FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.) : [ ] is a restatement.
[ ] adds new holding entries.
Institutional Manager Filing this Report:
Name: Oaktree Capital Management, LLC
Address: 333 South Grand Avenue
28 Floor
Los Angeles, CA 90071
13F File Number: 28-5050
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kenneth Liang
Title: Managing Director, General Counsel
Phone: 213-830-6422
Signature, Place, and Date of Signing:
Kenneth Liang Los Angeles, CA November 10, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE REPORT
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 140
Form 13F Information Table Value Total: $1,518,881
List of Other Included Managers:
No. 13F File Number Name
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FORM 13F INFORMATION TABLE
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VALUE SHARES/ SH/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN DSCRETN MRGRS SOLE SHARED NONE
ACORN PRODS INC COM 004857108 1,000 1,149,500 SH SOLE 1,149,500
ADAPTEC INC SB NT CV 4.75%04 00651FAC2 967 1,150,000 PRN SOLE 1,150,000
ADVANTICA RESTAURANT GROUP INC COM 00758B109 1,829 3,100,416 SH SOLE 3,100,416
AETHER SYS INC SUB NT CV 6%05 00808VAA3 16,571 21,500,000 PRN SOLE 21,500,000
AFFILIATED COMPUTER SERVICES SB NT CV 4%05 008190AD2 12,992 10,000,000 PRN SOLE 10,000,000
AGNICO EAGLE MINES LTD SRNT CONV 3.5%04 008474AA6 818 1,230,000 PRN SOLE 1,230,000
AKAMAI TECHNOLOGIES INC SB NT CV 144A 07 00971TAA9 15,245 21,365,000 PRN SOLE 21,365,000
AMERICAN TOWER CORP NT CV 144A 5%10 029912AE2 49,265 50,500,000 PRN SOLE 50,500,000
AMERICAN TOWER CORP NT CV ACRD 5%10 029912AF9 1,707 1,750,000 PRN SOLE 1,750,000
AMERITRADE HLDG CORP SUB NT CV5.75%04 03072HAB5 543 750,000 PRN SOLE 750,000
ANIXTER INTL INC LYON ZERO 144A20 035290AA3 14,148 50,000,000 PRN SOLE 50,000,000
APACHE CORP ACES C DP 1/50 037411600 13,795 263,700 SH SOLE 263,700
APT SATELLITE HOLDINGS LTD SPONSORED ADR 00203R105 3,081 758,501 SH SOLE 758,501
ASE TEST LTD ORD Y02516105 1,772 84,400 SH SOLE 84,400
ASSISTED LIVING CONCEPTS INC SB DB CV 6%02 04543LAD1 303 605,000 PRN SOLE 605,000
ASSISTED LIVING CONCEPTS INC SUB DB CV 144A03 04543LAE9 117 255,000 PRN SOLE 255,000
AT HOME CORP SB NT CV 144A 06 045919AD9 258 380,000 PRN SOLE 380,000
AT HOME CORP SUB NT CV4.75%06 045919AF4 762 1,120,000 PRN SOLE 1,120,000
ATRIX LABS INC SUB NT CONV 7%04 04962LAC5 666 710,000 PRN SOLE 710,000
AUTOTOTE CORP CL A 053323101 25,095 6,369,300 SH SOLE 6,369,300
BAKER HUGHES INC SR LYON ZERO 08 057224AH0 5,607 7,000,000 PRN SOLE 7,000,000
BARNETT INC COM 068062108 10,520 800,000 SH SOLE 800,000
BELCO OIL & GAS CORP PFD CONV 077410207 641 42,000 SH SOLE 42,000
BIOPURE CORP CL A 09065H105 45,505 2,798,607 SH SOLE 2,798,607
BIOVAIL CORP PFD EQ SBDB CV 09067J208 19,663 260,000 SH SOLE 260,000
BROADWING INC PFD CV DEP1/20 111620407 23,743 502,500 SH SOLE 502,500
CAMINUS CORP COM 133766105 141,769 3,962,229 SH SOLE 3,962,229
