103 137 2,850 DEFINED 2 2,850
JOHNSON & JOHNSON COM 478160104 252 2,740 DEFINED 2 2,740
JUNIPER NETWORKS COM 48203R104 226 1,240 DEFINED 2 1,240
LOWES COS INC COM 548661107 226 4,640 DEFINED 2 4,640
MAXIM INTEGRATED PRODS COM 57772K101 244 3,870 DEFINED 2 3,870
INC
MBNA CORP COM 55262L100 141 6,160 DEFINED 2 6,160
MCDONALDS CORP COM 580135101 243 5,640 DEFINED 2 5,640
MCGRAW HILL COS INC COM 580645109 216 4,460 DEFINED 2 4,460
MCI WORLDCOM INC COM 55268B106 268 3,730 DEFINED 2 3,730
MERCK & CO INC COM 589331107 269 4,150 DEFINED 2 4,150
MICROSOFT CORP COM 594918104 835 9,220 DEFINED 2 9,220
MINNESOTA MNG & MFG CO COM 604059105 281 2,920 DEFINED 2 2,920
MONSANTO CO COM 611662107 139 3,890 DEFINED 2 3,890
MORGAN STANLEY DEAN COM NEW 617446448 228 2,560 DEFINED 2 2,560
WITTER & CO
NIKE INC CL B 654106103 248 4,360 DEFINED 2 4,360
OMNICOM GROUP INC COM 681919106 322 4,060 DEFINED 2 4,060
ORACLE CORP COM 68389X105 351 7,710 DEFINED 2 7,710
PHILIP MORRIS COS INC COM 718154107 189 5,530 DEFINED 2 5,530
PINNACLE WEST CAP CORP COM 723484101 164 4,500 DEFINED 2 4,500
PROCTER & GAMBLE CO COM 742718109 239 2,550 DEFINED 2 2,550
QUINTILES TRANSNATIONAL COM 748767100 61 3,200 DEFINED 2 3,200
CORP
SAFEWAY INC COM NEW 786514208 118 3,090 DEFINED 2 3,090
SCHERING PLOUGH CORP COM 806605101 240 5,500 DEFINED 2 5,500
SCHLUMBERGER LTD COM 806857108 298 4,780 DEFINED 2 4,780
SEARS ROEBUCK & CO COM 812387108 81 2,580 DEFINED 2 2,580
SMITH INTL INC COM 832110100 256 6,320 DEFINED 2 6,320
SUN MICROSYSTEMS INC COM 866810104 307 3,300 DEFINED 2 3,300
TEXACO INC COM 881694103 210 3,320 DEFINED 2 3,320
TIBCO SOFTWARE INC COM 88632Q103 125 4,160 DEFINED 2 4,160
TIME WARNER INC COM 887315109 262 4,310 DEFINED 2 4,310
UNITED TECHNOLOGIES CORP COM 913017109 267 4,500 DEFINED 2 4,500
VISX INC DEL COM 92844S105 231 2,920 DEFINED 2 2,920
WACHOVIA CORP COM 929771103 182 2,310 DEFINED 2 2,310
WAL MART STORES INC COM 931142103 285 6,000 DEFINED 2 6,000
DISNEY WALT CO COM 254687106 65 2,510 DEFINED 2 2,510
ALCOA INC COM 013817101 2,041 32,880 DEFINED 2 32,880
ALLIEDSIGNAL INC COM 019512102 60 1,000 DEFINED 2 1,000
ALLSCRIPTS INC COM 019886100 14 900 DEFINED 2 900
AMERICA ONLINE INC DEL COM 02364J104 2,484 23,880 DEFINED 2 23,880
AMERICAN EXPRESS CO COM 025816109 10,880 80,820 DEFINED 2 80,820
AMERICAN GENERAL CORP COM 026351106 1,767 27,970 DEFINED 2 27,970
AMERICAN INTL GROUP INC COM 026874107 7,997 91,987 DEFINED 2 91,987
AMERITECH CORP NEW COM 030954101 1,318 19,610 DEFINED 2 19,610
AMGEN INC COM 031162100 7,088 86,970 DEFINED 2 86,970
ANHEUSER BUSCH COS INC COM 035229103 3,045 43,460 DEFINED 2 43,460
APPLIED MATLS INC COM 038222105 109 1,400 DEFINED 2 1,400
