<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934*
ARV ASSISTED LIVING, INC.
(Name of issuer)
COMMON STOCK, NO PAR VALUE
(Title of class of securities)
00204C107
(CUSIP number)
Gary L. Davidson
ARV Assisted Living, Inc.
245 Fischer Avenue, D-1
Costa Mesa, California 92626
(714) 751-7400
with a copy to:
William J. Cernius, Esq.
Latham & Watkins
650 Town Center Drive, 20th Floor
Costa Mesa, California 92626
(714) 540-1235
(Name, address and telephone number of person
authorized to receive notices and communications)
July 14, 1997
(Date of event which requires filing
of this statement)
If the filing person has previously filed a statement on Schedule 13G to report
the transaction which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Note: six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
(Page 1 of 24 Pages)
<PAGE> 2
CUSIP No. 00204C107 13D Page 2 of 24 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GARY L. DAVIDSON
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
979,249
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 969,826
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
402,257
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,372,083
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.2%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK
OUTSTANDING ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
2
<PAGE> 3
CUSIP No. 00204C107 13D Page 3 of 24 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DAVIDSON FAMILY PARTNERSHIP
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
593,029
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 593,029
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
593,029
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.1%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK
OUTSTANDING ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
3
<PAGE> 4
CUSIP No. 00204C107 13D Page 4 of 24 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GARY L. DAVIDSON FUNDED REVOCABLE LIVING TRUST
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
343,102
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 343,102
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
343,102
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK OUTSTANDING
ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
4
<PAGE> 5
CUSIP No. 00204C107 13D Page 5 of 24 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JOHN A. BOOTY KAREN A. BOOTY
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
JOHN A. BOOTY KAREN A. BOOTY
182,868 500
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY JOHN A. BOOTY KAREN A. BOOTY
OWNED BY 525,801 418,028
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON JOHN A. BOOTY KAREN A. BOOTY
WITH 173,445 500
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
JOHN A. BOOTY KAREN A. BOOTY
928,058 418,028
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
JOHN A. BOOTY KAREN A. BOOTY
1,101,503 418,528
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
JOHN A. BOOTY KAREN A. BOOTY
11.4% 4.3%
BASED UPON THE NUMBER OF SHARES OF COMMON STOCK OUTSTANDING ON MARCH 31,
1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
5
<PAGE> 6
CUSIP No. 00204C107 13D Page 6 of 24 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
BOOTY-JONES FAMILY PARTNERSHIP
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
107,773
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY ----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 107,773
PERSON ----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
107,773
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.1%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK
OUTSTANDING ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
6
<PAGE> 7
CUSIP No. 00204C107 13D Page 7 of 24 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
BOOTY FAMILY TRUST
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
418,028
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY ----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 418,028
PERSON ----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
418,028
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.3%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK OUTSTANDING
ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
7
<PAGE> 8
CUSIP No. 00204C107 13D Page 8 of 24 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KAREN A. BOOTY CHARITABLE REMAINDER TRUST
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
69,500
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 69,500
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
69,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK OUTSTANDING
ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
8
<PAGE> 9
CUSIP No. 00204C107 13D Page 9 of 24 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JOHN A. BOOTY CHARITABLE REMAINDER UNITRUST
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
69,500
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 69,500
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
69,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK
OUTSTANDING ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
9
<PAGE> 10
CUSIP No. 00204C107 13D PAGE 10 OF 24 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DAVID P. COLLINS VICTORIA F. COLLINS
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
David P. Collins Victoria F. Collins
40,354 15,267
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY David P. Collins Victoria F. Collins
EACH 507,269 507,269
REPORTING ----------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
David P. Collins Victoria F. Collins
31,824 15,267
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
David P. Collins Victoria F. Collins
909,526 507,269
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
David P. Collins Victoria F. Collins
941,350 522,536
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
David P. Collins Victoria F. Collins
9.7% 5.4%
BASED UPON THE NUMBER OF SHARES OF COMMON STOCK
OUTSTANDING ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
10
<PAGE> 11
CUSIP No. 00204C107 SCHEDULE 13D PAGE 11 OF 24 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
D&V COLLINS FAMILY LIMITED PARTNERSHIP
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
98,678
----------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 98,678
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
98,678
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK
OUTSTANDING ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
11
<PAGE> 12
CUSIP No. 00204C107 13D PAGE 12 OF 24 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
COLLINS FAMILY COMMUNITY PROPERTY TRUST
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
408,591
----------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY ----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 408,591
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
408,591
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.2%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK
OUTSTANDING ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
12
<PAGE> 13
CUSIP No. 00204C107 13D Page 13 of 24 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DAVID P. COLLINS ANNUITY TRUST
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
11,978
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 11,978
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,978
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK OUTSTANDING ON
MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
13
<PAGE> 14
CUSIP No. 00204C107 13D Page 14 of 24 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GRAHAM P. ESPLEY-JONES
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
NOT APPLICABLE
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
269,129
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 263,758
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
5,371
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
269,129
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
N/A
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.8%, BASED UPON THE NUMBER OF SHARES OF COMMON STOCK OUTSTANDING
ON MARCH 31, 1997
- --------------------------------------------------------------------------------
14 TYPE OF PERSON REPORTING*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
14
<PAGE> 15
ARV ASSISTED LIVING, INC.