CAPSTAR HOTEL CO SUB NT CV4.75%04 140918AC7 760 1,000,000 PRN SOLE 1,000,000
CELESTICA INC LYON ZERO 20 15101QAA6 52,698 107,000,000 PRN SOLE 107,000,000
CENTRAL GARDEN & PET CO SUB NT CONV 6%03 153527AC0 604 855,000 PRN SOLE 855,000
CHARMING SHOPPES INC SB NT CV 7.5%06 161133AA1 1,088 1,200,000 PRN SOLE 1,200,000
COLLAGENEX PHARMACEUTICALS INC COM 19419B100 990 135,464 SH SOLE 135,464
COMPANHIA VALE DO RIO DOCE SPON ADR PFD 204412100 4,793 192,200 SH SOLE 192,200
CONEXANT SYSTEMS INC SUB NT CONV 4%07 207142AF7 729 1,000,000 PRN SOLE 1,000,000
CRITICAL PATH INC SB NT CV 144A 05 22674VAA8 9,430 10,600,000 PRN SOLE 10,600,000
CRITICAL PATH INC SB NT CV 5.75%05 22674VAB6 5,338 6,000,000 PRN SOLE 6,000,000
CYMER INC SB NT CV STEP 04 232572AC1 12,057 12,350,000 PRN SOLE 12,350,000
CYPRESS SEMICONDUCTOR CORP SUB NT CV 4%05 232806AE9 25,080 22,000,000 PRN SOLE 22,000,000
CYPRESS SEMICONDUCTOR CORP SB NT CV 3.75%05 232806AF6 14,790 15,500,000 PRN SOLE 15,500,000
DRUG EMPORIUM INC SB DB CV 7.75%14 262175AA0 818 3,272,000 PRN SOLE 3,272,000
DURA PHARMACEUTICALS INC SUB NT CV 3.5%02 26632SAA7 425 445,000 PRN SOLE 445,000
E SIM LTD ORD M40990109 753 106,600 SH SOLE 106,600
ECHOSTAR COMMUNICATIONS NEW SUB NT CV 144A07 278762AB5 48,155 36,115,000 PRN SOLE 36,115,000
ECHOSTAR COMMUNICATIONS NEW SB NT CV ACRD 07 278762AC3 247 185,000 PRN SOLE 185,000
ECHOSTAR COMMUNICATIONS NEW SB NT CV4.875%07 278762AD1 4,333 3,250,000 PRN SOLE 3,250,000
EFFICIENT NETWORKS INC SB NT CV 144A 05 282056AA8 719 1,090,000 PRN SOLE 1,090,000
EFFICIENT NETWORKS INC SB NT CV 5%05 282056AB6 336 510,000 PRN SOLE 510,000
EMCOR GROUP INC COM 29084Q100 23,859 917,645 SH SOLE 917,645
FORCENERGY INC COM NEW 345206205 109,923 4,675,568 SH SOLE 4,675,568
FREEPORT-MCMORAN COPPER & GOLD CL B 35671D857 7,996 907,400 SH SOLE 907,400
FRIEDE GOLDMAN HALTER INC SR SB NTCV4.5%04 358430AA4 895 1,500,000 PRN SOLE 1,500,000
GENESCO INC SUB NT CV 5.5%05 371532AL6 826 850,000 PRN SOLE 850,000
GETTY IMAGES INC SB NT CV 144A 07 374276AD5 17,759 22,700,000 PRN SOLE 22,700,000
GRUPO INDL MASECA S A DE C V SPON ADR NEW 400488409 3,702 779,300 SH SOLE 779,300
GULF INDONESIA RES LTD COM 402284103 3,438 316,100 SH SOLE 316,100
HEALTHCARE RLTY TR SB DB CV 6.55%02 421946AA2 987 1,070,000 PRN SOLE 1,070,000
HEXCEL CORP NEW SUB NT CV 7%03 428291AA6 754 750,000 PRN SOLE 750,000
HILTON HOTELS CORP SUB NT CONV 5%06 432848AL3 638 750,000 PRN SOLE 750,000
HMT TECHNOLOGY CORP SB NT CV 5.75%04 403917AD9 855 2,035,000 PRN SOLE 2,035,000
HOMEBASE INC SB NT CV 5.25%04 43738EAB4 357 665,000 PRN SOLE 665,000
HUMAN GENOME SCIENCES INC SB NT CV 144A 07 444903AG3 2,110 2,160,000 PRN SOLE 2,160,000
HUMAN GENOME SCIENCES INC SB NT CV 3.75%07 444903AH1 27,357 28,000,000 PRN SOLE 28,000,000
IBASIS INC SB NT CV 5.75%05 450732AA0 1,018 2,000,000 PRN SOLE 2,000,000
IMCLONE SYS INC SUB NT CV 144A05 45245WAA7 23,434 19,150,000 PRN SOLE 19,150,000
INCO LTD DEB CONV 5.75%04 453258AK1 925 1,000,000 PRN SOLE 1,000,000
