For the fiscal year ended: 9/30/00
File number: 811-7343
The Prudential Investment Portfolios, Inc.
Prudential Jennison Growth Fund (Series 1)
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Ia.
1. Name of Issuer
United Parcel Service, Inc.
2. Date of Purchase
11/9/99
3. Number of Securities Purchased
140,100
4. Dollar Amount of Purchase
$7,005,000
5. Price Per Unit
$50.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Morgan Stanley
7. Other members of the Underwriting Syndicate:
Morgan Stanley & Co., Inc
Goldman Sachs & Co.
Merrill Lynch, Pierce, Fenner & Smith Inc.
Credit Suisse First Boston
Salomon Smith Barney Inc.
Warburg Dillon Read LLC
ABN Amro Incorporated
Banc of America Securities LLC
BancBoston Robertson Stephens Inc.
Bear, Sterns & Co., Inc.
Sanford C. Bernstein & Co., Inc.
Blaylock & Partners, L.P.
J.C. Bradford & Co.
Chatsworth Securities LLC
Deutsche bank Securities LLC
Donaldson, Lufkin & Jenrette Securities Corporation
E* Offering Corp.
A.G. Edwards & Sons, Inc.
First Union Securities, Inc.
Gruntal & Co., LLC
Guzman & Company
J.J.B. Hilliard, W.L. Lyons, Inc.
ING Barings LLC
Jackson Securities Incorporated
Edward D. Jones & Co., L.P.
Lazard Freres & Co. LLC
Legg Mason Wood Walker, Incorporated
Lehman Brothers Inc.
Melvin Securities, L.L.C.
J.P. Morgan Securities Inc.
Morgan Keegan & Company, Inc.
Nesbitt Burns Securities Inc.
PaineWebber Incorporated
Prudential Securities Incorporated
Ramirez & Co., Inc.
RBC Dominion Securities Inc.
The Robinson-Humphrey Company, LLC
Charles Schwab & Co., Inc.
For the fiscal year ended: 9/30/00
File number: 811-7343
The Prudential Investment Portfolios, Inc.
Prudential Jennison Growth Fund (Series 1)
Ib.
1. Name of Issuer
Genentech Inc.
2. Date of Purchase
10/20/99
3. Number of Securities Purchased
79,500
4. Dollar Amount of Purchase
$11,408,250
5. Price Per Unit
$143.50
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
JP Morgan
7. Other members of the Underwriting Syndicate:
J.P. Morgan Securities Inc.
Goldman, Sachs & Co.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Warburg Dillon Read LLC
BancBoston Robertson Stephens Inc.
Adams, Harkness & Hill, Inc.
Bank Am Bellevue
Bear, Stearns & Co. Inc.
CIBC World Markets Corp.
Credit Suisse First Boston Corporation
Gerard Klauer Mattison & Co., Inc.
Hambrecht & Quist LLC
ING Barings LLC
Lehman Brothers Inc.
Morgan Stanley & Co. Incorporated
Prudential Securities Incorporated
Salomon Smith Barney Inc.
SG Cowen Securities Corporation
U.S. Bancorp Piper Jaffray Inc.
For the fiscal year ended: 9/30/00
File number: 811-7343
The Prudential Investment Portfolios, Inc.
Prudential Jennison Growth Fund (Series 1)
Ic.
1. Name of Issuer
Radio Unica Communications
2. Date of Purchase
10/19/99
3. Number of Securities Purchased
10,000
4. Dollar Amount of Purchase
$160,000
5. Price Per Unit
$16.00
6. Name(s) of Underwriter(s) or Dealer(s)
Salomon Smith Barney Inc.
Bear, Stearns & Co. Inc.
Donaldson, Lufkin & Jenrette
CIBC World Markets
BancBoston Robertson Stephens Inc.
Credit Lyonnais Securities (USA) Inc.
Credit Suisse First Boston Corporation
Deutsche Bank Securities Inc.
A.G. Edwards & Sons, Inc.
ING Barings LLC
Lazard Freres & Co. LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley & Co. Incorporated
PaineWebber Incorporated
Prudential Securities Incorporated
Schroder & Co. Inc.
Wasserstein Perella Securities, Inc.
Guzman & Company
Samuel A. Ramirez & Co., Inc.
Raymond James & Associates, Inc.
The Robinson-Humphrey Company, LLC
For the fiscal year ended: 9/30/00
File number: 811-7343
The Prudential Investment Portfolios, Inc.