Common Stock
SCHEDULE 13D
This schedule 13D is being filed as an amended filing with the
Securities and Exchange Commission by Gary L. Davidson, John A. Booty, Karen A.
Booty, David P. Collins and Victoria F. Collins, and as an original filing by
the Davidson Family Partnership, a California general partnership; the Gary L.
Davidson Funded Revocable Living Trust; the Booty-Jones Family Partnership, a
California general partnership; the Booty Family Trust; the Karen A. Booty
Charitable Remainder Trust; the John A. Booty Charitable Remainder Unitrust; the
D&V Collins Family Limited Partnership, a California limited partnership; the
Collins Family Community Property Trust; the David P. Collins Annuity Trust and
Graham P. Espley-Jones. All of these filing parties are collectively referred to
herein as the "Reporting Persons". The Statement is being filed in connection
with the proposed sale to Prometheus Assisted Living LLC ("Prometheus"), an
affiliate of Lazard Freres Real Estate Invesors L.L.C. ("LFREI"), of 9.6 million
shares of newly issued Common Stock of ARV Assisted Living, Inc., a California
corporation (the "Company") (all such transactions between the Company, LFREI
and Prometheus are hereinafter collectively referred to as the "Transaction").
This statement is being filed with respect to the Stockholders' Voting Agreement
dated July 14, 1997 between LFREI, Prometheus and the Reporting Persons (the
"Stockholders Voting Agreement").
Item 1. Security and Issuer.
The class of equity securities to which this Statement on
Schedule 13D relates is the common stock, no par value per share ("Common
Stock"), of the Company. The principal executive offices of the Company are
located at 245 Fischer Avenue, D-1, Costa Mesa, California 92626.
Item 2. Identity and Background.
(a) This Statement is being filed by the following persons: Gary
L. Davidson; the Davidson Family Partnership, a California general partnership;
the Gary L. Davidson Funded Revocable Living Trust; John A. Booty; Karen A.
Booty; the Booty-Jones Family Partnership, a California general partnership; the
Booty Family Trust; the Karen A. Booty Charitable Remainder Trust; the John A.
Booty Charitable Remainder Unitrust; David P. Collins; Victoria F. Collins; the
D&V Collins Family Limited Partnership, a California limited partnership; the
Collins Family Community Property Trust; the David P. Collins Annuity Trust and
Graham P. Espley-Jones.
Gary L. Davidson, Eric K. Davidson, Janeanne Day, Peter J.
Davidson and Kathryn Halperin are the partners of the Davidson Family
Partnership. John A. Booty, Jennifer B. Jones, Kara Jones and Brett Jones are
the partners of the Booty-Jones family partnership. David P. Collins and
Victoria F. Collins are the general partners of the D&V Collins Family Limited
Partnership.
Gary L. Davidson is the Trustee of the Gary L. Davidson Funded
Revocable Living Trust. John A. Booty and Karen A. Booty are the Trustees of
the Booty Family Trust. John A. Booty is the Trustee of both the Karen A. Booty
Charitable Remainder Trust and the John A. Booty Charitable Remainder Unitrust.
