ARV ASSISTED LIVING INC
10-K405/A, 1996-07-02
NURSING & PERSONAL CARE FACILITIES
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                                 UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549
 
   
                                  FORM 10-K/A
    
 
              ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE
                        SECURITIES EXCHANGE ACT OF 1934
 
                    FOR THE FISCAL YEAR ENDED MARCH 31, 1996
 
                        COMMISSION FILE NUMBER: 0-26980
 
                           ARV ASSISTED LIVING, INC.
             (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
 
<TABLE>
<S>                                           <C>
                  CALIFORNIA                                    33-0160968
       (STATE OR OTHER JURISDICTION OF                       (I.R.S. EMPLOYER
        INCORPORATION OR ORGANIZATION)                     IDENTIFICATION NO.)
        245 FISCHER AVENUE, SUITE D-1
            COSTA MESA, CALIFORNIA                                92626
   (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)                     (ZIP CODE)
</TABLE>
 
       REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (714) 751-7400
 
          SECURITIES REGISTERED PURSUANT TO SECTION 12(B) OF THE ACT:
 
<TABLE>
<CAPTION>
                TITLE OF CLASS                  NAME OF EACH EXCHANGE ON WHICH REGISTERED
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<S>                                           <C>
          Common Stock, no par value                      NASDAQ National Market
</TABLE>
 
   
     Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.  Yes  __   No  X
    
 
     Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K.  / /
 
     As of June 25, 1996, the aggregate market value of the voting stock held by
non-affiliates of registrant was $77,744,264 (for purposes of calculating the
preceding amount only, all directors, executive officers and shareholders
holding 5% or greater of the registrant's Common Stock are assumed to be
affiliates). The number of shares of Common Stock of the registrant outstanding
as of June 25, 1996 was 8,941,093.
 
     Part III incorporates by reference the Company's definitive Proxy Statement
for the Annual Meeting of Shareholders to be held on August 13, 1996. The
registrant intends to file such Proxy Statement no later than 120 days after the
end of the fiscal year covered by this Form 10-K.
 
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<PAGE>   2
 
                                   SIGNATURES
 
     Pursuant to the requirements of Section 13 or 15(d) of the Securities and
Exchange Act of 1934, as amended, the Registrant has duly caused this report to
be signed on its behalf by the undersigned, thereunto duly authorized.
 
                                          ARV ASSISTED LIVING, INC.
 
                                          By: /s/  GARY L. DAVIDSON
                                            ------------------------------------
                                            Gary L. Davidson
                                            Chairman of the Board
 
   
                                          Date: July 2, 1996
    
 
     Pursuant to the requirements of the Securities Act of 1934, as amended,
this report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the dates indicated.
 
   
<TABLE>
<CAPTION>
                SIGNATURE                                         TITLE
- ------------------------------------------  -------------------------------------------------
<S>                                         <C>
/s/  GARY L. DAVIDSON                       Chairman of the Board
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Gary L. Davidson
Date: July 2, 1996

/s/  JOHN A. BOOTY                          President and Director
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John A. Booty
Date: July 2, 1996

/s/  DAVID P. COLLINS                       Senior Executive Vice President and Director
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David P. Collins
Date: July 2, 1996

/s/  GRAHAM P. ESPLEY-JONES                 Chief Financial Officer and Secretary
- ------------------------------------------
Graham P. Espley-Jones
Date: July 2, 1996

/s/  JAMES M. PETERS                        Director
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James M. Peters
Date: July 2, 1996

/s/  R. BRUCE ANDREWS                       Director
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R. Bruce Andrews
Date: July 2, 1996

/s/  MAURICE J. DEWALD                      Director
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Maurice J. DeWald
Date: July 2, 1996

/s/  JOHN J. RYDZEWSKI                      Director
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John J. Rydzewski
Date: July 2, 1996
</TABLE>
    
 
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