Prudential Jennison Growth Fund (Series 1)
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Id.
1. Name of Issuer
InsWeb
2. Date of Purchase
7/22/99
3. Number of Securities Purchased
16,300
4. Dollar Amount of Purchase
$277,100
5. Price Per Unit
$17.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman, Sachs & Co., Robertson,
Stephens & Company, Tucker Anthony
7. Other members of the Underwriting Syndicate:
[Not available]
For the fiscal year ended: 9/30/00
File number: 811-7343
The Prudential Investment Portfolios, Inc.
Prudential Jennison Growth Fund (Series 1)
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Ie.
1. Name of Issuer
Digitas Inc.
2. Date of Purchase
3/13/00
3. Number of Securities Purchased
39,900
4. Dollar Amount of Purchase
$957,600
5. Price Per Unit
$24.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Morgan Stanley Dean Witter
7. Other members of the Underwriting Syndicate:
Morgan Stanley Dean Witter
Deutsche Banc Alex. Brown
Banc of America Securities LLC
Bear, Stearns & Co. Inc.
Solomon Smith Barney Inc.
For the fiscal year ended: 9/30/00
File number: 811-7343
The Prudential Investment Portfolios, Inc.
Prudential Jennison Growth Fund (Series 1)
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Ie.
1. Name of Issuer
AT&T Wireless Group Tracking Stock
2. Date of Purchase
4/26/2000
3. Number of Securities Purchased
1,164,066
4. Dollar Amount of Purchase
$34,339,950
5. Price Per Unit
$29.50
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Merrill Lynch & Co.
7. Other members of the Underwriting Syndicate:
Goldman, Sachs & Co.
Merrill Lynch & Co.
Salomon Smith Barney Inc.
Credit Suisse First Boston
Lehman Brothers Inc.
Morgan Stanley & Co.
Banc of America Securities
M.R. Beal & Company
Bear, Stearns & Co.
Chase Securities Inc.
Deutsche Bank Securities Inc.
Donaldson, Lufkin & Jenrette Securities
J.P. Morgan Securities Inc.
PaineWebber Incorporated
Prudential Securities Incorporated
Sanford C. Bernstein & Co.
Thomas Weisel partners LLC
Advanced Clearing, Inc.
Allen & Company
BMO Nesbitt Burns Corp.
Blaylock & Partners
CIBC World Markets Corp.
A.G. Edwards & Sons, Inc.
Fidelity Capital Markets
First Union Securities
FleetBoston Robertson Stephens
Guzman & Company
Edward D. Jones & Co.
Lazard Freres & Co.
RBC Dominion Securities
SG Cowen Securities
Muriel Siebert & Co.
Utendahl Capital Partners
Wasserstein Perella Securities
Wit Soundview Corporation
Advest, Inc.
Robert W. Baird & Co.
William Blair & Company
J.C. Bradford & Co.
Chatsworth Securities LLC
Dain Rauscher Incorporated
Fahnestock & Co.
Friedman, Billings, Ramsey & Co.
Gerard Klauer Mattison & Co.
J.J.B. Hilliard, W.L. Lyons, Inc.
Janney Montgomery Scott LLC
C.L. King & Associates, Inc.
Legg Mason Wood Walker
McDonald Investments Inc.
Morgan Keegan & Company
Needham & Company
Neuberger Berman, LLC
Ormes Capital Markets, Inc.
Pryor, McClendon, Counts & Co.
Ragen MacKenzie
Ramirez & Co.
Raymond James & Associates
The Robinson-Humphrey Company
Scott & Stringfellow
Stephens Inc.
Stifel, Nicolaus & Company
SunTrust Equitable Securities
Sutro & Co.
Tucker Anthony
C.E. Unterbert, Towbin
U.S. Bancorp Piper Jaffray
Wachovia Securities
The Williams Capital Group
Adams, harkness & Hill
Arnhold and S. Bleichroeder
George K. Baum & Company
Brean Murray & Co.
Burnham Securities
The Chapman Company
Crowell, Weedon & Co.
Davenport & Company LLC
D.A. Davidson & C.
Doft & Co.
Doley Securities
E*OFFERING Corp.
First Albany Corporation
Gabelli & Company
Gardner Rich & Co.
Gruntal & Co.
Jackson Securities
Janco Partners
Jeferies & Company
Josephthal & Co.