David P. Collins and Victoria F. Collins are the Settlor-Trustees of the
Collins Family Community Property Trust. David P. Collins is the Trustee of
the David P. Collins Annuity Trust.
As a result of the execution of the Stockholders' Voting
Agreement, the Reporting Persons may be deemed, for purposes of Section 13(d)
of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), to
have formed a "group" with LFREI and Prometheus. Each of the Reporting Persons
expressly declares that the filing of this statement on Schedule 13D shall not
be construed as an admission by it, for the purposes of Section 13(d) or
Section 13(g) of the Exchange Act, that it has formed a group or that it has
any shared voting or dispositive power over any shares of Common Stock of the
Company by virtue thereof.
(b) The address of the business office of each of the Reporting
Persons and each other person listed in paragraph (a) above is 245 Fischer
Avenue, D-1, Costa Mesa, California 92626.
(c) The principal occupation of Gary L. Davidson is as President,
Chairman of the Board and Director of the Company, the principal occupation of
John A. Booty is as Vice Chairman of the Board and Director of the Company, the
principal occupation of Karen A. Booty is as an investor, the principal
occupation of David P. Collins is as Senior Executive Vice President and
Director of the Company, the principal occupation of Victoria F. Collins is as
an investor and the principal occupation of Graham P. Espley-Jones is as Chief
Financial Officer of the Company.
The principal business of each of the Davidson Family
Partnership, the Gary L. Davidson Funded Revocable Living Trust, the Booty-Jones
Family Partnership, the Booty Family Trust, the Karen A. Booty Charitable
Remainder Trust, the John A. Booty Charitable Remainder Unitrust, the D&V
Collins Family Limited Partnership, the Collins Family Community Property Trust
and the David P. Collins Annuity Trust is to make and hold investments.
The principal occupation of Eric K. Davidson is as Senior Vice
President of the Company, the principal occupation of Janeanne Day is as
consultant to the Company, the principal occupation of Peter J. Davidson is as
contracts administrator for the Company and the principal occupation of Kathryn
E. Halperin is as an investor. The principal occupation of Jennifer B. Jones is
as an investor and the principal occupation of both Kara Jones and Brett Jones
is as a student.
(d),(e) During the last five years, none of the Reporting Persons
nor, to the extent known by the Reporting Persons, any of the persons listed in
paragraph (a) above has been (i) convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors) or (ii) a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction and as
a result of such proceeding was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation with
respect to such laws.
(f) Each of the foregoing natural persons is a citizen of the
United States.
15
<PAGE> 16
Item 3. Source and Amount of Funds or Other Consideration.
The Reporting Persons have not paid any amount of funds or
other consideration to the Company or any other person in connection with
entering into the Stockholders' Voting Agreement.
Item 4. Purpose of Transaction.
The Reporting Persons have entered into the Stockholders' Voting
Agreement in connection with the Transaction. Under the Stockholders' Voting
Agreement, each of the Reporting Persons has agreed to vote the number of Shares
(as defined below) that may be voted by such Reporting Person in favor of (i)
the Transaction and (ii) the election of Directors of the Company (a) nominated
by the Nominating Committee of the Board of Directors of the Company (the
"Board") and (b) nominated by LFREI (the "Investor Nominees"), each in
accordance with the terms of the Stockholders Agreement dated July 14, 1997 by
and among the Company, Prometheus and LFREI (the "Stockholders Agreement"). The
Stockholders' Voting Agreement defines "Shares" to mean any and all shares of
capital stock of the Company (including Common Stock) which carry voting rights
(including any voting rights which arise by reason of default) now owned or
subsequently acquired by a Reporting Person through purchase, gift, stock
splits, stock dividends and exercise of stock options.
Each Reporting Person has also agreed pursuant to the
Stockholders' Voting Agreement that it will not sell, transfer or otherwise
dispose of any of its Shares until the earlier of (i) the date on which the
Investor Nominees first become members of the Board or (ii) if the stockholder
vote with respect to the Transaction fails or does not occur by December 31,
1997, the earlier of the date of the stockholder meeting at which the
stockholder vote failed or December 31, 1997.
