<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
--------
FORM 13F COVER PAGE
-------------------
Report for the Calendar Year or Quarter Ended: September 30, 2000
---------------------------------------------
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.) :
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
---------------------------------------------------
Name: The Dai-Ichi Mutual Life Insurance Company
Address: 13-1 Yurakucho 1-Chome
Chiyoda-ku, Tokyo Japan 100
Form 13F File Number: 28-6348
----
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
---------------------------------------------------------
Name: Masakuni Fujiwara
Title: General Manager
Phone: 81-3-5221-4181
Signature, Place, and Date of Signing:
/s/ Masakuni Fujiwara Chiyoda-ku, Tokyo Japan November 7, 2000
-------------------------- ------------------------ ----------------
Masakuni Fujiwara [City, State] [Date]
Report Type (Check only one.):
-----------------------------
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 223 Items
Form 13F Information Table Value Total: $3,949,060 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) to which investment managers with respect
this report is filed, other than the manager filing this report.
None.
<PAGE>
<TABLE>
<CAPTION>
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES OR INVESTMENT Authority
CLASS NUMBER (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS (a) (b) (c)
Sole Shared None
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MARVELL TECHNOLOGY GROUP LTD COM - 193 2,500 SOLE 193
TYCOM LTD COM - 768 20,000 SOLE 768
CERAGON NETWORKS LTD COM - 134 5,000 SOLE 134
ASAT HOLDINGS LTD ADR 00208B105 66 10,000 SOLE 66
ACCELERATED NETWORKS INC COM 00429P107 84 5,000 SOLE 84
ACTIVE POWER INC COM 00504W100 310 5,000 SOLE 310
ADOBE SYS INC COM 00724F101 1,553 10,000 SOLE 1,553
AGILENT TECHNOLOGIES INC COM 00846U101 1,957 40,000 SOLE 1,957
AKAMAI TECHNOLOGIES INC COM 00971T101 2,715 51,700 SOLE 2,715
AMERICA ONLINE LATIN AMER CLA 02365B100 79 10,000 SOLE 79
AMERICAN EXPRESS CO COM 025816109 6,907 113,700 SOLE 6,907
AMERICAN HOME PRODS CORP COM 026609107 3,603 63,700 SOLE 3,603
AMERICAN INTL GROUP INC COM 026874107 8,526 89,100 SOLE 8,526
AMGEN INC COM 031162100 8,540 122,300 SOLE 8,540
ARIBA INC COM 04033V104 3,524 24,600 SOLE 3,524
AUTOMATIC DATA PROCESSING INC COM 053015103 1,351 20,200 SOLE 1,351
AVICI SYSTEMS INC COM 05367L109 190 2,000 SOLE 190
AXCELIS TECHNOLOGIES INC COM 054540109 119 10,000 SOLE 119
BANK OF AMERICA CORPORATION COM 060505104 8,443 161,200 SOLE 8,443
BANK NEW YORK INC COM 064057102 6,503 116,000 SOLE 6,503
BAXTER INTL INC COM 071813109 1,413 17,700 SOLE 1,413
BEA SYS INC COM 073325102 2,414 31,000 SOLE 2,414
BLOCK H & R INC COM 093671105 841 22,700 SOLE 841
BLUE MARTINI SOFTWARE INC COM 095698106 169 5,000 SOLE 169
BRISTOL MYERS SQUIBB CO COM 110122108 7,301 127,800 SOLE 7,301
BROADCOM CORP CLA 111320107 4,071 16,700 SOLE 4,071
CMGI INC COM 125750109 2,897 103,700 SOLE 2,897
CALLAWAY GOLF CO COM 131193104 1,076 70,000 SOLE 1,076
CENDANT CORP COM 151313103 4,312 396,500 SOLE 4,312