Kaufman Bros., L.P.
Loop Capital Markets
Mellon Financial Markets LLC
Melvin Securities Corporation
Parker/Hunter Incorporated
Brad Peery Inc.
Pennsylvania Merchant Group
Pittsburgh Institutional, Inc.
Redwood Securities Group
SBK Brooks Investment Corp.
Sanders Morris Harris
Sands Brothers & Co.
The Seidler Companies Incorporated
Sturdivant & Co.
H.C. Wainwright & Co.
Wedbush Morgan Securities
May Davis Group
For the fiscal year ended: 9/30/00
File number: 811-7343
The Prudential Investment Portfolios, Inc.
Prudential Jennison Growth Fund (Series 1)
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
If.
1. Name of Issuer
The Goldman Sachs Group, Inc.
2. Date of Purchase
8/1/2000
3. Number of Securities Purchased
1,537,800
4. Dollar Amount of Purchase
$153,395,550
5. Price Per Unit
$99.75
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs
7. Other members of the Underwriting Syndicate:
Goldman, Sachs & Co.
Banc of America Securities LLC
Bear, Stearns & Co
Chase Securities Inc.
Credit Suisse First Boston Corporation
Deutsche Bank Securities Inc.
Donaldson, Lufkin & Jenrette Securities Corporation
A.G. Edwards & Sons, Inc.
FleetBoston Robertson Stephens Inc.
Edward D. Jones & Co., L.P.
Lehman Brothers Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
J.P. Morgan Securities Inc.
Morgan Stanley & Co. Incorporated
PaineWebber Incorporated
Prudential Securities Incorporated
Salomon Smith Barney, Inc.
Sandord C. Bernstein & Co.., Inc.
William Blair & Company, L.L.C.
Blaylock & Partners, L.P.
CIBC World Markets Corp.
First Union National Bank
Guzman & Company
Lazard Freres & Co. LLC
BMO Nesbitt Burns Corp.
RBC Dominion Securities Corporation
Scotia Capital (USA) Inc.
Muriel Siebert & Co., Inc.
Wit Soundview Corporation
TD Securities (USA) Inc.
Utendahl Capital Partners, L.P.
Waserstein Perella Securities, Inc.
Thomas Weisel Partners LLC
The Williams Capital Group, L.P.
Advset, Inc.
Robert W. Baird & Co. Incorporated
M.R. Beal & Company
Chatsworth Securities LLC
Dain Rauscher Incorporated
Doley Securities, Inc.
Epoch Securities, Inc.
Gruntal & Co., L.L.C.
Keefe, Bruyette & Woods, Inc.
Legg Mason Wood Walker, Incorporated
Loop Capital Markets, LLC
McDonald Investments Inc., A KeyCorp Company
Neuberger berman, LLC
Ormes Capital Markets, Inc.
Putnam, Lovell, de Guardiola & Thornton, Inc.
Ramirez & Co., Inc.
Raymond James & Associates, Inc.
Scott & Stringfellow, Inc.
Stephens Inc.
Stifel, Nicolaus & Company, Incorporated
Sutro & Co. Incorporated
Tucker Anthony Incorporated
Wachovia Securities, Inc.
Adams, Harkness & Hill, Inc.
Apex Pryor Securities, Inc., a division of Rice Financial
Products Company
Arnhold and S. Bleichroeder, Inc.
George K. Baum & Company
The Buckingham Research Group Incorporated
Burnham Securities Inc.
The Chapman Company
Conning & Company
Crowell, Weedon & Co.
D.A. Davidson & Co.
Doft & Co., Inc.
FAC/Equities, a division of First Albany
Fahnestock & Co., Inc.
Ferris, Baker Watts, Incorporated
Fifth Third Securities, Inc.
First Security Van Kasper
First Southwest Company
Fox-Pitt, Kelton Inc.
Friedman, Billings, Ramsey & Co., Inc.
Gerard Klauer Mattison & Co., Inc.
HCFP/Brenner Securities LLC
J.J.B. Hilliard, W.L. Lyons, Inc.
Hoak Breedlove Wesneski & Co.
William R. Hough & Co.
HOWARD WEIL, a division of Legg Mason Wood Walker, Inc.
Jackson Securities Incorporated
Janney Montgomery Scott LLC
Jefferies & Company, Inc.
Johnston, Lemon & Co., Incorporated
C.L. King & Associates, Inc.