16
<PAGE> 17
Item 5. Interest in Securities of the Issuer.
(a) The Reporting Persons beneficially own securities of the Company as
follows: Gary L. Davidson beneficially owns 1,372,083 shares (or approximately
14.2% of the outstanding shares), of which 33,695 may be acquired pursuant to
the exercise of vested options; the Davidson Family Partnership beneficially
owns 593,029 shares (or approximately 6.1% of the outstanding shares); the Gary
L. Davidson Funded Revocable Living Trust beneficially owns 343,102 shares (or
approximately 3.6% of the outstanding shares); John A. Booty beneficially owns
1,101,503 shares (or approximately 11.4% of the outstanding shares), of which
33,695 may be acquired pursuant to the exercise of vested options; Karen A.
Booty beneficially owns 418,528 shares (or approximately 4.3% of the
outstanding shares); the Booty-Jones Family Partnership beneficially owns
107,773 shares (or approximately 1.1% of the outstanding shares); the Booty
Family Trust beneficially owns 418,028 shares (or approximately 4.3% of the
outstanding shares); the Karen A. Booty Charitable Remainder Trust beneficially
owns 69,500 shares (or approximately 0.7% of the outstanding shares); the John
A. Booty Charitable Remainder Unitrust beneficially owns 69,500 shares (or
approximately 0.7% of the outstanding shares); David P. Collins beneficially
owns 941,350 shares (or approximately 9.7% of the outstanding shares), of which
19,846 may be acquired pursuant to the exercise of vested options; Victoria F.
Collins beneficially owns 522,536 shares (or approximately 5.4% of the
outstanding shares); the D&V Collins Family Limited Partnership beneficially
owns 98,678 shares (or approximately 1.0% of the outstanding shares); the
Collins Family Community Property Trust beneficially owns 408,591 shares (or
approximately 4.2% of the outstanding shares); the David P. Collins Annuity
Trust beneficially owns 11,978 shares (or approximately 0.1% of the outstanding
shares); and Graham P. Espley-Jones beneficially owns 269,129 shares (or
approximately 2.8% of the outstanding shares), of which 11,206 may be acquired
pursuant to the exercise of vested options.
(b) The Reporting Persons have the following voting power and
dispositive power with respect to their shares listed in Section 5(a):
(i) sole power to vote or to direct the vote
Gary L. Davidson: 979,249 Shares
Davidson Family Partnership: 593,029 Shares
Gary L. Davidson Funded Revocable Living Trust: 343,102 Shares
John A. Booty: 182,868 Shares
Karen A. Booty: 500 Shares
Booty-Jones Family Partnership: 107,773 Shares
Booty Family Trust: 418,028 Shares
Karen A. Booty Charitable Remainder Trust: 69,500 Shares
John A. Booty Charitable Remainder Unitrust: 69,500 Shares
David P. Collins: 40,354 Shares
Victoria F. Collins: 15,267 Shares
D&V Collins Family Limited Partnership: 98,678 Shares
Collins Family Community Property Trust: 408,591 Shares
David P. Collins Annuity Trust: 11,978 Shares
Graham P. Espley-Jones: 269,129 Shares
(ii) shared power to vote or to direct the vote
Gary L. Davidson: 0 Shares
Davidson Family Partnership: 0 Shares
Gary L. Davidson Funded Revocable Living Trust: 0 Shares
John A. Booty: 525,801 Shares
Karen A. Booty: 418,028 Shares
Booty-Jones Family Partnership: 0 Shares
Booty Family Trust: 0 Shares
Karen A. Booty Charitable Remainder Trust: 0 Shares
John A. Booty Charitable Remainder Unitrust: 0 Shares
David P. Collins: 507,269 Shares
Victoria F. Collins: 507,269 Shares
D&V Collins Family Limited Partnership: 0 Shares
Collins Family Community Property Trust: 0 Shares
