UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.) : [ ] is a restatement.
[ ] adds new holding entries.
Institutional Manager Filing this Report:
Name: Oaktree Capital Management, LLC
Address: 333 South Grand Avenue
28 Floor
Los Angeles, CA 90071
13F File Number: 28-5050
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kenneth Liang
Title: Managing Director, General Counsel
Phone: 213-830-6422
Signature, Place, and Date of Signing:
Kenneth Liang Los Angeles, CA February 10, 2000
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT
[ ] 13F NOTICE REPORT
[X] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
The TCW Group Inc.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND
EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 130
Form 13F Information Table Value Total: $994,195
List of Other Included Managers:
No. 13F File Number Name
01 28-2494 The TCW Group Inc.
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<TABLE>
FORM 13F INFORMATION TABLE
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<C> <C>
VALUE SHARES/
SH/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT
PRN DSCRETN MRGRS SOLE SHARED NONE
ACORN PRODUCTS INC COM 004857108 1,552 1,149,500
SH SOLE 1,149,500
ACTIVISION INC SB NT CV 6.75%05 004930AC7 168 165,000
PRN SOLE 165,000
ADAPTEC INC SB NT CV 4.75%04 00651FAC2 27,514 25,315,000
PRN SOLE 25,315,000
ADVANTICA RESTAURANT GROUP COM 00758B109 1,446 826,220
SH SOLE 826,220
AES CORP JR SBDB CV4.5%05 00130HAN5 6,478 4,395,000
PRN SOLE 4,395,000
AFFYMETRIX INC SB NT CV 144A 06 00826TAA6 15,698 10,500,000
PRN SOLE 10,500,000
AGNICO-EAGLE MINES LTD SRNT CONV 3.5%04 008474AA6 154 230,000
PRN SOLE 230,000
ALLSCRIPTS INC COM 019886100 14,610 332,043
SH SOLE 332,043
ALPHARMA INC SR SB CV 144A 06 020813AC5 14,052 12,910,000
PRN SOLE 12,910,000
ALPHARMA INC SR SB NT CV 3%06 020813AD3 1,088 1,000,000
PRN SOLE 1,000,000
ALZA CORP SUB DB CONV 5%06 022615AD0 13,576 12,810,000
PRN SOLE 12,810,000
AMERICA ONLINE INC SUB NT CV ZRO 19 02364JAC8 36,481 63,500,000
PRN SOLE 63,500,000
AMERICAN TOWER CORP NT CV144A2.25%09 029912AC6 32,921 34,160,000
PRN SOLE 34,160,000
ANN TAYLOR STORES CORP. GTD SD CV 144A19 036115AA1 17,780 32,900,000
PRN SOLE 32,900,000
APACHE CORP ACES C DP 1/50 037411600 16,461 463,700
SH SOLE 463,700
APT SATELLITE HOLDINGS LTD SPONSORED ADR 00203R105 3,198 691,550
SH SOLE 691,550
ASSISTED LIVING CONCEPTS SUB DB CV 144A03 04543LAE9 147 255,000
PRN SOLE 255,000
AT HOME CORP SB DB CV0.525%18 045919AC1 10,083 15,872,000
PRN SOLE 15,872,000
ATMEL CORP SBDBCV ZRO144A18 049513AB0 8,538 10,070,000
PRN SOLE 10,070,000
ATRIX LABS INC SUB NT CONV 7%04 04962LAC5 211 360,000
PRN SOLE 360,000
AUTOTOTE CORP CL A 053323101 20,700 6,369,300
SH SOLE 6,369,300