CHASE MANHATTAN CORP NEW COM 16161A108 7,655 165,750 SOLE 7,655
CHIPPAC INC COM 169657103 12 1,000 SOLE 12
CIENA CORP COM 171779101 9,334 76,000 SOLE 9,334
CISCO SYS INC COM 17275R102 23,686 428,700 SOLE 23,686
CITIGROUP INC COM 172967101 15,339 283,733 SOLE 15,339
CLOROX CO DEL COM 189054109 1,167 29,500 SOLE 1,167
COCA COLA CO COM 191216100 1,698 30,800 SOLE 1,698
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES OR INVESTMENT Authority
CLASS NUMBER (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS (a) (b) (c)
Sole Shared None
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMPUTER SCIENCES CORP COM 205363104 958 12,900 SOLE 958
CORIO INC COM 218875102 61 8,000 SOLE 61
CORVIS CORPORATION COM 221009103 1,221 20,000 SOLE 1,221
DELTAGEN INC COM 24783R103 155 5,000 SOLE 155
DISNEY WALT CO COM 254687106 4,915 128,500 SOLE 4,915
DOUBLECLICK INC COM 258609304 3,978 124,300 SOLE 3,978
DU PONT E I DE NEMOURS & CO COM 263534109 3,245 78,300 SOLE 3,245
E M C CORP MASS COM 268648102 4,362 44,000 SOLE 4,362
EBAY INC COM 278642103 797 11,600 SOLE 797
ENRON CORP COM 293561106 6,405 73,100 SOLE 6,405
EQUINIX INC COM 29444U106 27 3,000 SOLE 27
EVOLVE SOFTWARE INC COM 30049P104 24 1,000 SOLE 24
EXFO ELECTRO-OPTICAL ENGINEE COM 302043104 436 10,000 SOLE 436
FEDERAL NATL MTG ASSN COM 313586109 18,068 252,700 SOLE 18,068
FIRST DATA CORP COM 319963104 1,340 34,300 SOLE 1,340
FOUNDRY NETWORKS INC COM 35063R100 2,015 30,100 SOLE 2,015
GENERAL ELEC CO COM 369604103 37,364 647,700 SOLE 37,364
GILLETTE CO COM 375766102 1,686 54,600 SOLE 1,686
HOME DEPOT INC COM 437076102 2,388 45,000 SOLE 2,388
HUMAN GENOME SCIENCES INC COM 444903108 3,532 20,400 SOLE 3,532
ILLUMINA INC COM 452327109 908 20,000 SOLE 908
INCYTE PHARMACEUTICALS COM 45337C102 2,599 63,200 SOLE 2,599
INKTOMI CORP COM 457277101 1,322 11,600 SOLE 1,322
INRANGE TECHNOLOGIES CL B 45769V206 265 5,000 SOLE 265
INTEL CORP COM 458140100 18,595 447,400 SOLE 18,595
INTERNAP NETWORK SVCS CORP COM 45885A102 708 21,900 SOLE 708
INTERPUBLIC GROUP COS INC COM 460690100 756 22,200 SOLE 756
INTUIT COM 461202103 342 6,000 SOLE 342
JDS UNIPHASE CORP COM 46612J101 6,032 63,700 SOLE 6,032
JOHNSON & JOHNSON COM 478160104 21,746 231,500 SOLE 21,746
JOHNSON CTLS INC COM 478366107 984 18,500 SOLE 984
JUNIPER NETWORKS INC COM 48203R104 21,237 97,000 SOLE 21,237
KEYCORP NEW COM 493267108 2,531 100,000 SOLE 2,531
LEVEL 3 COMMUNICATIONS INC COM 52729N100 694 9,000 SOLE 694
LILLY ELI & CO COM 532457108 6,084 75,000 SOLE 6,084
LINCOLN NATL CORP IND COM 534187109 488,402 10,148,622 SOLE 488,402
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES OR INVESTMENT Authority
CLASS NUMBER (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS (a) (b) (c)
Sole Shared None
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LUCENT TECHNOLOGIES INC COM 549463107 2,139 70,000 SOLE 2,139
MCDATA CORPORATION CL B 580031102 2,458 20,000 SOLE 2,458
MERCK & CO INC COM 589331107 10,511 141,200 SOLE 10,511
METROMEDIA FIBER NETWORK CL A 591689104 802 33,000 SOLE 802
MICROSOFT CORP COM 594918104 23,256 385,600 SOLE 23,256
MICROTUNE INC COM 59514P109 268 5,000 SOLE 268