ARIBA INC COM 04033V104 217 1,500 DEFINED 2 1,500
AT&T CORP COM 001957109 4,305 98,955 DEFINED 2 98,955
AT HOME CORP COM 045919107 21 500 DEFINED 2 500
SER A
AVON PRODS INC COM 054303102 1,640 66,100 DEFINED 2 66,100
BANK NEW YORK INC COM 064057102 4,324 129,330 DEFINED 2 129,330
BANK OF AMERICA COM 060505104 4,016 72,119 DEFINED 2 72,119
CORPORATION
BELLSOUTH CORP COM 079860102 2,396 53,242 DEFINED 2 53,242
BEST BUY INC COM 086516101 3,485 56,160 DEFINED 2 56,160
BESTFOODS COM 08658U101 744 15,340 DEFINED 2 15,340
BMC SOFTWARE INC COM 055921100 7,221 100,900 DEFINED 2 100,900
BRISTOL MYERS SQUIBB CO COM 110122108 5,554 82,280 DEFINED 2 82,280
CARDINAL HEALTH INC COM 14149Y108 678 12,440 DEFINED 2 12,440
CENDANT CORP COM 151313103 1,646 92,720 DEFINED 2 92,720
CHASE MANHATTAN CORP NEW COM 16161A108 3,470 46,040 DEFINED 2 46,040
CHEVRON CORPORATION COM 166751107 2,237 25,200 DEFINED 2 25,200
CISCO SYS INC COM 17275R102 9,191 134,060 DEFINED 2 134,060
CITIGROUP INC COM 172967101 2,065 46,930 DEFINED 2 46,930
CLOROX CO DEL COM 189054109 31 800 DEFINED 2 800
COCA COLA CO COM 191216100 1,538 32,010 DEFINED 2 32,010
COLGATE PALMOLIVE CO COM 194162103 4,908 107,280 DEFINED 2 107,280
COMCAST CORP CL A 200300200 6,296 157,900 DEFINED 2 157,900
SPL
COSTCO WHSL CORP COM 22160K105 3,871 53,760 DEFINED 2 53,760
COX COMMUNICATIONS INC NEW CL A 224044107 148 3,550 DEFINED 2 3,550
CVS CORP COM 126650100 1,328 32,530 DEFINED 2 32,530
DELL COMPUTER CORP COM 247025109 2,144 51,270 DEFINED 2 51,270
DELPHI AUTOMOTIVE SYS CORP COM 247126105 331 20,619 DEFINED 2 20,619
DOW CHEM CO COM 260543103 5,818 51,200 DEFINED 2 51,200
DU PONT E I DE NEMOURS & COM 263534109 5,312 87,260 DEFINED 2 87,260
CO
DUKE ENERGY CORP COM 264399106 1 18 DEFINED 2 18
E M C CORP MASS COM 268648102 7,379 103,290 DEFINED 2 103,290
EASTMAN KODAK CO COM 277461109 1,711 22,680 DEFINED 2 22,680
EDISON INTL COM COM 281020107 2,248 92,460 DEFINED 2 92,460
E-LOAN INC COM 26861P107 22 1,000 DEFINED 2 1,000
ENGAGE TECHNOLOGIES INC COM 292827102 75 2,000 DEFINED 2 2,000
ENRON CORP COM 293561106 3,556 86,200 DEFINED 2 86,200
EXXON CORP COM 302290101 6,294 82,890 DEFINED 2 82,890
FEDERAL MOGUL CORP COM 313549107 1,658 60,170 DEFINED 2 60,170
GAP INC DEL COM 364760108 764 23,865 DEFINED 2 23,865
GENERAL DYNAMICS CORP COM 369550108 487 7,800 DEFINED 2 7,800
GENERAL ELEC CO COM 369604103 7,827 66,020 DEFINED 2 66,020
GENERAL INSTR CORP DEL COM 370120107 5,301 110,160 DEFINED 2 110,160
GENERAL MTRS CORP COM 370442105 1,851 29,411 DEFINED 2 29,411
GILLETTE CO COM 375766102 1,475 43,450 DEFINED 2 43,450
GOLDMAN SACHS GROUP INC COM 38141G104 6,470 106,070 DEFINED 2 106,070
