SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 12b-25
Notification of Late Filing
Commission File Number 001-12671
(Check one): o Form 10-K and Form 10-KSB
o Form 20-F
o Form N-SAR
o Form 11-K
[x] Form 10-Q and Form 10-QSB
For period ended September 30, 1999
o Transition Report on Form 10-K and 10-KSB
o Transition Report on Form 20-F
o Transition Report on Form 11-K
o Transition Report on Form 10-Q and Form 10-QSB
o Transition Report on Form N-SAR
For the transition period ended
Nothing in this form shall be construed to imply that the Commission
has verified any information contained herein.
If the notification relates to a portion of the filing checked above,
identify the item(s) to which the notification relates:
PART I
REGISTRANT INFORMATION
Full name of registrant: The Hartcourt Companies, Inc.
Former name if applicable: N/A
Address of principal executive office (Street and Number)
1196 East Willow Street
City, State and Zip Code: Long Beach, California 91730
[HRTC12B25:9309912B]
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PART II
RULE 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check appropriate box.)
o (a) The reasons described in reasonable detail in Part
III of this form could not be eliminated without
unreasonable effort or expense;
|X| (b) The subject annual report, semi-annual report,
transition report on Forms 10-K, 10- KSB, 20-F, 11-K
or Form N-SAR, or portion thereof will be filed on or
before the 15th calendar day following the prescribed
due date; or the subject quarterly report or
transition report on Form 10-Q, 10-QSB, or portion
thereof will be filed on or before the fifth calendar
day following the prescribed due date; and
o (c) The accountant's statement or other exhibit required
by Rule 12b-25(c) has been attached if applicable.
PART III
NARRATIVE
Not applicable
PART IV
OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification.
DR. ALAN PHAN (562) 426-9796
(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or
15(d) or the Securities Exchange Act of 1934 or Section 30 of the
Investment Company Act of 1940 during the preceding 12 months or
for such shorter period that the registrant was required to file
such report(s) been filed? If the answer is no, identify
report(s).
|X| Yes o No
[HRTC12B25:9309912B]
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(3) Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in
the subject report or portion thereof?
o Yes |X| No
During the quarter ended September 30, 1999, the Registrant had been in
negotiations to complete several investments or acquisitions. As a result, all
of the information necessary to complete the Company's quarterly report is not
yet available, and depending upon the outcome of the information, the results of
the Registrant may significantly change.
The Hartcourt Companies, Inc.
(Name of Registrant as Specified in Charter)
Has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date: November 15, 1999 By:/s/ ALAN V. PHAN
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Dr. Alan V. Phan, President
[HRTC12B25:9309912B]