David P. Collins Annuity Trust: 0 Shares
Graham P. Espley-Jones: 0 Shares
(iii) sole power to dispose or to direct the disposition of
Gary L. Davidson: 969,826 Shares
Davidson Family Partnership: 593,029 Shares
Gary L. Davidson Funded Revocable Living Trust: 343,102 Shares
John A. Booty: 173,445 Shares
Karen A. Booty: 500 Shares
Booty-Jones Family Partnership: 107,773 Shares
Booty Family Trust: 418,028 Shares
Karen A. Booty Charitable Remainder Trust: 69,500 Shares
John A. Booty Charitable Remainder Trust: 69,500 Shares
David P. Collins: 31,824 Shares
Victoria F. Collins: 15,267 Shares
D&V Collins Family Limited Partnership: 98,678 Shares
Collins Family Community Property Trust: 408,591 Shares
David P. Collins Annuity Trust: 11,978 Shares
Graham P. Espley-Jones: 263,758 Shares
(iv) shared power to dispose or to direct the disposition of
Gary L. Davidson: 402,257 Shares
Davidson Family Partnership: 0 Shares
Gary L. Davidson Funded Revocable Living Trust: 0 Shares
John A. Booty: 928,058 Shares
Karen A. Booty: 418,028 Shares
Booty-Jones Family Partnership: 0 Shares
Booty Family Trust: 0 Shares
Karen A. Booty Charitable Remainder Trust: 0 Shares
John A. Booty Charitable Remainder Unitrust: 0 Shares
David P. Collins: 909,526 Shares
Victoria F. Collins: 507,269 Shares
D&V Collins Family Limited Partnership: 0 Shares
Collins Family Community Property Trust: 0 Shares
David P. Collins Annuity Trust: 0 Shares
Graham P. Espley-Jones: 5,371 Shares
(c) None of the Reporting Persons have acquired any shares of Common
Stock of the Company during the past sixty days.
(d) Except as stated in this Item 5, to the best knowledge of the
Reporting Persons, no other person has the right to receive or the power to
direct the receipt of dividends from, the shares of Common Stock beneficially
owned by the Reporting Persons.
(e) Not applicable.
17
<PAGE> 18
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer.
Each of the Reporting Persons have entered into the
Stockholders' Voting Agreement with LFREI and Prometheus. A copy of the
Stockholders' Voting Agreement is attached hereto as Exhibit A and is
incorporated herein by reference.
Item 7. Materials to be filed as Exhibits.
<TABLE>
<CAPTION>
Exhibit No. Exhibit
- ----------- -------
<S> <C>
99.1 Stockholders' Voting Agreement, dated as of July 14, 1997, by and
among LFREI, Prometheus and certain stockholders listed therein,
incorporated by reference to Exhibit 9.1 of the Company's Form
8-K filed July 23, 1997
99.2 Joint Filing Statement as required by Rule 13d-1(f) under the
Securities Exchange Act of 1934, as amended.
</TABLE>
18
<PAGE> 19
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: July 24, 1997.
/s/ GARY L. DAVIDSON
--------------------------------------
Gary L. Davidson
DAVIDSON FAMILY PARTNERSHIP
By: /s/ GARY L. DAVIDSON
---------------------------------
Name: Gary L. Davidson
Title: Partner
GARY L. DAVIDSON FUNDED REVOCABLE
LIVING TRUST
By: /s/ GARY L. DAVIDSON
---------------------------------
Name: Gary L. Davidson
Title: Partner
/s/ JOHN A. BOOTY
--------------------------------------
John A. Booty
BOOTY-JONES FAMILY PARTNERSHIP
By: /s/ JOHN A. BOOTY
---------------------------------
Name: John A. Booty
Title: Managing Partner
BOOTY FAMILY TRUST
By: /s/ JOHN A. BOOTY
---------------------------------
Name: John A. Booty
Title: Trustee
By: /s/ KAREN A. BOOTY
---------------------------------
Name: Karen A. Booty
Title: Trustee
19
<PAGE> 20
KAREN A. BOOTY CHARITABLE
REMAINDER TRUST
By: /s/ JOHN A. BOOTY
---------------------------------