GUIDANT CORP COM 401698105 5,396 100,620 DEFINED 2 100,620
HALLIBURTON CO COM 406216101 6,891 168,080 DEFINED 2 168,080
HARBINGER CORP COM 41145C103 11 670 DEFINED 2 670
HEWLETT PACKARD CO COM 428236103 64 700 DEFINED 2 700
HONEYWELL INC COM 438506107 3,766 33,830 DEFINED 2 33,830
HOTJOBS COM INC COM 441474103 51 2,000 DEFINED 2 2,000
1 800 FLOWERS COM CL A 68243Q106 43 3,000 DEFINED 2 3,000
INTERNATIONAL BUSINESS COM 459200101 7,997 65,890 DEFINED 2 65,890
MACHS
ILLINOIS TOOL WKS INC COM 452308109 3,685 49,420 DEFINED 2 49,420
INTEL CORP COM 458140100 6,704 90,220 DEFINED 2 90,220
INTERNET INITIATIVE JAPAN SPONS 46059T109 512 8,000 DEFINED 2 8,000
INC ORED
ADR
INTIMATE BRANDS INC CL A 461156101 1,495 38,388 DEFINED 2 38,388
INTL PAPER CO COM 460146103 1,457 30,310 DEFINED 2 30,310
ITURF INC CL A 46575Q100 11 1,000 DEFINED 2 1,000
JOHNSON & JOHNSON COM 478160104 2,476 26,950 DEFINED 2 26,950
JUNIPER NETWORKS COM 48203R104 4,055 22,270 DEFINED 2 22,270
LEVEL 3 COMMUNICATIONS COM 52729N100 103 1,970 DEFINED 2 1,970
IN
LILLY ELI & CO COM 532457108 1,254 19,590 DEFINED 2 19,590
LOWES COS INC COM 548661107 522 10,710 DEFINED 2 10,710
LUCENT TECHNOLOGIES INC COM 549463107 65 1,000 DEFINED 2 1,000
MARSH & MCLENNAN COS INC COM 571748102 2,122 30,980 DEFINED 2 30,980
MAXIM INTEGRATED PRODS COM 57772K101 4,417 70,000 DEFINED 2 70,000
INC
MBNA CORP COM 55262L100 3,446 151,040 DEFINED 2 151,040
MCDONALDS CORP COM 580135101 2,125 49,420 DEFINED 2 49,420
MCGRAW HILL COS INC COM 580645109 497 10,280 DEFINED 2 10,280
MCI WORLDCOM INC COM 55268B106 7,606 105,820 DEFINED 2 105,820
MCKESSON HBOC INC COM 58155Q103 1,380 47,570 DEFINED 2 47,570
MEDIAONE GROUP INC COM 58440J104 460 6,730 DEFINED 2 6,730
MEDTRONIC INC COM 585055106 2,213 62,340 DEFINED 2 31,660
MERCK & CO INC COM 589331107 2,819 43,490 DEFINED 2 43,490
MICROSOFT CORP COM 594918104 12,532 138,380 DEFINED 2 138,380
MINNESOTA MINING & MFG CO COM 604059105 4,405 45,860 DEFINED 2 45,860
MOBIL CORP COM 607059102 4,070 40,400 DEFINED 2 40,400
MONSANTO CO COM 611662107 691 19,350 DEFINED 2 19,350
MORGAN STANLEY DEAN COM NEW 617446448 2,579 28,920 DEFINED 2 28,920
WITTER & CO
NET2PHONE COM 64108N106 209 4,000 DEFINED 2 4,000
NIKE INC CL B 654106103 2,363 41,540 DEFINED 2 41,540
OMNICOM GROUP INC COM 681919106 6,201 78,310 DEFINED 2 78,310
ORACLE CORP COM 68389X105 6,194 136,135 DEFINED 2 136,135
PFIZER INC COM 717081103 1,376 38,300 DEFINED 2 38,300
PHILIP MORRIS COS INC COM 718154107 1,449 42,380 DEFINED 2 42,380
PINNACLE WEST CAP CORP COM 723484101 688 18,910 DEFINED 2 18,910
PROCTER & GAMBLE CO COM 742718109 2,584 27,560 DEFINED 2 27,560
QUINTILES TRANSNATIONAL COM 748767100 139 7,300 DEFINED 2 7,300
CORP