Kirkpatrick, Pettis, Smith, Polian Inc.
Ladenburg, Thalmann & Co., Inc.
Laidlaw Global Securities, Inc.
Lam Securities Investments, Inc.
May Davis Group Inc.
Melvin Securities, L.L.C.
Mesirow Financial, Inc.
Morgan Keegan & Company, Inc.
Needham & Company, Inc.
Parker/Hunter Incorporated
Pennsylvania Merchant Group
Petrie Parkman & Co., Inc.
Pryor, Counts & Co., Inc.
Ragen MacKenzie Incorporated
The Robinson-Humphrey Company, LLC
Sanders Morris Harris Inc.
Sandler O'Neill & Partners, L.P.
Sands Brothers & Co., Ltd.
SBK Brooks Investment Corp.
Seasongood & Mayer
The Seidler Companies Incorporated
Simmons & Company International
South Beach Capital Markets Incorporated
Southwest Securities Inc.
Sterne, Agee & Leach, Inc.
Sturdivant & Co., Inc.
SunTrust Equitable Securities Corporation
Sutter Securities Incorporated
SWM Securities, Inc.
C.E. Unterberg, Towbin
Walton Johnson & Company
Wedbush Morgan Securities Inc.
T:\george\N-SAR\INVP-JEN\11-00\77O series 1.doc
3
For the fiscal year ended: 9/30/00
File number: 811-7343
The Prudential Investment Portfolios, Inc.
Prudential Jennison Equity Opportunity Fund (Series 2)
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Ia.
1. Name of Issuer
United Parcel Service, Inc.
2. Date of Purchase
11/9/99
3. Number of Securities Purchased
4,000
4. Dollar Amount of Purchase
$200,000
5. Price Per Unit
$50.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Morgan Stanley
7. Other members of the Underwriting Syndicate:
Morgan Stanley & Co., Inc
Goldman Sachs & Co.
Merrill Lynch, Pierce, Fenner & Smith Inc.
Credit Suisse First Boston
Salomon Smith Barney Inc.
Warburg Dillon Read LLC
ABN Amro Incorporated
Banc of America Securities LLC
BancBoston Robertson Stephens Inc.
Bear, Sterns & Co., Inc.
Sanford C. Bernstein & Co., Inc.
Blaylock & Partners, L.P.
J.C. Bradford & Co.
Chatsworth Securities LLC
Deutsche bank Securities LLC
Donaldson, Lufkin & Jenrette Securities Corporation
E* Offering Corp.
A.G. Edwards & Sons, Inc.
First Union Securities, Inc.
Gruntal & Co., LLC
Guzman & Company
J.J.B. Hilliard, W.L. Lyons, Inc.
ING Barings LLC
Jackson Securities Incorporated
Edward D. Jones & Co., L.P.
Lazard Freres & Co. LLC
Legg Mason Wood Walker, Incorporated
Lehman Brothers Inc.
Melvin Securities, L.L.C.
J.P. Morgan Securities Inc.
Morgan Keegan & Company, Inc.
Nesbitt Burns Securities Inc.
PaineWebber Incorporated
Prudential Securities Incorporated
Ramirez & Co., Inc.
RBC Dominion Securities Inc.
The Robinson-Humphrey Company, LLC
Charles Schwab & Co., Inc.
For the fiscal year ended: 9/30/00
File number: 811-7343
The Prudential Investment Portfolios, Inc.
Prudential Jennison Equity Opportunity Fund (Series 2)
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Ib.
1. Name of Issuer
Aviron
2. Date of Purchase
4/4/2000
3. Number of Securities Purchased
23,200
4. Dollar Amount of Purchase
$522,000
5. Price Per Unit
$22.50
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Morgan Stanley Dean Witter
7. Other members of the Underwriting Syndicate:
Morgan Stanley & Co.
Bear, Stearns & Co.
U.S. Bancorp Piper Jaffray Inc.
Adams, Harkness & Hill, Inc.
Chase Securities Inc.
CIBC World Markets Corp.
Deutsche Bank Securities
A.G. Edwards & Sons
First Union Securities
Janney Montgomery Scott LLC
Edward D. Jones & Co.
Leerink Swann & Company
PaineWebber Incorporated
Prudential Securities Incorporated
Punk, Ziege & Company
SG Cowen Securities
T:\george\N-SAR\INVP-JEN\11-00\77O series 2.doc