MORGAN J P & CO INC COM 616880100 1,323 8,100 SOLE 1,323
MORGAN STANLEY DEAN WITTER & CO COM 617446448 2,277 24,900 SOLE 2,277
NATIONAL CITY CORP COM 635405103 2,213 100,000 SOLE 2,213
NEW FOCUS INC COM 644383101 791 10,000 SOLE 791
NEXTEL COMMUNICATIONS INC COM 65332V103 935 20,000 SOLE 935
NORTEL NETWORKS CORP COM 656568102 15,010 252,000 SOLE 15,010
NUMERICAL TECHNOLOGIES INC COM 67053T101 864 30,000 SOLE 864
ONI SYSTEMS CORP COM 68273F103 2,589 30,000 SOLE 2,589
OPNET TECHNOLOGIES INC COM 683757108 37 1,000 SOLE 37
ORACLE CORP COM 68389X105 18,711 237,600 SOLE 18,711
PE CORP COM 69332S102 11,440 98,200 SOLE 11,440
PE CORP COM 69332S201 3,606 36,200 SOLE 3,606
PMC-SIERRA INC COM 69344F106 2,153 10,000 SOLE 2,153
PALM INC COM 696642107 741 14,000 SOLE 741
PAYCHEX INC COM 704326107 3,675 70,000 SOLE 3,675
PERKINELMER INC COM 714046109 3,966 38,000 SOLE 3,966
PFIZER INC COM 717081103 21,902 487,400 SOLE 21,902
PHELPS DODGE CORP COM 717265102 3,758 90,000 SOLE 3,758
PHILIP MORRIS COS INC COM 718154107 3,532 120,000 SOLE 3,532
PORTAL SOFTWARE INC COM 736126103 400 10,000 SOLE 400
PROCTER & GAMBLE CO COM 742718109 4,670 69,700 SOLE 4,670
PROTEIN DESIGN LABS INC COM 74369L103 301 2,500 SOLE 301
QUALCOMM INC COM 747525103 10,367 145,500 SOLE 10,367
RATIONAL SOFTWARE CORP COM 75409P202 694 10,000 SOLE 694
REALNETWORKS INC COM 75605L104 417 10,500 SOLE 417
RESONATE INC COM 76115Q104 198 5,000 SOLE 198
RITA MEDICAL SYSTEMS INC COM 76774E103 22 2,000 SOLE 22
SBC COMMUNICATIONS INC COM 78387G103 2,330 46,600 SOLE 2,330
SDL INC COM 784076101 2,165 7,000 SOLE 2,165
SANMINA CORP COM 800907107 936 10,000 SOLE 936
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES OR INVESTMENT Authority
CLASS NUMBER (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS (a) (b) (c)
Sole Shared None
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SAPIENT CORP COM 803062108 163 4,000 SOLE 163
SCREAMINGMEDIA INC COM 810883108 19 2,000 SOLE 19
SEALED AIR CORP NEW COM 81211K100 421 9,300 SOLE 421
SERVICEMASTER CO COM 81760N109 988 100,000 SOLE 988
SIEBEL SYS INC COM 826170102 3,562 32,000 SOLE 3,562
SIGNALSOFT CORP COM 82668M102 41 1,000 SOLE 41
SONUS NETWORKS INC COM 835916107 1,264 10,000 SOLE 1,264
STATE STR CORP COM 857477103 1,456 11,200 SOLE 1,456
STORAGENETWORKS INC COM 86211E103 2,044 20,000 SOLE 2,044
SYCAMORE NETWORKS INC COM 871206108 2,171 20,100 SOLE 2,171
TEXAS INSTRS INC COM 882508104 3,577 75,800 SOLE 3,577
TIME WARNER INC COM 887315109 3,326 42,500 SOLE 3,326
TRIPATH TECHNOLOGY COM 89672P104 25 1,000 SOLE 25
UNITED PARCEL SERVICE INC CLB 911312106 485 8,600 SOLE 485
VERISIGN INC COM 92343E102 11,546 57,000 SOLE 11,546
VIGNETTE CORP COM 926734104 448 15,000 SOLE 448
WACHOVIA CORP COM 929771103 907 16,000 SOLE 907
WATERS CORP COM 941848103 1,780 20,000 SOLE 1,780
WELLS FARGO & CO NEW COM 949746101 4,777 104,000 SOLE 4,777
WESTERN MULTIPLEX CORP CL A 95874P107 16 1,000 SOLE 16
WORLDCOM INC COM 98157D106 1,671 55,000 SOLE 1,671
YAHOO INC COM 984332106 11,639 127,900 SOLE 11,639
AES CORP COM 00130H105 17,239 251,669 SOLE 17,239