QWEST COMMUNICATIONS INTL COM 749121109 80 2,700 DEFINED 2 2,700
INC
RED HAT INC COM 756577102 144 1,500 DEFINED 2 1,500
SAFEWAY INC COM NEW 786514208 1,195 31,400 DEFINED 2 31,400
SCHERING PLOUGH CORP COM 806605101 2,476 56,750 DEFINED 2 56,750
SCHLUMBERGER LTD COM 806857108 7,734 124,120 DEFINED 2 124,120
SCHWAB CHARLES CORP NEW COM 808513105 15 440 DEFINED 2 440
SEARS ROEBUCK & CO COM 812387108 720 22,960 DEFINED 2 22,960
SMITH INTL INC COM 832110100 5,913 146,000 DEFINED 2 146,000
STARMEDIA NETWORK INC COM 855546107 73 2,000 DEFINED 2 2,000
SUN MICROSYSTEMS INC COM 866810104 4,361 46,890 DEFINED 2 46,890
TANDY CORP COM 875382103 3,793 73,390 DEFINED 2 73,390
TELLABS INC COM 879664100 68 1,200 DEFINED 2 1,200
TERADYNE INC COM 880770102 85 2,400 DEFINED 2 2,400
TEXACO INC COM 881694103 1,124 17,808 DEFINED 2 17,808
THESTREET COM COM 88368Q103 1,547 85,340 DEFINED 2 85,340
TIBCO SOFTWARE INC COM 88632Q103 3,191 106,050 DEFINED 2 106,050
TIME WARNER INC COM 887315109 5,664 93,240 DEFINED 2 93,240
TJX COMAPANIES INC COM 872540109 1,737 61,880 DEFINED 2 61,880
U S INTERACTIVE INC COM COM 90334M109 22 1,000 DEFINED 2 1000
UNITED TECHNOLOGIES CORP COM 913017109 5,617 94,700 DEFINED 2 94,700
VISX INC DEL COM 92844S105 4,630 58,540 DEFINED 2 58540
WACHOVIA CORP COM 929771103 1,953 24,840 DEFINED 2 24840
WAL MART STORES INC COM 931142103 3,362 70,690 DEFINED 2 70690
DISNEY WALT CO COM 254687106 897 34,670 DEFINED 2 34670
WARNER LAMBERT CO COM 934488107 1,479 22,290 DEFINED 2 22290
ZIFF-DAVIS INC COM 989511209 21 1,000 DEFINED 2 1000
ZDNET
</TABLE>
<TABLE>
<CAPTION>
======================= ======== ========= ========= ========== ============ ======== ========= ========= ====
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
NAME OF ISSUER TITLE OF CUSIP MKT VALUE SHARES OF INVESTMENT Authority
CLASS NUMBER (x$1000) PRIN. AMT DISCRETION MANAGERS (a) Sole (b) (c)
Shared None
======================= ======== ========= ========= ========== ============ ======== ========= ========= ====
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP COM 885535104 2,875 100,000 Sole 1 100,000 - -
AFLAC INC COM 001055102 3,183 76,000 Sole 1 76,000 - -
AMAZON COM INC COM 023135106 1,359 17,000 Sole 1 17,000 - -
AMERICAN COM 026874107 7,752 89,162 Sole 1 89,162 - -
INTL GROUP INC
AMERICA ONLINE COM 02364J104 9,470 91,000 Sole 1 91,000 - -
INC DEL
AMERICAN COM 025816109 7,425 55,000 Sole 1 55,000 - -
EXPRESS CO
AMGEN INC COM 031162100 7,335 90,000 Sole 1 90,000 - -
ANHEUSER BUSCH COM 035229103 8,197 117,000 Sole 1 117,000 - -
COS INC
ARIBA, INC. COM 04033V104 1,590 11,000 Sole 1 11,000 - -
ASK JEEVES, COM 045174109 766 22,200 Sole 1 22,200 - -
INC.