INTERLIANT INC SB NT CV 144A 05 458742AA1 315 750,000 PRN SOLE 750,000
INTERNATIONAL RECTIFIER CORP SUB NT CV 144A07 460254AD7 41,555 45,500,000 PRN SOLE 45,500,000
INVITROGEN CORP SUB NT CV 144A07 46185RAA8 309 300,000 PRN SOLE 300,000
IVAX CORP SR SB CV 144A 07 465823AB8 20,145 13,875,000 PRN SOLE 13,875,000
JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 36,110 23,825,000 PRN SOLE 23,825,000
KELLSTROM INDS INC SB NT CV 5.5%03 488035AE6 572 1,250,000 PRN SOLE 1,250,000
KERR MCGEE CORP SB DB CV 5.25%10 492386AP2 24,275 19,400,000 PRN SOLE 19,400,000
LTV CORP NEW COM 501921100 7,786 5,943,700 SH SOLE 5,943,700
MAGNA INTL INC SUB DB CV 144A05 559222AF1 647 725,000 PRN SOLE 725,000
MAGNA INTL INC SBDB CV 4.875%05 559222AG9 3,510 3,935,000 PRN SOLE 3,935,000
MERCURY INTERACTIVE CORP SB NT CV 144A 07 589405AA7 28,078 18,000,000 PRN SOLE 18,000,000
NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 4,635 183,093 SH SOLE 183,093
NATIONAL DATA CORP SUB NT CONV 5%03 635621AA3 1,068 1,200,000 PRN SOLE 1,200,000
NETWORK EQUIP TECHNOLOGIES SB DB CV 7.25%14 641208AA1 414 600,000 PRN SOLE 600,000
NETWORKS ASSOCS INC SB DB CV ZERO 18 640938AB2 1,056 2,690,000 PRN SOLE 2,690,000
NUEVO FING I TECONS SER A 670511203 965 35,000 SH SOLE 35,000
OFFSHORE LOGISTICS INC SUB NT CONV 6%03 676255AF9 1,001 1,025,000 PRN SOLE 1,025,000
OMNICARE INC SUB DEB CV 5%07 681904AD0 1,203 1,600,000 PRN SOLE 1,600,000
ORIX CORP ADN REPSTG CV 05 686330AB7 3,513 2,811,137 SH SOLE 2,811,137
PARKER DRILLING CO SUB NT CV 5.5%04 701081AD3 1,274 1,495,000 PRN SOLE 1,495,000
PENN TRAFFIC CO NEW COM NEW 707832200 13,157 1,724,396 SH SOLE 1,724,396
PEPSI-GEMEX S A DE CV GDR REP ORD 713435105 8,395 1,561,800 SH SOLE 1,561,800
PERKINELMER INC CONV ZERO 20 714046AA7 21,589 31,500,000 PRN SOLE 31,500,000
PERSONNEL GROUP AMER INC SB NT CV 5.75%04 715338AE9 668 1,350,000 PRN SOLE 1,350,000
PETROCHINA CO LTD SPONSORED ADR 71646E100 859 43,500 SH SOLE 43,500
PETSMART INC SB NT CV 6.75%04 716768AB2 1,238 1,500,000 PRN SOLE 1,500,000
POGO PRODUCING CO SUB NT CV 5.5%06 730448AE7 771 900,000 PRN SOLE 900,000
POGO TR I QUIPS SER A 73044P208 12,969 212,600 SH SOLE 212,600
POHANG IRON & STL LTD SPONSORED ADR 730450103 5,588 300,000 SH SOLE 300,000
PRIDE INTL INC SB DB CV ZRO 18 741932AB3 33,525 74,500,000 PRN SOLE 74,500,000
PROVIDIAN FINL CORP SR NT CV 3.25%05 74406AAA0 23,088 20,500,000 PRN SOLE 20,500,000
QUANTA SVCS INC SUB NT CONV 4%07 74762EAA0 17,921 22,250,000 PRN SOLE 22,250,000
QUANTUM CORP SUB NT CONV 7%04 747906AC9 1,204 1,500,000 PRN SOLE 1,500,000
REDBACK NETWORKS INC SB NT CV 144A 07 757209AA9 13,311 12,000,000 PRN SOLE 12,000,000
REDBACK NETWORKS INC SB NT CV 5%07 757209AB7 13,866 12,500,000 PRN SOLE 12,500,000
REPTRON ELECTRONICS INC SB NT CV 6.75%04 76026WAA7 816 1,050,000 PRN SOLE 1,050,000
RICHARDSON ELECTRS LTD SRSBDBCV 8.25%06 763165AC1 275 267,000 PRN SOLE 267,000
S L INDS INC COM 784413106 5,875 525,000 SH SOLE 525,000