BARNETT INC. COM 68062108 8,304 800,000
SH SOLE 800,000
BIOPURE CORP CL A 09065H105 45,667 3,052,609
SH SOLE 3,052,609
BRIGHTPOINT INC SB LYON ZERO 18 109473AC2 814 2,300,000
PRN SOLE 2,300,000
BROADWING INC PFD CV DEP1/20 111620407 14,375 250,000
SH SOLE 250,000
CADILLAC FAIRVIEW CORP. COM 126929207 39,321 1,710,937
SH SHARED 01 1,710,937
CANADIAN NATL RAILWAY CO PFD CV 063029 136375409 9,383 223,400
SH SOLE 223,400
CAPSTAR HOTEL CO SUB NT CV4.75%04 140918AC7 325 440,000
PRN SOLE 440,000
CELLSTAR CORP SUB NT CONV 5%02 150925AC9 343 440,000
PRN SOLE 440,000
CHECKFREE HOLDINGS CORP SUB NT CV 144A06 162816AA0 16,166 10,200,000
PRN SOLE 10,200,000
CHECKPOINT SYSTEMS INC SBDB CV 5.25%05 162825AB9 301 430,000
PRN SOLE 430,000
CIRRUS LOGIC INC SB NT CV 6%03 172755AC4 204 240,000
PRN SOLE 240,000
CNF TRANSPORTATION INC TECONS SER A 12612V205 7,248 151,000
SH SOLE 151,000
COCA-COLA FEMSA SA DE CV SPON ADR REP L 191241108 4,601 262,000
SH SOLE 262,000
COLLAGENEX PHARMACEUTICALS COM 19419B100 424 18,859
SH SOLE 18,859
CREDENCE SYSTEMS CORP NT CV 5.25%02 225302AC2 651 460,000
PRN SOLE 460,000
CYMER INC SB NT CV STEP04 232572AC1 23,418 20,530,000
PRN SOLE 20,530,000
CYPRESS SEMICONDUCTOR SUB NT CONV 6%02 232806AD1 9,252 6,250,000
PRN SOLE 6,250,000
DURA PHARMACEUTICALS SUB NT CV 3.5%02 26632SAA7 284 350,000
PRN SOLE 350,000
EMCOR GROUP COM 29084Q100 23,153 1,268,645
SH SOLE 1,268,645
EMMIS COMMUNICATIONS PFD CV SER A 291525202 17,201 198,850
SH SOLE 198,850
EXCITE@HOME SB NT CV 144A06 045919AD9 23,709 24,900,000
PRN SOLE 24,900,000
GENESCO INC SUB NT CV 5.5%05 371532AL6 255 300,000
PRN SOLE 300,000
GETTY IMAGES INC SB NT CV 144A 03 374276AA1 209 115,000
PRN SOLE 115,000
GETTY IMAGES INC SB NT CV 4.75%03 374276AC7 18 10,000
PRN SOLE 10,000
GLOBAL OCEAN CARRIERS LTD. COM 379357106 41 107,000
SH SOLE 107,000
GRUPO ELEKTRA SA DE CV GLOBL DEP RCPT 40050A102 5,019 514,800
SH SOLE 514,800
GRUPO INDL MASECA SA DE CV SPON ADR NEW 400488409 3,676 507,100
SH SOLE 507,100
GULF INDONESIA RES CTD COM 402284103 2,511 309,000
SH SOLE 309,000
HEALTHCARE REALTY TRUST SB DB CV 6.55%02 421946AA2 1,207 1,400,000
PRN SOLE 1,400,000
HEXCEL CORP SUB NT CV 7%03 428291AA6 437 590,000
PRN SOLE 590,000
HMT TECHNOLOGY CORP SB NT CV 5.75%04 403917AD9 247 625,000
PRN SOLE 625,000
HOMEBASE INC SB NT CV 5.25%04 43738EAB4 225 365,000
PRN SOLE 365,000
HOMETOWN BUFFET INC SUB NT CONV 7%02 437862AA3 160 155,000
PRN SOLE 155,000
HUMAN GENOME SCIENCES SUB NT CV 144A06 444903AC2 7,230 6,000,000
PRN SOLE 6,000,000
INCO LTD DEB CONV 5.75%04 453258AK1 201 210,000
PRN SOLE 210,000
INTERPUBLIC GROUP COS SB NT CV 144A 06 460690AG5 14,515 12,530,000
PRN SOLE 12,530,000
INTERPUBLIC GROUP COS SB NT CV ACRD 06 460690AH3 116 100,000
PRN SOLE 100,000