AT&T CORP COM 001957109 7,656 176,000 Sole 1 176,000 - -
BANK OF COM 060505104 3,397 61,000 Sole 1 61,000 - -
AMERICA CORPORATION
BOEING CO COM 097023105 1,705 40,000 Sole 1 40,000 - -
BRISTOL MYERS COM 110122108 5,265 78,000 Sole 1 78,000 - -
SQUIBB CO
CARDINAL COM 14149Y108 3,025 55,500 Sole 1 55,500 - -
HEALTH INC
CATERPILLAR INC DEL COM 149123101 5,865 107,000 Sole 1 107,000 - -
CHASE COM 16161A108 7,839 104,000 Sole 1 104,000 - -
MANHATTAN CORP NEW
CIRCUIT CITY CIRCT 172737108 3,544 84,000 Sole 1 84,000 - -
STORE INC CITY GRP
CISCO SYS INC COM 17275R102 13,301 194,000 Sole 1 194,000 - -
CITIGROUP INC COM 172967101 10,340 235,000 Sole 1 235,000 - -
COMCAST CORP CL A SPL 200300200 1,834 46,000 Sole 1 46,000 - -
COMERICA INC COM 200340107 1,620 32,000 Sole 1 32,000 - -
CONSOLIDATED COM 209115104 5,063 122,000 Sole 1 122,000 - -
EDISON INC
CONOCO INC CL A 208251306 4,052 146,000 Sole 1 146,000 - -
COX CL A 224044107 5,135 123,000 Sole 1 123,000 - -
COMMUNICATIONS
INC NEW
CSG SYS INTL INC COM 126349109 1,096 40,000 Sole 1 40,000 - -
DAYTON HUDSON COM 239753106 2,403 40,000 Sole 1 40,000 - -
CORP
DEERE & CO COM 244199105 6,074 157,000 Sole 1 157,000 - -
DELL COMPUTER COM 247025109 3,554 85,000 Sole 1 85,000 - -
CORP
DISNEY WALT CO COM 254687106 2,548 98,000 Sole 1 98,000 - -
DTE ENERGY CO COM 233331107 3,274 90,000 Sole 1 90,000 - -
DU PONT E I COM 263534109 2,118 35,000 Sole 1 35,000 - -
DE NEMOURS & CO
E M C CORP MA COM 268648102 12,205 171,000 Sole 1 171,000 - -
ENRON CORP COM 293561106 4,024 98,000 Sole 1 98,000 - -
ETOYS INC COM 297862104 1,132 17,000 Sole 1 17,000 - -
EXXON CORP COM 302290101 5,168 68,000 Sole 1 68,000 - -
FEDERAL NATL MTG COM 313586109 3,761 60,000 Sole 1 60,000 - -
ASSN
GAP INC DEL COM 364760108 2,976 93,000 Sole 1 93,000 - -
GENERAL COM 369604103 11,145 94,000 Sole 1 94,000 - -
ELECTRIC CO
GTE CORP COM 362320103 3,075 40,000 Sole 1 40,000 - -
GUIDANT CORP COM 401698105 2,896 54,000 Sole 1 54,000 - -
HEWLETT PACKARD CO COM 428236103 3,630 40,000 Sole 1 40,000 - -
HOME DEPOT INC COM 437076102 4,461 65,000 Sole 1 65,000 - -
INSIGHT CL A 45768V108 2,863 100,000 Sole 1 100,000 - -
COMMUNICATIONS INC
INTEL CORP COM 458140100 9,140 123,000 Sole 1 123,000 - -
INTERNATIONAL BUSINESS COM 459200101 11,495 95,000 Sole 1 95,000 - -
MACHS
JOHNSON & COM 478160104 7,258 79,000 Sole 1 79,000 - -
JOHNSON
LILLY ELI & CO COM 532457108 4,557 71,000 Sole 1 71,000 - -
LUCENT COM 549463107 7,915 122,000 Sole 1 122,000 - -
TECHNOLOGIES INC
MARIMBA INC COM 56781Q109 1,673 56,000 Sole 1 56,000 - -
MCDONALDS CORP COM 580135101 10,813 250,000 Sole 1 250,000 - -
MCI WORLDCOM COM 55268B106 12,336 171,634 Sole 1 171,634 - -
INC
MEDTRONIC INC COM 585055106 1,423 40,000 Sole 1 40,000 - -