S3 INC SB NT CV 5.75%03 784849AC5 2,600 2,845,000 PRN SOLE 2,845,000
SANMINA CORP SD CV ZRO 144A20 800907AC1 28,019 67,000,000 PRN SOLE 67,000,000
SCHULER HOMES INC DEB CONV 6.5%03 808188AA4 921 1,065,000 PRN SOLE 1,065,000
SCI SYS INC SUB NT CONV 3%07 783890AF3 37,044 36,325,000 PRN SOLE 36,325,000
SEACOR SMIT INC SUBNTCV 5.375%06 811904AE1 33,765 30,740,000 PRN SOLE 30,740,000
SEALED AIR CORP NEW PFD CV A $2 81211K209 12,645 281,400 SH SOLE 281,400
SEMTECH CORP SB NT CV 144A 07 816850AB7 35,235 29,420,000 PRN SOLE 29,420,000
SEMTECH CORP SB NT CV ACRD 07 816850AC5 216 180,000 PRN SOLE 180,000
SEMTECH CORP SUB NT CV 4.5%07 816850AD3 1,186 990,000 PRN SOLE 990,000
SEPRACOR INC SB DB CV 144A 07 817315AJ3 27,233 18,095,000 PRN SOLE 18,095,000
SHANDONG HUANENG PWR DEV LTD SPON ADR N 819419102 6,117 802,800 SH SOLE 802,800
SILICON GRAPHICS INC SR NT CV 5.25%04 827056AC6 1,042 1,650,000 PRN SOLE 1,650,000
SILICONWARE PRECISION INDS LTD SPONSD ADR SPL 827084864 4,717 955,300 SH SOLE 955,300
SK TELECOM LTD SPONSORED ADR 78440P108 4,479 174,800 SH SOLE 174,800
SOLECTRON CORP SR LYON ZERO 20 834182AK3 16,505 24,415,000 PRN SOLE 24,415,000
SPEEDWAY MOTORSPORTS INC SB DB CV 5.75%03 847788AC0 900 1,000,000 PRN SOLE 1,000,000
SPORT SUPPLY GROUP INC COM 848915104 1,209 403,100 SH SOLE 403,100
SUNBEAM CORP SRSDCV ZRO144A18 867071AA0 24,215 242,145,000 PRN SOLE 242,145,000
SUNRISE ASSISTED LIVING INC SUB NT CV 5.5%02 86768KAC0 1,106 1,200,000 PRN SOLE 1,200,000
SYSTEMS & COMPUTER TECHNOLOGY SUB DB CONV 5%04 871873AB1 541 650,000 PRN SOLE 650,000
TELE CELULAR SUL PART S A SPON ADR PFD 879238103 750 25,000 SH SOLE 25,000
TELE NORTE LESTE PART S A SPON ADR PFD 879246106 6,433 281,987 SH SOLE 281,987
TELE1 EUROPE HLDG AB SPONSORED ADR 87944T201 291 32,320 SH SOLE 32,320
TELECOMM ARGENTINA STET - FRANCESPON ADR REP B 879273209 1,946 90,000 SH SOLE 90,000
TELECOMUNICACOES DE SAO PAULO SPON ADR PFD 87929A102 10,913 698,400 SH SOLE 698,400
TELEMIG CELULAR PART S A SPON ADR PFD 87944E105 3,060 57,800 SH SOLE 57,800
TERAYON COMMUNICATION SYS SB NT CV 144A 07 880775AA9 6,465 9,500,000 PRN SOLE 9,500,000
THERMO ELECTRON CORP SUBDB CV 144A 03 883556AF9 952 1,000,000 PRN SOLE 1,000,000
THERMO ELECTRON CORP SUB DB CONV 4%05 883556AH5 351 400,000 PRN SOLE 400,000
TOWER AUTOMOTIVE INC SB NT CV 5%04 891707AE1 460 600,000 PRN SOLE 600,000
TRANSWITCH CORP NT CV 144A4.5%05 894065AA9 39,470 32,000,000 PRN SOLE 32,000,000
UNITEDGLOBALCOM PFD D DEP1/20 913247805 14,361 438,500 SH SOLE 438,500
VETERINARY CTRS AMER INC SB DB CV 5.25%06 925514AB7 457 450,000 PRN SOLE 450,000
VIDESH SANCHAR NIGAM LTD SPONSORED ADR 92659G402 7,192 898,950 SH SOLE 898,950
VIROPHARMA INC SB NT CV 144A 07 928241AA6 433 1,025,000 PRN SOLE 1,025,000
VITESSE SEMICONDUCTOR CORP SB DB CV 144A 05 928497AA4 166 160,000 PRN SOLE 160,000
WEATHERFORD INTL INC SD CV ZRO 144A20 947074AA8 12,582 22,000,000 PRN SOLE 22,000,000
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