AT & T CORP COM 001957109 34,443 1,172,536 SOLE 34,443
AT & T WIRELESS GROUP COM 001957406 7,725 370,057 SOLE 7,725
ABBOT LABORATORIES COM 002824100 14,166 297,848 SOLE 14,166
ADVANCED MICRO DEVICES INC COM 007903107 8,272 350,147 SOLE 8,272
AGILENT TECHNOLOGIES INC COM 00846U101 5,074 103,693 SOLE 5,074
AKAMAI TECHNOLOGIES INC COM 00971T101 2,759 52,534 SOLE 2,759
ALCOA INC COM 013817101 11,801 466,208 SOLE 11,801
AMERICA ONLINE INC DEL COM 02364J104 36,314 675,611 SOLE 36,314
AMERICAN EXPRESS CO COM 025816109 56,088 923,264 SOLE 56,088
AMERICAN HOME PRODS CORP COM 026609107 24,316 429,897 SOLE 24,316
AMERICAN INTL GROUP INC COM 026874107 79,488 830,712 SOLE 79,488
AMGEN INC COM 031162100 25,138 360,003 SOLE 25,138
ANHEUSER BUSCH COS INC COM 035229103 399 9,437 SOLE 399
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES OR INVESTMENT Authority
CLASS NUMBER (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS (a) (b) (c)
Sole Shared None
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
APPLIED MATLS INC COM 038222105 28,043 472,802 SOLE 28,043
ARIBA INC COM 04033V104 20,229 141,202 SOLE 20,229
BANK OF AMERICA CORPORATION COM 060505104 32,924 628,620 SOLE 32,924
BANK NEW YORK INC COM 064057102 39,715 708,408 SOLE 39,715
BEST BUY INC COM 086516101 13,800 216,894 SOLE 13,800
BOEING CO COM 097023105 19,947 316,615 SOLE 19,947
BRISTOL MYERS SQUIBB CO COM 110122108 25,973 454,667 SOLE 25,973
CHASE MANHATTAN CORP NEW COM 16161A108 22,734 492,215 SOLE 22,734
CHEVRON CORPORATION COM 166751107 24,894 292,008 SOLE 24,894
CISCO SYS INC COM 17275R102 129,502 2,343,935 SOLE 129,502
CITIGROUP INC COM 172967101 82,636 1,528,541 SOLE 82,636
CLEAR CHANNEL COMMUNICATIONS COM 184502102 26,884 475,821 SOLE 26,884
COCA COLA CO COM 191216100 40,986 743,506 SOLE 40,986
COLGATE PALMOLIVE CO COM 194162103 17,672 374,404 SOLE 17,672
COMCAST CORP CL A SPL 200300200 20,946 511,675 SOLE 20,946
CORNING INC COM 219350105 38,439 129,425 SOLE 38,439
DELL COMPUTER CORP COM 247025109 164 5,321 SOLE 164
DISNEY WALT CO COM 254687106 24,016 627,876 SOLE 24,016
DOW CHEM CO COM 260543103 9,537 382,427 SOLE 9,537
DU PONT E I DE NEMOURS & CO COM 263534109 13,529 326,497 SOLE 13,529
DUKE ENERGY CORP COM 264399106 16,895 197,029 SOLE 16,895
E M C CORP MASS COM 268648102 90,399 911,972 SOLE 90,399
ENRON CORP COM 293561106 32,834 374,710 SOLE 32,834
EXXON MOBIL CORP COM 30231G102 94,599 1,061,424 SOLE 94,599
GENERAL ELEC CO COM 369604103 188,059 3,259,992 SOLE 188,059
GENERAL MTRS CORP COM 370442105 24,568 377,975 SOLE 24,568
GEORGIA PAC CORP COM 373298108 5,372 228,607 SOLE 5,372
GUIDANT CORP COM 401698105 26,561 375,757 SOLE 26,561
HCA-THE HEALTHCARE COMPANY COM 404119109 26,241 706,833 SOLE 26,241
HEWLETT PACKARD CO COM 428236103 26,371 271,868 SOLE 26,371
HOME DEPOT INC COM 437076102 40,137 756,412 SOLE 40,137
ILLINOIS TOOL WKS INC COM 452308109 10,107 180,885 SOLE 10,107
INTEL CORP COM 458140100 83,862 2,017,746 SOLE 83,862
INTERNATIONAL BUSINESS MACHS COM 459200101 53,228 473,141 SOLE 53,228
INTL PAPER CO COM 460146103 6,429 224,105 SOLE 6,429
INTERPUBLIC GROUP COS INC COM 460690100 9,416 276,436 SOLE 9,416