MELLON BK CORP COM 585509102 4,539 135,000 Sole 1 135,000 - -
MERCK & CO INC COM 589331107 4,472 69,000 Sole 1 69,000 - -
MERRILL LYNCH & CO COM 590188108 2,560 38,000 Sole 1 38,000 - -
INC
MICROSOFT CORP COM 594918104 18,746 207,000 Sole 1 207,000 - -
MOBIL CORP COM 607059105 6,851 68,000 Sole 1 68,000 - -
MONSANTO CO COM 611662107 3,997 112,000 Sole 1 112,000 - -
MORG STANLEY DEAN COM NEW 617446448 3,211 36,000 Sole 1 36,000 - -
WITTER & CO
MOTOROLA INC COM 620076109 2,640 30,000 Sole 1 30,000 - -
NEW YORK TIMES CO CL A 650111107 4,313 115,000 Sole 1 115,000 - -
NEWGEN RESULTS COM 651359101 653 60,000 Sole 1 60,000 - -
COR
NEXTEL CL A 65332V103 2,373 35,000 Sole 1 35,000 - -
COMMUNICATIONS INC
NOKIA CORP SPONSORED 654902204 5,752 64,000 Sole 1 64,000 - -
ADR
NORDSTROM INC COM 655664100 2,484 92,000 Sole 1 92,000 - -
NORTEL COM 656569100 4,998 98,000 Sole 1 98,000 - -
NETWORKS CORP
NOVELLUS COM 670008101 3,709 55,000 Sole 1 55,000 - -
SYS INC
ORACLE CORP COM 68389X105 5,278 116,000 Sole 1 116,000 - -
PAIRGAIN COM 695934109 3,060 240,000 Sole 1 240,000 - -
TECHNOLOGIES INC
PEPSI BOTTLING COM 713409100 1,911 112,000 Sole 1 112,000 - -
GROUP INC
PEPSICO INC COM 713448108 6,924 227,000 Sole 1 227,000 - -
PFIZER INC COM 717081103 2,045 57,000 Sole 1 57,000 - -
PHELPS DODGE COM 717265102 3,634 66,000 Sole 1 66,000 - -
CORP
PHILIP MORRIS COM 718154107 4,171 122,000 Sole 1 122,000 - -
COS INC
PHONE COM INC COM 71920Q100 1,515 10,000 Sole 1 10,000 - -
PITNEY BOWES COM 724479100 3,656 60,000 Sole 1 60,000 - -
INC
PROCTER & COM 742718109 3,281 35,000 Sole 1 35,000 - -
GAMBLE CO
QWEST COM 749121109 3,754 127,000 Sole 1 127,000 - -
COMMUNICATIONS INTL
INC
ROHM & HAAS CO COM 775371107 2,023 56,000 Sole 1 56,000 - -
SAKS COM 79377W108 2,035 134,000 Sole 1 134,000 - -
INC
SCHLUMBERGER COM 806857108 3,303 53,000 Sole 1 53,000 - -
LTD
SOUTHERN CO COM 842587107 1,530 60,000 Sole 1 60,000 - -
SPRINT CORP PCS COM 852061506 2,983 40,000 Sole 1 40,000 - -
SER 1
SUN COM 866810104 9,300 100,000 Sole 1 100,000 - -
MICROSYSTEMS INC
TALISMAN COM 87425E103 1,497 50,000 Sole 1 50,000 - -
ENERGY INC
TANDY CORP COM 875382103 2,584 50,000 Sole 1 50,000 - -
TELLABS INC COM 879664100 2,391 42,000 Sole 1 42,000 - -
TEXAS COM 882508104 3,866 47,000 Sole 1 47,000 - -
INSTR INC
TOSCO CORP COM 891490302 1,894 75,000 Sole 1 75,000 - -
VALASSIS COM 918866104 2,669 60,750 Sole 1 60,750 - -
COMMUNICATIONS INC
WAL MART STORES INC COM 931142103 7,134 150,000 Sole 1 150,000 - -
WELLPOINT HEALTH COM 94973H108 3,078 54,000 Sole 1 54,000 - -
NETWORK NEW
WELLS FARGO & COM 949746101 6,538 165,000 Sole 1 165,000 - -
CO NEW
</TABLE>
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