INTERPUBLIC GROUP COS SUBNT CV 1.87%06 460690AJ9 7,529 6,500,000
PRN SOLE 6,500,000
KEY ENERGY GROUP INC SBNTCV 5%04 492914AF3 265 385,000
PRN SOLE 385,000
KOREA TELECOM SPONSORED ADR 50063P103 845 11,311
SH SOLE 11,311
KULICKE & SOFFA IND SUB NT CV 14406 501242AC5 15,290 13,900,000
PRN SOLE 13,900,000
LAMAR ADVERTISING CO NTCV 5.25%06 512815AF8 17,696 12,100,000
PRN SOLE 12,100,000
LATTICE SEMICONDUCTOR CORP SUB NT CV 144A04 518415AA2 30,866 23,400,000
PRN SOLE 23,400,000
LTV CORP COM 501921100 24,547 5,943,700
SH SOLE 5,943,700
MAGNA INTERNATIONAL INC SUB DEB CV 5%02 559222AE4 8,446 8,900,000
PRN SOLE 8,900,000
MAGNA INTERNATIONAL INC SUB DE CV 144A05 559222AF1 618 725,000
PRN SOLE 725,000
MAGNA INTERNATIONAL INC SBDB CV 4.875%05 559222AG9 1,573 1,845,000
PRN SOLE 1,845,000
MAIL-WELL INC SUB NT CONV 5%02 560321AD3 14,375 15,185,000
PRN SOLE 15,185,000
MASCOTECH INC SBDB CONV 4.5%03 574670AB1 185 250,000
PRN SOLE 250,000
MICHAEL STORES SUB NT CV4.75%03 594087AC2 875 905,000
PRN SOLE 905,000
MICRON TECHNOLOGY INC SUB NT CONV 7%04 595112AB9 16,759 13,000,000
PRN SOLE 13,000,000
MINDSPRING ENTERPRISES SB NT CV 5%06 602683AA2 338 355,000
PRN SOLE 355,000
MRV COMMUNICATIONS INC SUB NT CONV 5%03 553477AB6 131 55,000
PRN SOLE 55,000
NATIONAL AUSTRALIA BANK CAP UTS EXCHBL 632525309 5,118 187,393
SH SOLE 187,393
NETWORK ASSOCIATES INC SB DB CV ZERO 18 640938AB2 443 1,190,000
PRN SOLE 1,190,000
NETWORK EQUIP TECHNOLOGIES INCSB DB CV 7.25%14 641208AA1 389 555,000
PRN SOLE 555,000
OFFSHORE LOGISTICS SUB NT CONV 6%03 676255AF9 387 475,000
PRN SOLE 475,000
ORIX CORP ADN REPSTG CV 05 686330AB7 4,553 150
PRN SOLE 150
PARK ELECTROCHEMICAL SUBNT CV 5.5%06 700416AB6 175 200,000
PRN SOLE 200,000
PARKER DRILLING CORP SUB NT CV 5.5%04 701081AD3 434 595,000
PRN SOLE 595,000
P-COM INC SB NT CV 4.25%02 693262AC1 348 500,000
PRN SOLE 500,000
PENN TRAFFIC CO NEW COM NEW 707832200 15,950 1,724,305
SH SOLE 1,724,305
PEPSI-GEMEX SA DE CV GDR REP ORD 713435105 1,603 249,000
SH SOLE 249,000
PERSONNEL GROUP OF AMERICA SB NT CV 5.75%04 715338AE9 328 400,000
PRN SOLE 400,000
PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 2,613 101,000
SH SOLE 101,000
PHOTRONICS INC SUB NT CONV 6%04 719405AA0 276 235,000
PRN SOLE 235,000
POGO PRODUCING CO QUIPS SER A 73044P208 11,273 228,900
SH SOLE 228,900
PSINET INC PFD C CV 6 3/4 74437C309 15,331 265,000
SH SOLE 265,000
QUANTUM CORP SUB NT CONV 7%04 747906AC9 225 300,000
PRN SOLE 300,000
QUINTILES TRANSNATIONAL SB NT CV 4.25%00 748767AC4 141 145,000
PRN SOLE 145,000
RICHARDSON ELEC LTD SRSBDBCV 8.25%06 763165AC1 303 367,000
PRN SOLE 367,000
S3 INCORPORATED SB NT CV 5.75%03 784849AC5 312 335,000
PRN SOLE 335,000
SANMINA CORP SB DB CV 144A 04 800907AA5 33,101 25,160,000
PRN SOLE 25,160,000
SCHULER HOMES DEB CONV 6.5%03 808188AA4 247 315,000