Name: John A. Booty
Title: Trustee
JOHN A. BOOTY CHARITABLE REMAINDER
UNITRUST
By: /s/ JOHN A. BOOTY
---------------------------------
Name: John A. Booty
Title: Trustee
/s/ DAVID P. COLLINS
--------------------------------------
David P. Collins
D&V COLLINS FAMILY LIMITED
PARTNERSHIP
By: /s/ DAVID P. COLLINS
---------------------------------
Name: David P. Collins
Title: Settlor-Trustee
By: /s/ VICTORIA F. COLLINS
---------------------------------
Name: Victoria F. Collins
Title: Settlor-Trustee
COLLINS FAMILY COMMUNITY PROPERTY
TRUST
By: /s/ DAVID P. COLLINS
---------------------------------
Name: David P. Collins
Title: Settlor-Trustee
By: /s/ VICTORIA F. COLLINS
---------------------------------
Name: Victoria F. Collins
Title: Settlor-Trustee
DAVID P. COLLINS ANNUITY TRUST
By: /s/ DAVID P. COLLINS
---------------------------------
Name: David P. Collins
Title: Trustee
20
<PAGE> 21
/s/ GRAHAM P. ESPLEY-JONES
--------------------------------------
Graham P. Espley-Jones
21
<PAGE> 1
EXHIBIT 99.2
JOINT FILING STATEMENT
Pursuant to Rule 13d-1(f)
The undersigned acknowledge and agree that the foregoing Schedule 13D ("Schedule
13D") is filed on behalf of each of the undersigned. The undersigned acknowledge
that each shall be responsible for the timely filing of any required amendments,
and for the completeness and accuracy of the information concerning him or it
contained in Schedule 13D or any subsequent amendment filed by or on behalf of
him or it, but shall not be responsible for the completeness and accuracy of the
information concerning any others, except to the extent that he or it knows or
has reason to believe that such information is inaccurate.
Dated: July 24, 1997.
/s/ GARY L. DAVIDSON
--------------------------------------
Gary L. Davidson
DAVIDSON FAMILY PARTNERSHIP
By: /s/ GARY L. DAVIDSON
---------------------------------
Name: Gary L. Davidson
Title: Partner
GARY L. DAVIDSON FUNDED REVOCABLE
LIVING TRUST
By: /s/ GARY L. DAVIDSON
---------------------------------
Name: Gary L. Davidson
Title: Partner
/s/ JOHN A. BOOTY
--------------------------------------
John A. Booty
BOOTY-JONES FAMILY PARTNERSHIP
By: /s/ JOHN A. BOOTY
---------------------------------
Name: John A. Booty
Title: Managing Partner
22
<PAGE> 2
BOOTY FAMILY TRUST
By: /s/ JOHN A. BOOTY
---------------------------------
Name: John A. Booty
Title: Trustee
By: /s/ KAREN A. BOOTY
---------------------------------
Name: Karen A. Booty
Title: Trustee
KAREN A. BOOTY CHARITABLE
REMAINDER TRUST
By: /s/ JOHN A. BOOTY
---------------------------------
Name: John A. Booty
Title: Trustee
JOHN A. BOOTY CHARITABLE REMAINDER
UNITRUST
By: /s/ JOHN A. BOOTY
---------------------------------
Name: John A. Booty
Title: Trustee
/s/ DAVID P. COLLINS
--------------------------------------
David P. Collins
D&V COLLINS FAMILY LIMITED
PARTNERSHIP
By: /s/ DAVID P. COLLINS
---------------------------------
Name: David P. Collins
Title: Settlor-Trustee
By: /s/ VICTORIA F. COLLINS
---------------------------------
Name: Victoria F. Collins
Title: Settlor-Trustee
23
<PAGE> 3
COLLINS FAMILY COMMUNITY PROPERTY
TRUST
By: /s/ DAVID P. COLLINS
---------------------------------
Name: David P. Collins
Title: Settlor-Trustee
By: /s/ VICTORIA F. COLLINS
---------------------------------
Name: Victoria F. Collins
Title: Settlor-Trustee
DAVID P. COLLINS ANNUITY TRUST
By: /s/ DAVID P. COLLINS
---------------------------------
Name: David P. Collins
Title: Trustee
/s/ GRAHAM P. ESPLEY-JONES
--------------------------------------
Graham P. Espley-Jones
24