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES OR INVESTMENT Authority
CLASS NUMBER (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS (a) (b) (c)
Sole Shared None
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JDS UNIPHASE CORP COM 46612J101 36,590 386,436 SOLE 36,590
JOHNSON & JOHNSON COM 478160104 29,399 312,967 SOLE 29,399
KLA-TENCOR CORP COM 482480100 10,240 248,631 SOLE 10,240
LILLY ELI & CO COM 532457108 25,835 318,459 SOLE 25,835
LUCENT TECHNOLOGIES INC COM 549463107 18,364 600,879 SOLE 18,364
MARSH & MCLENNAN COS INC COM 571748102 22,100 166,476 SOLE 22,100
MCDONALDS CORP COM 580135101 21,809 722,479 SOLE 21,809
MEDTRONIC INC COM 585055106 24,135 465,818 SOLE 24,135
MERCK & CO INC COM 589331107 34,540 464,023 SOLE 34,540
MERRILL LYNCH & CO INC COM 590188108 29,866 452,520 SOLE 29,866
MICROSOFT CORP COM 594918104 81,146 1,345,432 SOLE 81,146
MINNESOTA MNG & MFG CO COM 604059105 22,528 247,222 SOLE 22,528
MORGAN STANLEY DEAN WITTER & CO COM 617446448 25,639 280,403 SOLE 25,639
NATIONAL SEMICONDUCTOR CORP COM 637640103 8,661 215,168 SOLE 8,661
NEXTEL COMMUNICATIONS INC COM 65332V103 6,305 134,860 SOLE 6,305
OMNICOM GROUP INC COM 681919106 15,308 209,880 SOLE 15,308
ORACLE CORP COM 68389X105 129,193 1,640,541 SOLE 129,193
PE CORP COM 69332S102 15,549 133,469 SOLE 15,549
PE CORP COM 69332S201 6,709 67,345 SOLE 6,709
PFIZER INC COM 717081103 90,733 2,019,117 SOLE 90,733
PHARMACIA CORPORATION COM 71713U102 18,686 310,462 SOLE 18,686
PHILIP MORRIS COS INC COM 718154107 18,198 618,198 SOLE 18,198
PROCTER & GAMBLE CO COM 742718109 26,989 402,814 SOLE 26,989
QWEST COMMUNICATIONS INTL INC COM 749121109 24,541 510,614 SOLE 24,541
SBC COMMUNICATIONS INC COM 78387G103 43,612 872,230 SOLE 43,612
SAFEWAY INC COM 786514208 12,011 257,268 SOLE 12,011
SCHLUMBERGER LTD COM 806857108 35,150 427,033 SOLE 35,150
SUN MICROSYSTEMS INC COM 866810104 34,522 295,690 SOLE 34,522
TELLABS INC COM 879664100 13,151 275,413 SOLE 13,151
TERADYNE INC COM 880770102 8,675 247,861 SOLE 8,675
TEXAS INSTRS INC COM 882508104 32,343 685,413 SOLE 32,343
TIME WARNER INC COM 887315109 30,107 384,749 SOLE 30,107
UNITEDHEALTH GROUP INC COM 91324P102 29,840 302,182 SOLE 29,840
VERITAS SOFTWARE CO COM 923436109 14,794 104,185 SOLE 14,794
VERIZON COMMUNICATIONS COM 92343V104 38,259 789,877 SOLE 38,259
VIACOM INC COM 925524308 33,896 579,416 SOLE 33,896
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES OR INVESTMENT Authority
CLASS NUMBER (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS (a) (b) (c)
Sole Shared None
============================ ======== ========= ========= =========== ================ ========== ======== ===== ========== ====
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WAL MART STORES INC COM 931142103 80,879 1,680,611 SOLE 80,879
WALGREEN CO COM 931422109 17,611 464,205 SOLE 17,611
WELLS FARGO & CO NEW COM 949746101 33,644 732,394 SOLE 33,644
WORLDCOM INC COM 98157D106 18,260 601,139 SOLE 18,260
XILINX INC COM 983919101 12,901 150,673 SOLE 12,901
YAHOO INC COM 984332106 4,535 49,839 SOLE 4,535
TYCOM LTD COM - 2,024 52,746 SOLE 2,024
</TABLE>