PRN SOLE 315,000
SEACOR HOLDINGS INC SUBNTCV 5.375%06 811904AE1 25,335 26,090,000
PRN SOLE 26,090,000
SEAGRAM CO LTD PFD ADJ CV SEC 811850205 7,713 171,400
SH SOLE 171,400
SEPRACOR INC SB DB CV144A7%05 817315AF1 28,954 27,095,000
PRN SOLE 27,095,000
SEPRACOR INC SUB DB CONV 7%05 817315AH7 10,205 9,550,000
PRN SOLE 9,550,000
SILICON GRAPHICS SR NT CV 5.25%04 827056AC6 382 500,000
PRN SOLE 500,000
SL INDUSTRIES INC. COM 784413106 6,106 525,000
SH SOLE 525,000
SPACEHAB INC SUB NT CONV 8%07 846243AC7 80 110,000
PRN SOLE 110,000
SPORTS SUPPLY GROUP INC. COM 848915104 2,773 403,100
SH SOLE 403,100
STARWOOD FINL INC. COM 85569R104 6,414 379,960
SH SOLE 379,960
STMICROELECTRONICS NV SUB LYON ZERO 09 861012AB8 5,350 3,820,000
PRN SOLE 3,820,000
SUNBEAM CORPORATION SRSDCV ZRO144A18 867071AA0 21,304
137,450,000PRN SOLE 137,450,000
SWIFT ENERGY CO SB NT CV 6.25%06 870738AB7 175 225,000
PRN SOLE 225,000
SYSTEMS & COMPUTER TECH SUB DB CONV 5%04 871873AB1 990 1,175,000
PRN SOLE 1,175,000
TEEKAY SHIPPING CORPORATION COM V89564104 12,621 791,791
SH SOLE 791,791
TELE CELULAR SUL PART SA SPONS ADR PFD 879238103 635 20,000
SH SOLE 20,000
TELE CENTRO SUL PART SA SPON ADR PFD 879239101 4,102 45,200
SH SOLE 45,200
TELE NORTE LESTE PART SA SPON ADR PFD 879246106 5,610 220,000
SH SOLE 220,000
TELECENTRO OESTE CELULAR-ADR SPONS ADR PFD 87923P105 4,823 742,000
SH SOLE 742,000
TELEFONOS DE MEXICO, SA SR DB CV 4.25%04 879403AD5 27,237 20,885,000
PRN SOLE 20,885,000
THERMO OPTEK SBDBCV 144A 5%00 883582AA6 235 240,000
PRN SOLE 240,000
TOWER AUTOMOTIVE INC SB NT CV 144A 04 891707AA9 5,579 6,735,000
PRN SOLE 6,735,000
TOWER AUTOMOTIVE INC SB NT CV ACRO 04 891707AB7 66 80,000
PRN SOLE 80,000
TOWER AUTOMOTIVE INC SB NT CV 5%04 891707AE1 13,634 16,460,000
PRN SOLE 16,460,000
TUBOS DE ACERO DE MEXICO SA ADR 898592506 5,167 381,000
SH SOLE 381,000
TV AZTECA S.A. DE CV SPONSORED ADR 901145102 4,204 467,100
SH SOLE 467,100
UNITEDGLOBALCOM INC PFD D DEP1/20 913247805 25,616 405,000
SH SOLE 405,000
VANTIVE CORP SB NT CV 4.75%02 922091AC7 268 310,000
PRN SOLE 310,000
VETERINARY CTRS OF AMERICA SB DB CV 5.25%06 925514AB7 254 385,000
PRN SOLE 385,000
WEBS INDEX FD INC. MALAYSIA WEBS 92923H871 643 91,000
SH SOLE 91,000
WESTERN GAS RESOURCES PFD CONV $2.625 958259301 265 9,900
SH SOLE 9,900
WHOLE FOODS MARKET INC SB DB CV ZRO 18 966837AC0 355 1,000,000
PRN SOLE 1,000,000
WIND RIVER SYSTEMS INC SB NT CV 144A 02 973149AA5 446 350,000
PRN SOLE 350,000
WIND RIVER SYSTEMS INC SUB NT CONV 5%02 973149AC1 6,435 5,055,000
PRN SOLE 5,055,000
WORLD ACCESS INC SB NT CV 4.5%02 98141AAC5 387 475,000
PRN SOLE 475,000
YANZHOU COAL MINING CO LTD SPNS ADR H SHS 984846105 1,877 132,900
SH SOLE 132,900
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